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INTRODUCTION 
 Microencapsulation is a process by which very tiny droplets or 
particles of liquid or solid material are surrounded or coated with a continuous 
film of 
polymeric material. 
 The product obtained by this process is called as micro particles, 
microcapsules. 
 Particles having diameter between 3 - 800μm are known as micro particles or 
microcapsules or microspheres. 
T.B.EKNATH BABU 1 
 Particles larger than 1000μm are known as Macro particles .
CLASSIFICATION OF MICROPARTICLE 
Generally Micro particles consist of two components 
a) Core material 
b) Coat or wall or shell material. 
1.Microcapsules: The active agent forms a core surrounded by an inert diffusion barrier. 
2.Microspheres: The active agent is dispersed or dissolved in an inert polymer. 
T.B.EKNATH BABU 2
T.B.EKNATH BABU 3
ADVANTAGES: 
 To Increase of bioavailability 
 To alter the drug release 
 To improve the patient’s compliance 
 To produce a targeted drug delivery 
 To reduce the reactivity of the core in relation to the outside environment 
 To decrease evaporation rate of the core material. 
 To convert liquid to solid form & To mask the core taste. 
T.B.EKNATH BABU 4
FUNDAMENTAL CONSIDERATION: 
Core material Coating material Vehicle 
Solid Liquid 
Microencapsulation 
Polymers 
Waxes 
Aqueous Nonaqueous 
Resins 
Proteins 
Polysaccharides 
T.B.EKNATH BABU 5
APPLICATION OF MICROENCAPSULATION TECHNIQUES: 
T.B.EKNATH BABU 6
Microencapsulation : Applications 
Medicine & Pharmacy & 
vetinary 
Control release, Taste masking 
Vectorisation 
Artificial organs 
single dose treatment 
Medicine & Pharmacy & 
vetinary 
Control release, Taste masking 
Vectorisation 
Artificial organs 
single dose treatment 
Chemistry 
Printing & recording 
Carbonless paper, 
Adhesives 
Pigments and 
Fillers Catalysts 
Food & feed 
Aromas, Probiotics 
Unsaturated oil, 
Enzyme food processing 
amino acid for cows 
Agriculture 
Fungicide – herbicide, Insect 
repellent, Biopesticide 
Pigments and fillers 
Artificial insemination 
Biotechnology & 
environment 
Continuous reactor, 
Shear protection, 
Reactor oxygenation 
Consumer & diversified 
Cosmetics, 
detergents (enzymes), 
sanitary (active, aromas) T.B.EKNATH BABU 7
MICROENCAPSULATION TECHNIQUES: 
T.B.EKNATH BABU 8
RELEASE MECHANISMS 
1. Degradation controlled monolithic system 
2. Diffusion controlled monolithic system 
3. Diffusion controlled reservoir system 
4. Erosion 
T.B.EKNATH BABU 9
MICROENCAPSULATION TECHNIQUES: 
1. Air suspension techniques( Wurster) 
2. Coacervation process 
3. Spray drying & congealing 
4. Pan coating 
5. Solvent evaporation 
6. Polymerization 
7. Extrusion 
8. Single & double emulsion techniques 
9. Supercritical fluid anti solvent method (SAS) 
10. Nozzle vibration technology 
T.B.EKNATH BABU 10
Air Suspension Techniques( Wurster) 
Microencapsulation by air suspension technique consist 
of the dispersing of solid, particulate core materials in a 
supporting air stream and the spray coating on the air 
suspended particles. Within the coating chamber, 
particles are suspended on an upward moving air stream. 
The design of the chamber and its operating parameters 
effect a recalculating flow of the particles through the 
coating zone portion of the chamber, where a coating 
material, usually a polymer solution, is spray applied to 
the moving particles. 
T.B.EKNATH BABU 11
During each pass through the coating zone, the core 
material receives an increment of coating material. 
The cyclic process is repeated, perhaps several 
hundred times during processing, depending on the 
purpose of microencapsulation the coating 
thickness desired or whether the core material 
particles are thoroughly encapsulated. The 
supporting air stream also serves to dry the product 
while it is being encapsulated. Drying rates are 
directly related to the volume temperature of the 
supporting air stream. 
T.B.EKNATH BABU 12
Air suspension techniques 
(WURSTER PROCESS): 
T.B.EKNATH BABU 13
Coacervation process 
Formation of three immiscible phases; a liquid manufacturing 
phase, a core material phase and a coating material phase. 
 Deposition of the liquid polymer coating on the core material. 
 Rigidizing the coating usually by thermal, cross linking or 
desolvation techniques to form a microcapsule. 
In step 2, the deposition of the liquid polymer around the interface 
formed between the core material and the liquid vehicle phase. In 
many cases physical or chemical changes in the coating polymer 
solution can be induced so that phase separation of the polymer 
will occur. 
T.B.EKNATH BABU 14
Droplets of concentrated polymer solution will form and coalesce to 
yield a two phase liquid-liquid system. In cases in which the coating 
material is an immiscible polymer of insoluble liquid polymer it may 
be added directly. Also monomers can be dissolved in the liquid 
vehicle phase and subsequently polymerized at interface. 
Equipment required for microencapsulation this method is relatively 
simple; it consists mainly of jacketed tank with variable speed 
agitator. 
T.B.EKNATH BABU 15
COACERVATION / PHASE SEPARATION 
Homogeneous Droplets 
Polymer Solution 
PHASE 
SEPARATION 
T.B.EKNATH BABU 16 
Polymeric 
Membrane 
Coacervate 
Droplets 
MEMBRANE 
FORMATION 
1.Formation of three immiscible phase 
2.Deposition of coating 
3.Rigidization of coating.
COMPLEX COACERVATION : 
T.B.EKNATH BABU 17
Spray-Drying & spray-congealing 
Spray-Drying & spray-congealing : 
- Microencapsulation by spray-drying is a low-cost commercial 
process which is mostly used for the encapsulation of fragrances, 
oils and flavors. 
Steps: 
1- Core particles are dispersed in a polymer solution and sprayed into 
a hot chamber. 
2- The shell material solidifies onto the core particles as the solvent 
evaporates. 
- The microcapsules obtained are of polynuclear or matrix type. 
T.B.EKNATH BABU 18
Spray-congealing 
Spray-congealing: 
-This technique can be accomplished with spray drying 
equipment when the protective coating is applied as a melt. 
1- the core material is dispersed in a coating material melt. 
2- Coating solidification (and microencapsulation) is 
accomplished by spraying the hot mixture into a cool air 
stream. 
- e.g. microencapsulation of vitamins with digestible 
waxes for taste masking. 
T.B.EKNATH BABU 19
Spray-Drying 
T.B.EKNATH BABU 20
SPRAY DRYING & CONGEALING ( COOLING) 
Spray drying : spray = aqueous solution / Hot air 
Spray congealing : spray = hot melt/cold air 
T.B.EKNATH BABU 21
PAN COATING 
1- Solid particles are mixed with a dry coating 
material. 
2- The temperature is raised so that the coating 
material melts and encloses the core particles, and 
then is solidified by cooling. 
Or, the coating material can be gradually applied to 
core particles tumbling in a vessel rather than being 
wholly mixed with the core particles from the start of 
encapsulation. 
T.B.EKNATH BABU 22
T.B.EKNATH BABU 23
MULTIORIFIC-CENTRIFUGAL PROCESS 
The Southwest Research Institute (SWRI) 
has developed a mechanical process for 
producing microcapsules that utilizes 
centrifugal forces to hurl a core material 
particle trough an enveloping 
microencapsulation membrane thereby 
effecting mechanical microencapsulation. 
Processing variables include the rotational 
speed of the cylinder, the flow rate of the 
core and coating materials, the 
concentration and viscosity and surface 
tension of the core material. The 
multiorifice-centrifugal process is capable 
for microencapsulating liquids and solids 
of varied size ranges, with diverse coating 
materials. The encapsulated product can be 
supplied as slurry in the hardening media 
or s a dry powder. Production rates of 50 
to 75 pounds per our have been achieved 
with the process. 
T.B.EKNATH BABU 24
POLYMERIZATION 
A relatively new microencapsulation 
method utilizes polymerization techniques 
to from protective microcapsule coatings 
in situ. The methods involve the reaction 
of monomeric units located at the interface 
existing between a core material substance 
and a continuous phase in which the core 
material is dispersed. The continuous or 
core material supporting phase is usually a 
liquid or gas, and therefore the 
polymerization reaction occurs at a liquidliquid, 
liquid-gas, solid-liquid, or solid-gas 
interface. 
T.B.EKNATH BABU 25
Drug 
Monomer(s) (e.g. acrylamide, methacrylic acid) 
+ Cross-linker (e.g. methylenebisacrylamide) 
Alcohol 
Preparation of the 
Polymerization Mixture 
Addition of the alcoholic solution 
of the initiator (e.g., AIBN) 
Initiation of 
Polymerization 
8 hrs Reaction time 
Monodisoerse Latex 
Formation by Polymer 
Precipitation 
T (reaction) = 60 °C 
Nitrogen Atmosphere 
RECOVERY OF POLYMERIC 
MICROPARTICLES 
Monodisperse microgels in the micron or 
submicron size range. 
Precipitation polymerization starts from 
a homogeneous monomer solution in 
which the synthesized polymer is 
insoluble. 
The particle size of the resulting 
microspheres depends on the 
polymerization conditions, including the 
monomer/co monomer composition, the 
amount of initiator and the total 
monomer concentration. 
POLYMERIZATION: 
T.B.EKNATH BABU 26
EVALUATION OF MICROCAPSULES 
Percentage Yield 
The total amount of microcapsules obtained was weighed and 
the percentage yield calculated taking into consideration the 
weight of the drug and polymer [7]. 
Percentage yield = Amount of microcapsule obtained / 
Theoretical Amount×100 
Scanning electron microscopy 
Scanning electron photomicrographs of drug loaded ethyl 
cellulose microcapsules were taken. A small amount of 
microcapsules was spread on gold stub and was placed in the 
scanning electron microscopy (SEM) chamber. 
The SEM photomicrographs was taken at the 
acceleration voltage of 20 KV. 
T.B.EKNATH BABU 27
Particle size analysis 
For size distribution analysis, different sizes in a 
batch were separated by sieving by using a set of 
standard sieves. The amounts retained on 
different sieves were weighed [5]. 
Encapsulation efficiency [8] 
Encapsulation efficiency was calculated using 
the formula: 
Encapsulation efficiency = Actual Drug Content / 
Theoretical Drug Content ×100 
T.B.EKNATH BABU 28
Estimation of Drug Content 
Cefotaxime sodium drug content in the microcapsules was 
calculated by UV spectrophotometric (Elico SL159 Mumbai 
India) method. 
The method was validated for linearity, accuracy and 
precision. A sample of microcapsules equivalent to 100 mg 
was dissolved in 25 ml ethanol and the volume was 
adjusted upto 100 ml using phosphate buffer of pH 7.4. The 
solution was filtered through Whatman filter paper. Then the 
filtrate was assayed for drug content by measuring the 
absorbance at 254 nm after suitable dilution [9]. 
T.B.EKNATH BABU 29
Invitro Drug release Studies 
Drug release was studied by using USP type II dissolution test 
apparatus (Electrolab TDT 08L) in Phosphate buffer of pH 7.4 (900 
ml). The paddle speed at 100 rpm and bath temperature at 37 ± 0.5°c 
were maintained through out the experiment. 
A sample of microcapsules equivalent to 100 mg of cefotaxime 
sodium was 
used in each test. Aliquot equal to 5ml of dissolution medium was 
withdrawn at specific time interval and replaced with fresh medium to 
maintain sink condition. Sample was filtered through Whatman No. 1 
filter paper and after suitable dilution with medium; the absorbance 
was determined by UV spectrophotometer (Elico SL159) at 254 nm. 
All studies were conducted in triplicate (n=3). The release of drug 
from marketed sustained release tablet was also studied to compare 
with release from microcapsules. 
T.B.EKNATH BABU 30
THANKYOU 
AS 
EKNATH BABU 
STUDENT AT ARULMIGU 
KALASALINGAM COLLEGE OF 
PHARMACY 
T.B.EKNATH BABU 31

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Microencapsulation

  • 1. INTRODUCTION  Microencapsulation is a process by which very tiny droplets or particles of liquid or solid material are surrounded or coated with a continuous film of polymeric material.  The product obtained by this process is called as micro particles, microcapsules.  Particles having diameter between 3 - 800μm are known as micro particles or microcapsules or microspheres. T.B.EKNATH BABU 1  Particles larger than 1000μm are known as Macro particles .
  • 2. CLASSIFICATION OF MICROPARTICLE Generally Micro particles consist of two components a) Core material b) Coat or wall or shell material. 1.Microcapsules: The active agent forms a core surrounded by an inert diffusion barrier. 2.Microspheres: The active agent is dispersed or dissolved in an inert polymer. T.B.EKNATH BABU 2
  • 4. ADVANTAGES:  To Increase of bioavailability  To alter the drug release  To improve the patient’s compliance  To produce a targeted drug delivery  To reduce the reactivity of the core in relation to the outside environment  To decrease evaporation rate of the core material.  To convert liquid to solid form & To mask the core taste. T.B.EKNATH BABU 4
  • 5. FUNDAMENTAL CONSIDERATION: Core material Coating material Vehicle Solid Liquid Microencapsulation Polymers Waxes Aqueous Nonaqueous Resins Proteins Polysaccharides T.B.EKNATH BABU 5
  • 6. APPLICATION OF MICROENCAPSULATION TECHNIQUES: T.B.EKNATH BABU 6
  • 7. Microencapsulation : Applications Medicine & Pharmacy & vetinary Control release, Taste masking Vectorisation Artificial organs single dose treatment Medicine & Pharmacy & vetinary Control release, Taste masking Vectorisation Artificial organs single dose treatment Chemistry Printing & recording Carbonless paper, Adhesives Pigments and Fillers Catalysts Food & feed Aromas, Probiotics Unsaturated oil, Enzyme food processing amino acid for cows Agriculture Fungicide – herbicide, Insect repellent, Biopesticide Pigments and fillers Artificial insemination Biotechnology & environment Continuous reactor, Shear protection, Reactor oxygenation Consumer & diversified Cosmetics, detergents (enzymes), sanitary (active, aromas) T.B.EKNATH BABU 7
  • 9. RELEASE MECHANISMS 1. Degradation controlled monolithic system 2. Diffusion controlled monolithic system 3. Diffusion controlled reservoir system 4. Erosion T.B.EKNATH BABU 9
  • 10. MICROENCAPSULATION TECHNIQUES: 1. Air suspension techniques( Wurster) 2. Coacervation process 3. Spray drying & congealing 4. Pan coating 5. Solvent evaporation 6. Polymerization 7. Extrusion 8. Single & double emulsion techniques 9. Supercritical fluid anti solvent method (SAS) 10. Nozzle vibration technology T.B.EKNATH BABU 10
  • 11. Air Suspension Techniques( Wurster) Microencapsulation by air suspension technique consist of the dispersing of solid, particulate core materials in a supporting air stream and the spray coating on the air suspended particles. Within the coating chamber, particles are suspended on an upward moving air stream. The design of the chamber and its operating parameters effect a recalculating flow of the particles through the coating zone portion of the chamber, where a coating material, usually a polymer solution, is spray applied to the moving particles. T.B.EKNATH BABU 11
  • 12. During each pass through the coating zone, the core material receives an increment of coating material. The cyclic process is repeated, perhaps several hundred times during processing, depending on the purpose of microencapsulation the coating thickness desired or whether the core material particles are thoroughly encapsulated. The supporting air stream also serves to dry the product while it is being encapsulated. Drying rates are directly related to the volume temperature of the supporting air stream. T.B.EKNATH BABU 12
  • 13. Air suspension techniques (WURSTER PROCESS): T.B.EKNATH BABU 13
  • 14. Coacervation process Formation of three immiscible phases; a liquid manufacturing phase, a core material phase and a coating material phase.  Deposition of the liquid polymer coating on the core material.  Rigidizing the coating usually by thermal, cross linking or desolvation techniques to form a microcapsule. In step 2, the deposition of the liquid polymer around the interface formed between the core material and the liquid vehicle phase. In many cases physical or chemical changes in the coating polymer solution can be induced so that phase separation of the polymer will occur. T.B.EKNATH BABU 14
  • 15. Droplets of concentrated polymer solution will form and coalesce to yield a two phase liquid-liquid system. In cases in which the coating material is an immiscible polymer of insoluble liquid polymer it may be added directly. Also monomers can be dissolved in the liquid vehicle phase and subsequently polymerized at interface. Equipment required for microencapsulation this method is relatively simple; it consists mainly of jacketed tank with variable speed agitator. T.B.EKNATH BABU 15
  • 16. COACERVATION / PHASE SEPARATION Homogeneous Droplets Polymer Solution PHASE SEPARATION T.B.EKNATH BABU 16 Polymeric Membrane Coacervate Droplets MEMBRANE FORMATION 1.Formation of three immiscible phase 2.Deposition of coating 3.Rigidization of coating.
  • 17. COMPLEX COACERVATION : T.B.EKNATH BABU 17
  • 18. Spray-Drying & spray-congealing Spray-Drying & spray-congealing : - Microencapsulation by spray-drying is a low-cost commercial process which is mostly used for the encapsulation of fragrances, oils and flavors. Steps: 1- Core particles are dispersed in a polymer solution and sprayed into a hot chamber. 2- The shell material solidifies onto the core particles as the solvent evaporates. - The microcapsules obtained are of polynuclear or matrix type. T.B.EKNATH BABU 18
  • 19. Spray-congealing Spray-congealing: -This technique can be accomplished with spray drying equipment when the protective coating is applied as a melt. 1- the core material is dispersed in a coating material melt. 2- Coating solidification (and microencapsulation) is accomplished by spraying the hot mixture into a cool air stream. - e.g. microencapsulation of vitamins with digestible waxes for taste masking. T.B.EKNATH BABU 19
  • 21. SPRAY DRYING & CONGEALING ( COOLING) Spray drying : spray = aqueous solution / Hot air Spray congealing : spray = hot melt/cold air T.B.EKNATH BABU 21
  • 22. PAN COATING 1- Solid particles are mixed with a dry coating material. 2- The temperature is raised so that the coating material melts and encloses the core particles, and then is solidified by cooling. Or, the coating material can be gradually applied to core particles tumbling in a vessel rather than being wholly mixed with the core particles from the start of encapsulation. T.B.EKNATH BABU 22
  • 24. MULTIORIFIC-CENTRIFUGAL PROCESS The Southwest Research Institute (SWRI) has developed a mechanical process for producing microcapsules that utilizes centrifugal forces to hurl a core material particle trough an enveloping microencapsulation membrane thereby effecting mechanical microencapsulation. Processing variables include the rotational speed of the cylinder, the flow rate of the core and coating materials, the concentration and viscosity and surface tension of the core material. The multiorifice-centrifugal process is capable for microencapsulating liquids and solids of varied size ranges, with diverse coating materials. The encapsulated product can be supplied as slurry in the hardening media or s a dry powder. Production rates of 50 to 75 pounds per our have been achieved with the process. T.B.EKNATH BABU 24
  • 25. POLYMERIZATION A relatively new microencapsulation method utilizes polymerization techniques to from protective microcapsule coatings in situ. The methods involve the reaction of monomeric units located at the interface existing between a core material substance and a continuous phase in which the core material is dispersed. The continuous or core material supporting phase is usually a liquid or gas, and therefore the polymerization reaction occurs at a liquidliquid, liquid-gas, solid-liquid, or solid-gas interface. T.B.EKNATH BABU 25
  • 26. Drug Monomer(s) (e.g. acrylamide, methacrylic acid) + Cross-linker (e.g. methylenebisacrylamide) Alcohol Preparation of the Polymerization Mixture Addition of the alcoholic solution of the initiator (e.g., AIBN) Initiation of Polymerization 8 hrs Reaction time Monodisoerse Latex Formation by Polymer Precipitation T (reaction) = 60 °C Nitrogen Atmosphere RECOVERY OF POLYMERIC MICROPARTICLES Monodisperse microgels in the micron or submicron size range. Precipitation polymerization starts from a homogeneous monomer solution in which the synthesized polymer is insoluble. The particle size of the resulting microspheres depends on the polymerization conditions, including the monomer/co monomer composition, the amount of initiator and the total monomer concentration. POLYMERIZATION: T.B.EKNATH BABU 26
  • 27. EVALUATION OF MICROCAPSULES Percentage Yield The total amount of microcapsules obtained was weighed and the percentage yield calculated taking into consideration the weight of the drug and polymer [7]. Percentage yield = Amount of microcapsule obtained / Theoretical Amount×100 Scanning electron microscopy Scanning electron photomicrographs of drug loaded ethyl cellulose microcapsules were taken. A small amount of microcapsules was spread on gold stub and was placed in the scanning electron microscopy (SEM) chamber. The SEM photomicrographs was taken at the acceleration voltage of 20 KV. T.B.EKNATH BABU 27
  • 28. Particle size analysis For size distribution analysis, different sizes in a batch were separated by sieving by using a set of standard sieves. The amounts retained on different sieves were weighed [5]. Encapsulation efficiency [8] Encapsulation efficiency was calculated using the formula: Encapsulation efficiency = Actual Drug Content / Theoretical Drug Content ×100 T.B.EKNATH BABU 28
  • 29. Estimation of Drug Content Cefotaxime sodium drug content in the microcapsules was calculated by UV spectrophotometric (Elico SL159 Mumbai India) method. The method was validated for linearity, accuracy and precision. A sample of microcapsules equivalent to 100 mg was dissolved in 25 ml ethanol and the volume was adjusted upto 100 ml using phosphate buffer of pH 7.4. The solution was filtered through Whatman filter paper. Then the filtrate was assayed for drug content by measuring the absorbance at 254 nm after suitable dilution [9]. T.B.EKNATH BABU 29
  • 30. Invitro Drug release Studies Drug release was studied by using USP type II dissolution test apparatus (Electrolab TDT 08L) in Phosphate buffer of pH 7.4 (900 ml). The paddle speed at 100 rpm and bath temperature at 37 ± 0.5°c were maintained through out the experiment. A sample of microcapsules equivalent to 100 mg of cefotaxime sodium was used in each test. Aliquot equal to 5ml of dissolution medium was withdrawn at specific time interval and replaced with fresh medium to maintain sink condition. Sample was filtered through Whatman No. 1 filter paper and after suitable dilution with medium; the absorbance was determined by UV spectrophotometer (Elico SL159) at 254 nm. All studies were conducted in triplicate (n=3). The release of drug from marketed sustained release tablet was also studied to compare with release from microcapsules. T.B.EKNATH BABU 30
  • 31. THANKYOU AS EKNATH BABU STUDENT AT ARULMIGU KALASALINGAM COLLEGE OF PHARMACY T.B.EKNATH BABU 31