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LTE/NR RAN
Legacy idle-to-connected transition New inactive-to-connected transition
NR RANCN CNUEUE
RRC connnection request
Initial radio synchronization
RRC resume request
RRC resume
RRC resume complete
UL/DL user data
RRC connection setup
RRC connection complete
(service request)
RRC security setup
RRC security complete
UL/DL user data
RRC reconfiguration
(bearer setup)
RRC reconfiguration
complete
Initial UE message
(service request)
UE context setup
(keys, bearers)
Initial radio synchronization
UE context setup complete
Initial radio synchronization
ERICSSON
TECHNOLOGY
THEINACTIVESTATE
IN5GNEWRADIO
C H A R T I N G T H E F U T U R E O F I N N O V A T I O N | # 0 6 ∙ 2 0 1 9
✱ INACTIVE STATE IN 5G NR
2 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019
Reducing the amount of signaling that occurs during state transitions
makes it possible to significantly lower both latency and battery consumption
– critical requirements for many Internet of Things and 5G use cases,
including enhanced mobile broadband.
ICARO LEONARDO
DA SILVA, GUNNAR
MILDH, PAUL
SCHLIWA-BERTLING,
MAGNUS STATTIN,
ALEXANDER VESELY
Many of the performance improvements in 5G
New Radio (NR) that are designed to support
new Internet of Things (IoT) use cases such as
critical control of remote devices and smart
transport [1] are based on lessons learned
from research and development on 4G LTE
networks. One example of this relates to the
transition of wireless devices from a power-
saving state where data is not exchanged
(idle state) to a connected state optimized for
data transmissions (connected state).
■ Studiesshowthatawirelessdevice’stransition
fromapower-saving(idle)statetoaconnectedstateis
themostfrequenthigh-layersignalingeventin
existing4GLTEnetworks,occurringabout
500-1,000timesaday.Thetransitioncomprisesan
extensivesignalingsequencebetweenthedeviceand
thenetwork,andbetweennetworknodes,whichcan
leadtoconsumerlatencyissuesandhighbattery
consumption.
Thecombinationof4G/5Gresearchactivitiesand
lessonslearnedfromlegacynetworkshasmadeit
possibletodevelopsolutionsthatreducetheamount
ofsignalingrequiredatthesetransitions,thereby
loweringbothlatencyandbatteryconsumption
significantly.Thedecreasedsignalinginthenetwork
alsoresultsinanincreaseinoverallsystemcapacity.
Ericsson’scontributionstothe3GPP
standardizationofsolutionsinthisareainclude a
newRadioResourceControl(RRC)statemodel
adoptedinthestandaloneversionofthe5GNR
WITH INACTIVE STATE
Meeting
5Glatency
requirements
INACTIVE STATE IN 5G NR ✱
JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 3
standard.Improvedconnection,stateandmobility
handlingarekeyelementsofefficientsupportfor
currentandfuture5Gusecaseswithalargeand
growingnumberofdevices.
Conceptdevelopmentoftheinactivestate
Allowingwirelessdevicestoenteralow-powerstate
whentheyarenottransmittingorreceivingdatahas
alwaysbeenanimportantpartofachievingabalance
betweengoodcommunicationperformanceand
acceptablebatteryconsumption.Formanyyears,two
states–connectedandidle–weresufficienttomeet
mostneeds.
Thedevelopmentoftheinactivestatehaslargely
beendrivenbythegrowingfieldofMachine-type
Communication(MTC).InmostMTCscenarios,
theamountofdatathatwirelessdevicestypically
exchangewiththenetworkissmallandusuallynot
urgentenoughtojustifythehighbatteryconsumption
requiredtohandleallthesignalinginvolvedinthe
legacyidle-to-connectedtransition.Toaddressthis
issue,Ericssonplayedaleadingroleindeveloping
thetransitionenhancementsthatwereintroducedin
4GLTERel-13,inwhichtwonewprocedureswere
standardized:suspendandresume.
Inthesuspendprocedure,theuserequipment
(UE)–the3GPPnameforwirelessdevices–stores
itsradioconfigurationandsecurityparameters
whenittransitionsfromconnectedtoidle.
Then,whenitneedstoconnecttothenetworkagain
(duetosomeuplink(UL)databeingavailableto
transmit,forexample)theUEtriggerstheresume
procedure.Thisinvolvesrestoringthepreviously
storedconfigurationandresumingtheconnection
withouttheneedforextensivesignalingwiththe
corenetwork(CN)orhavingtoreestablishsecurity,
forexample.Theresumeprocedureissimilartothe
sleepstateofacomputer,whichenablesworktobe
pausedandresumedlaterwithoutrepeatingtedious
start-upprocedures.
Inparallelwiththe4GLTEworkthatwas
completedin2015,Ericssonwasalsoworkingonthe
5Gconcept,whichincludedchallenginglatency
requirementsandprovidingsupportforavarietyof
newandemergingusecases.Withouttheconstraint
tocomplywithanexistingstatemodel,itwas
possibletofurtheroptimizethesuspend/resume
solutionin5GNRbyintroducinganewstateknown
asinactive.Thekeybenefitsoftheinactivestateare
thatitsignificantlyreduceslatencyandminimizes
thebatteryconsumptionofbothsmartphonesand
MTCdevices.
Inthelatterhalfof2015,webegantopromotethe
inactivestateexternallyinthecontextofthe
Ericsson-led5G-PPPEuropeanprojectMETIS-II,
themain5Gpre-standardsproject[2].Themaingoal
oftheprojectwastofacilitateresearchdiscussions
withindustryplayers(UEvendors,network
vendors,networkoperators,academicpartnersand
soon)abouttechnicalcomponentstobringtothe
3GPPduringthe5Gstandardizationwork.
Key terms
Connected state – The UE is actively involved in sending or receiving data or signaling.
Mobility is controlled by the RAN.
Idle state – The UE is in a power-saving state and is known at tracking-area level in the CN.
Inactive state – The UE is in a power-saving state and is known on RNA level in the RAN.
Transition to the connected state is optimized.
✱ INACTIVE STATE IN 5G NR
4 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019
Figure1showstheallocationof basicsystem
functionsindiverseUEstates,highlightingthe
evolutionfromRel-13suspendto5Ginactive.
5GNRinactivestateprocedures
In2016,itwasagreedthattheinactivestatewouldbe
introducedin5GNR[3],andthespecificationswere
finalizedandapprovedinDecember2018[4,5].The
mostnotableenhancementsarethesuspendand
resumeprocedures,aswellasRAN-basedlocation
managementandRANpagingforUEsintheinactive
state.Inthesuspendprocedure,boththeUEandthe
RANstoreinformationabouttheUEtransitionfrom
connectedtoinactive,alongwiththeUEradio
protocolconfiguration.Theresumeprocedure
optimizesthetransitionfrominactivetoconnectedby
restoringtheUEradioprotocolconfiguration.RAN-
basedlocationmanagementandRANpagingmakeit
possibleforUEsintheinactivestatetomovearound
inanareawithoutnotifyingthenetwork.
Suspend
ThemainprincipleoftheinactivestateisthattheUE
isabletoreturntotheconnectedstateasquicklyand
efficientlyaspossible.WhentheUEtransitionsto
inactive,boththeUEandtheRANstoreallthe
informationnecessarytoquicklyresumethe
connection.ThemessagethattransitionstheUEto
inactivestatecontainsasetofparametersusedfor
inactivestateoperation,suchasaRANNotification
Area(RNA)withinwhichtheUEisallowedtomove
withoutnotifyingthenetwork.Further,itincludes
parametersusedforsecuretransitionbacktothe
connectedstate,suchasaUEidentifierandsecurity
informationneededtosupportencryptedresume
messages.
Resume
AninactiveUEmayinitiatearesumeprocedure
whenthereisaneedtotransmitdataorsignaling,for
example.Inthiscase,theUEtransmitsanRRC
resumerequestthatincludestheUEidentifier
(providedbytheservingnodetoidentifytheUE’s
configurationrepository)andasecuritytokentoverify
thelegitimacyoftheresumerequest.
Studiesof4Gnetworksshowthat,inmostcases,
UEsthatleavethepower-savingstatereturntothe
sameRANnodetheywerepreviouslyservedby.If,
however,theUEresumesinacellservedbya
differentRANnode,thattargetnodewillretrieve
theUEconfigurationfromtheservingnodebased
ontheUEidentifier.
Figure 1 Comparison of the allocation of system functions
UE RAN states
IdleSystem functions Connected Rel-13 suspend 5G inactive
CNMobility management RAN CN RAN
CNPaging trigger n/a CN RAN
CN
UE configuration
data storage CN and RAN CN and RAN CN and RAN
NoUP contexts in RAN Yes
Yes, but DL packets
not sent to RAN
Yes, DL packets
sent to RAN
INACTIVE STATE IN 5G NR ✱
JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 5
AftertheUEconfigurationissuccessfully
retrieved,thetargetnoderesumesthestored
configurationattheUEandappliesanynecessary
modifications,suchastheconfigurationof
measurementsandtheadditionorremovalof
bearers.TherespectiveRRCresumemessageis
integrityprotectedandencryptedusingthesecurity
contextstoredinthenetworkandtheUE.
AsillustratedontherightsideofFigure2,the
resumeprocedurereducesthenumberofRRC
messagesexchangedovertheradiointerface
betweentheUEandtheRANtothree(downfrom
sevenforidlestate).RRCresumealsohasthe
possibilityofusingefficientdeltasignaling–inwhich
onlychangedparametersaresignaled–torestore
theconfigurationofaUEintheinactivestate.This
optionisnotpossibleforUEsintheidlestate.
ThereductioninRRCsignalingsignificantly
lowerstheaccesslatencyexperiencedbyUEs,which
leadstomoreresponsiveend-userserviceandthe
abilitytosupportnewusecases.Italsoreducesthe
powerconsumptionfordevicessuchasbattery-
poweredsensorsthatonlysendsmall,infrequent
reports(oftenlessthan100bytesofdata).
RAN-basedlocationmanagement
andRANpaging
Thetransitionfromtheconnectedtotheinactivestate
isdesignedtobeinvisibletothe5GCN.Asaresult,
evenwhentheUEisintheinactivestate,the5GCN
treatsitasthoughitwereintheconnectedstate–that
is,theUE-associatedsignalinganduser-data
connectionbetweenthe5GCNandtheRAN
continues.Mobile-terminatedsignalinganduser-
plane(UP)dataissentfromtheCNtotheRANnode
currentlyservingtheUE.
WhentheservingRANnodereceivessignalingor
dataforaUEintheinactivestate,itinitiatesRAN
paging.ThepagingisperformedinanRNAthat
consistsofoneormorecellsandwasassignedtothe
Figure 2 Comparison of signaling involved in legacy idle-to-connected transition (left) versus inactive-to-connected
transition (right)
LTE/NR RAN
Legacy idle-to-connected transition New inactive-to-connected transition
NR RANCN CNUEUE
RRC connnection request
Initial radio synchronization
RRC resume request
RRC resume
RRC resume complete
UL/DL user data
RRC connection setup
RRC connection complete
(service request)
RRC security setup
RRC security complete
UL/DL user data
RRC reconfiguration
(bearer setup)
RRC reconfiguration
complete
Initial UE message
(service request)
UE context setup
(keys, bearers)
Initial radio synchronization
UE context setup complete
Initial radio synchronization
✱ INACTIVE STATE IN 5G NR
6 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019
UEwhenitwasorderedtoentertheinactivestate.
WhenaUEintheinactivestatemovestoacellthatis
notpartofitscurrentlyassignedRNA,theUE
performsalocation-updateprocedurethatenables
theRANtoupdatetheassignedRNAtotheUE.
Asinearliercellularsystems,thereisatrade-off
betweenthepagingloadandtheamountoflocation-
updatesignaling.Largerpagingareashavemore
pagingloadbutlesslocationupdatesignalingthan
smallerpagingareas.
Keytechnologyaspects
ThemostnotabletechnologyaspectswithintheNR
inactivestateconceptadoptedby3GPParesupport
forencryptedresponsemessages,smartRANpaging,
RANarchitecturesupportandfallbacktolegacy
procedure.
Supportforencryptedresponsemessages
OneofthemaincomponentsdrivenbyEricssoninthe
NRinactivestateconceptadoptedin3GPPisthe
abilitytoencrypttheresponsemessage(resumeor
suspend/release)fromthenetwork.Thisdiffersfrom
the4GLTEresumeconceptadoptedinRel-13,
wherethismessageisintegrityprotected,butsent
unencrypted.
Toenabletheencryptioncapability,the3GPP
adoptedasolutionproposedbyEricssoninwhich
thenetworkprovidestheUEwithasecurity
parameterinthereleasemessagetotheinactive
state.TheUEusesthesecurityparametertocalculate
anewsecuritykeytobeusedwhenitresumes.
Theabilitytoencrypttheresumeresponse
messagein5GNRisadvantageousbecauseitmakes
itpossibletouseasingle,securemessageto:
❭❭ Reconfigure any parameter in the UE when
transitioning to the connected state.
❭❭ Release the UE to the idle state (the release
message could also include redirection
information to another frequency or radio
access technology that could be used for voice
fallback to LTE, for example).
❭❭ Resuspend the UE to the inactive state when
it is performing a location-update procedure,
for example, so that it only consumes two
messages in total (request and response).
SmartRANpaging
ForanyUEintheconnectedstate,theRANnode
receivespagingassistanceinformationrelatedto
potentialpagingtriggers,suchasQoSflowsor
signaling,fromthe5GCN.Thisinformation,in
combinationwithotherinformationthattheRANhas
abouttheUE,canbeusedbytheRANnodetoselect
andapplyasmartpagingstrategythatisalignedwith
thecharacteristicsandrequirementsoftheUEand
paging-triggeringservices.
Forexample,theRANcanconfigureUE-specific
RNAsthatmakeitpossibletoreducethetotal
signalingloadbyconfiguringsmallRNAsfor
stationaryUEs(optimizedforlowpagingload)and
largerRNAsformovingUEs(optimizedforlow
locationupdatesignalingload).
Terms and abbreviations
AMF – Access and Mobility Function | CA – Carrier Aggregation | CN – Core Network | CP – Control Plane |
CU – Central Unit | DC – Dual Connectivity | DL – Downlink | DRX – Discontinuous Reception |
DU – Distributed Unit | EDT – Early Data Transmission | E-UTRA – Evolved Universal Terrestrial Radio Access |
GNB – GNodeB | IOT – Internet of Things | MAC – Medium Access Control (protocol) | MTC – Machine-type
Communication | NB-IOT – Narrowband Internet of Things | NG-RAN – Next-Generation RAN| NR – New
Radio | PPP – Public-private Partnership | RNA – RAN Notification Area | RRC – Radio Resource Control |
UE – User Equipment | UL – Uplink | UP – User Plane | UPF – User-plane Function
INACTIVE STATE IN 5G NR ✱
JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 7
RANarchitecturesupport
TheRANofthe5Gsystem–knownasnext-
generationRAN(NG-RAN)–consistsofRAN
nodesthatserveeitherEvolvedUniversalTerrestrial
RadioAccess(E-UTRA)orNRcells.Thebottom
leftcornerofFigure3illustrateshowRANnodes
(gNBs)thatserveNRcellscanbesplitintocentral
units(CUs)ordistributedunits(DUs).ADUhosts
functionsrelatedtolowerradioprotocollayers,while
aCUhostsfunctionsrelatedtohigherradioprotocol
layers(RRCandServiceDataAdaptationProtocol/
PacketDataConvergenceProtocol).SeveralDUs
areconnectedtotheirservingCUnodesviatheF1
interface,whileRANnodesmaybeinterconnected
bymeansoftheXninterface.ACUmaybefurther
splitintoacontrolplane(CP)part(CU-CP)and
severalUPparts(CU-UP).
ThefunctionaldecompositionofNG-RANnodes
servesamultitudeofdifferentdeploymentoptions,
includingthosewhereaCUisdeployedtoservea
largenumberofDUscorrespondingtoalarge
servingarea.Forexample,theCUwouldbeableto
veryefficientlycontrolUEmobilitywhile
minimizingsignalingtraffictowardthe5GCNand
betweenRANnodes.
Withregardtotheinactivestate,theCUwouldbe
abletocontroltaskssuchastheassignmentofthe
UE’sRNAbasedontheUE’smobilitybehaviorand
certainRANtopologyknowledge.Basedon
Ericsson’sproposal,boththeCPandUPresources
canremainconfiguredintheCUwhentheUEisin
theinactivestate.Thebenefitofthisisareductionin
processingandsignalingiftheUEreturnstothe
sameCU,whichishighlylikelyinthistypeof
deployment.
Fallbacktolegacyprocedure
If,foranyreason,theUEandtheRANendupinan
unsynchronizedstateandtheresumeprocedurefails,
theUEwillautomaticallyswitchovertothelegacy
idle-to-connectedtransitionprocedurethatinvolves
CNsignaling.Thissolutioncouldalsobeusefulifthe
RANisunabletoretrievetheUEconfigurationor
theUEconfigurationhasbeenactivelydiscarded.
Figure 3 NG-RAN architecture
AMF/UPF
gNB
gNB-CU-
UP
E1
Xn
NG
NGNG
NG
NGNG
Xn Xn
F1-C F1-U
gNB-DUgNB-DU
gNB
gNB
gNB
AMF/UPF
5G CN
NG-RAN
gNB-CU-
CP
✱ INACTIVE STATE IN 5G NR
8 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019
Inthesesituations,thenetworkwillrespondwithan
RRCconnectionsetupmessageinsteadofanRRC
resumemessagewhentheUEsendstheRRC
resumerequest.WhentheUEreceivesthesetup
message,itwilldiscardtheoldRAN-relatedUE
configurationandproceedaccordingtothelegacy
idle-to-connectedprocedure.
UEsintheinactivestatewilllistenforbothRAN-
andCN-triggeredpaging,sothattheCNisableto
makecontactwithinactiveUEsiftheRAN
configurationislostordiscarded.Thiscapabilityis
alsousefulifaUEhasbeenoutofradiocoverageand
missedRANpaging,resultingintheRANnode
releasingtheUEconfiguration.ToreduceUE
batteryconsumption,thesolutionprovidesa
mechanismfortheRANandCNtocoordinatethe
pagingoccasions,sothattheUEonlyneedstowake
uponcetolistentoboth.
Futureenhancements
Whiletheessentialcomponentsfortheinactivestate
aresupportedinRel-15,thereisanopportunityfor
furtherenhancementsoftheNRstandardinlater
releases.Thereareseveralusecasesandscenarios
thatwouldbenefitfromenhancementstothe
applicabilityandefficiencyoftheinactivestate,
particularlyintheareasofearlydatatransmission
(EDT),earlymeasurementsandlongdiscontinuous
reception(DRX).
Earlydatatransmission
Tomeetthemorestringentrequirementsoffuture
5Gusecases,itwillsoonbenecessarytoreduceUL
latencyevenfurther.EDTisafeaturethatwould
allowopportunisticdatatransmissiontocommence
duringtheconnectionresumeprocedure.Withthe
resumeprocedureasspecifiedinRel-15,connection
resumeproceduresarecompletedbeforedata
transmissioncanstart.WithEDT,datatransfercan
begininparallelwithtransmissionoftheresume
requestmessageintheULandtheresumemessage
inthedownlink(DL).Securityandradiobearersare
resumedbeforesubmittingtheresumerequest
messagetolowerlayers,whichallowsmultiplexingof
datawithsignalingintheMediumAccessControl
(MAC)layer.
EDThasalreadybeenintroducedinLTE-Mand
Narrowband-IoT(NB-IoT),wheretrafficisexpected
tocomprisethetransmissionofsmallamountsof
dataandoneoftheprimaryobjectivesislongUE
batterylife.Forusecaseswheretrafficconsistsof
onlyoneULand/oroneDLdatapacket,EDT
improvesenergyefficiencybyenablingthenetwork
toreleasetheUEtotheinactivestatewithoutthe
needforintermediateresumeandresumecomplete
messages.
Earlymeasurements
NRRel-15alreadysupportstheaggregatingof
multiplecarriersforhigherdatathroughputusing
eithercarrieraggregation(CA)ordualconnectivity
(DC).Whentransitioningfromtheinactiveoridle
statetoconnectedstate,however,theUEonlyhas
accessthroughonecarrier.FastersetupofCAor
DCwouldmakeitpossibletofurtherreducethe
sessionsetuplatency.However,theusefulnessof
CAandDCdependsonthenetworkunderstanding
oftheradioenvironment.
Earlymeasurementreportingisafeature
currentlybeingstandardizedinRel-16toimprove
thesetupofCAandDCbyenhancingNRtosupport
earlyradiomeasurementreportsduringthe
transitionfromtheinactivetoconnectedstate–that
is,inparallelwiththeresumecompletemessage.
ThiswouldbepossibleinNRbecausewhentheUE
issuspended,itreceivesthesecurityparameters
neededtoencryptthesensitivemeasurement
report.Whensecurityisactivated,early
measurementreportscanbemultiplexedwitha
resumerequestormultiplexedwitharesume
completemessage(ifrequestedbytheRANinthe
resumemessage).
THECNISABLETOMAKE
CONTACTWITHINACTIVEUEs
IFTHERANCONFIGURATION
ISLOSTORDISCARDED
INACTIVE STATE IN 5G NR ✱
JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 9
Longdiscontinuousreception
DRX,afeaturethatenablestheUEtoturnoffits
receiver,isimperativeinusecaseswheredevice
energyefficiencyandbatterylifeareimportant
considerations.Thelongerthetransmitterand
receivercanbeturnedoff,themoreenergytheUE
cansave(thelongerthebatterylife).LongDRXhas
traditionallybeensupportedintheidlestate.
Toenjoythebenefitsofbothsignalingreductions
andlongDRX,itisdesirabletoextendDRXcyclesin
theinactivestatetothesamelengthasDRXcyclesin
theidlestate.Akeyaspectoftheinactivestate,
however,isthat,fromtheCNpointofview,theUE
remainsconnectedandDLdataarrivingtotheCN
wouldnormallybeforwardedtotheRANnode
servingtheUE.TheRANwouldbufferthedata
untiltheUEisreachable.
WithshortDRX,theamountofdatathatwould
needtobebufferedislimited.WithverylongDRX,
however,thebufferingrequirementsintheRAN
growandmayexceedwhatisnormallyneeded,
whichwouldbecomecostly.Tomitigatethisand
makeuseof(alreadyexisting)CNbuffering
capability/capacity,theRANmayindicatetotheCN
thattheUEisnotavailableforDLdatawhileinthe
inactivestate.Inthisevent,theCNwillbufferthe
dataandnotifytheRAN,sothattheRANcan
informtheCNwhentheUEbecomesavailable
again.ItisanticipatedthattheuseoflongDRXinthe
inactivestatewithbufferingoffloadedtotheCN
wouldfurtherimprovebatterylife,whileenabling
efficient(re)useofbufferingcapabilitiesinthe
network.
Conclusion
Improvedconnection,stateandmobilityhandlingare
keyrequirementsofmanycurrentandfuture5Guse
cases,includingsmarttransportandcriticalcontrolof
remotedevices.AtEricsson,our4G/5Gresearch
activitiesandlessonslearnedfromlegacynetworks
haveenabledustoidentifysolutionsthatsignificantly
lowerbothlatencyandbatteryconsumptionby
reducingtheamountofsignalingrequiredduring
statetransitions.Asaresultofthiswork,the
standaloneversionofthe5GNRstandardincludesa
newRadioResourceControlstatemodelthatfeatures
anewstatecalledinactive.
Theinactivestatein5GNRisakeyenablerfor
emergingusecasesthatrequirelowlatency
communicationandminimalbatteryconsumption.
Anadditionalbenefitofthenewstateisthatthe
decreasedprocessingeffortinthenetworkresultsin
anincreaseinoverallsystemcapacity.
Rel-15includesalltheessentialcomponentsfor
theinactivestate.Futurereleasesshouldfocuson
providingapplicabilityandefficiencyenhancements,
particularlyintheareasofearlydatatransmission,
earlymeasurementsandlongdiscontinuous
reception.
References
1.	 Ericsson, 5G use cases, available at: https://www.ericsson.com/en/5g/use-cases
2.	 2016 IEEE International Conference on Communications Workshops (ICC), A novel state model for 5G
Radio Access Networks, Da Silva, I.L.; Mildh, G; Säily, M; Hailu, S, abstract available at: https://ieeexplore.
ieee.org/document/7503858
3.	 Ericsson, Handling of inactive UEs, 2016, 3GPP RAN2#94, R2-163998, available at: http://www.3gpp.org/
ftp/TSG_RAN/WG2_RL2/TSGR2_94/Docs/R2-163998.zip
4.	 3GPP, TS 38.300, NR; Overall description; Stage-2, available at: https://portal.3gpp.org/desktopmodules/
Specifications/SpecificationDetails.aspx?specificationId=3191
5.	 3GPP, TS 38.331, NR; Radio Resource Control (RRC); Protocol specification,available at: https://
portal.3gpp.org/desktopmodules/Specifications/SpecificationDetails.aspx?specificationId=3197
✱ INACTIVE STATE IN 5G NR
10 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019
Icaro Leonardo
Da Silva
◆ joined Ericsson Research
in 2010 and currently serves
as a master researcher in
radio network architecture
and protocols. His work
has largely focused on
standardization and
concept development
for LTE and 5G NR, and in
particular on CP topics in
3GPP RAN2, for which he
was awarded the Inventor
of the Year prize for 2018.
Da Silva led the 5G CP
in the EU project on 5G
RAN architecture, METIS-
II, which is part of the
5G-PPP framework. He
holds an M.Sc. in electrical
engineering from the
Federal University of Ceará
(UFC), in Fortaleza, Brazil.
Gunnar Mildh
◆ is an expert in radio
network architecture in
the Network Architecture
and Protocols department
at Ericsson Research.
He joined the company
in 2000 and has worked
on standardization and
concept development for
GSM/EDGE, HSPA, LTE(-A)
and 5G NR. His focus areas
include radio network
architecture and protocols,
and more recently 5G
architecture including RAN
and Packet Core. Mildh
holds an M.Sc. in electrical
engineering from KTH Royal
Institute of Technology,
Stockholm, Sweden.
Paul Schliwa-
Bertling
◆ joined Ericsson in 1996
and currently serves as an
expert in mobile networks
architecture and signaling
at Ericsson Research in
Linköping, Sweden. He has
worked extensively with
the development of RAN
product and system-level
concepts as well as 3GPP
standardization across
multiple generations of RAN
and CN. His current work
focuses on the evolution
of network architecture
and the related signaling
aspects contributing to
3GPP standardization. He
holds an M.Sc. in electrical
engineering from the
University of Duisburg-
Essen in Germany.
Magnus Stattin
◆ joined Ericsson
Research in 2005, where
he currently serves as a
principal researcher. Over
the years his work has
focused on research in the
areas of radio resource
management and radio
protocols of various
wireless technologies. He
is also active in concept
development and 3GPP
standardization of LTE,
NB-IoT, NR and future
wireless technologies.
Stattin holds a Ph.D. in radio
communication systems
from KTH Royal Institute of
Technology in Stockholm.
Alexander Vesely
◆ joined Ericsson in 2013
after working at other
major mobile network
vendors for more than
20 years. He currently
serves as the company’s
principal researcher for
standardization. He has also
held offices in the 3GPP
for approximately eight
years, and is still actively
contributing. Vesely holds a
Dipl.Ing. in communications
engineering from the
Technical University in
Vienna, Austria.
theauthors
ISSN 0014-0171
284 23-3330 | Uen
© Ericsson AB 2019
Ericsson
SE-164 83 Stockholm, Sweden
Phone: +46 10 719 0000

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Ericsson Technology Review: Meeting 5G latency requirements with inactive state

  • 1. LTE/NR RAN Legacy idle-to-connected transition New inactive-to-connected transition NR RANCN CNUEUE RRC connnection request Initial radio synchronization RRC resume request RRC resume RRC resume complete UL/DL user data RRC connection setup RRC connection complete (service request) RRC security setup RRC security complete UL/DL user data RRC reconfiguration (bearer setup) RRC reconfiguration complete Initial UE message (service request) UE context setup (keys, bearers) Initial radio synchronization UE context setup complete Initial radio synchronization ERICSSON TECHNOLOGY THEINACTIVESTATE IN5GNEWRADIO C H A R T I N G T H E F U T U R E O F I N N O V A T I O N | # 0 6 ∙ 2 0 1 9
  • 2. ✱ INACTIVE STATE IN 5G NR 2 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019 Reducing the amount of signaling that occurs during state transitions makes it possible to significantly lower both latency and battery consumption – critical requirements for many Internet of Things and 5G use cases, including enhanced mobile broadband. ICARO LEONARDO DA SILVA, GUNNAR MILDH, PAUL SCHLIWA-BERTLING, MAGNUS STATTIN, ALEXANDER VESELY Many of the performance improvements in 5G New Radio (NR) that are designed to support new Internet of Things (IoT) use cases such as critical control of remote devices and smart transport [1] are based on lessons learned from research and development on 4G LTE networks. One example of this relates to the transition of wireless devices from a power- saving state where data is not exchanged (idle state) to a connected state optimized for data transmissions (connected state). ■ Studiesshowthatawirelessdevice’stransition fromapower-saving(idle)statetoaconnectedstateis themostfrequenthigh-layersignalingeventin existing4GLTEnetworks,occurringabout 500-1,000timesaday.Thetransitioncomprisesan extensivesignalingsequencebetweenthedeviceand thenetwork,andbetweennetworknodes,whichcan leadtoconsumerlatencyissuesandhighbattery consumption. Thecombinationof4G/5Gresearchactivitiesand lessonslearnedfromlegacynetworkshasmadeit possibletodevelopsolutionsthatreducetheamount ofsignalingrequiredatthesetransitions,thereby loweringbothlatencyandbatteryconsumption significantly.Thedecreasedsignalinginthenetwork alsoresultsinanincreaseinoverallsystemcapacity. Ericsson’scontributionstothe3GPP standardizationofsolutionsinthisareainclude a newRadioResourceControl(RRC)statemodel adoptedinthestandaloneversionofthe5GNR WITH INACTIVE STATE Meeting 5Glatency requirements
  • 3. INACTIVE STATE IN 5G NR ✱ JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 3 standard.Improvedconnection,stateandmobility handlingarekeyelementsofefficientsupportfor currentandfuture5Gusecaseswithalargeand growingnumberofdevices. Conceptdevelopmentoftheinactivestate Allowingwirelessdevicestoenteralow-powerstate whentheyarenottransmittingorreceivingdatahas alwaysbeenanimportantpartofachievingabalance betweengoodcommunicationperformanceand acceptablebatteryconsumption.Formanyyears,two states–connectedandidle–weresufficienttomeet mostneeds. Thedevelopmentoftheinactivestatehaslargely beendrivenbythegrowingfieldofMachine-type Communication(MTC).InmostMTCscenarios, theamountofdatathatwirelessdevicestypically exchangewiththenetworkissmallandusuallynot urgentenoughtojustifythehighbatteryconsumption requiredtohandleallthesignalinginvolvedinthe legacyidle-to-connectedtransition.Toaddressthis issue,Ericssonplayedaleadingroleindeveloping thetransitionenhancementsthatwereintroducedin 4GLTERel-13,inwhichtwonewprocedureswere standardized:suspendandresume. Inthesuspendprocedure,theuserequipment (UE)–the3GPPnameforwirelessdevices–stores itsradioconfigurationandsecurityparameters whenittransitionsfromconnectedtoidle. Then,whenitneedstoconnecttothenetworkagain (duetosomeuplink(UL)databeingavailableto transmit,forexample)theUEtriggerstheresume procedure.Thisinvolvesrestoringthepreviously storedconfigurationandresumingtheconnection withouttheneedforextensivesignalingwiththe corenetwork(CN)orhavingtoreestablishsecurity, forexample.Theresumeprocedureissimilartothe sleepstateofacomputer,whichenablesworktobe pausedandresumedlaterwithoutrepeatingtedious start-upprocedures. Inparallelwiththe4GLTEworkthatwas completedin2015,Ericssonwasalsoworkingonthe 5Gconcept,whichincludedchallenginglatency requirementsandprovidingsupportforavarietyof newandemergingusecases.Withouttheconstraint tocomplywithanexistingstatemodel,itwas possibletofurtheroptimizethesuspend/resume solutionin5GNRbyintroducinganewstateknown asinactive.Thekeybenefitsoftheinactivestateare thatitsignificantlyreduceslatencyandminimizes thebatteryconsumptionofbothsmartphonesand MTCdevices. Inthelatterhalfof2015,webegantopromotethe inactivestateexternallyinthecontextofthe Ericsson-led5G-PPPEuropeanprojectMETIS-II, themain5Gpre-standardsproject[2].Themaingoal oftheprojectwastofacilitateresearchdiscussions withindustryplayers(UEvendors,network vendors,networkoperators,academicpartnersand soon)abouttechnicalcomponentstobringtothe 3GPPduringthe5Gstandardizationwork. Key terms Connected state – The UE is actively involved in sending or receiving data or signaling. Mobility is controlled by the RAN. Idle state – The UE is in a power-saving state and is known at tracking-area level in the CN. Inactive state – The UE is in a power-saving state and is known on RNA level in the RAN. Transition to the connected state is optimized.
  • 4. ✱ INACTIVE STATE IN 5G NR 4 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019 Figure1showstheallocationof basicsystem functionsindiverseUEstates,highlightingthe evolutionfromRel-13suspendto5Ginactive. 5GNRinactivestateprocedures In2016,itwasagreedthattheinactivestatewouldbe introducedin5GNR[3],andthespecificationswere finalizedandapprovedinDecember2018[4,5].The mostnotableenhancementsarethesuspendand resumeprocedures,aswellasRAN-basedlocation managementandRANpagingforUEsintheinactive state.Inthesuspendprocedure,boththeUEandthe RANstoreinformationabouttheUEtransitionfrom connectedtoinactive,alongwiththeUEradio protocolconfiguration.Theresumeprocedure optimizesthetransitionfrominactivetoconnectedby restoringtheUEradioprotocolconfiguration.RAN- basedlocationmanagementandRANpagingmakeit possibleforUEsintheinactivestatetomovearound inanareawithoutnotifyingthenetwork. Suspend ThemainprincipleoftheinactivestateisthattheUE isabletoreturntotheconnectedstateasquicklyand efficientlyaspossible.WhentheUEtransitionsto inactive,boththeUEandtheRANstoreallthe informationnecessarytoquicklyresumethe connection.ThemessagethattransitionstheUEto inactivestatecontainsasetofparametersusedfor inactivestateoperation,suchasaRANNotification Area(RNA)withinwhichtheUEisallowedtomove withoutnotifyingthenetwork.Further,itincludes parametersusedforsecuretransitionbacktothe connectedstate,suchasaUEidentifierandsecurity informationneededtosupportencryptedresume messages. Resume AninactiveUEmayinitiatearesumeprocedure whenthereisaneedtotransmitdataorsignaling,for example.Inthiscase,theUEtransmitsanRRC resumerequestthatincludestheUEidentifier (providedbytheservingnodetoidentifytheUE’s configurationrepository)andasecuritytokentoverify thelegitimacyoftheresumerequest. Studiesof4Gnetworksshowthat,inmostcases, UEsthatleavethepower-savingstatereturntothe sameRANnodetheywerepreviouslyservedby.If, however,theUEresumesinacellservedbya differentRANnode,thattargetnodewillretrieve theUEconfigurationfromtheservingnodebased ontheUEidentifier. Figure 1 Comparison of the allocation of system functions UE RAN states IdleSystem functions Connected Rel-13 suspend 5G inactive CNMobility management RAN CN RAN CNPaging trigger n/a CN RAN CN UE configuration data storage CN and RAN CN and RAN CN and RAN NoUP contexts in RAN Yes Yes, but DL packets not sent to RAN Yes, DL packets sent to RAN
  • 5. INACTIVE STATE IN 5G NR ✱ JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 5 AftertheUEconfigurationissuccessfully retrieved,thetargetnoderesumesthestored configurationattheUEandappliesanynecessary modifications,suchastheconfigurationof measurementsandtheadditionorremovalof bearers.TherespectiveRRCresumemessageis integrityprotectedandencryptedusingthesecurity contextstoredinthenetworkandtheUE. AsillustratedontherightsideofFigure2,the resumeprocedurereducesthenumberofRRC messagesexchangedovertheradiointerface betweentheUEandtheRANtothree(downfrom sevenforidlestate).RRCresumealsohasthe possibilityofusingefficientdeltasignaling–inwhich onlychangedparametersaresignaled–torestore theconfigurationofaUEintheinactivestate.This optionisnotpossibleforUEsintheidlestate. ThereductioninRRCsignalingsignificantly lowerstheaccesslatencyexperiencedbyUEs,which leadstomoreresponsiveend-userserviceandthe abilitytosupportnewusecases.Italsoreducesthe powerconsumptionfordevicessuchasbattery- poweredsensorsthatonlysendsmall,infrequent reports(oftenlessthan100bytesofdata). RAN-basedlocationmanagement andRANpaging Thetransitionfromtheconnectedtotheinactivestate isdesignedtobeinvisibletothe5GCN.Asaresult, evenwhentheUEisintheinactivestate,the5GCN treatsitasthoughitwereintheconnectedstate–that is,theUE-associatedsignalinganduser-data connectionbetweenthe5GCNandtheRAN continues.Mobile-terminatedsignalinganduser- plane(UP)dataissentfromtheCNtotheRANnode currentlyservingtheUE. WhentheservingRANnodereceivessignalingor dataforaUEintheinactivestate,itinitiatesRAN paging.ThepagingisperformedinanRNAthat consistsofoneormorecellsandwasassignedtothe Figure 2 Comparison of signaling involved in legacy idle-to-connected transition (left) versus inactive-to-connected transition (right) LTE/NR RAN Legacy idle-to-connected transition New inactive-to-connected transition NR RANCN CNUEUE RRC connnection request Initial radio synchronization RRC resume request RRC resume RRC resume complete UL/DL user data RRC connection setup RRC connection complete (service request) RRC security setup RRC security complete UL/DL user data RRC reconfiguration (bearer setup) RRC reconfiguration complete Initial UE message (service request) UE context setup (keys, bearers) Initial radio synchronization UE context setup complete Initial radio synchronization
  • 6. ✱ INACTIVE STATE IN 5G NR 6 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019 UEwhenitwasorderedtoentertheinactivestate. WhenaUEintheinactivestatemovestoacellthatis notpartofitscurrentlyassignedRNA,theUE performsalocation-updateprocedurethatenables theRANtoupdatetheassignedRNAtotheUE. Asinearliercellularsystems,thereisatrade-off betweenthepagingloadandtheamountoflocation- updatesignaling.Largerpagingareashavemore pagingloadbutlesslocationupdatesignalingthan smallerpagingareas. Keytechnologyaspects ThemostnotabletechnologyaspectswithintheNR inactivestateconceptadoptedby3GPParesupport forencryptedresponsemessages,smartRANpaging, RANarchitecturesupportandfallbacktolegacy procedure. Supportforencryptedresponsemessages OneofthemaincomponentsdrivenbyEricssoninthe NRinactivestateconceptadoptedin3GPPisthe abilitytoencrypttheresponsemessage(resumeor suspend/release)fromthenetwork.Thisdiffersfrom the4GLTEresumeconceptadoptedinRel-13, wherethismessageisintegrityprotected,butsent unencrypted. Toenabletheencryptioncapability,the3GPP adoptedasolutionproposedbyEricssoninwhich thenetworkprovidestheUEwithasecurity parameterinthereleasemessagetotheinactive state.TheUEusesthesecurityparametertocalculate anewsecuritykeytobeusedwhenitresumes. Theabilitytoencrypttheresumeresponse messagein5GNRisadvantageousbecauseitmakes itpossibletouseasingle,securemessageto: ❭❭ Reconfigure any parameter in the UE when transitioning to the connected state. ❭❭ Release the UE to the idle state (the release message could also include redirection information to another frequency or radio access technology that could be used for voice fallback to LTE, for example). ❭❭ Resuspend the UE to the inactive state when it is performing a location-update procedure, for example, so that it only consumes two messages in total (request and response). SmartRANpaging ForanyUEintheconnectedstate,theRANnode receivespagingassistanceinformationrelatedto potentialpagingtriggers,suchasQoSflowsor signaling,fromthe5GCN.Thisinformation,in combinationwithotherinformationthattheRANhas abouttheUE,canbeusedbytheRANnodetoselect andapplyasmartpagingstrategythatisalignedwith thecharacteristicsandrequirementsoftheUEand paging-triggeringservices. Forexample,theRANcanconfigureUE-specific RNAsthatmakeitpossibletoreducethetotal signalingloadbyconfiguringsmallRNAsfor stationaryUEs(optimizedforlowpagingload)and largerRNAsformovingUEs(optimizedforlow locationupdatesignalingload). Terms and abbreviations AMF – Access and Mobility Function | CA – Carrier Aggregation | CN – Core Network | CP – Control Plane | CU – Central Unit | DC – Dual Connectivity | DL – Downlink | DRX – Discontinuous Reception | DU – Distributed Unit | EDT – Early Data Transmission | E-UTRA – Evolved Universal Terrestrial Radio Access | GNB – GNodeB | IOT – Internet of Things | MAC – Medium Access Control (protocol) | MTC – Machine-type Communication | NB-IOT – Narrowband Internet of Things | NG-RAN – Next-Generation RAN| NR – New Radio | PPP – Public-private Partnership | RNA – RAN Notification Area | RRC – Radio Resource Control | UE – User Equipment | UL – Uplink | UP – User Plane | UPF – User-plane Function
  • 7. INACTIVE STATE IN 5G NR ✱ JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 7 RANarchitecturesupport TheRANofthe5Gsystem–knownasnext- generationRAN(NG-RAN)–consistsofRAN nodesthatserveeitherEvolvedUniversalTerrestrial RadioAccess(E-UTRA)orNRcells.Thebottom leftcornerofFigure3illustrateshowRANnodes (gNBs)thatserveNRcellscanbesplitintocentral units(CUs)ordistributedunits(DUs).ADUhosts functionsrelatedtolowerradioprotocollayers,while aCUhostsfunctionsrelatedtohigherradioprotocol layers(RRCandServiceDataAdaptationProtocol/ PacketDataConvergenceProtocol).SeveralDUs areconnectedtotheirservingCUnodesviatheF1 interface,whileRANnodesmaybeinterconnected bymeansoftheXninterface.ACUmaybefurther splitintoacontrolplane(CP)part(CU-CP)and severalUPparts(CU-UP). ThefunctionaldecompositionofNG-RANnodes servesamultitudeofdifferentdeploymentoptions, includingthosewhereaCUisdeployedtoservea largenumberofDUscorrespondingtoalarge servingarea.Forexample,theCUwouldbeableto veryefficientlycontrolUEmobilitywhile minimizingsignalingtraffictowardthe5GCNand betweenRANnodes. Withregardtotheinactivestate,theCUwouldbe abletocontroltaskssuchastheassignmentofthe UE’sRNAbasedontheUE’smobilitybehaviorand certainRANtopologyknowledge.Basedon Ericsson’sproposal,boththeCPandUPresources canremainconfiguredintheCUwhentheUEisin theinactivestate.Thebenefitofthisisareductionin processingandsignalingiftheUEreturnstothe sameCU,whichishighlylikelyinthistypeof deployment. Fallbacktolegacyprocedure If,foranyreason,theUEandtheRANendupinan unsynchronizedstateandtheresumeprocedurefails, theUEwillautomaticallyswitchovertothelegacy idle-to-connectedtransitionprocedurethatinvolves CNsignaling.Thissolutioncouldalsobeusefulifthe RANisunabletoretrievetheUEconfigurationor theUEconfigurationhasbeenactivelydiscarded. Figure 3 NG-RAN architecture AMF/UPF gNB gNB-CU- UP E1 Xn NG NGNG NG NGNG Xn Xn F1-C F1-U gNB-DUgNB-DU gNB gNB gNB AMF/UPF 5G CN NG-RAN gNB-CU- CP
  • 8. ✱ INACTIVE STATE IN 5G NR 8 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019 Inthesesituations,thenetworkwillrespondwithan RRCconnectionsetupmessageinsteadofanRRC resumemessagewhentheUEsendstheRRC resumerequest.WhentheUEreceivesthesetup message,itwilldiscardtheoldRAN-relatedUE configurationandproceedaccordingtothelegacy idle-to-connectedprocedure. UEsintheinactivestatewilllistenforbothRAN- andCN-triggeredpaging,sothattheCNisableto makecontactwithinactiveUEsiftheRAN configurationislostordiscarded.Thiscapabilityis alsousefulifaUEhasbeenoutofradiocoverageand missedRANpaging,resultingintheRANnode releasingtheUEconfiguration.ToreduceUE batteryconsumption,thesolutionprovidesa mechanismfortheRANandCNtocoordinatethe pagingoccasions,sothattheUEonlyneedstowake uponcetolistentoboth. Futureenhancements Whiletheessentialcomponentsfortheinactivestate aresupportedinRel-15,thereisanopportunityfor furtherenhancementsoftheNRstandardinlater releases.Thereareseveralusecasesandscenarios thatwouldbenefitfromenhancementstothe applicabilityandefficiencyoftheinactivestate, particularlyintheareasofearlydatatransmission (EDT),earlymeasurementsandlongdiscontinuous reception(DRX). Earlydatatransmission Tomeetthemorestringentrequirementsoffuture 5Gusecases,itwillsoonbenecessarytoreduceUL latencyevenfurther.EDTisafeaturethatwould allowopportunisticdatatransmissiontocommence duringtheconnectionresumeprocedure.Withthe resumeprocedureasspecifiedinRel-15,connection resumeproceduresarecompletedbeforedata transmissioncanstart.WithEDT,datatransfercan begininparallelwithtransmissionoftheresume requestmessageintheULandtheresumemessage inthedownlink(DL).Securityandradiobearersare resumedbeforesubmittingtheresumerequest messagetolowerlayers,whichallowsmultiplexingof datawithsignalingintheMediumAccessControl (MAC)layer. EDThasalreadybeenintroducedinLTE-Mand Narrowband-IoT(NB-IoT),wheretrafficisexpected tocomprisethetransmissionofsmallamountsof dataandoneoftheprimaryobjectivesislongUE batterylife.Forusecaseswheretrafficconsistsof onlyoneULand/oroneDLdatapacket,EDT improvesenergyefficiencybyenablingthenetwork toreleasetheUEtotheinactivestatewithoutthe needforintermediateresumeandresumecomplete messages. Earlymeasurements NRRel-15alreadysupportstheaggregatingof multiplecarriersforhigherdatathroughputusing eithercarrieraggregation(CA)ordualconnectivity (DC).Whentransitioningfromtheinactiveoridle statetoconnectedstate,however,theUEonlyhas accessthroughonecarrier.FastersetupofCAor DCwouldmakeitpossibletofurtherreducethe sessionsetuplatency.However,theusefulnessof CAandDCdependsonthenetworkunderstanding oftheradioenvironment. Earlymeasurementreportingisafeature currentlybeingstandardizedinRel-16toimprove thesetupofCAandDCbyenhancingNRtosupport earlyradiomeasurementreportsduringthe transitionfromtheinactivetoconnectedstate–that is,inparallelwiththeresumecompletemessage. ThiswouldbepossibleinNRbecausewhentheUE issuspended,itreceivesthesecurityparameters neededtoencryptthesensitivemeasurement report.Whensecurityisactivated,early measurementreportscanbemultiplexedwitha resumerequestormultiplexedwitharesume completemessage(ifrequestedbytheRANinthe resumemessage). THECNISABLETOMAKE CONTACTWITHINACTIVEUEs IFTHERANCONFIGURATION ISLOSTORDISCARDED
  • 9. INACTIVE STATE IN 5G NR ✱ JUNE 19, 2019 ✱ ERICSSON TECHNOLOGY REVIEW 9 Longdiscontinuousreception DRX,afeaturethatenablestheUEtoturnoffits receiver,isimperativeinusecaseswheredevice energyefficiencyandbatterylifeareimportant considerations.Thelongerthetransmitterand receivercanbeturnedoff,themoreenergytheUE cansave(thelongerthebatterylife).LongDRXhas traditionallybeensupportedintheidlestate. Toenjoythebenefitsofbothsignalingreductions andlongDRX,itisdesirabletoextendDRXcyclesin theinactivestatetothesamelengthasDRXcyclesin theidlestate.Akeyaspectoftheinactivestate, however,isthat,fromtheCNpointofview,theUE remainsconnectedandDLdataarrivingtotheCN wouldnormallybeforwardedtotheRANnode servingtheUE.TheRANwouldbufferthedata untiltheUEisreachable. WithshortDRX,theamountofdatathatwould needtobebufferedislimited.WithverylongDRX, however,thebufferingrequirementsintheRAN growandmayexceedwhatisnormallyneeded, whichwouldbecomecostly.Tomitigatethisand makeuseof(alreadyexisting)CNbuffering capability/capacity,theRANmayindicatetotheCN thattheUEisnotavailableforDLdatawhileinthe inactivestate.Inthisevent,theCNwillbufferthe dataandnotifytheRAN,sothattheRANcan informtheCNwhentheUEbecomesavailable again.ItisanticipatedthattheuseoflongDRXinthe inactivestatewithbufferingoffloadedtotheCN wouldfurtherimprovebatterylife,whileenabling efficient(re)useofbufferingcapabilitiesinthe network. Conclusion Improvedconnection,stateandmobilityhandlingare keyrequirementsofmanycurrentandfuture5Guse cases,includingsmarttransportandcriticalcontrolof remotedevices.AtEricsson,our4G/5Gresearch activitiesandlessonslearnedfromlegacynetworks haveenabledustoidentifysolutionsthatsignificantly lowerbothlatencyandbatteryconsumptionby reducingtheamountofsignalingrequiredduring statetransitions.Asaresultofthiswork,the standaloneversionofthe5GNRstandardincludesa newRadioResourceControlstatemodelthatfeatures anewstatecalledinactive. Theinactivestatein5GNRisakeyenablerfor emergingusecasesthatrequirelowlatency communicationandminimalbatteryconsumption. Anadditionalbenefitofthenewstateisthatthe decreasedprocessingeffortinthenetworkresultsin anincreaseinoverallsystemcapacity. Rel-15includesalltheessentialcomponentsfor theinactivestate.Futurereleasesshouldfocuson providingapplicabilityandefficiencyenhancements, particularlyintheareasofearlydatatransmission, earlymeasurementsandlongdiscontinuous reception. References 1. Ericsson, 5G use cases, available at: https://www.ericsson.com/en/5g/use-cases 2. 2016 IEEE International Conference on Communications Workshops (ICC), A novel state model for 5G Radio Access Networks, Da Silva, I.L.; Mildh, G; Säily, M; Hailu, S, abstract available at: https://ieeexplore. ieee.org/document/7503858 3. Ericsson, Handling of inactive UEs, 2016, 3GPP RAN2#94, R2-163998, available at: http://www.3gpp.org/ ftp/TSG_RAN/WG2_RL2/TSGR2_94/Docs/R2-163998.zip 4. 3GPP, TS 38.300, NR; Overall description; Stage-2, available at: https://portal.3gpp.org/desktopmodules/ Specifications/SpecificationDetails.aspx?specificationId=3191 5. 3GPP, TS 38.331, NR; Radio Resource Control (RRC); Protocol specification,available at: https:// portal.3gpp.org/desktopmodules/Specifications/SpecificationDetails.aspx?specificationId=3197
  • 10. ✱ INACTIVE STATE IN 5G NR 10 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 19, 2019 Icaro Leonardo Da Silva ◆ joined Ericsson Research in 2010 and currently serves as a master researcher in radio network architecture and protocols. His work has largely focused on standardization and concept development for LTE and 5G NR, and in particular on CP topics in 3GPP RAN2, for which he was awarded the Inventor of the Year prize for 2018. Da Silva led the 5G CP in the EU project on 5G RAN architecture, METIS- II, which is part of the 5G-PPP framework. He holds an M.Sc. in electrical engineering from the Federal University of Ceará (UFC), in Fortaleza, Brazil. Gunnar Mildh ◆ is an expert in radio network architecture in the Network Architecture and Protocols department at Ericsson Research. He joined the company in 2000 and has worked on standardization and concept development for GSM/EDGE, HSPA, LTE(-A) and 5G NR. His focus areas include radio network architecture and protocols, and more recently 5G architecture including RAN and Packet Core. Mildh holds an M.Sc. in electrical engineering from KTH Royal Institute of Technology, Stockholm, Sweden. Paul Schliwa- Bertling ◆ joined Ericsson in 1996 and currently serves as an expert in mobile networks architecture and signaling at Ericsson Research in Linköping, Sweden. He has worked extensively with the development of RAN product and system-level concepts as well as 3GPP standardization across multiple generations of RAN and CN. His current work focuses on the evolution of network architecture and the related signaling aspects contributing to 3GPP standardization. He holds an M.Sc. in electrical engineering from the University of Duisburg- Essen in Germany. Magnus Stattin ◆ joined Ericsson Research in 2005, where he currently serves as a principal researcher. Over the years his work has focused on research in the areas of radio resource management and radio protocols of various wireless technologies. He is also active in concept development and 3GPP standardization of LTE, NB-IoT, NR and future wireless technologies. Stattin holds a Ph.D. in radio communication systems from KTH Royal Institute of Technology in Stockholm. Alexander Vesely ◆ joined Ericsson in 2013 after working at other major mobile network vendors for more than 20 years. He currently serves as the company’s principal researcher for standardization. He has also held offices in the 3GPP for approximately eight years, and is still actively contributing. Vesely holds a Dipl.Ing. in communications engineering from the Technical University in Vienna, Austria. theauthors
  • 11. ISSN 0014-0171 284 23-3330 | Uen © Ericsson AB 2019 Ericsson SE-164 83 Stockholm, Sweden Phone: +46 10 719 0000