Rules of The Road
     Review
Navigation Rules
      Purpose and Scope

Applicable reading: USCG ROR.
Purpose of Scope of the
       Rules of the Road

Sources:
– 1972 COLREGS (International Rules)
    Regulations for the Prevention of Collisions at Sea
    Amended in 1983, 1989, 1991 by the IMO

– 1980 Navigation Rules Act (Inland Rules)
    Applies exclusively to US inland waters

NOTE: Navigation Rules have the force of law.
Rule 1(a): Applicability

Nav Rules apply based upon a vessel’s
location.
 – COLREGS Line of Demarcation
• “These rules shall
  apply to all vessels
  upon the high seas
  and in all waters
  connected therewith
  navigable by
  seagoing vessels.”
Rule 2: Responsibility
“Nothing in these Rules shall exonerate any vessel, or
the owner, master or crew thereof, from the
consequences of any neglect to comply with these Rules
or of the neglect of any precaution which may be
required by the ordinary practice of seaman.”

General Prudential Rule: the mariner is responsible not
only for complying with the Rules but also for avoiding a
collision.
      Special Situations
      In extremis situations
Special Situations
(not covered by the Rules)
Rule 3: General Definitions



Vessel                          Underway
 – Power driven vessel           – Making way
 – Sailing vessel                – Not making way



Special Conditions
  Vessel engaged in fishing
  Not under command
  Restricted in ability to maneuver
  Constrained by draft (int’l rules only)
Rule 3: Definitions
                   Vessel
  Vessel: includes every description of water craft
  used or capable of being used as a means on
  transportation on water.

• Includes:
   – Power-driven vessels
   – Sailboats
   – Seaplanes
   – Non-displacement craft

• “Power driven vessel”
Rule 3: Definitions
     Vessel engaged in fishing
  Vessel engaged in fishing means any vessel
  fishing with nets, lines, trawls or other fishing
  apparatus which restrict maneuverability.

• Does NOT include:
  – Vessel engaged in trolling.
Rule 3: Definitions
   Vessel not under command
  Vessel not under command means a vessel
  which through some exceptional circumstances
  is unable to maneuver to comply with the Rules.

• Examples:
  – Propulsion casualty
  – Steering casualty
Rule 3: Definitions
        Vessel restricted in ability to
                 maneuver

 Vessel restricted in ability to maneuver means a
 vessel which from the nature of her work is
 unable to keep out of the way of another vessel.

• Examples:
  – Laying navaids
  – Dredging/Surveying
  – UNREP
  – Flight Ops
  – Mineclearance Ops
Rule 3: Definitions
 Vessel constrained by draft

Vessel constrained by draft means a power
driven vessel which, because of her draft in
relation to the available depth is severely
restricted in her ability to deviate from her
present course.
Rule 3: Definitions
Underway, Not-underway
Rule 3: Definitions
Restricted Visibility
Lights and Dayshapes
AGENDA:
–   Rule #20/21 Application and Definitions
–   Rule #22 Visibility of Lights
–   Rule #23 Power Driven Vessels Underway
–   Rule #24 Towing and Pushing
–   Rule #25 Sailing Vessels
–   Rule #26 Fishing Vessels
–   Rule #27 Vessels not under command / restricted in ability …
–   Rule #28 Vessels constrained by draft
–   Rule #29 Pilot vessels
–   Rule #30 Vessels aground/at anchor
Rule 20: Application
           of Lights and Dayshapes

Lights shall be displayed:
– From sunset to sunrise
– In conditions of restricted visibility
– In all other circumstances when deemed appropriate

Purpose of Lights and Dayshapes:
– Helps determine stand on/give way status.
– Indicates the occupation of certain vessels.
– Aids in the determination of target angle and course.
Rule 21:Definitions
                Rule 22: Visibility of Lights
                                                 Min Ranges
TYPE OF LIGHT           COLOR          ARC       50M+ 12-50M
Masthead                white          225       6 nm 5 nm
Sidelight               red/green      112.5     3 nm 2 nm
Sternlight              white          135       3 nm 2 nm
Towing                  yellow         135       3 nm 2 nm
All around              various        360       3 nm 2 nm
Flashing                        yellow/blue      360    3 nm 2 nm

Range Light - refers to the second masthead light placed aft and
   higher than the forward masthead light (>50 m)
Flashing Light - flashes at regular intervals at 120 hz. Found on
   surfaced sub’s and non-displacement craft in the non-
   displacement mode.
Rule 21:Definitions
Rule 22: Visibility of Lights
Rule 23: Power-Driven
                         Vessels
Power Driven vessels underway
– Vessel > 50 m

– Vessel < 50 m

– Vessel < 12 m

– Vessel < 7 m
Rule 24: Towing and Pushing

TOWING ASTERN
  Vessel < 50 m            Tow < 200 m
  Vessel < 50 m            Tow > 200 m
  Vessel > 50 m            Tow < 200 m
  Vessel > 50 m            Tow > 200 m
COMPOSITE UNIT

PUSHING AHEAD/ALONGSIDE
  Vessel > 50 m        International, Inland

  Vessel < 50 m            International, Inland

TOWING and RESTRICTED IN ABILITY TO MANEUVER

“LIGHTING THE TOW”
Rule 25: Sailing Vessels
Rule 26: Fishing Vessels
Rule 27: Vessels
Not Under Command
Rule 27: Vessels Restricted in their
       Ability to Maneuver
Rule 28: Vessels Constrained
     by Draft (Inl’t Only)
Rule 29: Pilot Vessel
Rule 30: Vessels Anchored
  and Vessels Aground
Steering and Sailing Rules

– Conduct of Vessels in any Condition of
  Visibility
    Rule #6 - Safe Speed
    Rule #7 - Risk of Collision
    Rule #8 - Action to Avoid Collision
    Rule #9 - Narrow Channels
    Rule #10 - Traffic Separation Schemes
Rule 4: Application
             Rule 5: Look-out
Application (Rule 4) - Rules in this section
         apply in Any condition of visibility.
Look-out (Rule 5)
– Maintain Proper Lookout
– Use all available means
    Must use sight and hearing
    Binoculars/Radar
    Bearing circle/Alidade
    Night vision devices
– Also required at anchor
Rule 6: Safe Speed
Determinants of Safe Speed
– Draft of vessel in relation to charted depth
– Stopping distance and turning ability
– Presence of background lighting
– State of winds, sea, and current
– State of visibility
– Traffic density
Rule 7: Risk of Collision

Risk of Collision (Rule 7)
– Every vessel shall use all available means to
  determine if risk of collision exists.
    Early use of RADAR
    Systematic observation

Such risk is deemed to
exist if the compass bearing
         of an approaching vessel
    does not appreciably change.
Rule 8: Action to Avoid Collision
Any action taken to avoid collision shall … be
positive, made in ample time, and with due
regard to the observance of good seamanship.
   – Action taken must be positive and timely.

Action taken to avoid collision with another
vessel shall result in passing at a safe distance.
The effectiveness of the action
shall be carefully checked until                 the
vessel is passed and clear.
Rule 8: Action to Avoid Collision

Two variables can be altered to avoid collision:
course and speed.
– Change course to avoid
  “close-quarter situations”.
– Slacken speed or take all way
    to allow more time to assess
   the situation.

Escape clause:
   “if the circumstances of the case admit”
Rule 9: Narrow Channels

Narrow Channels (Rule 9)
– Stay on the “right” side of the channel
– Sailing vessels and vessels < 20 meters
  shall not impede vessels restricted to the
  channel.
– Fishing vessels shall not
    impede other vessels.
– Crossing vessels shall not
  impede other vessels.
Rule 10: Traffic Separation
                     Schemes
  Traffic Separation schemes my be adopted by
  the IMO for the purpose of these Rules.


– Use small angle of approach
  to enter/depart.
– Cross the scheme at right
  angles.
– You can fish in the lanes as
  long as you do not impede
  passage of the other vessels.
Conduct of vessels in sight of one another



Conduct of vessels in sight of one another
       Rule #12 - Sailing Vessels
       Approach Situations
          – Rule #13 - Overtaking
          – Rule #14 - Meeting
          – Rule #15 - Crossing
        Rule #16 - Action by the Give-way Vessel
        Rule #17 - Action by the Stand-on Vessel
        Rule #18 - Responsibilities Between Vessels
Vessels in Sight of One Another
   Rule 12: Sailing Vessels
Vessels in Sight of One Another
   Rule 12: Sailing Vessels
Vessels in Sight of One Another
                Rule 13: Overtaking
Rule 13 requires the overtaking vessel to keep out of the
way of the vessel being passed.
An overtaking situation exists when a vessel approaches




An overtaking situation exists when a vessel approaches another
vessel more than 22.5deg abaft the beam.
Vessels in Sight of One Another
           Rule 14: Meeting Situation
Rule 14 requires both power vessels to maneuver to
starboard.
An overtaking situation exists when a vessel approaches




A meeting situation exists if two power vessels approach on
reciprocal or near reciprocal courses.
Vessels in Sight of One Another
              Rule 15: Crossing Situation
  Rule 15 requires the vessel that has the other on its
  starboard side to keep clear.

An overtaking situation exists when a vessel approaches




  At night the stand-on vessel sees the green sidelight of the give-
  way vessel, and the give-way vessel sees the red sidelight of the
  stand-on vessel.
Rules 16/17: Action by Give-way
              and Stand-on Vessels

Give-way:
  Every vessel which is directed to keep out of the
  way of another vessel shall, so far as possible,
  take early and substantial action to keep well
  clear.
Stand-on:
  Where one of two vessels
  is to keep out of the way
  the other vessel shall keep
  her course and speed.
Rule 18: Responsibilities Between
        Vessels (Order of Precedence)
Vessel being overtaken
Vessel not under command or
Restricted in ability to maneuver
Vessel constrained by draft
Vessel engaged in fishing
Sailing vessels
Power driven vessels
Seaplanes
Rules 13-15: Vessels in Sight and
           in Risk of Collision (Review)


                 HEAD ON            OVERTAKING CROSSING
Description Meeting on              Overtaking another Two vessels
            reciprocal courses,     vessel more than     crossing, risk of
            masthead lights in      22.5 abaft the beam, collision exists.
            line, both sidelights   at night only the
            visible.                sternlight visible.

Action       Both vessels turn to   Overtaking vessel      The vessel which
             starboard to pass      keeps out of the way   holds the other
             port-to-port.          on the overtaken       on her starboard
                                    vessel.                must keep out of
                                                           the way of the
                                                           stand-on vessel.
Homework
Review and Be Familiar with the Rules of
The Road

ROR review

  • 1.
    Rules of TheRoad Review
  • 2.
    Navigation Rules Purpose and Scope Applicable reading: USCG ROR.
  • 3.
    Purpose of Scopeof the Rules of the Road Sources: – 1972 COLREGS (International Rules) Regulations for the Prevention of Collisions at Sea Amended in 1983, 1989, 1991 by the IMO – 1980 Navigation Rules Act (Inland Rules) Applies exclusively to US inland waters NOTE: Navigation Rules have the force of law.
  • 4.
    Rule 1(a): Applicability NavRules apply based upon a vessel’s location. – COLREGS Line of Demarcation • “These rules shall apply to all vessels upon the high seas and in all waters connected therewith navigable by seagoing vessels.”
  • 5.
    Rule 2: Responsibility “Nothingin these Rules shall exonerate any vessel, or the owner, master or crew thereof, from the consequences of any neglect to comply with these Rules or of the neglect of any precaution which may be required by the ordinary practice of seaman.” General Prudential Rule: the mariner is responsible not only for complying with the Rules but also for avoiding a collision. Special Situations In extremis situations
  • 6.
  • 7.
    Rule 3: GeneralDefinitions Vessel Underway – Power driven vessel – Making way – Sailing vessel – Not making way Special Conditions Vessel engaged in fishing Not under command Restricted in ability to maneuver Constrained by draft (int’l rules only)
  • 8.
    Rule 3: Definitions Vessel Vessel: includes every description of water craft used or capable of being used as a means on transportation on water. • Includes: – Power-driven vessels – Sailboats – Seaplanes – Non-displacement craft • “Power driven vessel”
  • 9.
    Rule 3: Definitions Vessel engaged in fishing Vessel engaged in fishing means any vessel fishing with nets, lines, trawls or other fishing apparatus which restrict maneuverability. • Does NOT include: – Vessel engaged in trolling.
  • 10.
    Rule 3: Definitions Vessel not under command Vessel not under command means a vessel which through some exceptional circumstances is unable to maneuver to comply with the Rules. • Examples: – Propulsion casualty – Steering casualty
  • 11.
    Rule 3: Definitions Vessel restricted in ability to maneuver Vessel restricted in ability to maneuver means a vessel which from the nature of her work is unable to keep out of the way of another vessel. • Examples: – Laying navaids – Dredging/Surveying – UNREP – Flight Ops – Mineclearance Ops
  • 12.
    Rule 3: Definitions Vessel constrained by draft Vessel constrained by draft means a power driven vessel which, because of her draft in relation to the available depth is severely restricted in her ability to deviate from her present course.
  • 13.
  • 14.
  • 15.
    Lights and Dayshapes AGENDA: – Rule #20/21 Application and Definitions – Rule #22 Visibility of Lights – Rule #23 Power Driven Vessels Underway – Rule #24 Towing and Pushing – Rule #25 Sailing Vessels – Rule #26 Fishing Vessels – Rule #27 Vessels not under command / restricted in ability … – Rule #28 Vessels constrained by draft – Rule #29 Pilot vessels – Rule #30 Vessels aground/at anchor
  • 16.
    Rule 20: Application of Lights and Dayshapes Lights shall be displayed: – From sunset to sunrise – In conditions of restricted visibility – In all other circumstances when deemed appropriate Purpose of Lights and Dayshapes: – Helps determine stand on/give way status. – Indicates the occupation of certain vessels. – Aids in the determination of target angle and course.
  • 17.
    Rule 21:Definitions Rule 22: Visibility of Lights Min Ranges TYPE OF LIGHT COLOR ARC 50M+ 12-50M Masthead white 225 6 nm 5 nm Sidelight red/green 112.5 3 nm 2 nm Sternlight white 135 3 nm 2 nm Towing yellow 135 3 nm 2 nm All around various 360 3 nm 2 nm Flashing yellow/blue 360 3 nm 2 nm Range Light - refers to the second masthead light placed aft and higher than the forward masthead light (>50 m) Flashing Light - flashes at regular intervals at 120 hz. Found on surfaced sub’s and non-displacement craft in the non- displacement mode.
  • 18.
    Rule 21:Definitions Rule 22:Visibility of Lights
  • 19.
    Rule 23: Power-Driven Vessels Power Driven vessels underway – Vessel > 50 m – Vessel < 50 m – Vessel < 12 m – Vessel < 7 m
  • 20.
    Rule 24: Towingand Pushing TOWING ASTERN Vessel < 50 m Tow < 200 m Vessel < 50 m Tow > 200 m Vessel > 50 m Tow < 200 m Vessel > 50 m Tow > 200 m COMPOSITE UNIT PUSHING AHEAD/ALONGSIDE Vessel > 50 m International, Inland Vessel < 50 m International, Inland TOWING and RESTRICTED IN ABILITY TO MANEUVER “LIGHTING THE TOW”
  • 21.
  • 22.
  • 23.
    Rule 27: Vessels NotUnder Command
  • 24.
    Rule 27: VesselsRestricted in their Ability to Maneuver
  • 25.
    Rule 28: VesselsConstrained by Draft (Inl’t Only)
  • 26.
  • 27.
    Rule 30: VesselsAnchored and Vessels Aground
  • 28.
    Steering and SailingRules – Conduct of Vessels in any Condition of Visibility Rule #6 - Safe Speed Rule #7 - Risk of Collision Rule #8 - Action to Avoid Collision Rule #9 - Narrow Channels Rule #10 - Traffic Separation Schemes
  • 29.
    Rule 4: Application Rule 5: Look-out Application (Rule 4) - Rules in this section apply in Any condition of visibility. Look-out (Rule 5) – Maintain Proper Lookout – Use all available means Must use sight and hearing Binoculars/Radar Bearing circle/Alidade Night vision devices – Also required at anchor
  • 30.
    Rule 6: SafeSpeed Determinants of Safe Speed – Draft of vessel in relation to charted depth – Stopping distance and turning ability – Presence of background lighting – State of winds, sea, and current – State of visibility – Traffic density
  • 31.
    Rule 7: Riskof Collision Risk of Collision (Rule 7) – Every vessel shall use all available means to determine if risk of collision exists. Early use of RADAR Systematic observation Such risk is deemed to exist if the compass bearing of an approaching vessel does not appreciably change.
  • 32.
    Rule 8: Actionto Avoid Collision Any action taken to avoid collision shall … be positive, made in ample time, and with due regard to the observance of good seamanship. – Action taken must be positive and timely. Action taken to avoid collision with another vessel shall result in passing at a safe distance. The effectiveness of the action shall be carefully checked until the vessel is passed and clear.
  • 33.
    Rule 8: Actionto Avoid Collision Two variables can be altered to avoid collision: course and speed. – Change course to avoid “close-quarter situations”. – Slacken speed or take all way to allow more time to assess the situation. Escape clause: “if the circumstances of the case admit”
  • 34.
    Rule 9: NarrowChannels Narrow Channels (Rule 9) – Stay on the “right” side of the channel – Sailing vessels and vessels < 20 meters shall not impede vessels restricted to the channel. – Fishing vessels shall not impede other vessels. – Crossing vessels shall not impede other vessels.
  • 35.
    Rule 10: TrafficSeparation Schemes Traffic Separation schemes my be adopted by the IMO for the purpose of these Rules. – Use small angle of approach to enter/depart. – Cross the scheme at right angles. – You can fish in the lanes as long as you do not impede passage of the other vessels.
  • 36.
    Conduct of vesselsin sight of one another Conduct of vessels in sight of one another Rule #12 - Sailing Vessels Approach Situations – Rule #13 - Overtaking – Rule #14 - Meeting – Rule #15 - Crossing Rule #16 - Action by the Give-way Vessel Rule #17 - Action by the Stand-on Vessel Rule #18 - Responsibilities Between Vessels
  • 37.
    Vessels in Sightof One Another Rule 12: Sailing Vessels
  • 38.
    Vessels in Sightof One Another Rule 12: Sailing Vessels
  • 39.
    Vessels in Sightof One Another Rule 13: Overtaking Rule 13 requires the overtaking vessel to keep out of the way of the vessel being passed. An overtaking situation exists when a vessel approaches An overtaking situation exists when a vessel approaches another vessel more than 22.5deg abaft the beam.
  • 40.
    Vessels in Sightof One Another Rule 14: Meeting Situation Rule 14 requires both power vessels to maneuver to starboard. An overtaking situation exists when a vessel approaches A meeting situation exists if two power vessels approach on reciprocal or near reciprocal courses.
  • 41.
    Vessels in Sightof One Another Rule 15: Crossing Situation Rule 15 requires the vessel that has the other on its starboard side to keep clear. An overtaking situation exists when a vessel approaches At night the stand-on vessel sees the green sidelight of the give- way vessel, and the give-way vessel sees the red sidelight of the stand-on vessel.
  • 42.
    Rules 16/17: Actionby Give-way and Stand-on Vessels Give-way: Every vessel which is directed to keep out of the way of another vessel shall, so far as possible, take early and substantial action to keep well clear. Stand-on: Where one of two vessels is to keep out of the way the other vessel shall keep her course and speed.
  • 43.
    Rule 18: ResponsibilitiesBetween Vessels (Order of Precedence) Vessel being overtaken Vessel not under command or Restricted in ability to maneuver Vessel constrained by draft Vessel engaged in fishing Sailing vessels Power driven vessels Seaplanes
  • 44.
    Rules 13-15: Vesselsin Sight and in Risk of Collision (Review) HEAD ON OVERTAKING CROSSING Description Meeting on Overtaking another Two vessels reciprocal courses, vessel more than crossing, risk of masthead lights in 22.5 abaft the beam, collision exists. line, both sidelights at night only the visible. sternlight visible. Action Both vessels turn to Overtaking vessel The vessel which starboard to pass keeps out of the way holds the other port-to-port. on the overtaken on her starboard vessel. must keep out of the way of the stand-on vessel.
  • 45.
    Homework Review and BeFamiliar with the Rules of The Road

Editor's Notes

  • #3 The most important thing to remember about the rules of the road is what they don’t do: the rules are not intended to be used to determine blame after a collision has occurred. They are intended to prevent the collisions in the first place. Hence their full name: Regulations for the Avoidance of Collisions at Sea How? = The rules are designed to state who should take action first to avoid a collision. They also establish ways for sailors who speak hundreds of different languages to speak to each other. In 1940, Captain Raymond Farwell said that “the rules, if implicitly obeyed, are practically collision-proof.”
  • #4 History: Prior to the rules, each country had its own rules International Maritime Organization (IMO) Met in 1972 with representatives from 52 nations International Regulations for the Prevention of Collisions at Sea (COLREGS) Principles: 1. NavRules apply based upon a vessel’s location COLREGS line of demarcation  territorial waters National/International Rules 2. NavRules have the force of law, they are mandatory Issue of Jurisdiction - US Federal Court 3. Obedience must be timely and positive Incremental course changes 4. NavRules apply to all vessels every description of watercraft Navy and Coast Guard vessels also fall under the Rules Contrast with” The king can do no wrong” theory
  • #6 The rules must be obeyed, but they must not be blindly obeyed at the expense of good seamanship. The rules give you no excuse for hitting someone. Rule of Good Seamanship General Prudential Rule Special Situations Rules don’t cover every possible scenario: Ships operating in reverse (TR and LTG collision) Ships that are adrift There is no comprehensive list of IF…THEN’s In Extremis Literally: “at the point of death” or collision imminent Collision can be avoided only by action of both vessels It means one or both of the vessels failed to take the 1st line of preventive measures.
  • #8 Vessel - every description of watercraft (non-displacement craft, seaplanes) that are used or capable of being used as a means of transportation. Inner-tubes - no; sailboards - yes human/animal powered vessels are not covered under the rules - use Rule #2 (Good seamanship) - still don’t hit them Power- driven vessel - any vessel propelled by machinery Sailing vessel - any vessel under sail (not using engines for propulsion) See ROR for remaining definitions.
  • #16 The most important thing to remember about the rules of the road is what they don’t do: the rules are not intended to be used to determine blame after a collision has occurred. They are intended to prevent the collisions in the first place. Hence: full name: Regulations for the Avoidance of Collisions at Sea The rules are designed to state who should take action first to avoid a collision. They also establish ways for sailors who speak hundreds of different languages to speak to each other.