SlideShare a Scribd company logo
Copyright & Fair Use for Digital Projects
Dipping a toe into the sea of
scholarly publishing
Office of Scholarly
Communication Services
Berkeley Library
Rachael Samberg, J.D., MLIS
Serials
Binding etc.
Monographs
Total
Scholarly Resources Budget
Publishing Lifecycle
(adapted from University of Winnipeg)
Creation
Evaluation
Publication
Dissemina-
tion & Access
Preservation
Reuse
Topic is conceived proposed,
funded, pursued
Project is reviewed
for quality
Publisher edits,
provides layout, other
services
Works are distributed
Copies or versions
are saved for
posterity
Works are read,
cited, recombined
http://repository.jisc.ac.uk/7542/2/Open_Scholarship_and_the
_need_for_collective_action_Oct_2019.pdf
Stakeholders
Authors
Societies
Libraries
Funders
PublishersUniversi-
ties
Publishing Stakeholders
Readers
Paywalled access
Publications are
restricted to those
who pay.
Publications are
immediately available
to the world.
Open access
UC authors 50,000 articles / year
But only 15% freely available*
*In final published form
(just 6% for Elsevier)
MISSION: “TRANSMITTING ADVANCED KNOWLEDGE”
The State of OA, Piwowar et al.
https://peerj.com/articles/4375/
Copyright
& Authors
Rights
Research impact
Funding Models
& Open Access
Privacy
& Ethics
Content
licensing
We help scholars navigate the shifting
publishing,
intellectual property, &
information policy
landscapes in ways that promote
research dissemination, accessibility,
and impact.
lib.berkeley.edu/scholcomm
OPEN ACCESS
PUBLISHING APPROACHES
___ ___
Pathways to OA
Toolkit
http://ucblib.link/2Uy
Green
Open Access
Assignment of
Copyright
Green
Open Access
Green
Open Access
Opportunities
● Distributed costs
● Deposits are free
● Long-term preservation
Challenges
● Barriers to depositing
● Dependent on
publishers foregoing
waivers
● Confusion re: versions
● Perception of lack of
authoritativeness of
deposited version
Gold Open Access -
Article Processing
Charges (APCs)
Opportunities
● Authors exert market
pressure through
decision-making
● Subscription spends
can be repurposed to
cover APCs
Challenges
● Availability of $
● Aggregated payment
infrastructure needed
Gold Open Access -
No APCs (sometimes
called “diamond OA”)
Opportunities
● No cost to authors
● Equitable for “Global
South”
Challenges
● Vulnerability; depends
on collective $ pool
● Too great a ratio of
institutions need to
participate to
incentivize / avoid
free rider
Emerging Strategies:
“Transformative Agreements”
What does UC’s transformative agreement look like?
● Library financial transactions are
handled in aggregate periodically ●
COPYRIGHT & INFO POLICY
___ ___
Digital Scholarship
Law & Policy
Literacies
Other
Statutes
Contracts
PrivacyCopyright
Ethics &
Policy
Authors may need help
understanding copyright
UC Berkeley Open Access Dissertations Policy
NEH-funded institute re:
law & policy literacies
for text data mining
buildinglltdm.org
Gift agreements, license agreements, permissions policies
CONTRACTUAL ACCESS
RESTRICTIONS
COPYRIGHT
PRIVACY
Gift or Purchase
Agreement or
Records Transfer?
YES NO
ETHICS
Any content
restrictions?
YES
NO
Any
reproduction
restrictions?
NO
YES
NO
Obtain
amendment/permi
ssion?
Restrictions
prevent
multiple or
digital copies?
3. Access
restricted to
specific
users?
YES NO
2. Donor
approval
required?
YES NO
Establish
authentication
restrictions via
DAMS or
secure
approval
or secure
approval from
donor
1. Temporal
restrictions?
YES NOBut
establish alert
for expiration, or
secure donor
approval
4.
Restrictions
content
specific?
Use DAMS to
serve redacted
versions or
remove from
public view
YES Determine if
agreement should be
obtained
YES
NO
YES
YES
APPROVAL SECURED
NO
NO
APPROVAL SECURED
RESTRICTIONS IN
PLACE/APPROVAL SECURED
Collection Digitization
SETTING UP SHOP
___ ___
Services
● Individual support
● In-person and online
instruction
● Presentations and workshops
● Customized support and
training for departments &
disciplines
● Online guidance and
resources
Dream Big ● Support
● Incubate & pilot
● Refer & consult
● Advocate
● Report
TSPOA
Copyright
& Authors
Rights
Research impact
Funding Models
& Open Access
Privacy
& Ethics
Content
licensing
QUESTIONS?
Copyright & Fair Use for Digital Projects
THANK YOU
lib.berkeley.edu/scholcomm
@UCB_ScholComm

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