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Microencapsulation
Dr. Gajanan S. Sanap M.Pharm.,Ph.D
Department of Pharmaceutics
Ideal College of Pharmacy and Research
Kalyan 421- 306
CONTENTS
â€ĸ Introduction
â€ĸ Reasons for Microencapsulation
â€ĸ Release Mechanisms
â€ĸ Coating Materials
â€ĸ Coating Material Properties
â€ĸ Techniques to Manufacture
â€ĸ Application
â€ĸ References
Defination
īƒŧMicroencapsulation is a process by which very tiny droplets or particles
of liquid or solid material are surrounded or coated with a continuous film
of polymeric material.
īƒŧMicroencapsulation may be defined as the process of surrounding or
enveloping one substance within another substance on a very small scale,
yielding capsules ranging from less than one micron to several hundred
microns in size.”
īƒŧIt is mean of applying thin coating to small particle of solid or droplet of
liquid & dispersion.
īƒŧMicroencapsulation is a process by which solids,
Liquids or even gases may be enclosed in microscopic
particles by formation of thin coatings of wall material
around the substances
INTRODUCTION
â€ĸ Particle size: 50-5000 micron.
â€ĸ 2 phases: a) Core material
b) Coating material
īƒŧThe product obtained by this process is called as micro particles,
microcapsules, microsphere, coated granules, pellets..
īƒŧ Particles having diameter between 3 - 800Âĩm are known as micro
particles or microcapsules or microspheres.
īƒŧ Particles larger than 1000Âĩm are known as Macroparticles .
īƒ˜A well designed controlled drug delivery system
- can overcome some of the problems of conventional therapy.
- enhance the therapeutic efficacy of a given drug.
īƒ˜To obtain maximum therapeutic efficacy, drug is to be
delivered :
-to the target tissue
-in the optimal amount
-in the right period of time
īƒ˜there by causing little toxicity and minimal side effects.
īƒ˜One such approach is using microspheres as carriers for drugs.
īƒ˜Microspheres are characteristically free flowing powders
īƒ˜consisting of proteins or synthetic polymers
īƒ˜ biodegradable in nature
īƒ˜particle size less than 200 Îŧm.
Microspheres Formulated Microsphere
Red one’s are R.B.C
Purple one’s are microspheres
REASONS FOR MICROENCAPSULATION
1. To protect reactive substances from the environment,
2. To convert liquid active components into a dry solid system,
3. To separate incompatible components for functional reasons,
4. To protect the immediate environment of the microcapsules from the
active components.
5. Isolation of core from its surroundings, as in isolating vitamins from the
deteriorating effects of oxygen.
6. retarding evaporation of a volatile core.
7. improving the handling properties of a sticky material.
8. isolating a reactive core from chemical attack.
9. for safe handling of the toxic materials.
10. to get targeted release of the drug
11. To control release of the active components for delayed (timed) release or
long-acting (sustained) release,
12. The problem may be as simple as masking the taste or odor of the core,
13. To Increase of bioavailability,
14. To produce a targeted drug delivery,
15. Protects the GIT from irritant effects of the drug,
16. Extension of duration of activity for an equal level of active agent.
Generally Micro particles consist of two components
a) Core material.
The solid core can be mixture of active constituents, stabilizers,
diluents, excipients and release-rate retardants or accelerators.
b) Coat or wall or shell material
â€ĸCompatible, non reactive with core material
â€ĸProvide desired coating properties like strength, flexibility,
impermeability, optical properties, non hygroscopicity, tasteless and stable
Fundamental Consideration /Formulation considerations
Core Material
The material to be coated. It may be liquid or solid or gas. Liquid core
may be dissolved or dispersed material.
Composition of core material:
Drug or active constituent
Additive like diluents
Stabilizers
Coating Material
Inert substance which coats on core with desired thickness.
Composition of coating:
ī‚§ Inert polymer
ī‚§ Plasticizer
ī‚§ Coloring agent
ī‚§ Resins, waxes and lipids
ī‚§ Release rate enhancers or retardants
ROLE OF POLYMERS :
īƒŧ Polymers are substances of high molecular weight made up by repeating
monomer units.
īƒŧ Polymer molecules may be linear or branched, and separate linear or
branched chains may be joined by crosslinks.
īƒŧPolymers are used widely in pharmaceutical systems as adjuvants,
coating materials and, a components of controlled and site- specific drug
delivery systems
1. Stabilization of core material.
2. Inert toward active ingredients.
3. Controlled release under specific conditions.
4. Film-forming, pliable, tasteless, stable.
5. Non-hygroscopic, no high viscosity, economical.
6. Soluble in an aqueous media or solvent, or melting.
7. The coating can be flexible, brittle, hard, thin etc.
Coating Material Properties
List of coating material
Water soluble
resin
Water insoluble
resin
Wax & lipid Enteric resin
Gelatin,
Gum arabic,
PVP,
CMC,
Methyl cellulose,
Arabinogalactan,
Polyvinyl
acrylate,
Polyacrylic acid.
Ethyl cellulose,
Polyethylene,
Polymethacrylate,
Cellulose nitrate,
Silicones.
Paraffin,
Carnauba wax,
Bees wax,
Stearic acid,
Stearyl alcohol.
Shellac,
Zein,
Cellulose acetate
phthalate.
Core
Material
Characteristic
Property
Purpose of
Encapsulation
Final Product
Form
Aspirin Slightly water-
soluble solid
Taste-masking; sustained
release; reduced gastric
irritation; separation of
incompatibles
Tablet or
capsule
Vitamin A
Palmitate
Nonvolatile
liquid
Stabilization to oxidation Dry powder
Isosorbide
dinitrate
Water soluble
solid
sustained release Capsule
Table: Properties of Some Microencapsulated Core Materials.
ADVANTAGES:
īƒŧ To Increase of bioavailability
īƒŧ To alter the drug release
īƒŧ To improve the patient’s compliance
īƒŧ To produce a targeted drug delivery
īƒŧ To reduce the reactivity of the core in relation to the outside
environment
īƒŧ To decrease evaporation rate of the core material.
īƒŧ To convert liquid to solid form & To mask the core taste.
Disadvantages
â€ĸ It is an expensive process
â€ĸ Requires skill
â€ĸ Difficult to obtain continuous and uniform film
Morphology of Microcapsules
The morphology of microcapsules depends mainly on the core material
and the deposition process of the shell.
1- Mononuclear (core-shell) microcapsules contain the shell around the
core.
2- Polynuclear capsules have many cores enclosed within the shell.
3- Matrix encapsulation in which the core material is distributed
homogeneously into the shell material.
- In addition to these three basic morphologies, microcapsules can also be
mononuclear with multiple shells, or they may form clusters of
microcapsules.
RELEASE MECHANISMS
īƒ˜Even when the aim of a microencapsulation application is the isolation of
the core from its surrounding, the wall must be ruptured at the time of use.
īƒ˜A variety of release mechanisms have been proposed for microcapsules :
īƒ˜by pressure or shear stress.
īƒ˜by melting the wall.
īƒ˜ by dissolving it under particular conditions, as in the case of an enteric
drug coating.
īƒ˜by solvent action
īƒ˜by enzyme attack
īƒ˜by chemical reaction
īƒ˜by hydrolysis or slow disintegration.
MICROENCAPSULATION TECHNIQUES:
1. Air suspension techniques( Wurster)
2. Coacervation process
3. Spray drying & congealing
4. Pan coating
5. Solvent evaporation
6. Polymerization
7. Multiorific-centrifugal
8. Extrusion
9. Single & double emulsion techniques
10. Supercritical fluid anti solvent method (SAS)
11. Nozzle vibration technology
Coacervation
Coacervation microencapsulation is the phase separation of one or many
hydrocolloids from the initial solution and the subsequent deposition of the
newly formed coacervate phase around the active ingredient suspended or
emulsified in the same reaction media.
Coacervation is a unique microencapsulation technology because of the very
high payloads achievable up to 99% and the controlled release possibilities
based on mechanical stress, temperature or sustained release.
Coacervation is typically used to encapsulate flavour oil and can also be
adapted for the encapsulation of fish oils, nutrients, vitamins, preservatives and
enzymes.
There are two methods for coacervation are available, namely simple and
complex processes.
The mechanism of microcapsule formation for both processes is identical,
except for the way in which the phase separation is carried out.
â€ĸ-
The general process consist of 3 steps under continuous agitation:
1. Formation of 3 immiscible chemical phase
2. Deposition of coating
3. Rigidization of coating.
Step: 1) Three immiscible phases are as:
a) Liquid manufacturing vehicle phase
b) Core material phase
c) Coating material phase.
Coating material phase formed by utilizing following methods:
A) Temperature change.
B) By addition of incompatible polymer
C) By non-solvent addition
D) By salt addition
E) Polymer-polymer interaction.
â€ĸIn simple coacervation : a desolvation agent is added for phase separation.
â€ĸ whereas complex coacervation involves complexation between two
oppositely charged polymers
In step 2,
the deposition of the liquid polymer around the interface formed between
the core material and the liquid vehicle phase.
In many cases physical or chemical changes in the coating polymer solution
can be induced so that phase separation of the polymer will occur.
Finally : the prepared microcapsules are stabilized by crosslinking,
desolvation or thermal treatment.
Equipment required for microencapsulation this method is relatively simple;
it consists mainly of jacketed tank with variable speed agitator.
COACERVATION / PHASE SEPARATION
Polymeric
Membrane
Droplets
Homogeneous
Polymer Solution
Coacervate
Droplets
PHASE
SEPARATION
MEMBRANE
FORMATION
1.Formation of three immiscible phase
2.Deposition of coating
3.Rigidization of coating.
COMPLEX COACERVATION :
Coacervation Formation
27
ī‚§ Inventions of Professor Dale E. Wurster
ī‚§ Basically the wurster process consists of the dispersing of solid,
particulate core materials in a supporting air stream and the spray-coating
of the air suspended particles.
ī‚§ Equipment ranging in capacities from one pound to 990 pounds.
ī‚§ Micron or submicron particles can be effectively encapsulated by air
suspension techniques.
Air Suspension Techniques (Wurster)
(FLUIDISED BED COATING )
īą Within the coating chamber, particles are suspended on an upward
moving air stream.
īąThe design of the chamber and its operating parameters effect a
recalculating flow of the particles through the coating zone portion of the
chamber, where a coating material, usually a polymer solution, is spray
applied to the moving particles.
The Wruster Process
This technology is characterized by the
location of a spray nozzle at the bottom of
a fluidized bed of solid particles.
The particles are suspended in the
fluidizing air stream that is designed to
induce a cyclic flow of the particles past
the spray nozzle.
The nozzle sprays an atomized flow of
coating solution, suspension, or other
coating vehicle.
The technology can be used to encapsulate
solid materials with diameters ranging from
near 50Âĩm to several centimeters.
Wruster Process can be used to
encapsulate vitamins, minerals, and
functional food ingredients.
Air suspension techniques
(WURSTER PROCESS):
â€ĸ It consist of dispersing the solid particulate core material in supporting air
stream and being coated with coating material (usually polymeric solution)
â€ĸ In this, the fine core materials are suspended in a vertical current of air and
sprayed with the coating material
â€ĸ After evaporation of solvent, a layer of encapsulating material is deposited
on core
â€ĸ Gives improved control and flexibility as compared to pan coating.
â€ĸ During each pass through the coating zone, the core material receives an
increment of coating material.
â€ĸ The cyclic process is repeated, perhaps several hundred times during
processing, depending on the purpose of microencapsulation the coating
thickness desired or whether the core material particles are thoroughly
encapsulated.
â€ĸ The supporting air stream also serves to dry the product while it is being
encapsulated.
â€ĸ Drying rates are directly related to the volume temperature of the
supporting air stream.
31
32
ī‚§ Disadvantage- Agglomeration of the particles to some larger size is
normally achieved.
variables for efficient, effective encapsulation by air suspension
techniques:
1.Density, surface area, melting point, solubility, friability, volatility,
Crystallinity and flow-ability of core the core material.
2.Coating material concentration (or melting point if not a solution).
3.Coating material application rate.
4.Volume of air required to support and fluidizes the core material.
5.Amount of coating material required.
6.Inlet and outlet operating temperatures.
Solvent Evaporation
(Chemical process)
33
ī‚§ In the case in which the core material is dispersed in the polymer
solution, polymer shrinks around the core.
ī‚§ In the case in which core material is dissolved in the coating
polymer solution, a matrix - type microcapsule is formed.
ī‚§ The core materials may be either
water - soluble or
water - insoluble materials.
ī‚§ A variety of film - forming polymers can be used as coatings.
34
ī‚§ Used by companies including the
NCR Company,
Gavaert Photo - Production NV, and
Fuji Photo Film Co., Ltd.
eg. Evaluation of Sucrose Esters as Alternative Surfactants in
Microencapsulation of Proteins by the Solvent Evaporation
Method.
35
Core material
Dissolved Or Dispersed
Coating polymer solution
With Agitation
Liquid Manufacturing Vehicle Phase
Heating (If necessary)
Evaporation of Polymer solvent
Microencapsulation
Solvent Evaporation processâ€Ļ..
Polymer
+ Volatile organic solvent
Organic Polymeric Phase
Formation of Oil-in-Water
Emulsion
Solvent Evaporation
Particle Formation by Polymer
Precipitation
RECOVERY OF POLYMERIC
MICROPARTICLES
Temperature increase
Active
Ingredient
Addition into an aqueous
phase (+o/w stabilizer)
SOLVENT EVAPORATIONS
Step 1:
Formation of a solution/dispersion
of the drug into an organic polymer
phase.
Step 2:
Emulsification of the
polymer phase into an aqueous
phase containing a suitable
stabilizer, thus, forming a o/w
emulsion.
Step 3:
Removal of the organic
solvent from the dispersed phase by
extraction or evaporation leading to
polymer precipitation and formation
of the microspheres.
Solvent evaporation
37
Pan coating
ī‚§ Oldest industrial procedures for forming small, coated particles or tablets.
ī‚§ The particles are tumbled in a pan or other device while the coating material is
applied slowly.
ī‚§ Solid particles greater than 600 microns in size are generally considered
essential for effective coating.
ī‚§ Medicaments are usually coated onto various spherical substrates such as
nonpareil sugar seeds, and then coated with protective layers of various
polymers.
ī‚§ It is used for preparation of controlled- release beads.
ī‚§ Coating is applied as solution by automized spray to desired solid core
material in coating pan.
ī‚§ Usually warm air is passed over the coated material as the coating are being
applied in the coating pan.
Figure Pan coater
1. Solid particles are mixed with a dry coating material.
2. The temperature is raised so that the coating material melts and encloses
the core particles, and then is solidified by cooling.
Or,
the coating material can be gradually applied to core particles tumbling in a
vessel rather than being wholly mixed with the core particles from the start
of encapsulation.
īƒ˜ The particles are tumbled in a pan or
other device while the coating
material is applied slowly
īƒ˜ The coating is applied as a solution
or as an atomized spray to the
desired solid core material in the
coating pan
īƒ˜ Usually, to remove the coating
solvent, warm air is passed over the
coated materials as the coatings are
being applied in the coating pans.
īƒ˜ In some cases, final solvent removal
is accomplished in drying oven.
42
Polymerization
īƒ˜ A relatively new microencapsulation method utilizes polymerization
techniques to from protective microcapsule coatings in situ.
īƒ˜ The method involve the reaction of monomeric unit located at the
interface existing between a core material substance and continuous
phase in which the core material is disperse.
īƒ˜ The core material supporting phase is usually a liquid or gas, and
therefore polymerization reaction occur at liquid-liquid, liquid-gas,
solid-liquid, or solid-gas interface.
īƒ˜ E.g. In the formation of polyamide (Nylon) polymeric reaction
occurring at liquid-liquid interface existing between aliphatic
diamine & dicarboxylic acid halide.
Drug
Addition of the alcoholic solution
of the initiator (e.g., AIBN)
8 hrs Reaction time
Monomer(s) (e.g. acrylamide, methacrylic acid)
+ Cross-linker (e.g. methylenebisacrylamide)
Alcohol
T (reaction) = 60 °C
Nitrogen Atmosphere
Preparation of the
Polymerization Mixture
Initiation of Polymerization
Monodisoerse Latex Formation
by Polymer Precipitation
RECOVERY OF POLYMERIC
MICROPARTICLES
īƒ˜Monodisperse microgels in the
micron or submicron size range.
īƒ˜Precipitation polymerization starts
from a homogeneous monomer
solution in which the synthesized
polymer is insoluble.
īƒ˜The particle size of the resulting
microspheres depends on the
polymerization conditions,
including the monomer/co
monomer composition, the amount
of initiator and the total monomer
concentration.
POLYMERIZATION:
Polymerization
1) Interfacial polymer
In Interfacial polymerization, the two reactants in a
â€Ļ..polycondensation meet at an interface and react rapidly.
2) In-situ polymerization
In a few microencapsulation processes, the direct
â€Ļ..polymerization of a single monomer is carried out on the
â€Ļ..particle surface.
e.g. Cellulose fibers are encapsulated in polyethylene while .
immersed in dry toluene. Usual deposition rates are about
â€Ļ..0.5Îŧm/min. Coating thickness ranges 0.2-75Îŧm.
3) Matrix polymer
In a number of processes, a core material is imbedded in a
â€Ļ..polymeric matrix during formation of the particles.
ī‚§ Prepares microcapsules containing protein solutions by
incorporating the protein in the aqueous diamine phase.
ī‚§ National Lead Corporation- utilizing polymerization techniques
Interfacial
polymerisation
In- situ polymerisation
īƒ˜The multifunctional monomer
dissolved in liquid core material which
will be then dispersed in aqueous phase
containing dispersing agent.
īƒ˜ A co reactant multifunctional amine
will be added to the mixture.
īƒ˜ This results in rapid polymerization at
interface and generation of capsule shell
takes place.
īƒ˜A polyurea shell will be formed when
isocyanate reacts with amine,
īƒ˜polynylon or polyamide shell will be
formed when acid chloride reacts with
amine.
īƒ˜In this process no reactive agents are
added to the core material.
īƒ˜ polymerization occurs exclusively in the
continuous phase and on the continuous
phase side of the interface formed by the
dispersed core material and continuous
phase.
īƒ˜Initially a low molecular weight
prepolymer will be formed, as time goes
on the prepolymer grows in size.
īƒ˜ it deposits on the surface of the
dispersed core material thereby generating
solid capsule shell.
45
Polymerization
Single emulsion method
46
Double emulsion method
47
48
Spray Drying and Spray Congealing
Spray Drying:
The coating solidification effected by
rapid evaporating of solvent in which
coating material is dissolved.
Spray Congealing:
The coating solidification is effected
by thermally congealing a molten
coating material. The removal of
solvent is done by sorption,
extraction or evaporation technique. Figure Schematic diagram of a Spray Dryer
49
ī‚§ In modern spray dryers the viscosity of the solutions to be
sprayed can be as high as 300mPa.s
ī‚§ Spray drying and spray congealing- dispersing the core
material in a liquefied coating substance and spraying.
ī‚§ Spray drying is effected by rapid evaporation of a solvent in
which the coating material is dissolved.
The equipment components of a standard spray dryer include
1. an air heater,
2. atomizer,
3. main spray chamber,
4. blower or fan,
5. cyclone and
6. product collector.
- Microencapsulation by spray-drying is a low-cost commercial
process which is mostly used for the encapsulation of fragrances,
oils and flavors.
Steps:
1- Core particles are dispersed in a polymer solution and sprayed into
a hot chamber.
2- The shell material solidifies onto the core particles as the solvent
evaporates.
- The microcapsules obtained are of polynuclear or matrix type.
Spray congealing can be accomplished with spray drying
equipment when the protective coating is applied as a melt.
ī‚§ Core material is dispersed in a coating material melt rather than
a coating solution.
ī‚§ Coating solidification (and microencapsulation) is accomplished
by spraying the hot mixture into a cool air stream.
- e.g. microencapsulation of vitamins with digestible
waxes for taste masking.
Spray drying and congealing
52
īƒ˜Dispersing the core material in a
liquefied coating Substance /spraying
or introducing the coating mixture on
to core material.
īƒ˜Coating solidification in spray
drying is effected by rapid
evaporation of a solvent in which the
coating material is dissolved.
īƒ˜ Coating solidification in spray
congealing method is accomplished
by thermally congealing a molten
coating material or by solidifying a
dissolved coating by introducing the
coating core material mixture into a
non-solvent.
Spray Drying
Spray Drying is the most commonly used encapsulation method in the
food industry.
The process is economical and flexible uses equipment that is readily
available, and produces particles of good quality.
The process involves three basic steps:
Preparation of a dispersion or emulsion to be processed
Homogenization of the dispersion and
Atomization of the mass into the drying chamber.
Spray dried ingredients typically have a very small particle size
(generally less than 100Âĩm) which makes them highly soluble.
Typical shell materials include gum acacia, maltodextrins,
hydrophobically modified starch and mixtures. Other polysaccharides
like alginate, carboxymethylcellulose and guar gum.
Proteins like whey proteins, soy proteins, sodium caseinate can be used
as the wall material in spray drying.
Spray-Drying
SPRAY DRYING & CONGEALING ( COOLING)
Spray drying : spray = aqueous solution / Hot air
Spray congealing : spray = hot melt/cold air
Spray cooling/chilling is the least expensive encapsulation
technology.
It is used for the encapsulation of organic and inorganic salts,
textural ingredients, enzymes, flavors and other functional
ingredients.
It improves heat stability, delay release in wet environments,
and/or convert liquid hydrophilic ingredient into free flowing
powders.
Spray cooling/chilling is typically referred to as ‘matrix’
encapsulation because the particles are more adequately
described as aggregates of active ingredient particles buried in
the fat matrix.
Spray Cooling/ Chilling
īƒ˜The Southwest Research Institute (SWRI) has developed a
mechanical process for producing microcapsules that utilizes.
īƒ˜centrifugal forces to hurl a core material particle trough an
enveloping microencapsulation membrane thereby effecting
mechanical microencapsulation.
īƒ˜Processing variables include the rotational speed of the cylinder,
the flow rate of the core and coating materials, the concentration
and viscosity and surface tension of the core material.
īƒ˜The multiorifice-centrifugal process is capable for
microencapsulating liquids and solids of varied size ranges, with
diverse coating materials. The encapsulated product can be
supplied as slurry in the hardening media or as a dry powder.
Production rates of 50 to 75 pounds per our have been achieved
with the process.
MULTIORIFIC-CENTRIFUGAL PROCESS
Percentage Yield
The total amount of microcapsules obtained was weighed and the
percentage yield calculated taking into consideration the weight of the
drug and polymer.
Percentage yield = Amount of microcapsule obtained / Theoretical
Amount×100
Scanning electron microscopy
â€ĸScanning electron photomicrographs of drug loaded ethyl cellulose
microcapsules were taken. A small amount of microcapsules was spread
on gold stub and was placed in the scanning electron microscopy
(SEM) chamber.
â€ĸThe SEM photomicrographs was taken at the acceleration voltage of
20 KV.
EVALUATION OF MICROCAPSULES
Particle size analysis
For size distribution analysis, different sizes in a batch were
separated by sieving by using a set of standard sieves. The
amounts retained on different sieves were weighed .
Encapsulation efficiency [8]
Encapsulation efficiency was calculated using the formula:
Encapsulation efficiency =
Actual Drug Content / Theoretical Drug Content ×100
īļCefotaxime sodium drug content in the microcapsules was
calculated by UV spectrophotometric (Elico SL159 Mumbai India)
method.
īļ The method was validated for linearity, accuracy and precision.
A sample of microcapsules equivalent to 100 mg was dissolved in
25 ml ethanol and the volume was adjusted upto 100 ml using
phosphate buffer of pH 7.4. The solution was filtered through
Whatman filter paper.
īļThen the filtrate was assayed for drug content by measuring the
absorbance at 254 nm after suitable dilution.
Estimation of Drug Content
Drug release was studied by using USP type II dissolution test apparatus
(Electrolab TDT 08L) in Phosphate buffer of pH 7.4 (900 ml). The paddle speed at
100 rpm and bath temperature at 37 ¹ 0.5°c were maintained through out the
experiment.
A sample of microcapsules equivalent to 100 mg of cefotaxime sodium was
used in each test. Aliquot equal to 5ml of dissolution medium was withdrawn at
specific time interval and replaced with fresh medium to maintain sink condition.
Sample was filtered through Whatman No. 1 filter paper and after suitable dilution
with medium; the absorbance was determined by UV spectrophotometer (Elico
SL159) at 254 nm.
All studies were conducted in triplicate (n=3). The release of drug from marketed
sustained release tablet was also studied to compare with release from
microcapsules.
Invitro Drug release Studies
APPLICATION OF MICROENCAPSULATION TECHNIQUES:
Applications of Microcapsules and Microspheres
63
1. Agricultural Applications
ī‚§ Reduce insect populations by disrupting their mating process.
ī‚§ Protects the pheromone from oxidation and light during storage and
release.
2. Catalysis
ī‚§ Safe handling, easy recovery, reuse and disposal at an acceptable
economic cost.
ī‚§ Metal species such as palladium (II) acetate and osmium tetroxide
have been encapsulated in polyurea microcapsules and used
successfully as recoverable and reusable catalysts without
significant leaching and loss of activity.
64
3. Food Industry
ī‚§ Adding ingredients to food products to improve nutritional value
can compromise their taste, colour, texture and aroma.
ī‚§ Sometimes they slowly degrade and lose their activity, or become
hazardous by oxidation reactions.
ī‚§ Ingredients can also react with components present in the food
system, which may limit bioavailability.
4. Pharmaceutical Applications
ī‚§ Potential applications of this drug delivery system are
replacement of therapeutic agents (not taken orally today like
insulin), gene therapy and in use of vaccines for treating AIDS,
tumors, cancer and diabetes.
ī‚§ The delivery of corrective gene sequences in the form of plasmid
DNA could provide convenient therapy for a number of genetic
diseases such as cystic fibrosis and hemophilia.
65
ī‚§ Lupin has already launched in the market worlds first Cephalexin
(Ceff-ER) and Cefadroxil (Odoxil OD) antibiotic tablets for
treatment of bacterial infections.
ī‚§ Aspirin controlled release version ZORprin CR tablets are used
for relieving arthritis symptoms.
ī‚§ Quinidine gluconate CR tablets are used for treating and
preventing abnormal heart rhythms.
ī‚§ Niaspan CR tablet is used for improving cholesterol levels and
thus reducing the risk for a heart attack.65
ī‚§ Some of the applications of microencapsulation can be
described in detail as given below:
1. Prolonged release dosage forms.
2. Prepare enteric-coated dosage forms selectively
absorbed in the intestine rather than the stomach.
3. It can be used to mask the taste of bitter drugs.
4. To reduce gastric irritation.
66
5. Used to aid in the addition of oily medicines to tableted dosage
forms.
To overcome problems inherent in producing tablets from otherwise
tacky granulations.
This was accomplished through improved flow properties.
eg. The non-flowable multicomponent solid mixture of niacin,
riboflavin, and thiamine hydrochloride and iron phosphate may be
encapsulated and made directly into tablets.
6. To protect drugs from environmental hazards such as humidity,
light, oxygen or heat. eg. vitamin A and K have been shown to be
protected from moisture and oxygen through microencapsulation.
7. The separations of incompatible substances, eg. pharmaceutical
eutectics.
The stability enhancement of incompatible aspirin-
chlorpheniramine maleate mixture was accomplished by
microencapsulating both of them before mixing.
6767
Pharmaceutical Application
īƒ˜ To improve the flow properties. e.g. Thiamine, Riboflavine
īƒ˜ To enhance the stability. e.g. Vitamins
īƒ˜ To reduce the volatility of materials. e.g. Peppermint oil, Methyl
salicylate
īƒ˜ To avoid incompatibilities. e.g. Aspirin and Chloramphenicol
īƒ˜ To mask the unpeasant taste and odour. e.g. Aminophylline,
castor oil
īƒ˜ To convert liquids into solids. e.g. Castor oil, Eprazinone,
īƒ˜ To reduce gastric irritation. e.g. Nitrofurantoin, Indomethacin
īƒ˜ Microencapsulation has been employed to provide protection to the core
materials against atmospheric effects, e.g., Vitamin A Palmitate.
īƒ˜ Separation of incompatible substance has been achieved by encapsulation
īƒ˜ To mask the bitter taste of drugs like Paracetamol, Nitrofurantoin etc.
īƒ˜ To reduce gastric and other gastro intestinal (G.I) tract irritations, For eg,
sustained release Aspirin preparations have been reported to cause
significantly less G.I. bleeding than conventional preparations.
īƒ˜ A liquid can be converted to a pseudo-solid for easy handling and storage.
eg.Eprazinone.
īƒ˜ Hygroscopic properties of core materials may be reduced by
microencapsulation e.g. Sodium chloride.
īƒ˜ Carbon tetra chlorides and a number of other substances have been
microencapsulated to reduce their odour and volatility
īƒ˜ To reduce volatality of liquids like peppermint oil
īƒ˜ Helps to prepare SRDF and enteric coated products, controlled release
products
īƒ˜ Used to improve flow properties before compression into tablets 68
Brand name API Manufacturer
OROS CT
(osmotically active
tablets)
Colon specific drugs Alza corp.
ReGel
(oncogel)
Paclitaxel Macro Med Inc.
Clopigrel clopidogrel+ Aspirin Lupin pinnacle
Clobitab clopidogrel+ Aspirin Lupin pinnacle
Atoplus Atorvastatin Triton (calyx)
69
70
ī€Ļ Jackson L. S.; Lee K. (1991-01-01). "Microencapsulation and the food industry".
Lebensmittle–WissenschaftTechnologie.
http://cat.inist.ft/?aModele=afficheN&cpsidt=5014466. Retrieved 1991-02-02.

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Microencapsulation

  • 1. Microencapsulation Dr. Gajanan S. Sanap M.Pharm.,Ph.D Department of Pharmaceutics Ideal College of Pharmacy and Research Kalyan 421- 306
  • 2. CONTENTS â€ĸ Introduction â€ĸ Reasons for Microencapsulation â€ĸ Release Mechanisms â€ĸ Coating Materials â€ĸ Coating Material Properties â€ĸ Techniques to Manufacture â€ĸ Application â€ĸ References
  • 3. Defination īƒŧMicroencapsulation is a process by which very tiny droplets or particles of liquid or solid material are surrounded or coated with a continuous film of polymeric material. īƒŧMicroencapsulation may be defined as the process of surrounding or enveloping one substance within another substance on a very small scale, yielding capsules ranging from less than one micron to several hundred microns in size.” īƒŧIt is mean of applying thin coating to small particle of solid or droplet of liquid & dispersion. īƒŧMicroencapsulation is a process by which solids, Liquids or even gases may be enclosed in microscopic particles by formation of thin coatings of wall material around the substances INTRODUCTION
  • 4. â€ĸ Particle size: 50-5000 micron. â€ĸ 2 phases: a) Core material b) Coating material īƒŧThe product obtained by this process is called as micro particles, microcapsules, microsphere, coated granules, pellets.. īƒŧ Particles having diameter between 3 - 800Âĩm are known as micro particles or microcapsules or microspheres. īƒŧ Particles larger than 1000Âĩm are known as Macroparticles .
  • 5. īƒ˜A well designed controlled drug delivery system - can overcome some of the problems of conventional therapy. - enhance the therapeutic efficacy of a given drug.
  • 6. īƒ˜To obtain maximum therapeutic efficacy, drug is to be delivered : -to the target tissue -in the optimal amount -in the right period of time īƒ˜there by causing little toxicity and minimal side effects. īƒ˜One such approach is using microspheres as carriers for drugs. īƒ˜Microspheres are characteristically free flowing powders īƒ˜consisting of proteins or synthetic polymers īƒ˜ biodegradable in nature īƒ˜particle size less than 200 Îŧm.
  • 7. Microspheres Formulated Microsphere Red one’s are R.B.C Purple one’s are microspheres
  • 8. REASONS FOR MICROENCAPSULATION 1. To protect reactive substances from the environment, 2. To convert liquid active components into a dry solid system, 3. To separate incompatible components for functional reasons, 4. To protect the immediate environment of the microcapsules from the active components. 5. Isolation of core from its surroundings, as in isolating vitamins from the deteriorating effects of oxygen. 6. retarding evaporation of a volatile core. 7. improving the handling properties of a sticky material. 8. isolating a reactive core from chemical attack. 9. for safe handling of the toxic materials. 10. to get targeted release of the drug 11. To control release of the active components for delayed (timed) release or long-acting (sustained) release, 12. The problem may be as simple as masking the taste or odor of the core, 13. To Increase of bioavailability, 14. To produce a targeted drug delivery, 15. Protects the GIT from irritant effects of the drug, 16. Extension of duration of activity for an equal level of active agent.
  • 9. Generally Micro particles consist of two components a) Core material. The solid core can be mixture of active constituents, stabilizers, diluents, excipients and release-rate retardants or accelerators. b) Coat or wall or shell material â€ĸCompatible, non reactive with core material â€ĸProvide desired coating properties like strength, flexibility, impermeability, optical properties, non hygroscopicity, tasteless and stable Fundamental Consideration /Formulation considerations
  • 10. Core Material The material to be coated. It may be liquid or solid or gas. Liquid core may be dissolved or dispersed material. Composition of core material: Drug or active constituent Additive like diluents Stabilizers
  • 11. Coating Material Inert substance which coats on core with desired thickness. Composition of coating: ī‚§ Inert polymer ī‚§ Plasticizer ī‚§ Coloring agent ī‚§ Resins, waxes and lipids ī‚§ Release rate enhancers or retardants ROLE OF POLYMERS : īƒŧ Polymers are substances of high molecular weight made up by repeating monomer units. īƒŧ Polymer molecules may be linear or branched, and separate linear or branched chains may be joined by crosslinks. īƒŧPolymers are used widely in pharmaceutical systems as adjuvants, coating materials and, a components of controlled and site- specific drug delivery systems
  • 12. 1. Stabilization of core material. 2. Inert toward active ingredients. 3. Controlled release under specific conditions. 4. Film-forming, pliable, tasteless, stable. 5. Non-hygroscopic, no high viscosity, economical. 6. Soluble in an aqueous media or solvent, or melting. 7. The coating can be flexible, brittle, hard, thin etc. Coating Material Properties
  • 13. List of coating material Water soluble resin Water insoluble resin Wax & lipid Enteric resin Gelatin, Gum arabic, PVP, CMC, Methyl cellulose, Arabinogalactan, Polyvinyl acrylate, Polyacrylic acid. Ethyl cellulose, Polyethylene, Polymethacrylate, Cellulose nitrate, Silicones. Paraffin, Carnauba wax, Bees wax, Stearic acid, Stearyl alcohol. Shellac, Zein, Cellulose acetate phthalate.
  • 14. Core Material Characteristic Property Purpose of Encapsulation Final Product Form Aspirin Slightly water- soluble solid Taste-masking; sustained release; reduced gastric irritation; separation of incompatibles Tablet or capsule Vitamin A Palmitate Nonvolatile liquid Stabilization to oxidation Dry powder Isosorbide dinitrate Water soluble solid sustained release Capsule Table: Properties of Some Microencapsulated Core Materials.
  • 15. ADVANTAGES: īƒŧ To Increase of bioavailability īƒŧ To alter the drug release īƒŧ To improve the patient’s compliance īƒŧ To produce a targeted drug delivery īƒŧ To reduce the reactivity of the core in relation to the outside environment īƒŧ To decrease evaporation rate of the core material. īƒŧ To convert liquid to solid form & To mask the core taste. Disadvantages â€ĸ It is an expensive process â€ĸ Requires skill â€ĸ Difficult to obtain continuous and uniform film
  • 16. Morphology of Microcapsules The morphology of microcapsules depends mainly on the core material and the deposition process of the shell. 1- Mononuclear (core-shell) microcapsules contain the shell around the core. 2- Polynuclear capsules have many cores enclosed within the shell. 3- Matrix encapsulation in which the core material is distributed homogeneously into the shell material. - In addition to these three basic morphologies, microcapsules can also be mononuclear with multiple shells, or they may form clusters of microcapsules.
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  • 18. RELEASE MECHANISMS īƒ˜Even when the aim of a microencapsulation application is the isolation of the core from its surrounding, the wall must be ruptured at the time of use. īƒ˜A variety of release mechanisms have been proposed for microcapsules : īƒ˜by pressure or shear stress. īƒ˜by melting the wall. īƒ˜ by dissolving it under particular conditions, as in the case of an enteric drug coating. īƒ˜by solvent action īƒ˜by enzyme attack īƒ˜by chemical reaction īƒ˜by hydrolysis or slow disintegration.
  • 19. MICROENCAPSULATION TECHNIQUES: 1. Air suspension techniques( Wurster) 2. Coacervation process 3. Spray drying & congealing 4. Pan coating 5. Solvent evaporation 6. Polymerization 7. Multiorific-centrifugal 8. Extrusion 9. Single & double emulsion techniques 10. Supercritical fluid anti solvent method (SAS) 11. Nozzle vibration technology
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  • 21. Coacervation Coacervation microencapsulation is the phase separation of one or many hydrocolloids from the initial solution and the subsequent deposition of the newly formed coacervate phase around the active ingredient suspended or emulsified in the same reaction media. Coacervation is a unique microencapsulation technology because of the very high payloads achievable up to 99% and the controlled release possibilities based on mechanical stress, temperature or sustained release. Coacervation is typically used to encapsulate flavour oil and can also be adapted for the encapsulation of fish oils, nutrients, vitamins, preservatives and enzymes. There are two methods for coacervation are available, namely simple and complex processes. The mechanism of microcapsule formation for both processes is identical, except for the way in which the phase separation is carried out. â€ĸ-
  • 22. The general process consist of 3 steps under continuous agitation: 1. Formation of 3 immiscible chemical phase 2. Deposition of coating 3. Rigidization of coating. Step: 1) Three immiscible phases are as: a) Liquid manufacturing vehicle phase b) Core material phase c) Coating material phase. Coating material phase formed by utilizing following methods: A) Temperature change. B) By addition of incompatible polymer C) By non-solvent addition D) By salt addition E) Polymer-polymer interaction. â€ĸIn simple coacervation : a desolvation agent is added for phase separation. â€ĸ whereas complex coacervation involves complexation between two oppositely charged polymers
  • 23. In step 2, the deposition of the liquid polymer around the interface formed between the core material and the liquid vehicle phase. In many cases physical or chemical changes in the coating polymer solution can be induced so that phase separation of the polymer will occur. Finally : the prepared microcapsules are stabilized by crosslinking, desolvation or thermal treatment. Equipment required for microencapsulation this method is relatively simple; it consists mainly of jacketed tank with variable speed agitator.
  • 24. COACERVATION / PHASE SEPARATION Polymeric Membrane Droplets Homogeneous Polymer Solution Coacervate Droplets PHASE SEPARATION MEMBRANE FORMATION 1.Formation of three immiscible phase 2.Deposition of coating 3.Rigidization of coating.
  • 27. 27 ī‚§ Inventions of Professor Dale E. Wurster ī‚§ Basically the wurster process consists of the dispersing of solid, particulate core materials in a supporting air stream and the spray-coating of the air suspended particles. ī‚§ Equipment ranging in capacities from one pound to 990 pounds. ī‚§ Micron or submicron particles can be effectively encapsulated by air suspension techniques. Air Suspension Techniques (Wurster) (FLUIDISED BED COATING )
  • 28. īą Within the coating chamber, particles are suspended on an upward moving air stream. īąThe design of the chamber and its operating parameters effect a recalculating flow of the particles through the coating zone portion of the chamber, where a coating material, usually a polymer solution, is spray applied to the moving particles.
  • 29. The Wruster Process This technology is characterized by the location of a spray nozzle at the bottom of a fluidized bed of solid particles. The particles are suspended in the fluidizing air stream that is designed to induce a cyclic flow of the particles past the spray nozzle. The nozzle sprays an atomized flow of coating solution, suspension, or other coating vehicle. The technology can be used to encapsulate solid materials with diameters ranging from near 50Âĩm to several centimeters. Wruster Process can be used to encapsulate vitamins, minerals, and functional food ingredients.
  • 31. â€ĸ It consist of dispersing the solid particulate core material in supporting air stream and being coated with coating material (usually polymeric solution) â€ĸ In this, the fine core materials are suspended in a vertical current of air and sprayed with the coating material â€ĸ After evaporation of solvent, a layer of encapsulating material is deposited on core â€ĸ Gives improved control and flexibility as compared to pan coating. â€ĸ During each pass through the coating zone, the core material receives an increment of coating material. â€ĸ The cyclic process is repeated, perhaps several hundred times during processing, depending on the purpose of microencapsulation the coating thickness desired or whether the core material particles are thoroughly encapsulated. â€ĸ The supporting air stream also serves to dry the product while it is being encapsulated. â€ĸ Drying rates are directly related to the volume temperature of the supporting air stream. 31
  • 32. 32 ī‚§ Disadvantage- Agglomeration of the particles to some larger size is normally achieved. variables for efficient, effective encapsulation by air suspension techniques: 1.Density, surface area, melting point, solubility, friability, volatility, Crystallinity and flow-ability of core the core material. 2.Coating material concentration (or melting point if not a solution). 3.Coating material application rate. 4.Volume of air required to support and fluidizes the core material. 5.Amount of coating material required. 6.Inlet and outlet operating temperatures.
  • 33. Solvent Evaporation (Chemical process) 33 ī‚§ In the case in which the core material is dispersed in the polymer solution, polymer shrinks around the core. ī‚§ In the case in which core material is dissolved in the coating polymer solution, a matrix - type microcapsule is formed. ī‚§ The core materials may be either water - soluble or water - insoluble materials. ī‚§ A variety of film - forming polymers can be used as coatings.
  • 34. 34 ī‚§ Used by companies including the NCR Company, Gavaert Photo - Production NV, and Fuji Photo Film Co., Ltd. eg. Evaluation of Sucrose Esters as Alternative Surfactants in Microencapsulation of Proteins by the Solvent Evaporation Method.
  • 35. 35 Core material Dissolved Or Dispersed Coating polymer solution With Agitation Liquid Manufacturing Vehicle Phase Heating (If necessary) Evaporation of Polymer solvent Microencapsulation Solvent Evaporation processâ€Ļ..
  • 36. Polymer + Volatile organic solvent Organic Polymeric Phase Formation of Oil-in-Water Emulsion Solvent Evaporation Particle Formation by Polymer Precipitation RECOVERY OF POLYMERIC MICROPARTICLES Temperature increase Active Ingredient Addition into an aqueous phase (+o/w stabilizer) SOLVENT EVAPORATIONS Step 1: Formation of a solution/dispersion of the drug into an organic polymer phase. Step 2: Emulsification of the polymer phase into an aqueous phase containing a suitable stabilizer, thus, forming a o/w emulsion. Step 3: Removal of the organic solvent from the dispersed phase by extraction or evaporation leading to polymer precipitation and formation of the microspheres.
  • 38. Pan coating ī‚§ Oldest industrial procedures for forming small, coated particles or tablets. ī‚§ The particles are tumbled in a pan or other device while the coating material is applied slowly. ī‚§ Solid particles greater than 600 microns in size are generally considered essential for effective coating. ī‚§ Medicaments are usually coated onto various spherical substrates such as nonpareil sugar seeds, and then coated with protective layers of various polymers. ī‚§ It is used for preparation of controlled- release beads. ī‚§ Coating is applied as solution by automized spray to desired solid core material in coating pan. ī‚§ Usually warm air is passed over the coated material as the coating are being applied in the coating pan.
  • 39. Figure Pan coater 1. Solid particles are mixed with a dry coating material. 2. The temperature is raised so that the coating material melts and encloses the core particles, and then is solidified by cooling. Or, the coating material can be gradually applied to core particles tumbling in a vessel rather than being wholly mixed with the core particles from the start of encapsulation.
  • 40. īƒ˜ The particles are tumbled in a pan or other device while the coating material is applied slowly īƒ˜ The coating is applied as a solution or as an atomized spray to the desired solid core material in the coating pan īƒ˜ Usually, to remove the coating solvent, warm air is passed over the coated materials as the coatings are being applied in the coating pans. īƒ˜ In some cases, final solvent removal is accomplished in drying oven.
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  • 42. 42 Polymerization īƒ˜ A relatively new microencapsulation method utilizes polymerization techniques to from protective microcapsule coatings in situ. īƒ˜ The method involve the reaction of monomeric unit located at the interface existing between a core material substance and continuous phase in which the core material is disperse. īƒ˜ The core material supporting phase is usually a liquid or gas, and therefore polymerization reaction occur at liquid-liquid, liquid-gas, solid-liquid, or solid-gas interface. īƒ˜ E.g. In the formation of polyamide (Nylon) polymeric reaction occurring at liquid-liquid interface existing between aliphatic diamine & dicarboxylic acid halide.
  • 43. Drug Addition of the alcoholic solution of the initiator (e.g., AIBN) 8 hrs Reaction time Monomer(s) (e.g. acrylamide, methacrylic acid) + Cross-linker (e.g. methylenebisacrylamide) Alcohol T (reaction) = 60 °C Nitrogen Atmosphere Preparation of the Polymerization Mixture Initiation of Polymerization Monodisoerse Latex Formation by Polymer Precipitation RECOVERY OF POLYMERIC MICROPARTICLES īƒ˜Monodisperse microgels in the micron or submicron size range. īƒ˜Precipitation polymerization starts from a homogeneous monomer solution in which the synthesized polymer is insoluble. īƒ˜The particle size of the resulting microspheres depends on the polymerization conditions, including the monomer/co monomer composition, the amount of initiator and the total monomer concentration. POLYMERIZATION:
  • 44. Polymerization 1) Interfacial polymer In Interfacial polymerization, the two reactants in a â€Ļ..polycondensation meet at an interface and react rapidly. 2) In-situ polymerization In a few microencapsulation processes, the direct â€Ļ..polymerization of a single monomer is carried out on the â€Ļ..particle surface. e.g. Cellulose fibers are encapsulated in polyethylene while . immersed in dry toluene. Usual deposition rates are about â€Ļ..0.5Îŧm/min. Coating thickness ranges 0.2-75Îŧm. 3) Matrix polymer In a number of processes, a core material is imbedded in a â€Ļ..polymeric matrix during formation of the particles. ī‚§ Prepares microcapsules containing protein solutions by incorporating the protein in the aqueous diamine phase. ī‚§ National Lead Corporation- utilizing polymerization techniques
  • 45. Interfacial polymerisation In- situ polymerisation īƒ˜The multifunctional monomer dissolved in liquid core material which will be then dispersed in aqueous phase containing dispersing agent. īƒ˜ A co reactant multifunctional amine will be added to the mixture. īƒ˜ This results in rapid polymerization at interface and generation of capsule shell takes place. īƒ˜A polyurea shell will be formed when isocyanate reacts with amine, īƒ˜polynylon or polyamide shell will be formed when acid chloride reacts with amine. īƒ˜In this process no reactive agents are added to the core material. īƒ˜ polymerization occurs exclusively in the continuous phase and on the continuous phase side of the interface formed by the dispersed core material and continuous phase. īƒ˜Initially a low molecular weight prepolymer will be formed, as time goes on the prepolymer grows in size. īƒ˜ it deposits on the surface of the dispersed core material thereby generating solid capsule shell. 45
  • 48. 48 Spray Drying and Spray Congealing Spray Drying: The coating solidification effected by rapid evaporating of solvent in which coating material is dissolved. Spray Congealing: The coating solidification is effected by thermally congealing a molten coating material. The removal of solvent is done by sorption, extraction or evaporation technique. Figure Schematic diagram of a Spray Dryer
  • 49. 49 ī‚§ In modern spray dryers the viscosity of the solutions to be sprayed can be as high as 300mPa.s ī‚§ Spray drying and spray congealing- dispersing the core material in a liquefied coating substance and spraying. ī‚§ Spray drying is effected by rapid evaporation of a solvent in which the coating material is dissolved. The equipment components of a standard spray dryer include 1. an air heater, 2. atomizer, 3. main spray chamber, 4. blower or fan, 5. cyclone and 6. product collector.
  • 50. - Microencapsulation by spray-drying is a low-cost commercial process which is mostly used for the encapsulation of fragrances, oils and flavors. Steps: 1- Core particles are dispersed in a polymer solution and sprayed into a hot chamber. 2- The shell material solidifies onto the core particles as the solvent evaporates. - The microcapsules obtained are of polynuclear or matrix type.
  • 51. Spray congealing can be accomplished with spray drying equipment when the protective coating is applied as a melt. ī‚§ Core material is dispersed in a coating material melt rather than a coating solution. ī‚§ Coating solidification (and microencapsulation) is accomplished by spraying the hot mixture into a cool air stream. - e.g. microencapsulation of vitamins with digestible waxes for taste masking.
  • 52. Spray drying and congealing 52 īƒ˜Dispersing the core material in a liquefied coating Substance /spraying or introducing the coating mixture on to core material. īƒ˜Coating solidification in spray drying is effected by rapid evaporation of a solvent in which the coating material is dissolved. īƒ˜ Coating solidification in spray congealing method is accomplished by thermally congealing a molten coating material or by solidifying a dissolved coating by introducing the coating core material mixture into a non-solvent.
  • 53. Spray Drying Spray Drying is the most commonly used encapsulation method in the food industry. The process is economical and flexible uses equipment that is readily available, and produces particles of good quality. The process involves three basic steps: Preparation of a dispersion or emulsion to be processed Homogenization of the dispersion and Atomization of the mass into the drying chamber. Spray dried ingredients typically have a very small particle size (generally less than 100Âĩm) which makes them highly soluble. Typical shell materials include gum acacia, maltodextrins, hydrophobically modified starch and mixtures. Other polysaccharides like alginate, carboxymethylcellulose and guar gum. Proteins like whey proteins, soy proteins, sodium caseinate can be used as the wall material in spray drying.
  • 55. SPRAY DRYING & CONGEALING ( COOLING) Spray drying : spray = aqueous solution / Hot air Spray congealing : spray = hot melt/cold air
  • 56. Spray cooling/chilling is the least expensive encapsulation technology. It is used for the encapsulation of organic and inorganic salts, textural ingredients, enzymes, flavors and other functional ingredients. It improves heat stability, delay release in wet environments, and/or convert liquid hydrophilic ingredient into free flowing powders. Spray cooling/chilling is typically referred to as ‘matrix’ encapsulation because the particles are more adequately described as aggregates of active ingredient particles buried in the fat matrix. Spray Cooling/ Chilling
  • 57. īƒ˜The Southwest Research Institute (SWRI) has developed a mechanical process for producing microcapsules that utilizes. īƒ˜centrifugal forces to hurl a core material particle trough an enveloping microencapsulation membrane thereby effecting mechanical microencapsulation. īƒ˜Processing variables include the rotational speed of the cylinder, the flow rate of the core and coating materials, the concentration and viscosity and surface tension of the core material. īƒ˜The multiorifice-centrifugal process is capable for microencapsulating liquids and solids of varied size ranges, with diverse coating materials. The encapsulated product can be supplied as slurry in the hardening media or as a dry powder. Production rates of 50 to 75 pounds per our have been achieved with the process. MULTIORIFIC-CENTRIFUGAL PROCESS
  • 58. Percentage Yield The total amount of microcapsules obtained was weighed and the percentage yield calculated taking into consideration the weight of the drug and polymer. Percentage yield = Amount of microcapsule obtained / Theoretical Amount×100 Scanning electron microscopy â€ĸScanning electron photomicrographs of drug loaded ethyl cellulose microcapsules were taken. A small amount of microcapsules was spread on gold stub and was placed in the scanning electron microscopy (SEM) chamber. â€ĸThe SEM photomicrographs was taken at the acceleration voltage of 20 KV. EVALUATION OF MICROCAPSULES
  • 59. Particle size analysis For size distribution analysis, different sizes in a batch were separated by sieving by using a set of standard sieves. The amounts retained on different sieves were weighed . Encapsulation efficiency [8] Encapsulation efficiency was calculated using the formula: Encapsulation efficiency = Actual Drug Content / Theoretical Drug Content ×100
  • 60. īļCefotaxime sodium drug content in the microcapsules was calculated by UV spectrophotometric (Elico SL159 Mumbai India) method. īļ The method was validated for linearity, accuracy and precision. A sample of microcapsules equivalent to 100 mg was dissolved in 25 ml ethanol and the volume was adjusted upto 100 ml using phosphate buffer of pH 7.4. The solution was filtered through Whatman filter paper. īļThen the filtrate was assayed for drug content by measuring the absorbance at 254 nm after suitable dilution. Estimation of Drug Content
  • 61. Drug release was studied by using USP type II dissolution test apparatus (Electrolab TDT 08L) in Phosphate buffer of pH 7.4 (900 ml). The paddle speed at 100 rpm and bath temperature at 37 Âą 0.5°c were maintained through out the experiment. A sample of microcapsules equivalent to 100 mg of cefotaxime sodium was used in each test. Aliquot equal to 5ml of dissolution medium was withdrawn at specific time interval and replaced with fresh medium to maintain sink condition. Sample was filtered through Whatman No. 1 filter paper and after suitable dilution with medium; the absorbance was determined by UV spectrophotometer (Elico SL159) at 254 nm. All studies were conducted in triplicate (n=3). The release of drug from marketed sustained release tablet was also studied to compare with release from microcapsules. Invitro Drug release Studies
  • 63. Applications of Microcapsules and Microspheres 63 1. Agricultural Applications ī‚§ Reduce insect populations by disrupting their mating process. ī‚§ Protects the pheromone from oxidation and light during storage and release. 2. Catalysis ī‚§ Safe handling, easy recovery, reuse and disposal at an acceptable economic cost. ī‚§ Metal species such as palladium (II) acetate and osmium tetroxide have been encapsulated in polyurea microcapsules and used successfully as recoverable and reusable catalysts without significant leaching and loss of activity.
  • 64. 64 3. Food Industry ī‚§ Adding ingredients to food products to improve nutritional value can compromise their taste, colour, texture and aroma. ī‚§ Sometimes they slowly degrade and lose their activity, or become hazardous by oxidation reactions. ī‚§ Ingredients can also react with components present in the food system, which may limit bioavailability. 4. Pharmaceutical Applications ī‚§ Potential applications of this drug delivery system are replacement of therapeutic agents (not taken orally today like insulin), gene therapy and in use of vaccines for treating AIDS, tumors, cancer and diabetes. ī‚§ The delivery of corrective gene sequences in the form of plasmid DNA could provide convenient therapy for a number of genetic diseases such as cystic fibrosis and hemophilia.
  • 65. 65 ī‚§ Lupin has already launched in the market worlds first Cephalexin (Ceff-ER) and Cefadroxil (Odoxil OD) antibiotic tablets for treatment of bacterial infections. ī‚§ Aspirin controlled release version ZORprin CR tablets are used for relieving arthritis symptoms. ī‚§ Quinidine gluconate CR tablets are used for treating and preventing abnormal heart rhythms. ī‚§ Niaspan CR tablet is used for improving cholesterol levels and thus reducing the risk for a heart attack.65 ī‚§ Some of the applications of microencapsulation can be described in detail as given below: 1. Prolonged release dosage forms. 2. Prepare enteric-coated dosage forms selectively absorbed in the intestine rather than the stomach. 3. It can be used to mask the taste of bitter drugs. 4. To reduce gastric irritation.
  • 66. 66 5. Used to aid in the addition of oily medicines to tableted dosage forms. To overcome problems inherent in producing tablets from otherwise tacky granulations. This was accomplished through improved flow properties. eg. The non-flowable multicomponent solid mixture of niacin, riboflavin, and thiamine hydrochloride and iron phosphate may be encapsulated and made directly into tablets. 6. To protect drugs from environmental hazards such as humidity, light, oxygen or heat. eg. vitamin A and K have been shown to be protected from moisture and oxygen through microencapsulation. 7. The separations of incompatible substances, eg. pharmaceutical eutectics. The stability enhancement of incompatible aspirin- chlorpheniramine maleate mixture was accomplished by microencapsulating both of them before mixing.
  • 67. 6767 Pharmaceutical Application īƒ˜ To improve the flow properties. e.g. Thiamine, Riboflavine īƒ˜ To enhance the stability. e.g. Vitamins īƒ˜ To reduce the volatility of materials. e.g. Peppermint oil, Methyl salicylate īƒ˜ To avoid incompatibilities. e.g. Aspirin and Chloramphenicol īƒ˜ To mask the unpeasant taste and odour. e.g. Aminophylline, castor oil īƒ˜ To convert liquids into solids. e.g. Castor oil, Eprazinone, īƒ˜ To reduce gastric irritation. e.g. Nitrofurantoin, Indomethacin
  • 68. īƒ˜ Microencapsulation has been employed to provide protection to the core materials against atmospheric effects, e.g., Vitamin A Palmitate. īƒ˜ Separation of incompatible substance has been achieved by encapsulation īƒ˜ To mask the bitter taste of drugs like Paracetamol, Nitrofurantoin etc. īƒ˜ To reduce gastric and other gastro intestinal (G.I) tract irritations, For eg, sustained release Aspirin preparations have been reported to cause significantly less G.I. bleeding than conventional preparations. īƒ˜ A liquid can be converted to a pseudo-solid for easy handling and storage. eg.Eprazinone. īƒ˜ Hygroscopic properties of core materials may be reduced by microencapsulation e.g. Sodium chloride. īƒ˜ Carbon tetra chlorides and a number of other substances have been microencapsulated to reduce their odour and volatility īƒ˜ To reduce volatality of liquids like peppermint oil īƒ˜ Helps to prepare SRDF and enteric coated products, controlled release products īƒ˜ Used to improve flow properties before compression into tablets 68
  • 69. Brand name API Manufacturer OROS CT (osmotically active tablets) Colon specific drugs Alza corp. ReGel (oncogel) Paclitaxel Macro Med Inc. Clopigrel clopidogrel+ Aspirin Lupin pinnacle Clobitab clopidogrel+ Aspirin Lupin pinnacle Atoplus Atorvastatin Triton (calyx) 69
  • 70. 70 ī€Ļ Jackson L. S.; Lee K. (1991-01-01). "Microencapsulation and the food industry". Lebensmittle–WissenschaftTechnologie. http://cat.inist.ft/?aModele=afficheN&cpsidt=5014466. Retrieved 1991-02-02.

Editor's Notes

  1. Air