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SEMINAR ON
FUNCTIONS OF ADMINISTRATION
PLANNING AND CONTROLLING
ADMINISTRATION
• Administration is the organization and
direction of human and material
resources to achieve desired ends -
Pfiffner and presthus
• Administration has to do with getting
things done; with the accomplishment
of defined objectives. - Luther Gullick
FUNCTIONS OF ADMINISTRATION
1. PLANNING
• Planning means to decide in advance
what is to be done. It charts a course of
actions for the future.
• It is an intellectual process and it aims
to achieve a coordinated and consistent
set of operations aimed at desired
objectives.
2.Organizing
• Once the objectives have been established
through planning, management concern
must turn to developing an organization
that is capable of carrying them out. The
management function of organizing can be
defined as ,‖relating people and things to
each other in such a way that they are all
combined and interrelated into a unit
capable of being directed toward the
organizational objectives
The most basic premise of
organization is
 Division of work (is essential for efficiency)
Work activities required for the
organizational performance are separated
Contd…
• Horizontal differentiation (i.e..
Dividing the organization into
operational units for more effective and
efficient performance.)
• Vertical differentiation (i.e..
Establishes the hierarchy and the
number of levels in the organization
•
RESPONSIBILITY AUTHORITY
FORMAL ORGANIZATION
The formal organization
depends on two basic principles:
• a) Responsibility: responsibility in
an organization is divided among
available personnel by grouping the
functions that are similar in objectives
and content. This should be done in a
manner that avoids overlaps and gaps
as much as possible. Responsibility may
be continuing or it may be terminated
by the accomplishment of a single
action.
CONTD..
• b) Authority: when responsibility is
given to a person, he must also be given
the authority to make commitments,
use resources and take the actions
necessary to carry out his
responsibilities.
3. STAFFING
• Staffing is the selection, training,
motivating and retaining of a personnel
in the organization. Before selection we
have to make analysis of the particular
job, which is required in the
organization., then comes the selection
of the personnel. It involves manpower
planning to have the right person in the
right place and avoid ―square peg in
the round hole‖.
Manpower planning involves the
following steps.
• 1. Scrutiny of present personnel
strength.
• 2. Anticipation of manpower needs.
• 3. Investigation of turnover of
personnel.
• 4. Planning job requirements and job
descriptions.
4. DIRECTING
• Directing means the issue of orders,
assignments and instructions that
permit the subordinate to understand
what is expected of him, and the
guidance and overseeing of the
subordinate so that he can contribute
effectively and efficiently to the
attainment of organizational objectives.
•
Directing includes the following
activities
LEADING
COMMUNICATING
Giving orders:
• The central task in directing is giving
orders. The order is the technical means
through which a subordinate
understands what is to be done. To
facilitate this there are certain
characteristics of good orders which
manager should be aware of:
• The order should be clear, concise and
consistent to give sufficient information to
ensure understanding
• Order should be based on obvious
demands of a particular situation, it seems
logical to the subordinates and not just an
arbitrary whim of the manager.
• The tone of the order is very important.
The manner in which the manager delivers
the order has a great deal to do with its
acceptance by the subordinate.
CONTD..
• Whenever possible, the reason for
the order should be given. A
subordinate will accept an order more
readily if he understands the need for it.
• In some instances the manager uses
delegation of authority instead of
issuance of orders for avoiding too
many specific orders.
SUPERVISION
• Supervision is the activity of the
management that is concerned with the
training and discipline of the work
force. It includes follow up to assure the
prompt and proper execution of orders.
• Supervision is the art of overseeing,
watching and directing with authority,
the work and behaviour of other.
LEADING
• Leadership is the ability to inspire and
influence others to contribute to the
attainment of the objectives. Successful
leadership is the result of interaction
between the leader and his subordinates
in a particular organizational situation.
• There are number of styles of leadership
that have been identified such as
autocratic, democratic participative
leadership.
Motivating
• Motivation refers to the way in
which the needs (urges, aspirations,
desires) control, direct or explain
the behaviour of human beings.
The manager must motivate, or
cause, the employee to follow
directives
Communicating:
• Communication is the passing of
information and understanding from a
sender to receiver.
• Communication is vital to the directing
function of the management, one way to
visualise this importance is to view the
manager on one side of a barrier and the
work group on the other. Communication
is the means the manager has of reaching
through the barrier to attain work group
activity.
5.COORDINATING
• It is the act of synchronising people and
activities so that they function smoothly
in the attainment of organization
objectives. Coordination is more
important in the health services
organization, because functionally they
are departmentalized. Different kinds of
organization require different amount
of coordination.
Controlling:
• Controlling can be defined as the
regulation of activities in accordance
with the requirements of plans.
Steps of control
• The control function, whether it is applied
to cash, medical care, employee morale or
anything else, involves four steps.
•
•
•
•
•
ESTABLISHMENT OF STANDARDS
MEASURING PERFORMANCE
COMPARING ACTUAL RESULTS WITH STANDARD
CORRECTING DEVIATIONS FROM STANDARD
TYPES OF CONTROL
PRELIMINARY
(FEEDFORWARD )
CONCURRENT(STEERING)
POSTACTION(FEEDBACK)
INTERNAL
EXTERNAL
6/11/2014 28
TYPES OF CONTROL
• Preliminary
Sometimes called the
feedforward controls, they are
accomplished before a work
activity begins.
They make sure that proper
directions are set and that the
right resources are available to
accomplish them.
6/11/2014 29
TYPES OF CONTROL
• Concurrent
Focus on what happens during the work
process. Sometimes called steering
controls, they monitor ongoing
operations and activities to make sure
that things are being done correctly.
6/11/2014 30
TYPES OF CONTROL
• Postaction
Sometimes called feedback controls, they
take place after an action is completed.
They focus on end results, as opposed to
inputs and activities.
6/11/2014 31
TYPES OF CONTROLS
Managers have two broad options with
respect to control.
• They can rely on people to exercise self-
control (internal) over their own
behavior.
• Alternatively, managers can take direct
action (external) to control the behavior
of others.
6/11/2014 32
TYPES OF CONTROL
• Internal Controls
Allows motivated individuals to
exercise self-control in fulfilling job
expectations.
The potential for self-control is enhanced
when capable people have clear
performance objectives and proper
resource support.
6/11/2014 33
TYPES OF CONTROL
• External Controls
It occurs through personal supervision
and the use of formal administrative
systems.
–Performance appraisal systems,
compensation and benefit systems,
employee discipline systems, and
management-by-objectives.
REPORTING AND RECORDING
• Reports are oral or written exchanges
of information shared between
caregivers or workers in a number of
ways.
• A report summarizes the services of the
person, personnel and of the agency.
Reports are written usually daily,
weekly, monthly or yearly.
Purposes of reporting
1) To show the kind and amount of services
rendered over a specified period.
2) To illustrate progress in reaching goals.
3) As an aid in studying health conditions.
4) As an aid in planning.
5) To interpret services to the public and to
the other interested agencies.
6) Records and reports must be functional,
accurate, complete, current organized and
confidential.
BUDGETING:
• Budgeting, though primarily recognized
as a device for controlling, becomes a
major part of the planning process in
any organization. It is expressed in
financial terms and based on expected
income and expenditure. Budget is the
heart of administrative management.
• It served as a powerful tool of
coordination and negatively an effective
device of eliminating duplicating and
wastage.
Features of budget
1) Should be flexible.
2) Should be synthesis of past, present and
future.
3) Should be product of joint venture &
cooperation of executives/ department heads
at different levels of management.
4) It should be in the form of statistical
standard laid down in specific numerical
terms.
5) It should have support of top management
6/11/2014 38
Meaning of Planning
Planning is the process of
deciding in advance what is to be
done, how it is to be done, where,
when and whom.
6/11/2014 39
ACCORDING TO L.F.UR WICK
Planning is fundamentally a mental
predisposition to do things is an orderly
way, to think before and to act in the
light of the fact rather than of guesses.
6/11/2014 40
ESSENTIALS OF GOOD PLANNING
Yields reasonable organizational objectives and
develops alternative approaches to meet these
objectives.
1. Helps to eliminate or reduce the future
uncertainty and chance.
2. Helps to gain economical operations.
3. Lays the foundation for organizing.
4. Facilitates co-ordination.
5. Helps to facilitate control.
6. Dictates those activities to which employers are
directed.
IMPORTANCE OF PLANNING
i) Make objectives clear
ii) Helps the organisation a right path
iii) It reduces risks and uncertainity
iv) It improves efficiency of operation
v) It provides the basis of control
vi) It facilitate decision making
vii) Effective co-ordination
6/11/2014 42
• FUNCTIONS OF PLANNING
• 1) Facilitates quick achievement of
objectives.
• 2)Brings unity of purpose and
direction
• 3)Ensures full utilisation of
resources
• 4) Avoids inconsistency in efforts
• 5)Raises competitive
capacity/strength
• 6)Promotes managerial efficiency
• 7)Avoids hasty decisions and actions
• 8)Ensures effective control on the
Organisation
• 9)Acts as an insurance against future
uncertainties
• 10)Facilitates other managerial
functions
• 11)Improves motivation
• 12)Planning ensures survival,
stability and progress of a business
unit.
• 13)Ensures uniform decision-making.
• 14)Acts as a key to solve problems
and challenges faced by a business
unit
• 15)Sets performance standards for
functional departments.
• 16)Planning enables a business unit
to adjust itself with ever changing
business environment.
• 17)Planning increases the
organization's ability to adapt to
future eventualities
• 18)Planning helps crystallize
objectives
• 19)Planning ensures a relatedness
among decisions
• 20)Adequate planning reduces
unnecessary pressures of
immediacy
• 21)Planning reduces mistakes and
oversights
• 22)Planning ensures a more
productive use of the organization's
resources
• 23)Planning makes control easier
• 25)Planning can help the
organization secure a better position
or standing
• 24)Planning enables the identification
of future problems and makes it
possible to provide for such
contingencies
• 26)Planning enables the organization
to progress in the manner considered
most suitable by its management
• 27)Planning increases the
effectiveness of a manager
6/11/2014 49
Steps in Planning
Followup/review
implementation
Establishing the sequence of activities
Choosing the best plan
Evaluating alternative plans
Framing alternative plans
Setting of objectives
Analysis of internal environment
Analysis of external environment
problem
CONTROLLING
INTRODUCTION
• Control is an essential function of
management in every organization. The
management process is incomplete and
sometimes useless without the control
function.
CONTD…
• The term”control ” has different
meanings in different contexts. In the
management context,’control’ referes to
the evaluation of performance and the
implementation of of corrective actions
to accomplish organizational objectives.
Some people confuse ‘control’ with
‘supervision’. Supervision is a part of
control; it helps identify deviations from
the established standards os
performance.
CONTD..
• Control must be exercised by everyone
in the organization, from thetop level to
the bottom level. There isa
misconception that it is the duty ofonly
the top level of an organization to
exercise control
FUNCTIONS OF CONTROL
• Controlling as a Management Function
• 1)A process of monitoring performance
and taking action to ensure desired
results.
• 2)It sees to it that the right things
happen, in the right ways, and at the
right time.
CONTD..
• 3)Done well, it ensures that the overall
directions of individuals
• and groups are consistent with short
and long range plans.
• 4)It helps ensure that objectives and
accomplishments are consistent
• with one another throughout an
organization.
CONTD..
• 5)It helps maintain compliance with
essential organizational rules and
• policies.
• 6)It plays an important role in helping
managers to detect irregularities,
identify opportunities, handle complex
situations, minimize costs and cope
with uncertainity.
Compare
results with
objectives and
standards
Take necessary
action
6/11/2014 61
1)Establish Objectives and Standards
• There are two types of standards:
– Output Standards - measures performance
results in terms of quantity, quality, cost, or
time.
– Input Standards - measures work efforts
that go into a performance task.
6/11/2014 62
2)Measuring Actual
Performance
• Measurements must be accurate enough to
spot deviations or variances between what
really occurs and what is most desired.
• Without measurement, effective control is
not possible.
6/11/2014 63
3)Comparing Results with
Objectives and Standards
• The comparison of actual performance with
desired performance establishes the need for
action.
• Ways of making such comparisons include:
– Historical / Relative / Engineering
– Benchmarking
6/11/2014 64
4)TAKING CORRECTIVE ACTION
• Taking any action necessary to correct
or improve things.
• Management-by-Exception focuses
managerial attention on substantial
differences between actual and desired
performance.
6/11/2014 65
TAKING CORRECTIVE ACTION
–Management-by Exception can
save the managers time, energy,
and other resources, and
concentrates efforts on areas
showing the greatest need.
•SUMMARY
Functions of administration
Functions of administration

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Functions of administration

  • 2. SEMINAR ON FUNCTIONS OF ADMINISTRATION PLANNING AND CONTROLLING
  • 3. ADMINISTRATION • Administration is the organization and direction of human and material resources to achieve desired ends - Pfiffner and presthus • Administration has to do with getting things done; with the accomplishment of defined objectives. - Luther Gullick
  • 5. 1. PLANNING • Planning means to decide in advance what is to be done. It charts a course of actions for the future. • It is an intellectual process and it aims to achieve a coordinated and consistent set of operations aimed at desired objectives.
  • 6. 2.Organizing • Once the objectives have been established through planning, management concern must turn to developing an organization that is capable of carrying them out. The management function of organizing can be defined as ,‖relating people and things to each other in such a way that they are all combined and interrelated into a unit capable of being directed toward the organizational objectives
  • 7. The most basic premise of organization is  Division of work (is essential for efficiency) Work activities required for the organizational performance are separated
  • 8. Contd… • Horizontal differentiation (i.e.. Dividing the organization into operational units for more effective and efficient performance.) • Vertical differentiation (i.e.. Establishes the hierarchy and the number of levels in the organization •
  • 10. The formal organization depends on two basic principles: • a) Responsibility: responsibility in an organization is divided among available personnel by grouping the functions that are similar in objectives and content. This should be done in a manner that avoids overlaps and gaps as much as possible. Responsibility may be continuing or it may be terminated by the accomplishment of a single action.
  • 11. CONTD.. • b) Authority: when responsibility is given to a person, he must also be given the authority to make commitments, use resources and take the actions necessary to carry out his responsibilities.
  • 12. 3. STAFFING • Staffing is the selection, training, motivating and retaining of a personnel in the organization. Before selection we have to make analysis of the particular job, which is required in the organization., then comes the selection of the personnel. It involves manpower planning to have the right person in the right place and avoid ―square peg in the round hole‖.
  • 13. Manpower planning involves the following steps. • 1. Scrutiny of present personnel strength. • 2. Anticipation of manpower needs. • 3. Investigation of turnover of personnel. • 4. Planning job requirements and job descriptions.
  • 14. 4. DIRECTING • Directing means the issue of orders, assignments and instructions that permit the subordinate to understand what is expected of him, and the guidance and overseeing of the subordinate so that he can contribute effectively and efficiently to the attainment of organizational objectives. •
  • 15. Directing includes the following activities
  • 17. Giving orders: • The central task in directing is giving orders. The order is the technical means through which a subordinate understands what is to be done. To facilitate this there are certain characteristics of good orders which manager should be aware of:
  • 18. • The order should be clear, concise and consistent to give sufficient information to ensure understanding • Order should be based on obvious demands of a particular situation, it seems logical to the subordinates and not just an arbitrary whim of the manager. • The tone of the order is very important. The manner in which the manager delivers the order has a great deal to do with its acceptance by the subordinate.
  • 19. CONTD.. • Whenever possible, the reason for the order should be given. A subordinate will accept an order more readily if he understands the need for it. • In some instances the manager uses delegation of authority instead of issuance of orders for avoiding too many specific orders.
  • 20. SUPERVISION • Supervision is the activity of the management that is concerned with the training and discipline of the work force. It includes follow up to assure the prompt and proper execution of orders. • Supervision is the art of overseeing, watching and directing with authority, the work and behaviour of other.
  • 21. LEADING • Leadership is the ability to inspire and influence others to contribute to the attainment of the objectives. Successful leadership is the result of interaction between the leader and his subordinates in a particular organizational situation. • There are number of styles of leadership that have been identified such as autocratic, democratic participative leadership.
  • 22. Motivating • Motivation refers to the way in which the needs (urges, aspirations, desires) control, direct or explain the behaviour of human beings. The manager must motivate, or cause, the employee to follow directives
  • 23. Communicating: • Communication is the passing of information and understanding from a sender to receiver. • Communication is vital to the directing function of the management, one way to visualise this importance is to view the manager on one side of a barrier and the work group on the other. Communication is the means the manager has of reaching through the barrier to attain work group activity.
  • 24. 5.COORDINATING • It is the act of synchronising people and activities so that they function smoothly in the attainment of organization objectives. Coordination is more important in the health services organization, because functionally they are departmentalized. Different kinds of organization require different amount of coordination.
  • 25. Controlling: • Controlling can be defined as the regulation of activities in accordance with the requirements of plans.
  • 26. Steps of control • The control function, whether it is applied to cash, medical care, employee morale or anything else, involves four steps. • • • • • ESTABLISHMENT OF STANDARDS MEASURING PERFORMANCE COMPARING ACTUAL RESULTS WITH STANDARD CORRECTING DEVIATIONS FROM STANDARD
  • 27. TYPES OF CONTROL PRELIMINARY (FEEDFORWARD ) CONCURRENT(STEERING) POSTACTION(FEEDBACK) INTERNAL EXTERNAL
  • 28. 6/11/2014 28 TYPES OF CONTROL • Preliminary Sometimes called the feedforward controls, they are accomplished before a work activity begins. They make sure that proper directions are set and that the right resources are available to accomplish them.
  • 29. 6/11/2014 29 TYPES OF CONTROL • Concurrent Focus on what happens during the work process. Sometimes called steering controls, they monitor ongoing operations and activities to make sure that things are being done correctly.
  • 30. 6/11/2014 30 TYPES OF CONTROL • Postaction Sometimes called feedback controls, they take place after an action is completed. They focus on end results, as opposed to inputs and activities.
  • 31. 6/11/2014 31 TYPES OF CONTROLS Managers have two broad options with respect to control. • They can rely on people to exercise self- control (internal) over their own behavior. • Alternatively, managers can take direct action (external) to control the behavior of others.
  • 32. 6/11/2014 32 TYPES OF CONTROL • Internal Controls Allows motivated individuals to exercise self-control in fulfilling job expectations. The potential for self-control is enhanced when capable people have clear performance objectives and proper resource support.
  • 33. 6/11/2014 33 TYPES OF CONTROL • External Controls It occurs through personal supervision and the use of formal administrative systems. –Performance appraisal systems, compensation and benefit systems, employee discipline systems, and management-by-objectives.
  • 34. REPORTING AND RECORDING • Reports are oral or written exchanges of information shared between caregivers or workers in a number of ways. • A report summarizes the services of the person, personnel and of the agency. Reports are written usually daily, weekly, monthly or yearly.
  • 35. Purposes of reporting 1) To show the kind and amount of services rendered over a specified period. 2) To illustrate progress in reaching goals. 3) As an aid in studying health conditions. 4) As an aid in planning. 5) To interpret services to the public and to the other interested agencies. 6) Records and reports must be functional, accurate, complete, current organized and confidential.
  • 36. BUDGETING: • Budgeting, though primarily recognized as a device for controlling, becomes a major part of the planning process in any organization. It is expressed in financial terms and based on expected income and expenditure. Budget is the heart of administrative management. • It served as a powerful tool of coordination and negatively an effective device of eliminating duplicating and wastage.
  • 37. Features of budget 1) Should be flexible. 2) Should be synthesis of past, present and future. 3) Should be product of joint venture & cooperation of executives/ department heads at different levels of management. 4) It should be in the form of statistical standard laid down in specific numerical terms. 5) It should have support of top management
  • 39. Meaning of Planning Planning is the process of deciding in advance what is to be done, how it is to be done, where, when and whom. 6/11/2014 39
  • 40. ACCORDING TO L.F.UR WICK Planning is fundamentally a mental predisposition to do things is an orderly way, to think before and to act in the light of the fact rather than of guesses. 6/11/2014 40
  • 41. ESSENTIALS OF GOOD PLANNING Yields reasonable organizational objectives and develops alternative approaches to meet these objectives. 1. Helps to eliminate or reduce the future uncertainty and chance. 2. Helps to gain economical operations. 3. Lays the foundation for organizing. 4. Facilitates co-ordination. 5. Helps to facilitate control. 6. Dictates those activities to which employers are directed.
  • 42. IMPORTANCE OF PLANNING i) Make objectives clear ii) Helps the organisation a right path iii) It reduces risks and uncertainity iv) It improves efficiency of operation v) It provides the basis of control vi) It facilitate decision making vii) Effective co-ordination 6/11/2014 42
  • 43. • FUNCTIONS OF PLANNING
  • 44. • 1) Facilitates quick achievement of objectives. • 2)Brings unity of purpose and direction • 3)Ensures full utilisation of resources • 4) Avoids inconsistency in efforts • 5)Raises competitive capacity/strength • 6)Promotes managerial efficiency • 7)Avoids hasty decisions and actions
  • 45. • 8)Ensures effective control on the Organisation • 9)Acts as an insurance against future uncertainties • 10)Facilitates other managerial functions • 11)Improves motivation • 12)Planning ensures survival, stability and progress of a business unit. • 13)Ensures uniform decision-making.
  • 46. • 14)Acts as a key to solve problems and challenges faced by a business unit • 15)Sets performance standards for functional departments. • 16)Planning enables a business unit to adjust itself with ever changing business environment. • 17)Planning increases the organization's ability to adapt to future eventualities • 18)Planning helps crystallize objectives
  • 47. • 19)Planning ensures a relatedness among decisions • 20)Adequate planning reduces unnecessary pressures of immediacy • 21)Planning reduces mistakes and oversights • 22)Planning ensures a more productive use of the organization's resources • 23)Planning makes control easier
  • 48. • 25)Planning can help the organization secure a better position or standing • 24)Planning enables the identification of future problems and makes it possible to provide for such contingencies • 26)Planning enables the organization to progress in the manner considered most suitable by its management • 27)Planning increases the effectiveness of a manager
  • 50. Followup/review implementation Establishing the sequence of activities Choosing the best plan Evaluating alternative plans Framing alternative plans Setting of objectives Analysis of internal environment Analysis of external environment problem
  • 52. INTRODUCTION • Control is an essential function of management in every organization. The management process is incomplete and sometimes useless without the control function.
  • 53. CONTD… • The term”control ” has different meanings in different contexts. In the management context,’control’ referes to the evaluation of performance and the implementation of of corrective actions to accomplish organizational objectives. Some people confuse ‘control’ with ‘supervision’. Supervision is a part of control; it helps identify deviations from the established standards os performance.
  • 54. CONTD.. • Control must be exercised by everyone in the organization, from thetop level to the bottom level. There isa misconception that it is the duty ofonly the top level of an organization to exercise control
  • 55.
  • 56. FUNCTIONS OF CONTROL • Controlling as a Management Function • 1)A process of monitoring performance and taking action to ensure desired results. • 2)It sees to it that the right things happen, in the right ways, and at the right time.
  • 57. CONTD.. • 3)Done well, it ensures that the overall directions of individuals • and groups are consistent with short and long range plans. • 4)It helps ensure that objectives and accomplishments are consistent • with one another throughout an organization.
  • 58. CONTD.. • 5)It helps maintain compliance with essential organizational rules and • policies. • 6)It plays an important role in helping managers to detect irregularities, identify opportunities, handle complex situations, minimize costs and cope with uncertainity.
  • 59.
  • 61. 6/11/2014 61 1)Establish Objectives and Standards • There are two types of standards: – Output Standards - measures performance results in terms of quantity, quality, cost, or time. – Input Standards - measures work efforts that go into a performance task.
  • 62. 6/11/2014 62 2)Measuring Actual Performance • Measurements must be accurate enough to spot deviations or variances between what really occurs and what is most desired. • Without measurement, effective control is not possible.
  • 63. 6/11/2014 63 3)Comparing Results with Objectives and Standards • The comparison of actual performance with desired performance establishes the need for action. • Ways of making such comparisons include: – Historical / Relative / Engineering – Benchmarking
  • 64. 6/11/2014 64 4)TAKING CORRECTIVE ACTION • Taking any action necessary to correct or improve things. • Management-by-Exception focuses managerial attention on substantial differences between actual and desired performance.
  • 65. 6/11/2014 65 TAKING CORRECTIVE ACTION –Management-by Exception can save the managers time, energy, and other resources, and concentrates efforts on areas showing the greatest need.