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Systems for People


Department of Immigration and Citizenship
A Case Study in Business Transformation

             IBM Insight Forum 09
                18 August 2009


                                                 Nico Padovan
                                         A/g First Assistant Secretary
                                       Business Transformation Services
                                 Department of Immigration and Citizenship
Department of Immigration and Citizenship
      The Department of Immigration and Citizenship (DIAC) has a key nation
      building role through the well managed entry and settlement of people.

• 7000 staff in 80 locations globally
• In 2008-09
    • 25 million passengers and crew arrivals
    • 4.6 million temporary visas granted
    • 156 000 permanent visas
      (migration & humanitarian)
    • 170 000 new citizenship grants
•   20 major computer systems
    (as well 70+ smaller systems)
•   Supports a dynamic policy agenda
The Story in 2005
Beginning the journey
September 2005 – Four parallel reviews
      - Business needs
      - ICT governance
      - ICT infrastructure foundations
      - Record Keeping
December 2005 – Detailed planning report

May 2006 – Budget funding (~A$650 million
  over 4 years, incl. related funding)

July 2006 – IBM starts as strategic partner
The Systems for People Program
              Improved transparency, quality and accuracy of decision-making by staff.


            Single and complete view of the client and the client’s dealings, based on role,
                                            for all relevant staff.

            Clients receive the same treatment and outcome for the same circumstances
                 regardless of the location in which their information is processed and the
                                               decision made.


                           Improved recording of client-related information.


                       Reduction in the number of incomplete visa applications


                    Increased on-line service quality, range and uptake by clients.


                                  Improved efficiency of operations.

                            Faster and cheaper introduction of new policy.


                            Greater accessibility of operational reporting.
The initial Systems for People concept

                                                                             Detention   Border
                                                                Compliance                          Contact
                                                       Visa                  Services    Security
                                                                 Services                           Centre    Settlement
                                           Case      Services                                                  Services    Citizenship
                           Contracted   Management
                                                                                                                            Services
                           Providers                                                                                                      Executive
            Stakeholders                                                                                                                 (Reporting)
             & Partners                                         ROLE-BASED PORTALS
   Client                                                                                                                                              Support
    Self                                                                                                                                               Services
  Service




                                                                        DATA
                                                                  The “EngineROOM
                                                                     ENGINE Room”
                                                                                                                              What’s in a portal?
                                                                                                                              Single Client View
What’s in the engine room?                                                                                                    Workflow Management
• Underpinning Data                                                                                                           Business Processes
• Core processing                                                                                                             Record Keeping
• Rules engine and Rules Repository                                                                                           Reporting
• Common services                                                                                                             Quality Assurance Processes
                                                                                                                              Policy & Legal references
                                                                                                                              Online Training
                                                                  OTHER AGENCIES                                              Help
                                                                                                                              Security
Business Process Modelling
                                                                          Client life cycle




      “What if” analysis                                                                              Identify opportunities for improvement

                  Comparison: Current and Future
                                                                         Dynamic analysis for:                                           Average Delay Duration (Hours)
            100

100                                                                      • new policy development                                70
                                                                                                                                 60
90




                                                                                                                Delays (Hours)
                                                                                                                                 50
80
                                                                         • process optimisation                                  40
70
                                                                                                                                 30

                                                                         • impact assessments
60
                                                               Current                                                           20
50                                                             Future                                                            10
40

                                                                         • application architecture
                                                                                                                                  0
30                    20




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                                                                                                                                                                    Pr
                                                                                                                Pr
 0
      Number of Pathways    Average Working Duration (Hours)                                                                                                   Task Names
Using business process modelling to drive change
Systems for People - where are we now?


                                           Gershon Review
                                           Global Financial Crisis
                                           Labour Market Changes
                                           New Legislation




•   SfP Release 9 delivered 27 June 2009
What has SfP achieved so far?
• New Role Based Portals
       • Compliance, Case Management and Detention
       • Health Assessment
       • Self service
       • Client Search
       • Border Security
       • Generic Visa Processing
•   Increased online services for clients
•   Improved enterprise services
       • Single Client View
•      • Security checking
       • Correspondence
       • Biometrics
•    Improved underpinning infrastructure
•    Nationally and globally consistent processes
Improved online services
A single view of the client - Client Search Portal

• Consolidates approximately 120 million records across several systems.

• Projected growth of 5 million records per annum

• Around 10,000 searches each day

• Underpins role-based portals

• One of the largest data hubs in the southern hemisphere
Generic Visa Portal
 Pre-Lodgement            Lodgement                   Assess                   Decide                    Post Decision




                   Risk tiering                           Risk tiering




                  Business
                                                                            Services
                 Rules Engine                                  (eg: Compliance, Client search , Voice)
             (eg: policy, regulations , risk rules)




A generic design which supports visa processing,
   by any government, anywhere in the world.
Business Impact of Releases
                                                     QLD
                                                     ECP
                                                     Border Security Portal
                                                     Revenue Receipting
                                                                                NSW
                          NTRO                       Biometrics Phase C
                                                     CCMDS                      ECP
                          Border Security Portal     Temp Skilled Reform        Border Security Portal
                          Revenue Receipting         Client Search Portal       Revenue Receipting
                          Biometrics Phase C         Generic Visa Portal        Biometrics Phase C
                          CCMDS                      Health Initiatives         CCMDS
                          Temp Skilled Reform        Same Sex Legislation       Temp Skilled Reform
                          Client Search Portal       Citizenship Test Review    Client Search Portal           ACTRO
                          Generic Visa Portal        Outcomes                   Generic Visa Portal            ECP
                          Health Initiatives                                    Health Initiatives             Revenue Receipting
                          Same Sex Legislation                                  Same Sex Legislation
WA                        Citizenship Test Review                               Citizenship Test Review
                                                                                                               Biometrics Phase C
                          Outcomes                                                                             CCMDS
ECP                                                                             Outcomes
                                                                                                               Temp Skilled Reform
Border Security Portal                                                                                         Client Search Portal
Revenue Receipting                                                                                             Generic Visa Portal
Biometrics Phase C                                                                                             Health Initiatives
CCMDS                                                                                                          Same Sex Legislation
Temp Skilled Reform                                                                                            Citizenship Test Review
Client Search Portal                                                                                           Outcomes
Generic Visa Portal
Health Initiatives
Same Sex Legislation
Citizenship Test Review
                                                                                                                   NatO
Outcomes                                                                                                            ECP
                          SA                                                                                        Border Security Portal
                                                                                                                    Revenue Receipting
                          ECP                       HOBART                                                          Biometrics Phase C
                          Border Security Portal
                                                    ECP (tbc)                                                       CCMDS
                          Revenue Receipting
                          Biometrics Phase C        Border Security Portal
                                                                                     VIC                            Temp Skilled Reform
                                                    Revenue Receipting                                              Client Search Portal
                          CCMDS                                                      ECP
                                                    Biometrics Phase C               Border Security Portal         Generic Visa Portal
                          Temp Skilled Reform
                                                    CCMDS                            Revenue Receipting             Health Initiatives
                          Client Search Portal
                                                    Temp Skilled Reform              Biometrics Phase C             Same Sex Legislation
                          Generic Visa Portal
                                                    Client Search Portal                                            Citizenship Test Review
                          Health Initiatives                                         CCMDS
                                                                                                                    Outcomes
                          Same Sex Legislation      Generic Visa Portal              Temp Skilled Reform
                          Citizenship Test Review   Health Initiatives               Client Search Portal
                          Outcomes                  Same Sex Legislation             Generic Visa Portal
                                                    Citizenship Test Review          Health Initiatives
                                                    Outcomes                         Same Sex Legislation
                                                                                     Citizenship Test Review
                                                                                     Outcomes
A rigorous change management approach

• Dedicated change management team for the SfP program

• Strong senior executive support for change management

• Strong focus on end-user engagement

• User Centre Design facility

• Extensive network of ‘change agents’

• Implementation of benefits realisation
Benefits
           Benefits to the client and government
Benefits to the Client        Benefits to Government:
•   Easy to use               •   Reduced call centre load
•   24/7 Accessibility        •   Greater efficiencies
                                  through increased online
•   Simplifies complex            lodgement
    visa structure
                              •   Efficiencies by leveraging
•   Tailored information to       existing automated rules
    client needs                  engine
•   Increases in online       •   Greater consistency in
    lodgement                     decision making
                              •   Well supported staff.
•   Local information
    (currency, lodgement
    address…)
Has SfP been a success?
What has worked well
•   Compliance, Case Management and Detention improvements.
     (Palmer Report focus)
•   Great results in other areas
     – Border Security, Visa & Citizenship Wizards
•   Foundation infrastructure and services
•   Program on time, on budget
•   Business process model driven change

What needs further development
•   Early visa work disappointing
•   Effective implementation of benefits realisation
•   Timely decommissioning of legacy systems.
Self Assessment of progress to date
  Improved transparency, quality and accuracy of decision-making by staff.


Single and complete view of the client and the client’s dealings, based on role,
                                for all relevant staff.

Clients receive the same treatment and outcome for the same circumstances
     regardless of the location in which their information is processed and the
                                   decision made.


               Improved recording of client-related information.


           Reduction in the number of incomplete visa applications


        Increased on-line service quality, range and uptake by clients.


                      Improved efficiency of operations.

                Faster and cheaper introduction of new policy.


                Greater accessibility of operational reporting.
Major lessons learned from SfP
     • Business transformation ≠ applications development        • User Centred Design


• Hold your nerve                                             • Importance of rapid access to
                                                              “best in the world” support

• Clearly defined End                                              • Strong leadership
  State Architecture


• Business benefits of                                         • Sound program, project and
automated rules                                                change management


   • Robust program assurance              • Agile development methodologies

                            • Clearly defined business process models at outset

      • Effective stakeholder engagement established
Discussion

Questions?

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Australia Department of Immigration and Citizenship - A Case Study on Transformation

  • 1. Systems for People Department of Immigration and Citizenship A Case Study in Business Transformation IBM Insight Forum 09 18 August 2009 Nico Padovan A/g First Assistant Secretary Business Transformation Services Department of Immigration and Citizenship
  • 2. Department of Immigration and Citizenship The Department of Immigration and Citizenship (DIAC) has a key nation building role through the well managed entry and settlement of people. • 7000 staff in 80 locations globally • In 2008-09 • 25 million passengers and crew arrivals • 4.6 million temporary visas granted • 156 000 permanent visas (migration & humanitarian) • 170 000 new citizenship grants • 20 major computer systems (as well 70+ smaller systems) • Supports a dynamic policy agenda
  • 4. Beginning the journey September 2005 – Four parallel reviews - Business needs - ICT governance - ICT infrastructure foundations - Record Keeping December 2005 – Detailed planning report May 2006 – Budget funding (~A$650 million over 4 years, incl. related funding) July 2006 – IBM starts as strategic partner
  • 5. The Systems for People Program Improved transparency, quality and accuracy of decision-making by staff. Single and complete view of the client and the client’s dealings, based on role, for all relevant staff. Clients receive the same treatment and outcome for the same circumstances regardless of the location in which their information is processed and the decision made. Improved recording of client-related information. Reduction in the number of incomplete visa applications Increased on-line service quality, range and uptake by clients. Improved efficiency of operations. Faster and cheaper introduction of new policy. Greater accessibility of operational reporting.
  • 6. The initial Systems for People concept Detention Border Compliance Contact Visa Services Security Services Centre Settlement Case Services Services Citizenship Contracted Management Services Providers Executive Stakeholders (Reporting) & Partners ROLE-BASED PORTALS Client Support Self Services Service DATA The “EngineROOM ENGINE Room” What’s in a portal? Single Client View What’s in the engine room? Workflow Management • Underpinning Data Business Processes • Core processing Record Keeping • Rules engine and Rules Repository Reporting • Common services Quality Assurance Processes Policy & Legal references Online Training OTHER AGENCIES Help Security
  • 7. Business Process Modelling Client life cycle “What if” analysis Identify opportunities for improvement Comparison: Current and Future Dynamic analysis for: Average Delay Duration (Hours) 100 100 • new policy development 70 60 90 Delays (Hours) 50 80 • process optimisation 40 70 30 • impact assessments 60 Current 20 50 Future 10 40 • application architecture 0 30 20 nd p rm o ne Ap Tw Co Fo O 20 e h h 7.8 m cid k Sc Sc ec 5.4 Re De Ch s s 10 es es se oc oc fu Re Pr Pr 0 Number of Pathways Average Working Duration (Hours) Task Names
  • 8. Using business process modelling to drive change
  • 9. Systems for People - where are we now? Gershon Review Global Financial Crisis Labour Market Changes New Legislation • SfP Release 9 delivered 27 June 2009
  • 10. What has SfP achieved so far? • New Role Based Portals • Compliance, Case Management and Detention • Health Assessment • Self service • Client Search • Border Security • Generic Visa Processing • Increased online services for clients • Improved enterprise services • Single Client View • • Security checking • Correspondence • Biometrics • Improved underpinning infrastructure • Nationally and globally consistent processes
  • 12. A single view of the client - Client Search Portal • Consolidates approximately 120 million records across several systems. • Projected growth of 5 million records per annum • Around 10,000 searches each day • Underpins role-based portals • One of the largest data hubs in the southern hemisphere
  • 13. Generic Visa Portal Pre-Lodgement Lodgement Assess Decide Post Decision Risk tiering Risk tiering Business Services Rules Engine (eg: Compliance, Client search , Voice) (eg: policy, regulations , risk rules) A generic design which supports visa processing, by any government, anywhere in the world.
  • 14. Business Impact of Releases QLD ECP Border Security Portal Revenue Receipting NSW NTRO Biometrics Phase C CCMDS ECP Border Security Portal Temp Skilled Reform Border Security Portal Revenue Receipting Client Search Portal Revenue Receipting Biometrics Phase C Generic Visa Portal Biometrics Phase C CCMDS Health Initiatives CCMDS Temp Skilled Reform Same Sex Legislation Temp Skilled Reform Client Search Portal Citizenship Test Review Client Search Portal ACTRO Generic Visa Portal Outcomes Generic Visa Portal ECP Health Initiatives Health Initiatives Revenue Receipting Same Sex Legislation Same Sex Legislation WA Citizenship Test Review Citizenship Test Review Biometrics Phase C Outcomes CCMDS ECP Outcomes Temp Skilled Reform Border Security Portal Client Search Portal Revenue Receipting Generic Visa Portal Biometrics Phase C Health Initiatives CCMDS Same Sex Legislation Temp Skilled Reform Citizenship Test Review Client Search Portal Outcomes Generic Visa Portal Health Initiatives Same Sex Legislation Citizenship Test Review NatO Outcomes ECP SA Border Security Portal Revenue Receipting ECP HOBART Biometrics Phase C Border Security Portal ECP (tbc) CCMDS Revenue Receipting Biometrics Phase C Border Security Portal VIC Temp Skilled Reform Revenue Receipting Client Search Portal CCMDS ECP Biometrics Phase C Border Security Portal Generic Visa Portal Temp Skilled Reform CCMDS Revenue Receipting Health Initiatives Client Search Portal Temp Skilled Reform Biometrics Phase C Same Sex Legislation Generic Visa Portal Client Search Portal Citizenship Test Review Health Initiatives CCMDS Outcomes Same Sex Legislation Generic Visa Portal Temp Skilled Reform Citizenship Test Review Health Initiatives Client Search Portal Outcomes Same Sex Legislation Generic Visa Portal Citizenship Test Review Health Initiatives Outcomes Same Sex Legislation Citizenship Test Review Outcomes
  • 15. A rigorous change management approach • Dedicated change management team for the SfP program • Strong senior executive support for change management • Strong focus on end-user engagement • User Centre Design facility • Extensive network of ‘change agents’ • Implementation of benefits realisation
  • 16. Benefits Benefits to the client and government Benefits to the Client Benefits to Government: • Easy to use • Reduced call centre load • 24/7 Accessibility • Greater efficiencies through increased online • Simplifies complex lodgement visa structure • Efficiencies by leveraging • Tailored information to existing automated rules client needs engine • Increases in online • Greater consistency in lodgement decision making • Well supported staff. • Local information (currency, lodgement address…)
  • 17. Has SfP been a success? What has worked well • Compliance, Case Management and Detention improvements. (Palmer Report focus) • Great results in other areas – Border Security, Visa & Citizenship Wizards • Foundation infrastructure and services • Program on time, on budget • Business process model driven change What needs further development • Early visa work disappointing • Effective implementation of benefits realisation • Timely decommissioning of legacy systems.
  • 18. Self Assessment of progress to date Improved transparency, quality and accuracy of decision-making by staff. Single and complete view of the client and the client’s dealings, based on role, for all relevant staff. Clients receive the same treatment and outcome for the same circumstances regardless of the location in which their information is processed and the decision made. Improved recording of client-related information. Reduction in the number of incomplete visa applications Increased on-line service quality, range and uptake by clients. Improved efficiency of operations. Faster and cheaper introduction of new policy. Greater accessibility of operational reporting.
  • 19. Major lessons learned from SfP • Business transformation ≠ applications development • User Centred Design • Hold your nerve • Importance of rapid access to “best in the world” support • Clearly defined End • Strong leadership State Architecture • Business benefits of • Sound program, project and automated rules change management • Robust program assurance • Agile development methodologies • Clearly defined business process models at outset • Effective stakeholder engagement established
  • 20.