A stock exchange establishes a marketplace for trading securities and provides infrastructure to facilitate transactions between buyers and sellers. It establishes rules for fair trading, regulates members, and ensures transparency through disclosure requirements for listed companies. A stock exchange provides liquidity and price discovery as the constant buying and selling of shares determines their price through the forces of supply and demand. It benefits both investors and companies through increased market access, confidence, and profitability.
Created By: Chirag Singla Student B.com(CA)
In that Powerpoint Presentation
~ Meaning of Capital Market, Different Types of Financial Instruments
~ Role and Functions of Capital Market.
~ Types of Capital Market, i.e. Primary Market & Secondary Market
~ Primary Market
~ New issue Market
~ E-IPO
~ Secondary Market and its produv
~ Process of trading
~ Difference Between Primary And Secondary Market
~ SEBI (Securities Exchange Board of India)
~ Regulation of Stock Exchange
~ Ministry of Finance
~ Governing Body
~ Regional Stock Exchange in India and News Channels where the Stock Prices on Tv.
By this above description the Powerpoint Presentation is ended
Created By: Chirag Singla Student B.com(CA)
In that Powerpoint Presentation
~ Meaning of Capital Market, Different Types of Financial Instruments
~ Role and Functions of Capital Market.
~ Types of Capital Market, i.e. Primary Market & Secondary Market
~ Primary Market
~ New issue Market
~ E-IPO
~ Secondary Market and its produv
~ Process of trading
~ Difference Between Primary And Secondary Market
~ SEBI (Securities Exchange Board of India)
~ Regulation of Stock Exchange
~ Ministry of Finance
~ Governing Body
~ Regional Stock Exchange in India and News Channels where the Stock Prices on Tv.
By this above description the Powerpoint Presentation is ended
Secondary Market, Primary Vs Secondary, Stock Exchanges, Listing of Securities, Trading Systems in Stock exchanges, Qualifications of Listing,Delisting, Orders, types of Orders,
History of Indian Capital Markets, structure, SEBI, market concepts - bear and bull markets, stop loss, top-down approach, types of shares - preferential, common equity, hybrid, small mid and large cap, how to read stock quote, PE Ratio and its applications, order FAQ, risks, stock market indices, demat & trading accounts
Markets for buying and selling equity and debt instruments. Capital markets channel savings and investment between suppliers of capital such as retail investors and institutional investors, and users of capital like businesses, government and individuals
Secondary Market, Primary Vs Secondary, Stock Exchanges, Listing of Securities, Trading Systems in Stock exchanges, Qualifications of Listing,Delisting, Orders, types of Orders,
History of Indian Capital Markets, structure, SEBI, market concepts - bear and bull markets, stop loss, top-down approach, types of shares - preferential, common equity, hybrid, small mid and large cap, how to read stock quote, PE Ratio and its applications, order FAQ, risks, stock market indices, demat & trading accounts
Markets for buying and selling equity and debt instruments. Capital markets channel savings and investment between suppliers of capital such as retail investors and institutional investors, and users of capital like businesses, government and individuals
It is a market place where shares of public companies are bought and sold
It is commonplace where the issuers of the shares & subscribers of the shares come together
This presentation will discuss the following topics:
Objectives
Introduction
What is a Financial Instrument?
Understanding Financial Instrument
Types of Financial Instrument
Financial Markets
Role of Financial Markets
Event Report - SAP Sapphire 2024 Orlando - lots of innovation and old challengesHolger Mueller
Holger Mueller of Constellation Research shares his key takeaways from SAP's Sapphire confernece, held in Orlando, June 3rd till 5th 2024, in the Orange Convention Center.
An introduction to the cryptocurrency investment platform Binance Savings.Any kyc Account
Learn how to use Binance Savings to expand your bitcoin holdings. Discover how to maximize your earnings on one of the most reliable cryptocurrency exchange platforms, as well as how to earn interest on your cryptocurrency holdings and the various savings choices available.
Discover the innovative and creative projects that highlight my journey throu...dylandmeas
Discover the innovative and creative projects that highlight my journey through Full Sail University. Below, you’ll find a collection of my work showcasing my skills and expertise in digital marketing, event planning, and media production.
Building Your Employer Brand with Social MediaLuanWise
Presented at The Global HR Summit, 6th June 2024
In this keynote, Luan Wise will provide invaluable insights to elevate your employer brand on social media platforms including LinkedIn, Facebook, Instagram, X (formerly Twitter) and TikTok. You'll learn how compelling content can authentically showcase your company culture, values, and employee experiences to support your talent acquisition and retention objectives. Additionally, you'll understand the power of employee advocacy to amplify reach and engagement – helping to position your organization as an employer of choice in today's competitive talent landscape.
VAT Registration Outlined In UAE: Benefits and Requirementsuae taxgpt
Vat Registration is a legal obligation for businesses meeting the threshold requirement, helping companies avoid fines and ramifications. Contact now!
https://viralsocialtrends.com/vat-registration-outlined-in-uae/
3.0 Project 2_ Developing My Brand Identity Kit.pptxtanyjahb
A personal brand exploration presentation summarizes an individual's unique qualities and goals, covering strengths, values, passions, and target audience. It helps individuals understand what makes them stand out, their desired image, and how they aim to achieve it.
LA HUG - Video Testimonials with Chynna Morgan - June 2024Lital Barkan
Have you ever heard that user-generated content or video testimonials can take your brand to the next level? We will explore how you can effectively use video testimonials to leverage and boost your sales, content strategy, and increase your CRM data.🤯
We will dig deeper into:
1. How to capture video testimonials that convert from your audience 🎥
2. How to leverage your testimonials to boost your sales 💲
3. How you can capture more CRM data to understand your audience better through video testimonials. 📊
LA HUG - Video Testimonials with Chynna Morgan - June 2024
Stock exchange
1. The Role andThe Role and
Function of a StockFunction of a Stock
ExchangeExchange
www.StudsPlanet.com
2. OutlineOutline
• Overview of financialOverview of financial
marketsmarkets
• Institutional infrastructureInstitutional infrastructure
• Role and functions of stockRole and functions of stock
exchangeexchange
www.StudsPlanet.com
4. The Hierarchy of Markets
Money market
Government bond
market
Corporate bonds &
equities
Asset backed
securities &
derivatives
Gov’t T Bills
www.StudsPlanet.com
5. Financial Market
Money market
Capital
market
Primary
market Second
ary
market
Commercial
banks
Firms raise
capital
Investors
trade
securities
issued in
primary
market
debt
equity
Public
Private
placement
Short term
instruments
Primary
Mkt Inst
Stock
excha
nge
Credit
unions
Insurance
cos
NIS
Supporting
agents
www.StudsPlanet.com
6. Market infrastructureMarket infrastructure
• Stock exchangeStock exchange
• Clearing and settlementClearing and settlement
• Education and trainingEducation and training
• Investors’ protectionInvestors’ protection
• Rating agencyRating agency
www.StudsPlanet.com
9. Regulation & SupervisionRegulation & Supervision
AA few questionsfew questions
• Ever wondered how the capitalEver wondered how the capital
markets workmarkets work
• Who sets the rulesWho sets the rules
• What does the stock exchange doWhat does the stock exchange do
• What is the role of the stock brokerWhat is the role of the stock broker
• How to become a registered brokerHow to become a registered broker
www.StudsPlanet.com
10. The Regulator
• Foremost authority presiding over the
capital markets
• With mission to promote and maintain
Fair, efficient , secure and transparent
market and to facilitate the orderly
development of the stock exchange
www.StudsPlanet.com
11. Role and Functions ofRole and Functions of
a stock exchangea stock exchange
Established for theEstablished for the
purpose of assisting,purpose of assisting,
regulating and controllingregulating and controlling
business of buying,business of buying,
selling and dealing inselling and dealing in
securitiessecurities
www.StudsPlanet.com
12. Role and Functions ofRole and Functions of
a stock exchange cont’da stock exchange cont’d
• Provides a market for the trading ofProvides a market for the trading of
securities to individuals andsecurities to individuals and
organizations seeking to investorganizations seeking to invest
their saving or excess fundstheir saving or excess funds
through the purchase of securitiesthrough the purchase of securities
www.StudsPlanet.com
13. Role and Functions of
a stock exchange cont’d
Provides a physical location
for buying and selling
securities that have been
listed for trading on that
exchange
www.StudsPlanet.com
14. Role and Functions of
a stock exchange cont’d
Establishes rules for fair
trading practices and
regulates the trading
activities of its members
according to those rules
www.StudsPlanet.com
15. Role and Functions ofRole and Functions of
a stock exchangea stock exchange cont’dcont’d
The exchange itself does
not buy or sell the
securities, nor does it
set prices for them
www.StudsPlanet.com
16. FairFair
The exchange assuresThe exchange assures
that no investor will havethat no investor will have
an undue advantage overan undue advantage over
other market participantsother market participants
www.StudsPlanet.com
17. Efficient marketEfficient market
This means that ordersThis means that orders
are executed andare executed and
transactions are settledtransactions are settled
in the fastest possiblein the fastest possible
wayway
www.StudsPlanet.com
18. TransparencyTransparency
Investor make informedInvestor make informed
and intelligent decisionand intelligent decision
about the particular stockabout the particular stock
based on informationbased on information
www.StudsPlanet.com
19. Transparency cont’dTransparency cont’d
Listed companies mustListed companies must
disclose information indisclose information in
timely, complete andtimely, complete and
accurate manner to theaccurate manner to the
Exchange and the publicExchange and the public
on a regular basison a regular basis
www.StudsPlanet.com
20. Transparency cont’dTransparency cont’d
Required information includeRequired information include
stock price, corporatestock price, corporate
conditions and developmentsconditions and developments
dividend, mergers and jointdividend, mergers and joint
ventures, and managementventures, and management
changes etcchanges etc
www.StudsPlanet.com
22. Doing business cont’dDoing business cont’d
The broker takes your order
to the floor of the exchange
looks for a broker
representing someone
wanting to buy/sell
• If a mutually agreeable price
is found the trade is made
www.StudsPlanet.com
23. Some type of ordersSome type of orders
• Limit orderLimit order
• Market orderMarket order
• Day orderDay order
• OpenOpen
• All or noneAll or none
• Any partAny part
• Good throughGood through
www.StudsPlanet.com
24. PricePrice
At any point in time, the
price of previously
issued stock is
determined by the ebb
and flow of supply and
demand
www.StudsPlanet.com
25. Listing requirementsListing requirements
There are specificThere are specific
requirements for allowing arequirements for allowing a
public company to list itspublic company to list its
securities on the Stocksecurities on the Stock
Exchange these are set outExchange these are set out
in the legislationin the legislation
www.StudsPlanet.com
26. Benefits of listing
• Visibility
• Market support
• Investors confidence
• Increased demand for products and
services
• Overall increase in profitability
www.StudsPlanet.com
27. Once tradedOnce traded
• Aura of reliabilityAura of reliability
• Accuracy in reportingAccuracy in reporting
financial datafinancial data
• ReputationReputation
• StrengthStrength
www.StudsPlanet.com
28. Delisting
Stock exchange can delist companies
for a number of reasons including :-
• Merger with another company
• Solvency problems
• Name change company asked to be
removed
• Failure to comply with exchange rules
www.StudsPlanet.com
29. Desirable Characteristics
of a stock market
Liquidity
Ability to sell an asset
quickly at a fairly
known price Low
transactions costs
www.StudsPlanet.com
30. Desirable Characteristics
of a stock market cont’d
• Availability of information
Market efficiency
• Prices react quickly to new
information
• Small price fluctuations
• Narrow price spread
www.StudsPlanet.com
31. Financing the exchangeFinancing the exchange
• Transaction fees paid by members forTransaction fees paid by members for
each order executedeach order executed
• Fees paid by firms when theirFees paid by firms when their
securities are originally listedsecurities are originally listed
• Annual fees by firmsAnnual fees by firms
• Entrance fees from new membersEntrance fees from new members
• sale of historic trading and marketsale of historic trading and market
informationinformation
www.StudsPlanet.com
32. Major challenges for theMajor challenges for the
ExchangesExchanges
• Cross border trading
• Issuers and investors are
expanding their horizons beyond
their home markets
• Investors becoming much more
demanding
www.StudsPlanet.com
33. •Regulatory improvementRegulatory improvement
Transparency and CorporateTransparency and Corporate
GovernanceGovernance
Corporate
Governance
Protection to
minority
Shareholders
Disclosure
Enhance
market
confidence
Strong
industry
regulator
www.StudsPlanet.com
34. Owners
Board of
Directors
Managers
Ownership of the
company is by the
public in the form of
shares one share,
one vote
Board is elected by
shareholders to
represent the best
interests of the owners
Board hires and fires the
management of the
company
www.StudsPlanet.com