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Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
December 2016
kevin.r.thomas@williams.edu
413-597-3542
Manager, Training and Development
Office of Human Resources
Presented by Kevin R. Thomas
Supervisory Training Series
Professional Ethics
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What are Professional Ethics?
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What are Ethics?
• a set of moral standards that are relied
upon to reach conclusions and make
decisions.
• well-founded standards of right
and wrong, that describe what people
ought to do
• Explained in terms of:
– Rights
– Obligations
– Benefits to society
– Fairness
– Specific virtues
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What are the practical benefits of
behaving ethically?
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What are the practical benefits of
behaving ethically?
• Risk mitigation
• Reputation
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What are some of the most common
forms of unethical behavior in the
workplace?
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What are some of the most common
forms of unethical behavior in the
workplace?
• https://www.lynda.com/Bu
siness-Skills-
tutorials/Common-ethical-
issues/379032/457764-
4.html?org=williams.edu
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
With your partner tell a story
of a time when:
• You or someone you know
were harmed by the
unethical behavior of a
company
• You or someone you know
benefited from the high
integrity of a company.
Story Time
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Moral values are abstract
ideals that mean a lot of
things to a lot of people
• Examples include integrity,
respect, inclusiveness,
trust, and justice.
• It’s important to define
what behaviors do and do
not represent those
values.
Values and Behaviors
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Encouraged Behaviors Unacceptable Behaviors
Doing what you say you will do. Doing one thing, saying another.
Communicate openly and
genuinely
Concealing the truth
Exercising discretion and keeping
confidentiality.
Spreading rumors.
Example: Integrity
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• At your tables, pick a value
• On the Flip Chart, write the name
of the value at the top
• On the left side of the page, write
examples of encouraged behaviors
• On the right side of the page, write
examples of unacceptable
behaviors
Your Turn
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• The specific commitments
you make to uphold values
in your profession.
• Example in child care:
Ethical Commitments
To listen to families,
acknowledge and build upon
their strengths and
competencies, and learn from
families as we support them
in their task of nurturing
children.
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• With your partner, discuss
the specific ethical
commitments that are
important in your
profession.
Your Turn
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Professional Ethics
Checklist
Supporting Ethical Behavior in Your
Team
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
• Identify the violation
• Investigate & document
• Act
Steps to Dealing with Ethics Violations
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What do you know about the
professional ethics framework at
Williams?
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
What do you know about the
professional ethics framework at
Williams?
• Code of conduct policy
• Conflict of interest
• Sarbanes-Oxley Act of
2002: Managers are
accountable for the
actions of those they
manage.
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Where can professional ethics
violations be reported?
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Where can professional ethics
violations be reported?
Your own supervisor, or if that’s not
appropriate:
• Director of Human Resources
• Provost
• Dean of the Faculty
• Vice President for Institutional Diversity &
Equity
• Vice President for Finance and
Administration
• Chair of the Audit Committee of the Board
of Trustees.
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Confronting unethical behavior
involves facing threats to :
• Status
• Belonging
Beware:
• Denial
• Minimizing
• Checking out
Moral Hazards
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
With your partner tell a story
of a time when:
• Your ethical commitments
were tested.
Story Time
Supervisory Training Series: Developing Employees
Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542
Links coming via email:
Contact Kevin Thomas at 413-597-3542
or email kevin.r.thomas@williams.edu
Supervisory Training Series
Professional Ethics
Questions?
• Course page link to all course materials
• Program evaluation link, feedback welcome

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Professional ethics

  • 1. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 December 2016 kevin.r.thomas@williams.edu 413-597-3542 Manager, Training and Development Office of Human Resources Presented by Kevin R. Thomas Supervisory Training Series Professional Ethics
  • 2. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What are Professional Ethics?
  • 3. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What are Ethics? • a set of moral standards that are relied upon to reach conclusions and make decisions. • well-founded standards of right and wrong, that describe what people ought to do • Explained in terms of: – Rights – Obligations – Benefits to society – Fairness – Specific virtues
  • 4. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What are the practical benefits of behaving ethically?
  • 5. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What are the practical benefits of behaving ethically? • Risk mitigation • Reputation
  • 6. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What are some of the most common forms of unethical behavior in the workplace?
  • 7. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What are some of the most common forms of unethical behavior in the workplace? • https://www.lynda.com/Bu siness-Skills- tutorials/Common-ethical- issues/379032/457764- 4.html?org=williams.edu
  • 8. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 With your partner tell a story of a time when: • You or someone you know were harmed by the unethical behavior of a company • You or someone you know benefited from the high integrity of a company. Story Time
  • 9. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Moral values are abstract ideals that mean a lot of things to a lot of people • Examples include integrity, respect, inclusiveness, trust, and justice. • It’s important to define what behaviors do and do not represent those values. Values and Behaviors
  • 10. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Encouraged Behaviors Unacceptable Behaviors Doing what you say you will do. Doing one thing, saying another. Communicate openly and genuinely Concealing the truth Exercising discretion and keeping confidentiality. Spreading rumors. Example: Integrity
  • 11. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • At your tables, pick a value • On the Flip Chart, write the name of the value at the top • On the left side of the page, write examples of encouraged behaviors • On the right side of the page, write examples of unacceptable behaviors Your Turn
  • 12. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • The specific commitments you make to uphold values in your profession. • Example in child care: Ethical Commitments To listen to families, acknowledge and build upon their strengths and competencies, and learn from families as we support them in their task of nurturing children.
  • 13. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • With your partner, discuss the specific ethical commitments that are important in your profession. Your Turn
  • 14. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Professional Ethics Checklist Supporting Ethical Behavior in Your Team
  • 15. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 • Identify the violation • Investigate & document • Act Steps to Dealing with Ethics Violations
  • 16. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What do you know about the professional ethics framework at Williams?
  • 17. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 What do you know about the professional ethics framework at Williams? • Code of conduct policy • Conflict of interest • Sarbanes-Oxley Act of 2002: Managers are accountable for the actions of those they manage.
  • 18. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Where can professional ethics violations be reported?
  • 19. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Where can professional ethics violations be reported? Your own supervisor, or if that’s not appropriate: • Director of Human Resources • Provost • Dean of the Faculty • Vice President for Institutional Diversity & Equity • Vice President for Finance and Administration • Chair of the Audit Committee of the Board of Trustees.
  • 20. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Confronting unethical behavior involves facing threats to : • Status • Belonging Beware: • Denial • Minimizing • Checking out Moral Hazards
  • 21. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 With your partner tell a story of a time when: • Your ethical commitments were tested. Story Time
  • 22. Supervisory Training Series: Developing Employees Kevin R.Thomas, Manager,Training & Development · Office of Human Resources · kevin.r.thomas@williams.edu · 413-597-3542 Links coming via email: Contact Kevin Thomas at 413-597-3542 or email kevin.r.thomas@williams.edu Supervisory Training Series Professional Ethics Questions? • Course page link to all course materials • Program evaluation link, feedback welcome