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NEWTON: F=m a 
LAPLACE: 
Nous devons donc envisager l'état présent de l'universe comme 
l'effet de son état antérieur et comme la cause de delui qui va suivre. 
Une intelligence qui, pour un instant donné, connaîtrait toutes les 
forces dont la nature est animée et la situation respective des êtres 
qui las composent, si d'ailleurs elle était assez vaste pour soumettre 
ces données à l'Analyse, embrasserait dans la même formule les 
mouvements des plus grands corps de l'univers et ceux du plus lèger 
atome : rien ne serait incertain pour elle, et l'avenir, comme le passé, 
serait présent à ses yeux. 
“Translation” In principle “Yes”. 
Provided that we know the position, velocity and 
interaction of all molecules, then the future behavior is 
predictable,…BUT
Molecular Simulation 
Background 
Macroscopic diffusion equations 
Fick’s laws
Why Simulation? 
1. Predicting properties of (new) materials 
2. Understanding phenomena on a 
molecular scale.
THE question: 
“Can we predict the macroscopic 
properties of (classical) many-body 
systems?”
…. There are so many molecules. 
This is why, before the advent of the computer, it was 
impossible to predict the properties of real materials. 
What was the alternative? 
1. Smart tricks (“theory”) 
Only works in special cases 
2. Constructing model (“molecular lego”)…
J.D. Bernal’s “ball-bearing 
model” of an atomic liquid…
J.D. Bernal constructs a 
model of a liquid… (around 
1950).. 
I took a number of rubber balls 
and stuck them together with rods 
of a selection of different 
lengths ranging from 2.75 to 4 
in. I tried to do this in the 
first place as casually as 
possible, working in my own 
office, 
being interrupted every five 
minutes or so and not remembering 
what I had done before the 
interruption. However, ...
The computer age (1953…) 
Mary-Ann Mansigh 
Berni Alder 
Tom Wainwright 
With computers we can follow the behavior of hundreds to 
hundreds of millions of molecules.
A brief summary of: 
Entropy, temperature, Boltzmann distributions 
and the Second Law of Thermodynamics
The basics: 
1. Nature is quantum-mechanical 
2. Consequence: 
Systems have discrete quantum states. 
For finite “closed” systems, the number of 
states is finite (but usually very large) 
3. Hypothesis: In a closed system, every 
state is equally likely to be observed. 
4. C o n s e q u e n c e : ALL of equilibrium 
Statistical Mechanics and Thermodynamics
First: Simpler example (standard statistics) 
Draw N balls from an infinite vessel that contains an 
equal number of red and blue balls 
¥ ¥
Now consider two systems with total energy E. 
This function is very sharply peaked (for macroscopic systems)
Now, allow energy exchange 
between 1 and 2.
So: 
With:
This is the condition for thermal equilibrium (“no 
spontaneous heat flow between 1 and 2”) 
Normally, thermal equilibrium means: equal 
temperatures…
Let us define: 
Then, thermal equilibrium is 
equivalent to: 
This suggests that b is a function of T. 
Relation to classical thermodynamics:
Conjecture: ln W = S 
Almost right. 
Good features: 
•Extensivity 
•Third law of thermodynamics comes for 
free 
Bad feature: 
•It assumes that entropy is dimensionless 
but (for unfortunate, historical reasons, it 
is not…)
We have to live with the past, therefore 
With kB= 1.380662 10-23 J/K 
In thermodynamics, the absolute (Kelvin) 
temperature scale was defined such that 
But we found (defined):
And this gives the “statistical” definition of temperature: 
In short: 
Entropy and temperature are both related to 
the fact that we can COUNT states.
How large is W? 
For macroscopic systems, super-astronomically large. 
For instance, for a glass of water at room temperature: 
Macroscopic deviations from the second law of 
thermodynamics are not forbidden, but they are 
extremely unlikely.
Consider a “small” system 
(a molecule, a virus, a 
mountain) in thermal 
contact with a much larger 
system (“bath”). 
The total energy is fixed. The higher the energy of 
the small system, the lower the energy of the bath. 
What happens to the total number of 
accessible states?
But, as b=1/kBT : 
The probability that the small system is in a given (“labeled”) 
state with energy ei is
This is the Boltzmann distribution: 
“Low energies are more likely than high 
energies”
The probability to find the system in state I is: 
Hence, the average energy is
Therefore 
This can be compared to the thermodynamic 
relation
This suggests that the partition sum 
is related to the Helmholtz free energy through
Remarks 
The derivation is not difficult 
but it takes a few minutes… 
We have assumed quantum mechanics (discrete states) but 
often we are interested in the classical limit 
ìï é ùïü - ® í- ê + úý 
2 
( E ) p U ( r 
) exp 1 d d exp 
å òò p r å 
i i 3 
i 
N N i N 
h N ! 2 
m 
i 
b b 
îï ë ûïþ 
1 
h 
® Volume of phase space 
3 
1 
N! 
® Particles are indistinguishable 
Integration over the momenta can be carried out for most systems: 
3 3 2 2 2 2 d exp dp exp 
ìï é p ùïü é ì í- b = í- b p üù æ p 
m 
ö ê úý ê ýú = ç ¸ 
îï ë 2 m ûïþ ë î 2 
m 
þû è ø 
N N 
N i 
i 
i 
b 
ò p å ò
Remarks 
Define de Broglie wave length: 
1 
æ ö 
h 
2 b 
2 
2 
p 
m 
L º ç ¸ 
è ø 
Partition function: 
, , 1 d exp 
( ) ( ) 3 
= éë-b ùû L ò r 
! 
N N 
N Q N V T U r 
N
Check: ideal gas 
Thermo recall (3) 
Helmholtz Free energy: 
, , 1 d exp 
( ) ( ) 3 
= éë-b ùû L ò r 
! 
N N 
N Q N V T U r 
N 
1 d 1 
dF = -SdT - pdV 
= L ò r 
N 
= 
L V 
N N 
3 3 
N 
N N 
! ! 
Pressure 
Free energy: 
Pressure: 
F P 
V 
æ ¶ ö = - çè ¶ ø¸ 
æ 
L 
N 
3 - L » ÷ ÷ø 
ln 3 
æ ¶ ö æ ¶ ö ç ¸= ç ¸= è ¶ ø è ¶ ø 
F T F E 
T 
P F N 
= -æ ¶ ö = çè ¶ ø¸ 
V bV 
T 
Energy: 
(ln 1) 
= æ ¶ ö = ¶L = ç ¶ ¸ L ¶ è ø 
E b F 3 N 3 
Nk T 
2 B 
b b 
! 
ö 
ç çè 
b = - N r 
N 
F T 
VN 
1 
b 
b 
Energy:
Relating macroscopic observables to 
microscopic quantities 
Example: 
Heat capacity 
Pressure 
Diffusion coefficient
Fluctuation expression for heat capacity. 
Recall: 
with
Then the heat capacity is 
Using our expression for E:
Both the numerator and denominator depend on b. 
And, finally:
COMPUTING THE PRESSURE:
Introduce “scaled” coordinates:
For pairwise additive forces: 
Then
i and j are dummy variable hence: 
And we can write
But as action equals reaction (Newton’s 3rd law): 
And hence 
Inserting this in our expression for the pressure, we get: 
Where
What to do if you cannot use the virial expression?
Other ensembles? 
COURSE: 
MD and MC 
In the thermodynamic limit the thermodynamic properties are 
independent of the ensemble: so buy a bigger computer … 
different ensembles 
However, it is most of the times much better to think and to carefully 
select an appropriate ensemble. 
For this it is important to know how to simulate in the various 
ensembles. 
But for doing this wee need to know the Statistical Thermodynamics 
of the various ensembles.
Example (1): 
vapour-liquid equilibrium mixture 
Measure the composition of the 
coexisting vapour and liquid 
phases if we start with a 
homogeneous liquid of two 
different compositions: 
– How to mimic this with the N,V,T 
ensemble? 
– What is a better ensemble? 
composition 
T 
L 
V 
L+V
Example (2): 
swelling of clays 
Deep in the earth clay layers can 
swell upon adsorption of water: 
– How to mimic this in the N,V,T 
ensemble? 
– What is a better ensemble to use?
Ensembles 
• Micro-canonical ensemble: E,V,N 
• Canonical ensemble: T,V,N 
• Constant pressure ensemble: T,P,N 
• Grand-canonical ensemble: T,V,μ
Constant pressure simulations: 
N,P,T ensemble 
- 
- p/kBT Thermo recall (4) 
First law of thermodynamics 
Consider a small system that can exchange 
volume and energy with a large reservoir 
E E 
V V 
W - - = W - æ ¶ W ö - æ ¶ W ö + çè ¶ ø¸ èç ¶ ø¸ 
ln ln , ln ln i i i i 
( ) ( ) , 
V V E E V E E V 
E V 
V E 
L 
( ) 
( ) 
æ ¶ ö 
çè ¶ ø¸ 
E E , 
V V E pV 
ln 
i i i i 
E , 
V k T k T 
B B 
W - - 
= - - 
W 
1/kBT 
S p 
V T 
æ ¶ ö = çè ¶ ø¸ 
Hence, the probability to find Ei,Vi: 
( ) ( ) 
W E - E , V - V exp 
E + pV 
= = 
éë- ùû ( ) 
( ) 
( ) 
å å 
W - - éë- + ùû 
, , 
( ) 
, 
, exp 
m exp 
éë- + ùû 
b 
b 
i i i i 
i i 
j k j k j k j k 
i i 
P E V 
E E V V E pV 
E pV 
b 
, i i V E , i 
i 
d d d + d i i i E = T S - p V å m N 
Hence 
T ,N 
, 
1 = 
V N 
S 
T E 
and
Grand-canonical simulations: 
μ,V,T ensemble 
- 
- -μ/kBT Thermo recall (5) 
First law of thermodynamics 
Consider a small system that can exchange 
particles and energy with a large reservoir 
W - - = W - æ ¶ W ö - æ ¶ W ö + çè ¶ ø¸ çè ¶ ø¸ 
ln ln , ln ln i i i i 
( ) ( ) , 
N N E E N E E N 
E N 
N E 
L 
( ) 
æ ¶ ö 
çè ¶ ø¸ 
E E N N E N 
W - , 
- m 
i i i i i 
( ) 
ln 
= - + 
E , 
N k T k T 
B B 
W 
1/kBT 
æ ¶ S 
ö ç = - m è ¶ N ¸ ø 
T 
Hence, the probability to find Ei,Ni: 
( ) ( ) 
W E - E , N - N exp 
E - N 
= = 
éë- ùû ( ) 
( ) 
( ) 
å å 
W - - éë- - ùû 
, , 
( ) 
, 
, exp 
m exp 
éë- - ùû 
b m 
b m 
i i i i i 
i i 
j k j k j k j k k 
i i i 
P E N 
E E N N E N 
E N 
b m 
, i i N E , i 
i 
E E 
N N 
d d d + d i i i E = T S - p V å m N 
Hence 
, 
i 
i T V 
, 
1 = 
V N 
S 
T E 
and
Computing transport coefficients from an 
EQUILIBRIUM simulation. 
How? 
Use linear response theory (i.e. study decay of fluctuations in 
an equilibrium system) 
Linear response theory in 3 slides:
Consider the response of an observable A due to an 
external field fB that couples to an observable B: 
For simplicity, assume that 
For small fB we can linearize:
Hence 
Now consider a weak field that is switched off at t=0. 
fB 
DA 
0 
t
Using exactly the same reasoning as in the static case, we 
find:
Simple example: Diffusion
Average total displacement: 
Mean squared displacement:
Macroscopic diffusion equations 
Fick’s laws: 
(conservation law) 
(constitutive law)
62 
HHWW 1144 
More on Moderators 
Calculate the moderating power and ratio for pure 
D2O as well as for D2O contaminated with a) 0.25% 
and b) 1% H2O. 
Comment on the results. 
In CANDU systems there is a need for heavy water 
upgradors.
slowing down in hydrogeneous 
material 
63 
More on Moderators 
slowing down in large mass 
number material 
u u 
7x 
6x 
5x 
4x 
3x 
2x 
x 
3x 
continuous slowing-down model 
2x 
x 
0 1 2 3 4 5 6 7 n 0 1 2 3 n
64 
More on Moderators 
A 
= + - - úû 
ln 1 
1 
u E 
ln 1 ( 1) 
2 
2 
ù 
 + 
D = = é 
êë 
A 
A 
A 
E 
av 
z 
CCoonnttiinnuuoouuss sslloowwiinngg ddoowwnn mmooddeell oorr FFeerrmmii mmooddeell.. 
• The scattering of neutrons is isotropic in the CM 
system, thus z is independent on neutron energy. z 
also represents the average increase in lethargy per 
collision, i.e. after n collisions the neutron lethargy 
will be increased by nz units. 
• Materials of low mass number  z is large  Fermi 
model is inapplicable.
65 
More on Moderators 
MMooddeerraattoorr--ttoo--ffuueell rraattiioo º Nm/Nu. 
• Ratio ­ leakage ¯ Sa of the moderator ­ f ¯. 
• Ratio ¯ slowing down time ­ p ¯ leakage ­. 
• Water 
moderated 
reactors, for 
example, should 
be under 
moderated. 
• T ­ ratio ¯ (why).
66 
One-Speed Interactions 
• Particular  general. 
Recall: 
• Neutrons don’t have a chance to interact with each 
other (review test!)  Simultaneous beams, different 
intensities, same energy: 
Ft = St 
(IA + IB + IC + …) = St 
(nA + nB + nC + …)v 
• In a reactor, if neutrons are moving in all directions 
n = nA + nB + nC + … 
 
Rt = St 
nv = St 
f
w  
One-Speed Interactions 
    
R r F r dF r vn r d v n r r 
67 
n  
w ( r  
, ) d W r 
dW 
º Neutrons per cm3 at r 
whose velocity vector 
lies within dW about w. 
n(r  ) = ò n(r  , w 
 
)d W 
4 
p 
• Same argument as before  
dI (r  ,w ) = n(r  ,w 
)vdW ( , ) ( , ) 
= = = å W = å = å 
( ) ( ) ( , ) ( , ) ( ) ( ) 
4 
dF r dI r 
t t t 
t 
        
w w f 
w w 
w p 
= å 
ò ò 
   where 
(r ) = òvn(r , )dW 
f w 
p 
4
n r n r E w d dE    
Scalar 
68 
Multiple Energy Interactions 
• Generalize to include energy 
n  
w ( r  
, E , ) dEd W º Neutrons per cm3 at r with energy 
interval (E, E+dE) whose velocity 
vector lies within dW about w. 
n(r  , E)dE = ò n(r  , E,  )d W 
dE ò ò 
p 
w 
4 
¥ 
= W 
( ) ( , , ) 
p 
0 4 
R r E dE E n r E v E dE E r E dE t t ( , ) ( ) ( , ) ( ) ( ) ( , )    = å = å f 
¥ 
= å 
  f 
ò 
R(r ) (E) (r , E)dE t 
0 
Thus knowing the material properties St and the neutron flux f as a 
function of space and energy, we can calculate the interaction rate 
throughout the reactor.
dI (r,w) = n(r ,w)vdW     dI r = n r vdW       
69 
Neutron Current 
¥ 
= å 
  f 
ò 
• Similarly R r S () E) r E)dE S 
((, and so on … 
0 
Scalar 
• Redefine as 
( ,w) ( ,w) 
    
   J = òvn(r , )dW 
(r ) = òvn(r , )dW 
f w 
p 
4 
4 
w 
p 
NNeeuuttrroonn ccuurrrreenntt ddeennssiittyy 
• From larger flux to smaller flux!  
• Neutrons are not pushed! 
J 
• More scattering in one direction 
than in the other. 
 
x J · xˆ = J
Net flow of neutrons per second per unit area normal 
to the x direction: 
( , ) ( , ) ( ) ( , ) ( , ) ˆ       f 
a n r t d S r t d r r t d J r t ndA 
t 
70 
   
· = = ò W 
J xˆ J n(r , )v cos d x x 
p 
w q 
4 
 
In general: n J · nˆ = J 
EEqquuaattiioonn ooff CCoonnttiinnuuiittyy 
¶ 
ò " = ¶ 
ò "-òå "-ò · 
" " " A 
Rate of change in 
neutron density 
Production 
rate 
Absorption 
rate 
“Leakage 
in/out” rate 
Volume Source 
distribution 
function 
Surface 
area 
bounding " 
Normal 
to A 
Equation of Continuity
B dA Bd 3r     
( , ) ( , ) ( ) ( , ) ( , ) ˆ       f 
a n r t d S r t d r r t d J r t ndA 
t 
71 
Using Gauss’ Divergence Theorem ò · = òÑ· 
S V 
( , ) ˆ ( , )      
ò · = òÑ· " 
J r t ndA J r t d 
A 
" 
¶ 
ò " = ò "-òå "-ò · 
¶ 
" " " A 
 
       = -å -Ñ· 
¶ f f 
1 (r ,t) S(r ,t) (r ) (r ,t) J (r ,t) 
v ¶ 
t a 
Equation of Continuity 
EEqquuaattiioonn ooff CCoonnttiinnuuiittyy
72 
Equation of Continuity 
For steady state operation 
      
Ñ· J (r ) + å (r ) f 
(r ) - S(r ) = 0 a 
For non-spacial dependence 
¶ 
n(t) S(t) (t) 
t a= -å f 
¶ 
Delayed sources?
73 
Fick’s Law 
Assumptions: 
1.The medium is infinite. 
2.The medium is uniform 
å not å 
(r  ) 3.There are no neutron sources in the medium. 
4.Scattering is isotropic in the lab. coordinate system. 
5.The neutron flux is a slowly varying function of 
position. 
6.The neutron flux is not a function of time. 
Restrictive! Applicability??
74 
Fick’s Law 
Current Jx 
x 
dC/dx 
x 
f(x) 
Negative Flux Gradient 
Current Jx 
High flux 
More collisions 
Low flux 
Less collisions 
• Diffusion: random walk of 
an ensemble of particles 
from region of high 
“concentration” to region of 
small “concentration”. 
• Flow is proportional to the 
negative gradient of the 
“concentration”.
Number of neutrons ssccaatttteerreedd per 
second from d" at rr and going 
through dAz 
r dAz r 
Removed 
(assuming no 
buildup) 
75 
x 
y 
z 
r 
dAz 
Fick’s Law 
q 
f 
f q  
( ) cos 
å e-S d" 
r 
s 
t 
4 p 
2 
 å å 
not (r ) s s 
Slowly varying 
Isotropic
76 
Fick’s Law
z z J dA dA r e t drd d  
1 
» 
3 
S 
77 
Fick’s Law 
¥ 
- = S -S 
ò ò ò [ ] 
= = 
s z r 
= 
p 
f 
p 
q 
f q q q f 
p 
2 
0 
/ 2 
0 0 
( ) cos sin 
4 r 
HHWW 1155 
0 
æ 
S 
= + - - = - å 
s 
z z z ¶ 
3 2 
ö 
ö çè 
÷ø 
æ 
÷ ÷ø 
ç çè 
z 
J J J 
t 
¶f 
+ = ? 
z z J dA 
and show that 
= - Ñf = å 
J D D s 
and generalize 3 S 
2t 
 
s 
D 
DDiiffffuussiioonn 
ccooeeffffiicciieenntt 
Fick’s law 
The current density is proportional to the negative of the gradient 
of the neutron flux.
Combine: 
Initial condition: 
Solve:
Compute mean-squared width:
Integrating the left-hand side by parts:
Or: 
This is how Einstein proposed to measure the 
diffusion coefficient of Brownian particles
(“Green-Kubo relation”)
Other examples: shear viscosity
Other examples: thermal conductivity
Other examples: electrical conductivity
Chapter 4 Fluid Flow, Heat Transfer, and Mass Transfer: 
Similarities and Coupling 
4.1 Similarities among different types of transport 
4.1.1 Basic laws 
The transfer of momentum, heat , and species A occurs in the direction of 
decreasing vz, T, and wA, as summarized in Fig. 4.1-1. according to Eqs. [1.1-2], 
[2.1-1], and [3.1-1] 
[4.1-1] also 
[1.1-2] 
[4.1-2] also 
[2.1-2] 
[4.1-3] also 
[3.1-1] 
z 
yz 
d 
dy 
t = -m n 
q k dT 
y 
dy 
= - 
A 
j D dw 
Ay A 
dy 
= -r 
Newton’s law of viscosity 
Fourier’s law of conduction 
Fick’s law of diffution
The three basic laws share the same form as follows: 
Or 
[4.1-4] 
[4.1-5] 
Flux of gradient of 
æ ö æ ö 
ç ¸ æ proportonal 
transport ö ¸=-ç ¸´ç ç transport 
¸ ç ¸ è ç ¸ è cons t 
ø ø è ç ø 
¸ j d 
f f dy 
The three-dimensional forms of these basic laws are summarized in Table 4.1-1. 
For constant physical properties, Eqs. [4.1-1] through [4.1-3] can be written 
as follows: 
[4.1-6] 
tan 
property property 
y 
=-G f 
d v 
dy 
t = -n r 
( ) yz z
[4.1-7] 
[4.1-8] 
q = -a d r 
C T 
( ) y v 
dy 
j D d 
=- r 
( ) Ay A A 
dy 
These equations share the same form listed as follows: 
[4.1-9] 
Flux of diffusivity gradient of 
transport of transport transport property 
property property concentration 
æ ö æ ö æ ö 
ç ¸=-ç ¸´ç ¸ ç ¸ ç ¸ ç ¸ 
çè ø¸ èç ø¸ èç ø¸ 
In other words, n, a, and DA are the diffusivities of momentum, heat, and mass, 
respectively, and rvZ, rCvT, and rA are the concentration of z momentum, thermal 
energy, and species mass, respectively. 
4.1.2 Coefficients of Transfer 
Fig. 4.1-2 shows the transfer of z momentum, heat, and species A from an 
interface, where they are more abundant, to an adjacent fluid, and from an adjacent 
fluid, where they are more abundant, to an interface. The coefficients of transfer, 
according to Eqs. [1.1-35], [2.1-14], and [3.1-21], are defined as follows:
t - m ¶ ¶ 
= = 
' 0 0 [4.1-10] 
= = 
0 
( / ) 
0 
yz y z y 
f 
- - 
z z 
v y 
C 
v v v 
¥ ¥ 
(momentum 
transfer coefficient)
[4.1-11] 
[4.1-12] 
q - k ( ¶ T / ¶ 
y 
) 
h = y y = = 
y = 
( heat transfer coefficient 
) T - T T - 
T 
¥ ¥ 
j - D ¶ w ¶ 
y 
( / ) 
Ay y = A A y 
= 
(mass transfer coefficient) = = 
- - 
As mentioned in Sec. 3.1.6, Eq. [4.1-12] is for low solubility of species A in the fluid. 
These coefficients share the same form listed as follows: 
[4.1-13] 
[4.1-14] 
[4.1-15] 
or 
Coefficient flux at the 
of transfer difference in transport property 
æ ö æ ö 
ç ¸= ç ¸ 
è ø è ø 
j -G ( ¶ f 
/ ¶ 
y 
) 
k = f y = = 
f 
y = 
(mass transfer coefficient) f 
f - f f - 
f 
¥ ¥ 
It is common to divide Cf by rv/2 to make denominator appear in the form of the 
kinetic energy rv2 
∞/2. As shown in Eq. [1.1-36], the so-called friction coefficient is 
defined by 
0 0 
0 0 
0 0 
0 0 
m 
A A A A 
k 
r w rw w w 
¥ ¥ 
interface 
0 0 
0 0 
' 
0 
f yz y 
= 
= = 
1 1 2 
2 2 
f 
C 
C 
t 
rn rn 
¥ ¥
4.1.3 The Chilton-Colburn Analogy 
The analogous behavior of momentum, heat, and mass transfer is apparent from 
Examples 1.4-6, 2.2-5, and 3.2-4, where laminar flow over a flat plate was considered. 
From Eqs. [1.4-67], [2.2-71], and [3.2-56], at a distance z from the leading edge of the 
plate, 
C = - 
0.323Re (1 2) 
fz 
2 
z 
0.323Pr1 3 Re 1 2 z 
hz 
k 
= 
k z Sc 
D 
m 0.323 1 3 Re 1 2 
z 
A 
= 
[4.1-16] 
[4.1-17] 
[4.1-18] 
where 
Rez 
zru 
m 
= ¥ (local Reynolds number) 
Pr p v C 
m 
= = (Prandtl number) 
k 
a 
Sc v 
m 
r 
= = (Schmidt number) 
D D 
A A 
[4.1-19] 
[4.1-20] 
[4.1-21] 
and υ∞ is the velocity of the fluid approaching the flat plate.
Equations [4.1-16] through [4.1-18] can be rearranged as follows 
C fz 
= 0.323Re - 
(1 2) 
2 
z 
1 Pr2 3 0.323Re (1 2) 
PrRe z 
hz 
k 
= - 
k z Sc 
D Sc 
1 2 3 0.323Re 1 2 
Re 
m 
z 
A z 
= 
[4.1-22] 
[4.1-23] 
[4.1-24] 
Since these equations have the same RHS, we see 
C hz k z Sc 
1 Pr2 3 1 2 3 
fz m 
k D Sc 
2 PrRe Re 
A z 
= = 
Substituting Eqs. [4.1-19] through [4.1-21] into Eq. [4.1-25], we obtain 
C fz h k m 
Sc 
Pr2 3 2 3 
2 
= = 
u rC u ¥ ¥ 
p 
[4.1-25] 
[4.1-26]
This equation, known as the Chilton-Colburn analogy,1 is ofen written as follows 
fz 
2 
H D 
C 
= j = j [4.1-27] 
where the j factor for heat transfer 
Pr2/3 H 
p 
j h 
v rC ¥ 
= 
[4.1-28] 
And the j factor for mass transfer 
j k Sc 
m 2/3 
D 
= [4.1-29] 
v¥
The Chilton –Colburn analogy for momentum, heat and mass transfer has been 
derived here on the basis of laminar flow over a flat plate. However, it has been 
observed to be a reasonable approximation in laminar and turbulent flow in 
systems of other geometries provided no form drag is present . From drag, which 
has no counterpart in heat and mass transfer, makes Cf/2 greater than jH and jD, for 
example, in flow around (normal to) cylinders. However, when form drag is 
present, the Chilton –Colburn analogy between heat and mass transfer can still be 
valid, that is, 
jH = jD 
[4.1-30] 
or 
h k Sc 
v rC v ¥ ¥ 
Pr2/3 m 2/3 
p 
= [4.1-31] 
These equations are considered valid for liquid and gases within the ranges 
0.6 < Sc < 2500 and 0.6 < Pr < 100 . They have been observed to be a reasonable 
approximation for various geometries, such as flow over flat plates, flow around 
cylinders, and flow in pipes.
The Chilton –Colburn analogy is useful in that it allows one unknown transfer 
coefficient to be evaluated from another transfer coefficient which is known or 
measured in the same geometry. For example, by use Eq. [4.1-26] the mass transfer 
coefficient km(for low solubility of species A in the fluid) can be estimated from a heat 
transfer coefficient h already measured for the same geometry. 
It is worth mentioning that for the limiting case of Pr=1, we see that from Eq.[4.1- 
26] 
fz 
2 
= [4.1-32] 
p 
C h 
u rC ¥ 
Which is known as the Reynolds analogy , in honor of Reynolds’ first 
recognition of the analogous behavior of momentum and heat transfer in 1874.
4.1.4 Integral-Balance Equations 
The integral-balance equations governing momentum, heat , and species 
transfer, according to Eq. [1.4-3], [2.2-6], and [3.2-4], respectively, are as follows 
¶ òòò vd W = - òò ( vv ´ n ) dA - òò ´ ndA + òòò ( f -Ñ p ) d 
W 
[4.1-33] 
¶ A A b 
t 
r r t 
W W 
(momentum transfer) 
¶ òòò C Td W = - òò ( vC T ) ´ ndA - òò q ´ ndA + ¶ v v òòò 
sd 
W 
A A 
t 
r r 
W W 
(heat transfer) 
¶ òòò w W = - òò ( vw ) ´ ndA - òò j ´ ndA + òòò 
r d 
W 
¶ A A A A A A 
t 
r r 
W W 
(species transfer) 
[4.1-34] 
[4.1-35]
In Eq. [4.1-33] the pressure term has been converted from a surface integral to 
a volume integral using a Gauss divergence type theorem (i.e., Eq. [A.4-2]). 
Furthermore, the body force fand pressure gradient b Ñp 
can be considered as 
the rate of momentum generation due to these force. In Eq. [4.1-34] the kinetic 
and potential energy, and the pressure, viscous, and shaft work are not included 
since they are either negligible or irrelevant in most materials processing 
problems. In Eq. [4.1-35] ρw= ρ. 
AA These integral balance equations share the same form as follows: 
rate of net rate of 
æ ö æ ö 
Rate of rate of 
æ ö ç ¸= ç ç inf 
low by ¸ ç other 
¸ æ ö accumulation ¸+ ç ¸+ ç ¸ è ø è ç convection ¸ ø è ç generation 
net inf 
low 
è ø ø 
¸ [4.1-36] 
or 
¶ W = - ¶ òòò òò v ´ ndA - òò j ´ ndA + òòò s d 
W 
[4.1-37] 
rf ( r f 
) 
t W A A 
f W 
f
These equations are summarized in Table 4.1-2. The following integral mass-balance 
equation ,Eq.[1.2-4], is also included in the table: 
¶ òòò d Ωv =- nòò ( ) 
´ 
dA 
[4.1-38] 
¶ A 
t 
r r 
W
4.1.5 Overall Balance Equations 
The overall balance equations for momentum, heat, and species transfer 
according to Eqs.[1.4-9], [2.2-8], and [3.2-7], respectively, are as follows 
P = v - v +F + F +F 
d m m 
dt 
( ) ( ) ( ) in out v p b 
d E T = ( mC T ) - ( mC T ) + Q + 
S 
dt 
v in v out 
(momentum transfer) [4.1.-39] 
dM A W = ( mw ) - ( mw ) 
+ J + 
R 
dt 
A in A out A A 
(heat transfer) [4.1- 
40] 
(species transfer) [4.1-41] 
These overall balance equations share the same form as follows 
Rate of rate of inflow rate of outflow 
accumulation by convection by convection 
æ ö æ ö æ ö 
ç ¸= ç ¸-ç ¸ 
è ø è ø è ø 
rate of other net inflow rate of 
+ + 
from surroundings generation 
æ ö æ ö 
ç ¸ ç ¸ 
è ø è ø 
[4.1-42] 
or
d F =(m f ) -(m f 
) +J +S 
dt in out 
f f [4.1-43] 
Where the total momentum, thermal energy, or species A in the control 
volume Ω is 
F = òòò rfd 
W 
W 
[4.1-44] 
In Eq.[4.1-39] the viscous force Fv at the wall can be considered as the rate 
of momentum transfer through the wall by molecular diffusion. The pressure 
force Fp and the body force Fb , on the other hand, can be considered as the 
rate of momentum generation due to the action of these forces. In Eq.[4.1-40 ] 
Q is by conduction, which is similar to diffusion. 
The above equations are summarized in Table 4.1-3. The following overall 
mass balance equation (i.e. Eq [1.2-6]), is also included in the table 
dM m m 
dt 
- [4.1- 
=( ) ( ) in out 
45]
4.1.6 Differential Balance Equations 
The differential balance equations governing momentum, heat, and species 
transfer, according to Eqs. [1.5-6], [2.3-5] and [3.3-5], respectively, are as 
follows: 
¶ r v -Ñ´r vv -Ñ´t f 
-Ñ 
¶ 
b p ( )= ( ) + ( ) 
t 
¶ r = -Ñ´r v -Ñ´ q 
+ 
¶ 
( ) ( ) v v C T C T s 
t 
¶ r = -Ñ´r v -Ñ´ j 
+ 
¶ 
( ) ( ) A A A A w w r 
t 
(momentum transfer) [4.1-46] 
(heat transfer) [4.1-47] 
(species transfer) [4.1-48] 
In Eq. [4.1-47] the viscous dissipation is neglected and in Eq. [4.1-48] ρwA =ρA 
These differential balance equations share the same form as follows: 
Rate of rate of net inflow rate of other rate of 
æ ö æ ö æ ö æ ö 
ç ¸= ç ¸ + ç ¸ + 
accumulation ç ¸ 
è ø è by convection ø è net inflow ø è generation 
ø [4.1-49] 
or
( ) ( ) s 
t f f ¶ rf = -Ñ´r f -Ñ´ + 
¶ 
v j 
¶ r = -Ñ´r 
¶ 
v 
( ) ( ) 
t 
[4.1- 
These equations are summarized in Table 4.1-4. The following equation5 0o]f 
continuity, Eq. [1.3-4], is also included in the table: 
[4.1- 
51] 
Table 4.1-5 summarizes these equations for incompressible fluids.
Example

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Fi ck law

  • 1. NEWTON: F=m a LAPLACE: Nous devons donc envisager l'état présent de l'universe comme l'effet de son état antérieur et comme la cause de delui qui va suivre. Une intelligence qui, pour un instant donné, connaîtrait toutes les forces dont la nature est animée et la situation respective des êtres qui las composent, si d'ailleurs elle était assez vaste pour soumettre ces données à l'Analyse, embrasserait dans la même formule les mouvements des plus grands corps de l'univers et ceux du plus lèger atome : rien ne serait incertain pour elle, et l'avenir, comme le passé, serait présent à ses yeux. “Translation” In principle “Yes”. Provided that we know the position, velocity and interaction of all molecules, then the future behavior is predictable,…BUT
  • 2. Molecular Simulation Background Macroscopic diffusion equations Fick’s laws
  • 3. Why Simulation? 1. Predicting properties of (new) materials 2. Understanding phenomena on a molecular scale.
  • 4. THE question: “Can we predict the macroscopic properties of (classical) many-body systems?”
  • 5. …. There are so many molecules. This is why, before the advent of the computer, it was impossible to predict the properties of real materials. What was the alternative? 1. Smart tricks (“theory”) Only works in special cases 2. Constructing model (“molecular lego”)…
  • 6.
  • 7. J.D. Bernal’s “ball-bearing model” of an atomic liquid…
  • 8. J.D. Bernal constructs a model of a liquid… (around 1950).. I took a number of rubber balls and stuck them together with rods of a selection of different lengths ranging from 2.75 to 4 in. I tried to do this in the first place as casually as possible, working in my own office, being interrupted every five minutes or so and not remembering what I had done before the interruption. However, ...
  • 9. The computer age (1953…) Mary-Ann Mansigh Berni Alder Tom Wainwright With computers we can follow the behavior of hundreds to hundreds of millions of molecules.
  • 10. A brief summary of: Entropy, temperature, Boltzmann distributions and the Second Law of Thermodynamics
  • 11. The basics: 1. Nature is quantum-mechanical 2. Consequence: Systems have discrete quantum states. For finite “closed” systems, the number of states is finite (but usually very large) 3. Hypothesis: In a closed system, every state is equally likely to be observed. 4. C o n s e q u e n c e : ALL of equilibrium Statistical Mechanics and Thermodynamics
  • 12. First: Simpler example (standard statistics) Draw N balls from an infinite vessel that contains an equal number of red and blue balls ¥ ¥
  • 13.
  • 14. Now consider two systems with total energy E. This function is very sharply peaked (for macroscopic systems)
  • 15. Now, allow energy exchange between 1 and 2.
  • 17. This is the condition for thermal equilibrium (“no spontaneous heat flow between 1 and 2”) Normally, thermal equilibrium means: equal temperatures…
  • 18. Let us define: Then, thermal equilibrium is equivalent to: This suggests that b is a function of T. Relation to classical thermodynamics:
  • 19. Conjecture: ln W = S Almost right. Good features: •Extensivity •Third law of thermodynamics comes for free Bad feature: •It assumes that entropy is dimensionless but (for unfortunate, historical reasons, it is not…)
  • 20. We have to live with the past, therefore With kB= 1.380662 10-23 J/K In thermodynamics, the absolute (Kelvin) temperature scale was defined such that But we found (defined):
  • 21. And this gives the “statistical” definition of temperature: In short: Entropy and temperature are both related to the fact that we can COUNT states.
  • 22. How large is W? For macroscopic systems, super-astronomically large. For instance, for a glass of water at room temperature: Macroscopic deviations from the second law of thermodynamics are not forbidden, but they are extremely unlikely.
  • 23.
  • 24. Consider a “small” system (a molecule, a virus, a mountain) in thermal contact with a much larger system (“bath”). The total energy is fixed. The higher the energy of the small system, the lower the energy of the bath. What happens to the total number of accessible states?
  • 25. But, as b=1/kBT : The probability that the small system is in a given (“labeled”) state with energy ei is
  • 26. This is the Boltzmann distribution: “Low energies are more likely than high energies”
  • 27.
  • 28. The probability to find the system in state I is: Hence, the average energy is
  • 29. Therefore This can be compared to the thermodynamic relation
  • 30. This suggests that the partition sum is related to the Helmholtz free energy through
  • 31. Remarks The derivation is not difficult but it takes a few minutes… We have assumed quantum mechanics (discrete states) but often we are interested in the classical limit ìï é ùïü - ® í- ê + úý 2 ( E ) p U ( r ) exp 1 d d exp å òò p r å i i 3 i N N i N h N ! 2 m i b b îï ë ûïþ 1 h ® Volume of phase space 3 1 N! ® Particles are indistinguishable Integration over the momenta can be carried out for most systems: 3 3 2 2 2 2 d exp dp exp ìï é p ùïü é ì í- b = í- b p üù æ p m ö ê úý ê ýú = ç ¸ îï ë 2 m ûïþ ë î 2 m þû è ø N N N i i i b ò p å ò
  • 32. Remarks Define de Broglie wave length: 1 æ ö h 2 b 2 2 p m L º ç ¸ è ø Partition function: , , 1 d exp ( ) ( ) 3 = éë-b ùû L ò r ! N N N Q N V T U r N
  • 33. Check: ideal gas Thermo recall (3) Helmholtz Free energy: , , 1 d exp ( ) ( ) 3 = éë-b ùû L ò r ! N N N Q N V T U r N 1 d 1 dF = -SdT - pdV = L ò r N = L V N N 3 3 N N N ! ! Pressure Free energy: Pressure: F P V æ ¶ ö = - çè ¶ ø¸ æ L N 3 - L » ÷ ÷ø ln 3 æ ¶ ö æ ¶ ö ç ¸= ç ¸= è ¶ ø è ¶ ø F T F E T P F N = -æ ¶ ö = çè ¶ ø¸ V bV T Energy: (ln 1) = æ ¶ ö = ¶L = ç ¶ ¸ L ¶ è ø E b F 3 N 3 Nk T 2 B b b ! ö ç çè b = - N r N F T VN 1 b b Energy:
  • 34. Relating macroscopic observables to microscopic quantities Example: Heat capacity Pressure Diffusion coefficient
  • 35. Fluctuation expression for heat capacity. Recall: with
  • 36. Then the heat capacity is Using our expression for E:
  • 37. Both the numerator and denominator depend on b. And, finally:
  • 40.
  • 41.
  • 42.
  • 43.
  • 44. For pairwise additive forces: Then
  • 45. i and j are dummy variable hence: And we can write
  • 46. But as action equals reaction (Newton’s 3rd law): And hence Inserting this in our expression for the pressure, we get: Where
  • 47. What to do if you cannot use the virial expression?
  • 48. Other ensembles? COURSE: MD and MC In the thermodynamic limit the thermodynamic properties are independent of the ensemble: so buy a bigger computer … different ensembles However, it is most of the times much better to think and to carefully select an appropriate ensemble. For this it is important to know how to simulate in the various ensembles. But for doing this wee need to know the Statistical Thermodynamics of the various ensembles.
  • 49. Example (1): vapour-liquid equilibrium mixture Measure the composition of the coexisting vapour and liquid phases if we start with a homogeneous liquid of two different compositions: – How to mimic this with the N,V,T ensemble? – What is a better ensemble? composition T L V L+V
  • 50. Example (2): swelling of clays Deep in the earth clay layers can swell upon adsorption of water: – How to mimic this in the N,V,T ensemble? – What is a better ensemble to use?
  • 51. Ensembles • Micro-canonical ensemble: E,V,N • Canonical ensemble: T,V,N • Constant pressure ensemble: T,P,N • Grand-canonical ensemble: T,V,μ
  • 52. Constant pressure simulations: N,P,T ensemble - - p/kBT Thermo recall (4) First law of thermodynamics Consider a small system that can exchange volume and energy with a large reservoir E E V V W - - = W - æ ¶ W ö - æ ¶ W ö + çè ¶ ø¸ èç ¶ ø¸ ln ln , ln ln i i i i ( ) ( ) , V V E E V E E V E V V E L ( ) ( ) æ ¶ ö çè ¶ ø¸ E E , V V E pV ln i i i i E , V k T k T B B W - - = - - W 1/kBT S p V T æ ¶ ö = çè ¶ ø¸ Hence, the probability to find Ei,Vi: ( ) ( ) W E - E , V - V exp E + pV = = éë- ùû ( ) ( ) ( ) å å W - - éë- + ùû , , ( ) , , exp m exp éë- + ùû b b i i i i i i j k j k j k j k i i P E V E E V V E pV E pV b , i i V E , i i d d d + d i i i E = T S - p V å m N Hence T ,N , 1 = V N S T E and
  • 53. Grand-canonical simulations: μ,V,T ensemble - - -μ/kBT Thermo recall (5) First law of thermodynamics Consider a small system that can exchange particles and energy with a large reservoir W - - = W - æ ¶ W ö - æ ¶ W ö + çè ¶ ø¸ çè ¶ ø¸ ln ln , ln ln i i i i ( ) ( ) , N N E E N E E N E N N E L ( ) æ ¶ ö çè ¶ ø¸ E E N N E N W - , - m i i i i i ( ) ln = - + E , N k T k T B B W 1/kBT æ ¶ S ö ç = - m è ¶ N ¸ ø T Hence, the probability to find Ei,Ni: ( ) ( ) W E - E , N - N exp E - N = = éë- ùû ( ) ( ) ( ) å å W - - éë- - ùû , , ( ) , , exp m exp éë- - ùû b m b m i i i i i i i j k j k j k j k k i i i P E N E E N N E N E N b m , i i N E , i i E E N N d d d + d i i i E = T S - p V å m N Hence , i i T V , 1 = V N S T E and
  • 54. Computing transport coefficients from an EQUILIBRIUM simulation. How? Use linear response theory (i.e. study decay of fluctuations in an equilibrium system) Linear response theory in 3 slides:
  • 55. Consider the response of an observable A due to an external field fB that couples to an observable B: For simplicity, assume that For small fB we can linearize:
  • 56. Hence Now consider a weak field that is switched off at t=0. fB DA 0 t
  • 57. Using exactly the same reasoning as in the static case, we find:
  • 59. Average total displacement: Mean squared displacement:
  • 60. Macroscopic diffusion equations Fick’s laws: (conservation law) (constitutive law)
  • 61. 62 HHWW 1144 More on Moderators Calculate the moderating power and ratio for pure D2O as well as for D2O contaminated with a) 0.25% and b) 1% H2O. Comment on the results. In CANDU systems there is a need for heavy water upgradors.
  • 62. slowing down in hydrogeneous material 63 More on Moderators slowing down in large mass number material u u 7x 6x 5x 4x 3x 2x x 3x continuous slowing-down model 2x x 0 1 2 3 4 5 6 7 n 0 1 2 3 n
  • 63. 64 More on Moderators A = + - - úû ln 1 1 u E ln 1 ( 1) 2 2 ù + D = = é êë A A A E av z CCoonnttiinnuuoouuss sslloowwiinngg ddoowwnn mmooddeell oorr FFeerrmmii mmooddeell.. • The scattering of neutrons is isotropic in the CM system, thus z is independent on neutron energy. z also represents the average increase in lethargy per collision, i.e. after n collisions the neutron lethargy will be increased by nz units. • Materials of low mass number  z is large  Fermi model is inapplicable.
  • 64. 65 More on Moderators MMooddeerraattoorr--ttoo--ffuueell rraattiioo º Nm/Nu. • Ratio ­ leakage ¯ Sa of the moderator ­ f ¯. • Ratio ¯ slowing down time ­ p ¯ leakage ­. • Water moderated reactors, for example, should be under moderated. • T ­ ratio ¯ (why).
  • 65. 66 One-Speed Interactions • Particular  general. Recall: • Neutrons don’t have a chance to interact with each other (review test!)  Simultaneous beams, different intensities, same energy: Ft = St (IA + IB + IC + …) = St (nA + nB + nC + …)v • In a reactor, if neutrons are moving in all directions n = nA + nB + nC + …  Rt = St nv = St f
  • 66. w  One-Speed Interactions     R r F r dF r vn r d v n r r 67 n  w ( r  , ) d W r dW º Neutrons per cm3 at r whose velocity vector lies within dW about w. n(r  ) = ò n(r  , w  )d W 4 p • Same argument as before  dI (r  ,w ) = n(r  ,w )vdW ( , ) ( , ) = = = å W = å = å ( ) ( ) ( , ) ( , ) ( ) ( ) 4 dF r dI r t t t t         w w f w w w p = å ò ò    where (r ) = òvn(r , )dW f w p 4
  • 67. n r n r E w d dE    Scalar 68 Multiple Energy Interactions • Generalize to include energy n  w ( r  , E , ) dEd W º Neutrons per cm3 at r with energy interval (E, E+dE) whose velocity vector lies within dW about w. n(r  , E)dE = ò n(r  , E,  )d W dE ò ò p w 4 ¥ = W ( ) ( , , ) p 0 4 R r E dE E n r E v E dE E r E dE t t ( , ) ( ) ( , ) ( ) ( ) ( , )    = å = å f ¥ = å   f ò R(r ) (E) (r , E)dE t 0 Thus knowing the material properties St and the neutron flux f as a function of space and energy, we can calculate the interaction rate throughout the reactor.
  • 68. dI (r,w) = n(r ,w)vdW     dI r = n r vdW       69 Neutron Current ¥ = å   f ò • Similarly R r S () E) r E)dE S ((, and so on … 0 Scalar • Redefine as ( ,w) ( ,w)        J = òvn(r , )dW (r ) = òvn(r , )dW f w p 4 4 w p NNeeuuttrroonn ccuurrrreenntt ddeennssiittyy • From larger flux to smaller flux!  • Neutrons are not pushed! J • More scattering in one direction than in the other.  x J · xˆ = J
  • 69. Net flow of neutrons per second per unit area normal to the x direction: ( , ) ( , ) ( ) ( , ) ( , ) ˆ       f a n r t d S r t d r r t d J r t ndA t 70    · = = ò W J xˆ J n(r , )v cos d x x p w q 4  In general: n J · nˆ = J EEqquuaattiioonn ooff CCoonnttiinnuuiittyy ¶ ò " = ¶ ò "-òå "-ò · " " " A Rate of change in neutron density Production rate Absorption rate “Leakage in/out” rate Volume Source distribution function Surface area bounding " Normal to A Equation of Continuity
  • 70. B dA Bd 3r     ( , ) ( , ) ( ) ( , ) ( , ) ˆ       f a n r t d S r t d r r t d J r t ndA t 71 Using Gauss’ Divergence Theorem ò · = òÑ· S V ( , ) ˆ ( , )      ò · = òÑ· " J r t ndA J r t d A " ¶ ò " = ò "-òå "-ò · ¶ " " " A         = -å -Ñ· ¶ f f 1 (r ,t) S(r ,t) (r ) (r ,t) J (r ,t) v ¶ t a Equation of Continuity EEqquuaattiioonn ooff CCoonnttiinnuuiittyy
  • 71. 72 Equation of Continuity For steady state operation       Ñ· J (r ) + å (r ) f (r ) - S(r ) = 0 a For non-spacial dependence ¶ n(t) S(t) (t) t a= -å f ¶ Delayed sources?
  • 72. 73 Fick’s Law Assumptions: 1.The medium is infinite. 2.The medium is uniform å not å (r  ) 3.There are no neutron sources in the medium. 4.Scattering is isotropic in the lab. coordinate system. 5.The neutron flux is a slowly varying function of position. 6.The neutron flux is not a function of time. Restrictive! Applicability??
  • 73. 74 Fick’s Law Current Jx x dC/dx x f(x) Negative Flux Gradient Current Jx High flux More collisions Low flux Less collisions • Diffusion: random walk of an ensemble of particles from region of high “concentration” to region of small “concentration”. • Flow is proportional to the negative gradient of the “concentration”.
  • 74. Number of neutrons ssccaatttteerreedd per second from d" at rr and going through dAz r dAz r Removed (assuming no buildup) 75 x y z r dAz Fick’s Law q f f q  ( ) cos å e-S d" r s t 4 p 2  å å not (r ) s s Slowly varying Isotropic
  • 76. z z J dA dA r e t drd d  1 » 3 S 77 Fick’s Law ¥ - = S -S ò ò ò [ ] = = s z r = p f p q f q q q f p 2 0 / 2 0 0 ( ) cos sin 4 r HHWW 1155 0 æ S = + - - = - å s z z z ¶ 3 2 ö ö çè ÷ø æ ÷ ÷ø ç çè z J J J t ¶f + = ? z z J dA and show that = - Ñf = å J D D s and generalize 3 S 2t  s D DDiiffffuussiioonn ccooeeffffiicciieenntt Fick’s law The current density is proportional to the negative of the gradient of the neutron flux.
  • 79. Integrating the left-hand side by parts:
  • 80. Or: This is how Einstein proposed to measure the diffusion coefficient of Brownian particles
  • 81.
  • 82.
  • 85. Other examples: thermal conductivity
  • 87. Chapter 4 Fluid Flow, Heat Transfer, and Mass Transfer: Similarities and Coupling 4.1 Similarities among different types of transport 4.1.1 Basic laws The transfer of momentum, heat , and species A occurs in the direction of decreasing vz, T, and wA, as summarized in Fig. 4.1-1. according to Eqs. [1.1-2], [2.1-1], and [3.1-1] [4.1-1] also [1.1-2] [4.1-2] also [2.1-2] [4.1-3] also [3.1-1] z yz d dy t = -m n q k dT y dy = - A j D dw Ay A dy = -r Newton’s law of viscosity Fourier’s law of conduction Fick’s law of diffution
  • 88. The three basic laws share the same form as follows: Or [4.1-4] [4.1-5] Flux of gradient of æ ö æ ö ç ¸ æ proportonal transport ö ¸=-ç ¸´ç ç transport ¸ ç ¸ è ç ¸ è cons t ø ø è ç ø ¸ j d f f dy The three-dimensional forms of these basic laws are summarized in Table 4.1-1. For constant physical properties, Eqs. [4.1-1] through [4.1-3] can be written as follows: [4.1-6] tan property property y =-G f d v dy t = -n r ( ) yz z
  • 89. [4.1-7] [4.1-8] q = -a d r C T ( ) y v dy j D d =- r ( ) Ay A A dy These equations share the same form listed as follows: [4.1-9] Flux of diffusivity gradient of transport of transport transport property property property concentration æ ö æ ö æ ö ç ¸=-ç ¸´ç ¸ ç ¸ ç ¸ ç ¸ çè ø¸ èç ø¸ èç ø¸ In other words, n, a, and DA are the diffusivities of momentum, heat, and mass, respectively, and rvZ, rCvT, and rA are the concentration of z momentum, thermal energy, and species mass, respectively. 4.1.2 Coefficients of Transfer Fig. 4.1-2 shows the transfer of z momentum, heat, and species A from an interface, where they are more abundant, to an adjacent fluid, and from an adjacent fluid, where they are more abundant, to an interface. The coefficients of transfer, according to Eqs. [1.1-35], [2.1-14], and [3.1-21], are defined as follows:
  • 90. t - m ¶ ¶ = = ' 0 0 [4.1-10] = = 0 ( / ) 0 yz y z y f - - z z v y C v v v ¥ ¥ (momentum transfer coefficient)
  • 91. [4.1-11] [4.1-12] q - k ( ¶ T / ¶ y ) h = y y = = y = ( heat transfer coefficient ) T - T T - T ¥ ¥ j - D ¶ w ¶ y ( / ) Ay y = A A y = (mass transfer coefficient) = = - - As mentioned in Sec. 3.1.6, Eq. [4.1-12] is for low solubility of species A in the fluid. These coefficients share the same form listed as follows: [4.1-13] [4.1-14] [4.1-15] or Coefficient flux at the of transfer difference in transport property æ ö æ ö ç ¸= ç ¸ è ø è ø j -G ( ¶ f / ¶ y ) k = f y = = f y = (mass transfer coefficient) f f - f f - f ¥ ¥ It is common to divide Cf by rv/2 to make denominator appear in the form of the kinetic energy rv2 ∞/2. As shown in Eq. [1.1-36], the so-called friction coefficient is defined by 0 0 0 0 0 0 0 0 m A A A A k r w rw w w ¥ ¥ interface 0 0 0 0 ' 0 f yz y = = = 1 1 2 2 2 f C C t rn rn ¥ ¥
  • 92. 4.1.3 The Chilton-Colburn Analogy The analogous behavior of momentum, heat, and mass transfer is apparent from Examples 1.4-6, 2.2-5, and 3.2-4, where laminar flow over a flat plate was considered. From Eqs. [1.4-67], [2.2-71], and [3.2-56], at a distance z from the leading edge of the plate, C = - 0.323Re (1 2) fz 2 z 0.323Pr1 3 Re 1 2 z hz k = k z Sc D m 0.323 1 3 Re 1 2 z A = [4.1-16] [4.1-17] [4.1-18] where Rez zru m = ¥ (local Reynolds number) Pr p v C m = = (Prandtl number) k a Sc v m r = = (Schmidt number) D D A A [4.1-19] [4.1-20] [4.1-21] and υ∞ is the velocity of the fluid approaching the flat plate.
  • 93. Equations [4.1-16] through [4.1-18] can be rearranged as follows C fz = 0.323Re - (1 2) 2 z 1 Pr2 3 0.323Re (1 2) PrRe z hz k = - k z Sc D Sc 1 2 3 0.323Re 1 2 Re m z A z = [4.1-22] [4.1-23] [4.1-24] Since these equations have the same RHS, we see C hz k z Sc 1 Pr2 3 1 2 3 fz m k D Sc 2 PrRe Re A z = = Substituting Eqs. [4.1-19] through [4.1-21] into Eq. [4.1-25], we obtain C fz h k m Sc Pr2 3 2 3 2 = = u rC u ¥ ¥ p [4.1-25] [4.1-26]
  • 94. This equation, known as the Chilton-Colburn analogy,1 is ofen written as follows fz 2 H D C = j = j [4.1-27] where the j factor for heat transfer Pr2/3 H p j h v rC ¥ = [4.1-28] And the j factor for mass transfer j k Sc m 2/3 D = [4.1-29] v¥
  • 95. The Chilton –Colburn analogy for momentum, heat and mass transfer has been derived here on the basis of laminar flow over a flat plate. However, it has been observed to be a reasonable approximation in laminar and turbulent flow in systems of other geometries provided no form drag is present . From drag, which has no counterpart in heat and mass transfer, makes Cf/2 greater than jH and jD, for example, in flow around (normal to) cylinders. However, when form drag is present, the Chilton –Colburn analogy between heat and mass transfer can still be valid, that is, jH = jD [4.1-30] or h k Sc v rC v ¥ ¥ Pr2/3 m 2/3 p = [4.1-31] These equations are considered valid for liquid and gases within the ranges 0.6 < Sc < 2500 and 0.6 < Pr < 100 . They have been observed to be a reasonable approximation for various geometries, such as flow over flat plates, flow around cylinders, and flow in pipes.
  • 96. The Chilton –Colburn analogy is useful in that it allows one unknown transfer coefficient to be evaluated from another transfer coefficient which is known or measured in the same geometry. For example, by use Eq. [4.1-26] the mass transfer coefficient km(for low solubility of species A in the fluid) can be estimated from a heat transfer coefficient h already measured for the same geometry. It is worth mentioning that for the limiting case of Pr=1, we see that from Eq.[4.1- 26] fz 2 = [4.1-32] p C h u rC ¥ Which is known as the Reynolds analogy , in honor of Reynolds’ first recognition of the analogous behavior of momentum and heat transfer in 1874.
  • 97. 4.1.4 Integral-Balance Equations The integral-balance equations governing momentum, heat , and species transfer, according to Eq. [1.4-3], [2.2-6], and [3.2-4], respectively, are as follows ¶ òòò vd W = - òò ( vv ´ n ) dA - òò ´ ndA + òòò ( f -Ñ p ) d W [4.1-33] ¶ A A b t r r t W W (momentum transfer) ¶ òòò C Td W = - òò ( vC T ) ´ ndA - òò q ´ ndA + ¶ v v òòò sd W A A t r r W W (heat transfer) ¶ òòò w W = - òò ( vw ) ´ ndA - òò j ´ ndA + òòò r d W ¶ A A A A A A t r r W W (species transfer) [4.1-34] [4.1-35]
  • 98. In Eq. [4.1-33] the pressure term has been converted from a surface integral to a volume integral using a Gauss divergence type theorem (i.e., Eq. [A.4-2]). Furthermore, the body force fand pressure gradient b Ñp can be considered as the rate of momentum generation due to these force. In Eq. [4.1-34] the kinetic and potential energy, and the pressure, viscous, and shaft work are not included since they are either negligible or irrelevant in most materials processing problems. In Eq. [4.1-35] ρw= ρ. AA These integral balance equations share the same form as follows: rate of net rate of æ ö æ ö Rate of rate of æ ö ç ¸= ç ç inf low by ¸ ç other ¸ æ ö accumulation ¸+ ç ¸+ ç ¸ è ø è ç convection ¸ ø è ç generation net inf low è ø ø ¸ [4.1-36] or ¶ W = - ¶ òòò òò v ´ ndA - òò j ´ ndA + òòò s d W [4.1-37] rf ( r f ) t W A A f W f
  • 99. These equations are summarized in Table 4.1-2. The following integral mass-balance equation ,Eq.[1.2-4], is also included in the table: ¶ òòò d Ωv =- nòò ( ) ´ dA [4.1-38] ¶ A t r r W
  • 100. 4.1.5 Overall Balance Equations The overall balance equations for momentum, heat, and species transfer according to Eqs.[1.4-9], [2.2-8], and [3.2-7], respectively, are as follows P = v - v +F + F +F d m m dt ( ) ( ) ( ) in out v p b d E T = ( mC T ) - ( mC T ) + Q + S dt v in v out (momentum transfer) [4.1.-39] dM A W = ( mw ) - ( mw ) + J + R dt A in A out A A (heat transfer) [4.1- 40] (species transfer) [4.1-41] These overall balance equations share the same form as follows Rate of rate of inflow rate of outflow accumulation by convection by convection æ ö æ ö æ ö ç ¸= ç ¸-ç ¸ è ø è ø è ø rate of other net inflow rate of + + from surroundings generation æ ö æ ö ç ¸ ç ¸ è ø è ø [4.1-42] or
  • 101. d F =(m f ) -(m f ) +J +S dt in out f f [4.1-43] Where the total momentum, thermal energy, or species A in the control volume Ω is F = òòò rfd W W [4.1-44] In Eq.[4.1-39] the viscous force Fv at the wall can be considered as the rate of momentum transfer through the wall by molecular diffusion. The pressure force Fp and the body force Fb , on the other hand, can be considered as the rate of momentum generation due to the action of these forces. In Eq.[4.1-40 ] Q is by conduction, which is similar to diffusion. The above equations are summarized in Table 4.1-3. The following overall mass balance equation (i.e. Eq [1.2-6]), is also included in the table dM m m dt - [4.1- =( ) ( ) in out 45]
  • 102.
  • 103. 4.1.6 Differential Balance Equations The differential balance equations governing momentum, heat, and species transfer, according to Eqs. [1.5-6], [2.3-5] and [3.3-5], respectively, are as follows: ¶ r v -Ñ´r vv -Ñ´t f -Ñ ¶ b p ( )= ( ) + ( ) t ¶ r = -Ñ´r v -Ñ´ q + ¶ ( ) ( ) v v C T C T s t ¶ r = -Ñ´r v -Ñ´ j + ¶ ( ) ( ) A A A A w w r t (momentum transfer) [4.1-46] (heat transfer) [4.1-47] (species transfer) [4.1-48] In Eq. [4.1-47] the viscous dissipation is neglected and in Eq. [4.1-48] ρwA =ρA These differential balance equations share the same form as follows: Rate of rate of net inflow rate of other rate of æ ö æ ö æ ö æ ö ç ¸= ç ¸ + ç ¸ + accumulation ç ¸ è ø è by convection ø è net inflow ø è generation ø [4.1-49] or
  • 104. ( ) ( ) s t f f ¶ rf = -Ñ´r f -Ñ´ + ¶ v j ¶ r = -Ñ´r ¶ v ( ) ( ) t [4.1- These equations are summarized in Table 4.1-4. The following equation5 0o]f continuity, Eq. [1.3-4], is also included in the table: [4.1- 51] Table 4.1-5 summarizes these equations for incompressible fluids.
  • 105.