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Ser. Sci. Med.Vol. 16. PP. loQ9 to 1063.1982                                               0277-9536/82/1Ot~9-15SO3.00/0
Printed in Great Britain                                                            Copyright 0 1982PergamonPressLtd




                                                 COMMENTS
InourSpecial Issue of Volume 14C NO. 2, 1980, we published a paper by J. A. Walsh and K. S. Warren entitled
‘Selective Primary Health Care: An Interim Strategy for Disease Control in Developing Countries’. Their paper’
was written in part as one response to the comprehensive Primary Health Care strategy endorsed by all
countries which attended the conference held by the WHO at Alma Ata, U.S.S.R., in 1978. In the light of these
two events Oscar Gish and Peter Berman have sent US the following two comments on the J. A. Walsh/K. S.
Warren paper, which we believe to be sufficiently important to publish. The authors of the original material
were invited to respond, and their rejoinders follow these comments together with a note from Mack Lipkin by
invitation.

                                                                                               PETERJ. M. MCEWEN
                                                                                                    Editor-in-Chief




                            SELECTIVE PRIMARY HEALTH CARE:
                               OLD WINE IN NEW BOTTLES
                                                     OSCARGISH
          Center for Afroamerican and African Studies, and Center for Research on Economic Developments.
                        The University of Michigan, Larch Hall, Ann Arbor. MI 48109, U.S.A.



                       BACKGROUND                             through specific disease control campaign-type activi-
                                                              ties.
Recent     events, most notably the first International          The International Conference on Primary Health
Conference on Primary Health Care, have highlighted           Care held in Alma Ata in September 1978 reflects,
the differences between two classic approaches to             within the health sector, an important overall shift in
many disease control activities. In somewhat oversim-         thinking about the nature of Third World under-
plified terms there are, on the one hand, the ‘vertica-       development. From the end of the Second World War
lists’, favoring categorically specific, hierarchically or-   until the 1970s the dominant international view of the
ganized, discrete disease control programs and, on the        solution to the problem of underdevelopment          had
other, those favoring integrated, ‘horizontal’ health         been what has been termed ‘trickle down’. This was
care delivery systems as the basis of a mixed group of        taken to mean a process in which a growing national
disease control/health promoting activities. In prac-         product in a poor country would eventually become
tice, these two extremes are often brought together to        large enough so that it would trickle down from the
a greater or lesser degree.                                   rich to the poor, thus bringing an end to underdevel-
   The verticalists are accused by the integrationists of     opment. This trickle down, growth of GNP-based
being overly narrow, of not appreciating the social           view of development has been replaced over the last
causation of most disease and hence essentially social        decade by the so-called basic needs strategy. This may
nature of its prevention and cure, of seeking only            be defined as the creation of a good standard of nu-
technological (‘magic bullet’) solutions lo problems          trition, access to such social services as education and
that are better approached through improved forms             health. full employment (whether based upon paid
of social organization. of attempting to impose exter-        wages or not) and possibilities for the mass of the
nal technological hierarchies on peoples rather than          population to participate in the social and political
working through organized communities, of having              processes which affect their lives. The decline of the
failed too often in their past efforts (even their suc-       trickle down, GNP-based view of development has
cesses are said to have been mostly unique events, e.g.,      created new challenges and possibilities for the health
smallpox) and, finally, in their continuing zeal for the      sector. By extension it requires re-examination of
vertical campaign approach to be blocking the path-           thinking about the bases of health and disease in low
ways leading to improved (integrated) health care sys-        income countries (at least) and about the best ways of
tems. On the other hand, the integrationists are              creating health while attacking disease.
 accused by the verticalists of being idealistic (if not          Although few doubt the potential importance of the
 woolly-minded) and unscientific, of trying to impose         Alma Ata Conference for the industrialized countries.
vague concepts in the social sciences on very real dis-       the more immediate impact is likely to be felt in the
ease vectors, of romanticism and lack of appreciation         less industrialized parts of the world. Of many poss-
of hierarchical discipline and, finally, of failing to ap-    ible reasons for this, two will be cited here. One is the
preciate the progress that has already been made              pressing moral, political. social and economic gap in
                                                          1049
1050                                                     Comments

health status that currently exists between the richer           Primary health care mcludes at least: education concerning
and poorer countries. The other is that the limited              prevailing health problems and the methods of preventing
health resources available to Third World countries              and controlling    them: promotIon     of food suppl)   and
                                                                 proper nutrition: an adiquate     supply of safe at;r and
make a primary health care approach not only more
                                                                 basic sanitation: maternal and child health care. lncludmg
relevant.  but perhaps  also essential. The movement
                                                                 family planning; immunization against the maJor mfecuous
away from definition of growth of national product               diseases: preventIon and control of locally cndernlc dis-
per se as the key component     of development  means            eases: appropriate    treatment of common diseases and
that the improvement      of people’s health need no             injuries: and provision of essential drugs.
longer primarily result from growth; nor need it wait              The goal set at Alma Ata is above reproach. yet INSverk
upon that growth, but rather can be accomplished                 scope makes it unattainable because of the cost and
within the framework of existing resource constraints.           numbers of trained personnel required. Indeed. the World
In fact. it is argued that a healthy, educated, socially         Bank has estimated that it would cost billions of dollars 10
                                                                 provide minimal. basic (not comprehensicel        health services
involved population is a necessity for true develop-
                                                                 by the year 2000 fo all the poor in developing countries.
ment. The lesson of ‘economic growth without devel-
                                                                 The bank’s president. Robert          McNamara.      offered thts
opment’ has been learned by most development                     somber prognosis in his annual report in 1978: Even If the
theorists (if not by most governments).                          projected-and       optimistic-growth    rates in the developing
    The primary health care approach, as developed               world are achieved. some 600 million Individuals at the end
under the guidance of the World Health Organiz-                  of the century will remain trapped in absolute poverty.
ation, represents the key health services/sector com-            Absolute poverty is a condition of life so characterized       by
ponent of the basic needs strategy. The Alma Ata                 malnutrition,   illiteracy, disease, high infant mortality and
Conference on PHC represented a major inter-                     low life expectancy as to be beneath any reasonable defini-
national organizational        effort to stimulate under-        tion of human decency.

standing and adherence on the part of governments to                 Firstly, while the authors themselves (not WHO)
the ideas and practices of primary health care. How-             introduce the term ‘comprehensive primary health
ever, despite the universal rhetorical support being             care’, they argue that such comprehensive health ser-
given to the idea of PHC (although different defini-              vices cannot be afforded. Secondly. they slip over
tions of PHC are being offered), many governments                from ‘health care’ to ‘health services’, which differ es-
and agencies remain tied to more traditional views of             pecially if they are to be ‘comprehensive’. Thirdly, the
the causes of disease and the best ways of organizing            World Bank is cited as claiming ‘that it would cost
scarce resources within disease control programs.                 billions of dollars to provide initial, basic (not com-
These more traditional views are often expressed in               prehensive) health services by the year 2OG0to all the
the context of continuing support for categorical dis-            poor in developing countries’. But billions of dollars
ease control programs, and opposition to the integra-             are already being spent every year in the developing
tion of such programs into more generalized PHC                  countries on health services. Relatively few developing
activities. At least some of the apparent intellectual            countries in Asia and Africa of any significant size
struggles between verticalists and integrationists seem          spend today less than $5OOper capita on modem
to be based more on empire protection and building               (Western) health services, and many spend consider-
than anything else. Nevertheless, a number of pro-               ably more. Of course the comparable figures for Latin
grams originally conceived in more or less vertical              America, the Caribbean, and the Middle East would
terms are exploring new PHC-related strategies for               be considerably higher. It is inconceivable that much
the accomplishment of their goals, e.g. malaria con-             less than 15 billion dollars is now being spent
trol.                                                            annually in the (non-socialist) developing countries
    It is in this context that the paper by Drs Walsh and        for health services, and the actual amount might be
 Warren, ‘Selective Primary Health Care, An Interim              double that figure. Fourthly, it is not possible to
Strategy for Disease Control in Developing Coun-                 relate the quotation taken from Mr McNamara to the
tries’, must be considered. It appears to this reviewer          argument that has been introduced about basic health
that the paper under consideration in fact offers a              services (or is it PHC ?). In fact McNamara is arguing
traditional defense of vertical programs. although the           just the opposite. He is saying that growth rates alone
argument is placed into the context of so-called ‘selec-         cannot pull these ‘600 million individuals’ out of
 tive primary health care’. My comments will follow              ‘absolute poverty’. which is exactly why the basic
 the structure of the original paper and its sub-head-            needs strategy (including PHC) is supported by the
 ings (except for ‘Introductory Material’ and ‘Conclud-          World Bank. amongst others.
 ing Remarks’).
                                                                     ESTABLISHING PRIORITIES FOR HEALTH               CARE
               INTRODUCTORY        MATERIAL
                                                                 The authors write:
  The lack of analytical rigor which characterizes the
paper can be illustrated by close examination of its                Faced with the vast number of health problems of man-
early paragraphs.                                                kind. one immediately becomes aware that all of them can-
                                                                 not be attacked simultaneously. In many regions priorities
What can be done to help alleviate a nearly unbroken cycle       for instituting control   measures must be assigned. and
of exposure. disability and death? The best solution. of         measures     that use the limited      human    and financial
course, is comprehensive   primary health care. defined at       resources available most effectively and efficiently must be
the World Health Organization conference held at Alma            chosen. Health olannine for the developing world thus
Ata in 1978 as: the attainment by all peoples of the world       requires two es&tial    steps: selection of hiseases for con-
by the year 2000 of a level of health that will permit them      trol and evaluation of dimerent levels of medical interven-
to lead a socially     and economically     productive   life.   tion from the most comprehensive to the most selective.
Comments                                                        1051


    It is the ‘thus’ in the last sentence quoted that is          Leprosy and tuberculosis require years of drug therapy
most disturbing; it offers insight into the more tra-          and even longer foltow-up periods to ensure cure. Instead
ditional types of medical planning. which may be               of attempting immediate. large-scale treatment programs
termed ‘needs based. In such exercises. which are              for these infections. the most efficient approach may be to
                                                               invest in research and development of less costly and more
never comprehensive. some set of needs or goals are
                                                               efficacious means of prevention and therapy.
defined (usually in terms of diseases, but occasionally
overall population coverage); then the resources                  It is probably the case that no disease has been
required to accomplish the chosen goals are set out            better researched from the perspective of control pro-
(usually accepting techniques and ‘standards’ more or          grams than has been tuberculosis. In fact, the conttnu-
less as practiced in industrialized countries); finally        ing massive problem of tuberculosis in low income
the distance between available and required resources          countries is testimony to the need for effective
is put forward as a gap that must be bridged so as to          national PHC-based health care services, if not
meet the plan targets. A common modification of this           necessarily comprehensive PHC in its fullest WHO
approach. which is applied by Walsh and Warren,
                                                               sense. Many effective, low cost leprosy and tubercu-
attempts to incorporate ‘feasibility of control’ into the      losis programs now operate in developing countries.
analysis. In this case ‘feasibility of control’ is taken as    and much can be learned from them. Drs Walsh and
the technical possibility of controlling a disease             Warren appear to be more knowledgeable about the
through. say. a vaccine or spraying or chemotherapy.           more fashionable, usually externally supported dis-
    To the planner working in a real world environ-            ease control programs and tuberculosis and leprosy
ment the issue of ‘feasibility of control’ appears quite       do not fall into that category.
differently. The existence of, say, a vaccine by itself
means little if the health care network is not in con-
tact with the mass of the population. Of course the
                                                                       EVALUATING      AND SELECTING       NEEDED
planner needs to know, in rough terms anyway, the
                                                                                    INTERVENTIONS
prevalence of specific diseases and resulting morbidity
and mortality in the area for which he or she is re-              The authors argue that, “once diseases are selected
sponsible. as well as the specific techniques available        for prevention and treatment, the next step is to
for prevention and curing specific diseases. However.          devise intervention programs of reasonable cost and
 such information becomes helpful only in the context          practicabtlity”. There is quite a problem here: either
 of the specifics of resource availability and allocation      the diseases initially chosen for control were selected
(especially as to their distribution and technical com-        in the absence of consideration of ‘cost and practica-
 position). ‘Resources’ mean not only financial ones or        bility’, which would make their initial high priority
 even trained health workers, but also extend to the           choice invalid, or some were discarded on cost
 physical, managerial and administrative infracture as         grounds even in the initial selection process, which
 well. Health planners. when not constrained by the            makes the overall methodology inconsistent in its
 politics of the ‘big hospital builders’, in my view must                                                              *_
                                                               application.
 think in terms of the balanced development of the                The authors then go on to list five different so-
 overall health infrastructure. Whether or not such an         called ‘interventions: that are considered to be ‘rele-
 infrastructure is in place will drastically alter the over-    vant to the world’s developing areas’. These are, ‘com-
 all strategy and feasibility of implementing any par-          prehensive primary health care (which includes gen-
 ticular health care-related activities. The authors are        eral development as well as all systems of disease con-
 correct ‘to reiterate, the most important factor in            trol), basic primary health care, multiple disease-
 establishing priorities for endemic infections, even           control measures (e.g. insecticides, water supplies),
 when evaluating diseases with high case rates, is a            selective primary health care, and research’. Among
 knowledge of which diseases contribute most to the             other things Drs Walsh and Warren seem to imagine
 burden of illness in an area and which are reasonably          a health care world which is in effect a rahula raw. In
 controllable’. However, their definition of ‘reasonably        practice, of course., eoery country in the world has a
 controllable’ is based only upon existing medical and          health related system containing a mix of the suppos-
  medically related (and/or defined) technologies. To           edly discrete areas listed above. It may be objected
  the health planners the concept of ‘reasonably con-           that these are ideal types only; if so. they cannot be
  trollable’ is considerably wider.                             used for the specific review and conclusions that flow
     In this respect it is important to be aware of the        from the paper under discussion.
  experience of Latin America with the so-called                   The authors then proceed to discuss and compare
  CENDES methodology (named for the Development                 these five abstract entities ‘with emphasis on the rela-
  Studies Center at the Central University of Vene-             tive cost involved in undertaking and maintaining
 zuela). This widely known effort attempted to put into         these programs and on the benefits that have
 practice a fully formed model for health care planning         accrued.
 of the sort put forward in far more simple form by
 Drs Walsh and Warren. After many years of work                 [The] analysis relies on reported results from individual
                                                                studies conducted in various parts of the world. In ad-
 and the training of several hundred Latin Americans
                                                                dition. we have examined estimates of cost and egective-
in the methodology     it was concluded in the mid-1970s
                                                                ness in terms of expected deaths averted by each interven-
that planning of this sort was infeasible and thus to be        tion for a model area in Africa. The model area is an
put aside.                                                      agricultural.  rural portion of Sub-Saharan    tropical Africa
   The lack of knovvledge or possibly selectivity of the        with a population of about SOO.000 (100.000 are five years
authors vvith regard to past experiences with disease           old or less). For reference purposes. the average figures for
control is well illustrated by the following quotation.         Sub-Saharan     Africa a-ill be used: the birth rate is 46 Per
1052                                                  Comments

 thousand total population. the crude death rate 19 per              M_.‘LTlPLE      DISEASE-CONTROL      MEASURES
 thousand total population. and the infant mortality rate
 147per thousand live births.                                    Generally negative conclusions are reached about
                                                              virtually all activities other than those preferred by
     Most of the individual studies referred to are iso-      the authors: comprehensive PHC “remains unlikely
  lated projects, often carried out by external agencies;     in the near future”; the effectiveness of basic PHC
 and as the authors note, their costs and benefits            “has not been clearly established”;       the financial
 varied immensely. The choice of a *model area’ com-          investment required for sanitation and clean water “is
 pounded the problems of analysis in that fairly typical      enormous”, eradication of various vectors “cannot be
 Black African data are used as a point of reference for      considered on the horizon”, the costs of nutrition pro-
 the entire Third World, presumably including places          grams are “higher than the cost of medical care
 as diverse as Brasilia, Kingston, Damascus, Colombo          alone”. and so on. The outlook would be bleak indeed
 and Kuala Lutrpur. The studies do not reflect the            if it wasn’t for the possibility of ‘selective PHC’.
 experiences of countries of the Third World, at least
 as they function under the real constraints and possi-
 bilities of operating health-related activities for entire
 populations. In any event, the authors confuse diverse                 SELECTIVE      PRIMARY   HEALTH     CARE
,pilot project research results, with World Bank or
 other global estimates, with their own data based            The authors   state:
 upon their African model area and applied to other
 parts of the world. This fog is difficult to penetrate. It      The selective approach to controlling endemic disease in
                                                              the developing countries is potentially the most cost-effec-
 is also worth noting that some sources are referred to       tive type of medical intervention. On the basis of high
 which do not support the arguments being made. For           morbidity and mortality and of feasibility of control, a
 example, the ‘pilot projects for providing basic health-     circumscribed number of diseases are selected for preven-
 care services that have been evaluated vary in their         tion in a clearly defined population. Since few programs
 effectiveness in improving the general level of health       based on this selective model of prevention and treatment
 care. For example, an outside evaluation of primary          have been attempted. the following approach is proposed.
 health service in Ghana revealed.. ‘. The authors go         The principal recipients of care would be children up to
 on to cite the study’s findings of poor services. How-       three years old and women in the childbearing years. The
 ever, the study examined neither a pilot project nor a       care provided would be measles and diphtheria-pertussis
                                                              tetanus (DPT) vaccination for children over six months
 ‘primary health service’. What it did examine was the
                                                              old, tetanus toxoid 10 all women of childbearing age,
 ongoing health services in an ordinary rural area of         encouragement of long-term breast feeding, provision of
 Ghana where, it should be noted, only quite small            chloroquine for episodes of fever in children under three
 resources had been made available to these services.         years old in areas where malaria is prevalent and, finally,
                                                              oral rehydration packets and instruction.
                                                                  The authors recommend a mix of health care activi-
         COMPREHENSIVE      VS BASIC PRIMARY
                                                               ties which would rank high on any list of health care
                     HEALTH CARE
                                                              priorities in low income countries. What then is differ-
                                                              ent about their proposal ? It is that somehow they
    In the view of the authors comprehensive PHC for          would provide certain activities to a given population
everyone “in the near future remains unlikely”. They          while, again, somehow preventing or denying others.
are probably right, at least given their reading of the       How in practice would this be done ? Of course it is
WHO definition of comprehensive PHC. However,                 possible through rationing, as is the case so com-
they err in implying that “basic primary health care          monly now, to simply not make certain vaccines and
systems are beyond the reach of low income coun-              drugs available to health workers for provision to
tries”. They cite World Bank estimates on “the cost of        patients. But even this does not prevent many health-
furnishing basic health services to all the poor in de-       related activities from being carried out by resourceful
veloping countries by the year 2000” as being “$5.4 to        health workers. Perhaps other ways can be found to
9.3 billion (in 1978 prices)“. These figures include capi-    stop unapproved activities. Of course, politically it
 tal and training costs only, but come to only 85.00 per      would be difficult for most governments to sanction
capita over a period of 20 years, or $0.25 per annum.         such an approach, especially when the urban and
Of course the greater part of total costs will be the         better off population in the country will continue to
 recurrent ones; salaries, drugs, etc. From direct par-       have access to a wider range of health care activities
 ticipation this writer knows that it was possible in         than is prescribed for the poor. There may be excep
1972/1973 to provide a basic PHC network in Tanza-            tions however, especially when authoritarian States
nia for about Sl.OOper capita (then) for recurrent            can control their populations as well as those of their
costs. This is not to say that one dollar was an opti-        health workers who may find it unacceptable to travel
mal figure (there is no absolutely optimal figure and         to villages and be concerned only with selected prob-
certainly not one that is universally optimal), but in        lems and persons. It also sometimes is possible for
any event the central planning problem is that of             external agencies to operate such programs, at least
spreading scarce resources in an equitable fashion            for specific periods. The authors continue: “These
through appropriate technological choices so as to            [selective PHCJ services could be provided by fixed
cover whole populations with basic health care ser-           units or by mobile teams visiting once every four to
vices. It is a rather arid exercise to choose some magic      six months in areas where resources were more
number (amount) and expect it to apply equally to             limited”. (It would take us too far afield to question
I00 Third World countries.                                    why resources are more limited in some areas of a
Comments                                                   1053

country   while being apparently       more plentiful    in    the discussion is back to its origins; that is, the need
others.) And further:                                          to understand and influence positively the process of
                                                               health development at a specific time in a specific
   The cost of fixed units would be similar lo that of basic
                                                               place. Good.
primary health care. although efficiency should be much
greater. Cost estimates for a mobile health unit used in the
model area in Africa for malaria control and water and                        CONCLUDING      REMARKS
sanitation programs were based on an extensive study of
the Botswana health services by Gish and Walker. They            Drs Walsh and Warren Seem to ignore the extent to
estimated 31.26 as the cost per patient contact in 1974, on  which a health care infrastructure alrea’dy exists in
a sample 306-km trip that reached 753 patients; the esti-    most countries, even if reaching only a minority of the
mated cost per infant and child death averted was 9200 to    population of these countries. They also seem not to
9250. Medications accounted for 30 to 50 per cent of this    appreciate the fact that this infrastructure may be
cost, but this figure could be decreased with conrributions
 of drugs from abroad or their manufacture within the
                                                             expanded quite rapidly during the 1980s. The basic
country.                                                     issue under discussion is the need to find an appro-
                                                             priate match, within the context of specific settings,
    The authors seem not to understand the cost com-         between the activities properly shown by the authors
ponents of health care programs. They correctly point        to be of high priority and the development of broader
out that “the cost of fixed units would be similar to        PHC activities offering coverage to most of the popu-
that of basic primary health care”; they wrongly             lations of countries of the Third World.
assume that “efficiency should be much greater”. Pre-            The paper under discussion does not directly’
sumably they mean that the selective PHC unit would          address the nature of the wider development process.
be more productive when confined to those service            The paper also fails to draw adequately upon the his-
areas in which it had chosen to function. Apparently         torical experiences of Africa, Asia and Latin America
then, all health units everywhere would be more effi- with regard to health and health care questions. This
cient if they concerned themselves with only some of lack of both an historical sense and developmental
their patients ailments and ignored others. In any           breadth makes impossible the development of a satis-
event, once having invested in the construction and          factory approach to the issues under discussion. All of
basic staffing of a fixed unit, little is saved by being as   this is compounded by the paper’s lack of a social
rigorously selective as is proposed. It would take too        science perspective, and especially as the issues under
long to spell out all the issues involved in the optimal      discussion lie at least as much in this realm as in
running of a small rural unit in Africa or Asia, but it those of bio-medicine or technology.
is virtually impossible to conceive of circumstances              Planning for health development and disease con-
that would justify a fixed unit carrying out only such trol ought not to take the form of either an abstracted
a relatively narrow range of activities as is proposed        ‘PHC approach’ or another ‘vertical campaign’. It is
by the authors.                                               likely that most disease control activities will/shoulc!
    The study cited in the last quotation found that the      contain elements of both. The problem is to deter-’
average cost-per-patient-contact        of a mobile clinic    mine the best mix of these elements within the context
was almost the same as at a fixed clinic. However the         of specific national historical experiences aid possibi-
average cost-per-likely-effective-patient-contact     (based  lities. To the degree there is a primary health care
on the efficaciousness of care including the possibility      infrastructure    capable of supporting        appropriate
of patient follow-up) was almost 6 times greater for specific disease control activities, to that degree do
mobile as compared to fixed clinics. It is useful to           such programs become feasible and less subject to the
note that the cited cost per infant and child death           cost and other constraints which have defeated so
averted is not drawn from the study itself, but appar-         many such programs in the past. This is an area in
ently calculated from data contained therein and then          which much fruitful research remains to be done. The
 transferred to the authors’ “model area in Africa”,          central question io be addressed in such research is
possibly in the specific areas of “malaria control and         determination of the elements dictating the most
 water and sanitation programs”.                               appropriate levels of ‘verticality’ or ‘integration’ to be
    The authors conclude this section with a quite sen-        employed under varying circumstances               in the
 sible observation:                                            approach to different health and disease problems/
                                                               issues. Such determinations would require consider-
    Whether the system is fixed or mobile, flexibility is      ation not only of the specific etiology of individual
necessary. The care package can be modified at any time
according to the patterns of mortality and morbidity in the    diseases and the technology available for attacking
area served. Chemotherapy for intestinal helminths, treat-     that disease, but also of the cultural, social, economic,
ment of schistosomiasis and supplementation. with new          political, administrative and managerial environments
vaccines or treatments as they become available are all        in which they exist. In turn, these factors affect the
types of selective primary health care that could be added     possibilities for positively influencing the problems to
or subtracted 10 this core of basic preventive care. It is     be addressed. As a matter of fact, the priority activi-
important, however, for the service to concentrate on a        ties advocated by Drs Walsh and Warren are quite
minimum number of severe problems that affect large            compatible with a balanced set of PHC developments:
 numbers of people and for which interventions of estab-
 lished efficacy can be provided at low cost.                  not only are they compatible, but such Glanced PHC
                                                               developments     may be essential for the successful
     Of course this urgument can. and should be extended       extension of these high priority activities to the mass
 to cocer any and all health care intercentions   in keeping   of the population of low income countries. In any
 with spcci’c resource and other possibilities in any par-     event, these matters require informed empirical inves-
 ticular narional environment. This in turn means that         tigation in the context of particular diseases. Pro-
1054                                                                 Comments

 grams and country situations, rather than being issues                     Acknorvledgemenrs-Many helpful comments were received
 of subjective belief couched in the concepts of ‘vertica-                  from Professors R. N. Grosse and C. M. Wylie of the
 lism’ (even when labelled            selective     primary        health   School of Public Health. The University of Michigan. Of
 care) vs ‘integrationism’.                                                 course they do not bear responsibility for the uses to which
                                                                            those comments were put. or anything contained herein.




                                  SELECTIVE   PRIMARY  HEALTH                                     CARE:
                                      IS EFFICIENT  SUFFICIENT                                    ‘I*
                                                                   PETER A. BERMAN
               Department of Agricultural Economics, New York State College of Agriculture and Life Sciences.
                                         Cornell University, Ithaca, NY 14853, U.S.A.



           Abstract-Developing      countries are increasingly using economic evaluation methods to assess and plan
           their health services. Inappropriate application of these methods may lead to serious errors in develop-
           ing primary health care strategies. In ‘Selective Primary Health Care’, Julia Walsh and Kenneth Warren
           present a logical approach to health planning based on cost-effectiveness techniques. Their paper is a
           timely example of the risks of using simple technical criteria to plan solutions to complex public health
           problems. Cost-eRectiveness is not a sufficient criterion for planning primary health care. Related issues
           are discussed in these comments. As an alternative, a multiple-objective approach is suggested.



                         INTRODUCTION                                       omit evaluation methods to assess and plan their
                                                                            health service programs. ‘Selective Primary Health
The major task in planning health services in develop                       Care’ offers some valuable guidance. However, plan-
ing nations is the allocation of limited resources                          ners should take care in applying these techniques
amongst alternative uses. Fundamentally, this is a life                     beyond their limitations and in drawing conclusions
and death decision for the populations for whom such                        not justified by the available data. This review will
decisions are made.                                                         hopefully point out some of these constraints.
   Planners seek to solve the dilemma of such choices
by using ‘objective’ decision criteria. Such criteria do
not succeed in removing subjectivity from decisions;                                       PRIMARY HEALTH CARE:
they tend to disguise it. The inappropriate application                                   THE PLANNING PROBLEM
of decision criteria such as cost-effectiveness ratios                        The broad concept of primary health care (PHC)
often leads to simplistic and erroneous solutions to                        agreed upon at Alma Ata has been widely reported.
complex problems.                                                           Primary health care is described as the means for
   ‘Selective Primary Health Care’ by Julia Walsh and                       achieving an ultimate goal, health for all by the year
Kenneth Warren [I] is one of a number of papers                             2000. The Alma Ata conference proposed that PHC
using cost-effectiveness criteria in primary health care                    should include at least the following activities:
planning that have appeared recently [24]. Their
‘strategy for disease control in developing countries’ is                      (a) Education concerning prevailing health prob-
probably infeasible and would clearly be unacceptable                       lems and methods of preventing and controlling
as the only government-run rural health program in                          them;
most developing countries. Yet their conclusions are                           (b) Promotion of food supply and proper nutrition;
derived from a logical and, in some ways, useful                               (c) An adequate supply of safe water and basic
approach to health planning and the selection of the                        .,anitation;
most cost-effective program alternative.                                       (d) Maternal and child health care. including
   There are several problems. First, their definition of                   family planning;
the planning problem is not relevant to most coun-                             (e) Immunization against the major infectious dis-
tries.   Second,   cost-etktiveness       is   an   insufficient     cri-   eases ;
terion  for primary health care program design. Its use                        (f) Prevention and control of locally endemic dis-
by Walsh and Warren reflects an inadequate con-                             eases;
sideration of the determinants of health program                               (g) Appropriate treatment of common diseases and
effectiveness and efficiency and of equity objectives in                    injuries;
pimary health care. Several lesser errors of assump-                           (h) Provision of essential drugs [S].
tion and method were also made in their analysis and                           The comprehensiveness of this ‘minimal’ list and
are discussed below.                                                        the mere two decades set for achieving ‘health for all’
   Developing Countries          are increasingly       using econ-         should be enough to make the most optimistic ob-
                                                                            server admit secret doubts about the feasibility of this
*Helpful comments and discussions with Dr Jean-Pierre                       program. While the Alma Ata declaration reflects an
  Habicht and Dr Michael Latham are gratefully acknowl-                     important move towards a basic needs strategy, it is
  edged.                                                                    also a public recognition of some of the causes of

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2 old wine in new bottle

  • 1. Ser. Sci. Med.Vol. 16. PP. loQ9 to 1063.1982 0277-9536/82/1Ot~9-15SO3.00/0 Printed in Great Britain Copyright 0 1982PergamonPressLtd COMMENTS InourSpecial Issue of Volume 14C NO. 2, 1980, we published a paper by J. A. Walsh and K. S. Warren entitled ‘Selective Primary Health Care: An Interim Strategy for Disease Control in Developing Countries’. Their paper’ was written in part as one response to the comprehensive Primary Health Care strategy endorsed by all countries which attended the conference held by the WHO at Alma Ata, U.S.S.R., in 1978. In the light of these two events Oscar Gish and Peter Berman have sent US the following two comments on the J. A. Walsh/K. S. Warren paper, which we believe to be sufficiently important to publish. The authors of the original material were invited to respond, and their rejoinders follow these comments together with a note from Mack Lipkin by invitation. PETERJ. M. MCEWEN Editor-in-Chief SELECTIVE PRIMARY HEALTH CARE: OLD WINE IN NEW BOTTLES OSCARGISH Center for Afroamerican and African Studies, and Center for Research on Economic Developments. The University of Michigan, Larch Hall, Ann Arbor. MI 48109, U.S.A. BACKGROUND through specific disease control campaign-type activi- ties. Recent events, most notably the first International The International Conference on Primary Health Conference on Primary Health Care, have highlighted Care held in Alma Ata in September 1978 reflects, the differences between two classic approaches to within the health sector, an important overall shift in many disease control activities. In somewhat oversim- thinking about the nature of Third World under- plified terms there are, on the one hand, the ‘vertica- development. From the end of the Second World War lists’, favoring categorically specific, hierarchically or- until the 1970s the dominant international view of the ganized, discrete disease control programs and, on the solution to the problem of underdevelopment had other, those favoring integrated, ‘horizontal’ health been what has been termed ‘trickle down’. This was care delivery systems as the basis of a mixed group of taken to mean a process in which a growing national disease control/health promoting activities. In prac- product in a poor country would eventually become tice, these two extremes are often brought together to large enough so that it would trickle down from the a greater or lesser degree. rich to the poor, thus bringing an end to underdevel- The verticalists are accused by the integrationists of opment. This trickle down, growth of GNP-based being overly narrow, of not appreciating the social view of development has been replaced over the last causation of most disease and hence essentially social decade by the so-called basic needs strategy. This may nature of its prevention and cure, of seeking only be defined as the creation of a good standard of nu- technological (‘magic bullet’) solutions lo problems trition, access to such social services as education and that are better approached through improved forms health. full employment (whether based upon paid of social organization. of attempting to impose exter- wages or not) and possibilities for the mass of the nal technological hierarchies on peoples rather than population to participate in the social and political working through organized communities, of having processes which affect their lives. The decline of the failed too often in their past efforts (even their suc- trickle down, GNP-based view of development has cesses are said to have been mostly unique events, e.g., created new challenges and possibilities for the health smallpox) and, finally, in their continuing zeal for the sector. By extension it requires re-examination of vertical campaign approach to be blocking the path- thinking about the bases of health and disease in low ways leading to improved (integrated) health care sys- income countries (at least) and about the best ways of tems. On the other hand, the integrationists are creating health while attacking disease. accused by the verticalists of being idealistic (if not Although few doubt the potential importance of the woolly-minded) and unscientific, of trying to impose Alma Ata Conference for the industrialized countries. vague concepts in the social sciences on very real dis- the more immediate impact is likely to be felt in the ease vectors, of romanticism and lack of appreciation less industrialized parts of the world. Of many poss- of hierarchical discipline and, finally, of failing to ap- ible reasons for this, two will be cited here. One is the preciate the progress that has already been made pressing moral, political. social and economic gap in 1049
  • 2. 1050 Comments health status that currently exists between the richer Primary health care mcludes at least: education concerning and poorer countries. The other is that the limited prevailing health problems and the methods of preventing health resources available to Third World countries and controlling them: promotIon of food suppl) and proper nutrition: an adiquate supply of safe at;r and make a primary health care approach not only more basic sanitation: maternal and child health care. lncludmg relevant. but perhaps also essential. The movement family planning; immunization against the maJor mfecuous away from definition of growth of national product diseases: preventIon and control of locally cndernlc dis- per se as the key component of development means eases: appropriate treatment of common diseases and that the improvement of people’s health need no injuries: and provision of essential drugs. longer primarily result from growth; nor need it wait The goal set at Alma Ata is above reproach. yet INSverk upon that growth, but rather can be accomplished scope makes it unattainable because of the cost and within the framework of existing resource constraints. numbers of trained personnel required. Indeed. the World In fact. it is argued that a healthy, educated, socially Bank has estimated that it would cost billions of dollars 10 provide minimal. basic (not comprehensicel health services involved population is a necessity for true develop- by the year 2000 fo all the poor in developing countries. ment. The lesson of ‘economic growth without devel- The bank’s president. Robert McNamara. offered thts opment’ has been learned by most development somber prognosis in his annual report in 1978: Even If the theorists (if not by most governments). projected-and optimistic-growth rates in the developing The primary health care approach, as developed world are achieved. some 600 million Individuals at the end under the guidance of the World Health Organiz- of the century will remain trapped in absolute poverty. ation, represents the key health services/sector com- Absolute poverty is a condition of life so characterized by ponent of the basic needs strategy. The Alma Ata malnutrition, illiteracy, disease, high infant mortality and Conference on PHC represented a major inter- low life expectancy as to be beneath any reasonable defini- national organizational effort to stimulate under- tion of human decency. standing and adherence on the part of governments to Firstly, while the authors themselves (not WHO) the ideas and practices of primary health care. How- introduce the term ‘comprehensive primary health ever, despite the universal rhetorical support being care’, they argue that such comprehensive health ser- given to the idea of PHC (although different defini- vices cannot be afforded. Secondly. they slip over tions of PHC are being offered), many governments from ‘health care’ to ‘health services’, which differ es- and agencies remain tied to more traditional views of pecially if they are to be ‘comprehensive’. Thirdly, the the causes of disease and the best ways of organizing World Bank is cited as claiming ‘that it would cost scarce resources within disease control programs. billions of dollars to provide initial, basic (not com- These more traditional views are often expressed in prehensive) health services by the year 2OG0to all the the context of continuing support for categorical dis- poor in developing countries’. But billions of dollars ease control programs, and opposition to the integra- are already being spent every year in the developing tion of such programs into more generalized PHC countries on health services. Relatively few developing activities. At least some of the apparent intellectual countries in Asia and Africa of any significant size struggles between verticalists and integrationists seem spend today less than $5OOper capita on modem to be based more on empire protection and building (Western) health services, and many spend consider- than anything else. Nevertheless, a number of pro- ably more. Of course the comparable figures for Latin grams originally conceived in more or less vertical America, the Caribbean, and the Middle East would terms are exploring new PHC-related strategies for be considerably higher. It is inconceivable that much the accomplishment of their goals, e.g. malaria con- less than 15 billion dollars is now being spent trol. annually in the (non-socialist) developing countries It is in this context that the paper by Drs Walsh and for health services, and the actual amount might be Warren, ‘Selective Primary Health Care, An Interim double that figure. Fourthly, it is not possible to Strategy for Disease Control in Developing Coun- relate the quotation taken from Mr McNamara to the tries’, must be considered. It appears to this reviewer argument that has been introduced about basic health that the paper under consideration in fact offers a services (or is it PHC ?). In fact McNamara is arguing traditional defense of vertical programs. although the just the opposite. He is saying that growth rates alone argument is placed into the context of so-called ‘selec- cannot pull these ‘600 million individuals’ out of tive primary health care’. My comments will follow ‘absolute poverty’. which is exactly why the basic the structure of the original paper and its sub-head- needs strategy (including PHC) is supported by the ings (except for ‘Introductory Material’ and ‘Conclud- World Bank. amongst others. ing Remarks’). ESTABLISHING PRIORITIES FOR HEALTH CARE INTRODUCTORY MATERIAL The authors write: The lack of analytical rigor which characterizes the paper can be illustrated by close examination of its Faced with the vast number of health problems of man- early paragraphs. kind. one immediately becomes aware that all of them can- not be attacked simultaneously. In many regions priorities What can be done to help alleviate a nearly unbroken cycle for instituting control measures must be assigned. and of exposure. disability and death? The best solution. of measures that use the limited human and financial course, is comprehensive primary health care. defined at resources available most effectively and efficiently must be the World Health Organization conference held at Alma chosen. Health olannine for the developing world thus Ata in 1978 as: the attainment by all peoples of the world requires two es&tial steps: selection of hiseases for con- by the year 2000 of a level of health that will permit them trol and evaluation of dimerent levels of medical interven- to lead a socially and economically productive life. tion from the most comprehensive to the most selective.
  • 3. Comments 1051 It is the ‘thus’ in the last sentence quoted that is Leprosy and tuberculosis require years of drug therapy most disturbing; it offers insight into the more tra- and even longer foltow-up periods to ensure cure. Instead ditional types of medical planning. which may be of attempting immediate. large-scale treatment programs termed ‘needs based. In such exercises. which are for these infections. the most efficient approach may be to invest in research and development of less costly and more never comprehensive. some set of needs or goals are efficacious means of prevention and therapy. defined (usually in terms of diseases, but occasionally overall population coverage); then the resources It is probably the case that no disease has been required to accomplish the chosen goals are set out better researched from the perspective of control pro- (usually accepting techniques and ‘standards’ more or grams than has been tuberculosis. In fact, the conttnu- less as practiced in industrialized countries); finally ing massive problem of tuberculosis in low income the distance between available and required resources countries is testimony to the need for effective is put forward as a gap that must be bridged so as to national PHC-based health care services, if not meet the plan targets. A common modification of this necessarily comprehensive PHC in its fullest WHO approach. which is applied by Walsh and Warren, sense. Many effective, low cost leprosy and tubercu- attempts to incorporate ‘feasibility of control’ into the losis programs now operate in developing countries. analysis. In this case ‘feasibility of control’ is taken as and much can be learned from them. Drs Walsh and the technical possibility of controlling a disease Warren appear to be more knowledgeable about the through. say. a vaccine or spraying or chemotherapy. more fashionable, usually externally supported dis- To the planner working in a real world environ- ease control programs and tuberculosis and leprosy ment the issue of ‘feasibility of control’ appears quite do not fall into that category. differently. The existence of, say, a vaccine by itself means little if the health care network is not in con- tact with the mass of the population. Of course the EVALUATING AND SELECTING NEEDED planner needs to know, in rough terms anyway, the INTERVENTIONS prevalence of specific diseases and resulting morbidity and mortality in the area for which he or she is re- The authors argue that, “once diseases are selected sponsible. as well as the specific techniques available for prevention and treatment, the next step is to for prevention and curing specific diseases. However. devise intervention programs of reasonable cost and such information becomes helpful only in the context practicabtlity”. There is quite a problem here: either of the specifics of resource availability and allocation the diseases initially chosen for control were selected (especially as to their distribution and technical com- in the absence of consideration of ‘cost and practica- position). ‘Resources’ mean not only financial ones or bility’, which would make their initial high priority even trained health workers, but also extend to the choice invalid, or some were discarded on cost physical, managerial and administrative infracture as grounds even in the initial selection process, which well. Health planners. when not constrained by the makes the overall methodology inconsistent in its politics of the ‘big hospital builders’, in my view must *_ application. think in terms of the balanced development of the The authors then go on to list five different so- overall health infrastructure. Whether or not such an called ‘interventions: that are considered to be ‘rele- infrastructure is in place will drastically alter the over- vant to the world’s developing areas’. These are, ‘com- all strategy and feasibility of implementing any par- prehensive primary health care (which includes gen- ticular health care-related activities. The authors are eral development as well as all systems of disease con- correct ‘to reiterate, the most important factor in trol), basic primary health care, multiple disease- establishing priorities for endemic infections, even control measures (e.g. insecticides, water supplies), when evaluating diseases with high case rates, is a selective primary health care, and research’. Among knowledge of which diseases contribute most to the other things Drs Walsh and Warren seem to imagine burden of illness in an area and which are reasonably a health care world which is in effect a rahula raw. In controllable’. However, their definition of ‘reasonably practice, of course., eoery country in the world has a controllable’ is based only upon existing medical and health related system containing a mix of the suppos- medically related (and/or defined) technologies. To edly discrete areas listed above. It may be objected the health planners the concept of ‘reasonably con- that these are ideal types only; if so. they cannot be trollable’ is considerably wider. used for the specific review and conclusions that flow In this respect it is important to be aware of the from the paper under discussion. experience of Latin America with the so-called The authors then proceed to discuss and compare CENDES methodology (named for the Development these five abstract entities ‘with emphasis on the rela- Studies Center at the Central University of Vene- tive cost involved in undertaking and maintaining zuela). This widely known effort attempted to put into these programs and on the benefits that have practice a fully formed model for health care planning accrued. of the sort put forward in far more simple form by Drs Walsh and Warren. After many years of work [The] analysis relies on reported results from individual studies conducted in various parts of the world. In ad- and the training of several hundred Latin Americans dition. we have examined estimates of cost and egective- in the methodology it was concluded in the mid-1970s ness in terms of expected deaths averted by each interven- that planning of this sort was infeasible and thus to be tion for a model area in Africa. The model area is an put aside. agricultural. rural portion of Sub-Saharan tropical Africa The lack of knovvledge or possibly selectivity of the with a population of about SOO.000 (100.000 are five years authors vvith regard to past experiences with disease old or less). For reference purposes. the average figures for control is well illustrated by the following quotation. Sub-Saharan Africa a-ill be used: the birth rate is 46 Per
  • 4. 1052 Comments thousand total population. the crude death rate 19 per M_.‘LTlPLE DISEASE-CONTROL MEASURES thousand total population. and the infant mortality rate 147per thousand live births. Generally negative conclusions are reached about virtually all activities other than those preferred by Most of the individual studies referred to are iso- the authors: comprehensive PHC “remains unlikely lated projects, often carried out by external agencies; in the near future”; the effectiveness of basic PHC and as the authors note, their costs and benefits “has not been clearly established”; the financial varied immensely. The choice of a *model area’ com- investment required for sanitation and clean water “is pounded the problems of analysis in that fairly typical enormous”, eradication of various vectors “cannot be Black African data are used as a point of reference for considered on the horizon”, the costs of nutrition pro- the entire Third World, presumably including places grams are “higher than the cost of medical care as diverse as Brasilia, Kingston, Damascus, Colombo alone”. and so on. The outlook would be bleak indeed and Kuala Lutrpur. The studies do not reflect the if it wasn’t for the possibility of ‘selective PHC’. experiences of countries of the Third World, at least as they function under the real constraints and possi- bilities of operating health-related activities for entire populations. In any event, the authors confuse diverse SELECTIVE PRIMARY HEALTH CARE ,pilot project research results, with World Bank or other global estimates, with their own data based The authors state: upon their African model area and applied to other parts of the world. This fog is difficult to penetrate. It The selective approach to controlling endemic disease in the developing countries is potentially the most cost-effec- is also worth noting that some sources are referred to tive type of medical intervention. On the basis of high which do not support the arguments being made. For morbidity and mortality and of feasibility of control, a example, the ‘pilot projects for providing basic health- circumscribed number of diseases are selected for preven- care services that have been evaluated vary in their tion in a clearly defined population. Since few programs effectiveness in improving the general level of health based on this selective model of prevention and treatment care. For example, an outside evaluation of primary have been attempted. the following approach is proposed. health service in Ghana revealed.. ‘. The authors go The principal recipients of care would be children up to on to cite the study’s findings of poor services. How- three years old and women in the childbearing years. The ever, the study examined neither a pilot project nor a care provided would be measles and diphtheria-pertussis tetanus (DPT) vaccination for children over six months ‘primary health service’. What it did examine was the old, tetanus toxoid 10 all women of childbearing age, ongoing health services in an ordinary rural area of encouragement of long-term breast feeding, provision of Ghana where, it should be noted, only quite small chloroquine for episodes of fever in children under three resources had been made available to these services. years old in areas where malaria is prevalent and, finally, oral rehydration packets and instruction. The authors recommend a mix of health care activi- COMPREHENSIVE VS BASIC PRIMARY ties which would rank high on any list of health care HEALTH CARE priorities in low income countries. What then is differ- ent about their proposal ? It is that somehow they In the view of the authors comprehensive PHC for would provide certain activities to a given population everyone “in the near future remains unlikely”. They while, again, somehow preventing or denying others. are probably right, at least given their reading of the How in practice would this be done ? Of course it is WHO definition of comprehensive PHC. However, possible through rationing, as is the case so com- they err in implying that “basic primary health care monly now, to simply not make certain vaccines and systems are beyond the reach of low income coun- drugs available to health workers for provision to tries”. They cite World Bank estimates on “the cost of patients. But even this does not prevent many health- furnishing basic health services to all the poor in de- related activities from being carried out by resourceful veloping countries by the year 2000” as being “$5.4 to health workers. Perhaps other ways can be found to 9.3 billion (in 1978 prices)“. These figures include capi- stop unapproved activities. Of course, politically it tal and training costs only, but come to only 85.00 per would be difficult for most governments to sanction capita over a period of 20 years, or $0.25 per annum. such an approach, especially when the urban and Of course the greater part of total costs will be the better off population in the country will continue to recurrent ones; salaries, drugs, etc. From direct par- have access to a wider range of health care activities ticipation this writer knows that it was possible in than is prescribed for the poor. There may be excep 1972/1973 to provide a basic PHC network in Tanza- tions however, especially when authoritarian States nia for about Sl.OOper capita (then) for recurrent can control their populations as well as those of their costs. This is not to say that one dollar was an opti- health workers who may find it unacceptable to travel mal figure (there is no absolutely optimal figure and to villages and be concerned only with selected prob- certainly not one that is universally optimal), but in lems and persons. It also sometimes is possible for any event the central planning problem is that of external agencies to operate such programs, at least spreading scarce resources in an equitable fashion for specific periods. The authors continue: “These through appropriate technological choices so as to [selective PHCJ services could be provided by fixed cover whole populations with basic health care ser- units or by mobile teams visiting once every four to vices. It is a rather arid exercise to choose some magic six months in areas where resources were more number (amount) and expect it to apply equally to limited”. (It would take us too far afield to question I00 Third World countries. why resources are more limited in some areas of a
  • 5. Comments 1053 country while being apparently more plentiful in the discussion is back to its origins; that is, the need others.) And further: to understand and influence positively the process of health development at a specific time in a specific The cost of fixed units would be similar lo that of basic place. Good. primary health care. although efficiency should be much greater. Cost estimates for a mobile health unit used in the model area in Africa for malaria control and water and CONCLUDING REMARKS sanitation programs were based on an extensive study of the Botswana health services by Gish and Walker. They Drs Walsh and Warren Seem to ignore the extent to estimated 31.26 as the cost per patient contact in 1974, on which a health care infrastructure alrea’dy exists in a sample 306-km trip that reached 753 patients; the esti- most countries, even if reaching only a minority of the mated cost per infant and child death averted was 9200 to population of these countries. They also seem not to 9250. Medications accounted for 30 to 50 per cent of this appreciate the fact that this infrastructure may be cost, but this figure could be decreased with conrributions of drugs from abroad or their manufacture within the expanded quite rapidly during the 1980s. The basic country. issue under discussion is the need to find an appro- priate match, within the context of specific settings, The authors seem not to understand the cost com- between the activities properly shown by the authors ponents of health care programs. They correctly point to be of high priority and the development of broader out that “the cost of fixed units would be similar to PHC activities offering coverage to most of the popu- that of basic primary health care”; they wrongly lations of countries of the Third World. assume that “efficiency should be much greater”. Pre- The paper under discussion does not directly’ sumably they mean that the selective PHC unit would address the nature of the wider development process. be more productive when confined to those service The paper also fails to draw adequately upon the his- areas in which it had chosen to function. Apparently torical experiences of Africa, Asia and Latin America then, all health units everywhere would be more effi- with regard to health and health care questions. This cient if they concerned themselves with only some of lack of both an historical sense and developmental their patients ailments and ignored others. In any breadth makes impossible the development of a satis- event, once having invested in the construction and factory approach to the issues under discussion. All of basic staffing of a fixed unit, little is saved by being as this is compounded by the paper’s lack of a social rigorously selective as is proposed. It would take too science perspective, and especially as the issues under long to spell out all the issues involved in the optimal discussion lie at least as much in this realm as in running of a small rural unit in Africa or Asia, but it those of bio-medicine or technology. is virtually impossible to conceive of circumstances Planning for health development and disease con- that would justify a fixed unit carrying out only such trol ought not to take the form of either an abstracted a relatively narrow range of activities as is proposed ‘PHC approach’ or another ‘vertical campaign’. It is by the authors. likely that most disease control activities will/shoulc! The study cited in the last quotation found that the contain elements of both. The problem is to deter-’ average cost-per-patient-contact of a mobile clinic mine the best mix of these elements within the context was almost the same as at a fixed clinic. However the of specific national historical experiences aid possibi- average cost-per-likely-effective-patient-contact (based lities. To the degree there is a primary health care on the efficaciousness of care including the possibility infrastructure capable of supporting appropriate of patient follow-up) was almost 6 times greater for specific disease control activities, to that degree do mobile as compared to fixed clinics. It is useful to such programs become feasible and less subject to the note that the cited cost per infant and child death cost and other constraints which have defeated so averted is not drawn from the study itself, but appar- many such programs in the past. This is an area in ently calculated from data contained therein and then which much fruitful research remains to be done. The transferred to the authors’ “model area in Africa”, central question io be addressed in such research is possibly in the specific areas of “malaria control and determination of the elements dictating the most water and sanitation programs”. appropriate levels of ‘verticality’ or ‘integration’ to be The authors conclude this section with a quite sen- employed under varying circumstances in the sible observation: approach to different health and disease problems/ issues. Such determinations would require consider- Whether the system is fixed or mobile, flexibility is ation not only of the specific etiology of individual necessary. The care package can be modified at any time according to the patterns of mortality and morbidity in the diseases and the technology available for attacking area served. Chemotherapy for intestinal helminths, treat- that disease, but also of the cultural, social, economic, ment of schistosomiasis and supplementation. with new political, administrative and managerial environments vaccines or treatments as they become available are all in which they exist. In turn, these factors affect the types of selective primary health care that could be added possibilities for positively influencing the problems to or subtracted 10 this core of basic preventive care. It is be addressed. As a matter of fact, the priority activi- important, however, for the service to concentrate on a ties advocated by Drs Walsh and Warren are quite minimum number of severe problems that affect large compatible with a balanced set of PHC developments: numbers of people and for which interventions of estab- lished efficacy can be provided at low cost. not only are they compatible, but such Glanced PHC developments may be essential for the successful Of course this urgument can. and should be extended extension of these high priority activities to the mass to cocer any and all health care intercentions in keeping of the population of low income countries. In any with spcci’c resource and other possibilities in any par- event, these matters require informed empirical inves- ticular narional environment. This in turn means that tigation in the context of particular diseases. Pro-
  • 6. 1054 Comments grams and country situations, rather than being issues Acknorvledgemenrs-Many helpful comments were received of subjective belief couched in the concepts of ‘vertica- from Professors R. N. Grosse and C. M. Wylie of the lism’ (even when labelled selective primary health School of Public Health. The University of Michigan. Of care) vs ‘integrationism’. course they do not bear responsibility for the uses to which those comments were put. or anything contained herein. SELECTIVE PRIMARY HEALTH CARE: IS EFFICIENT SUFFICIENT ‘I* PETER A. BERMAN Department of Agricultural Economics, New York State College of Agriculture and Life Sciences. Cornell University, Ithaca, NY 14853, U.S.A. Abstract-Developing countries are increasingly using economic evaluation methods to assess and plan their health services. Inappropriate application of these methods may lead to serious errors in develop- ing primary health care strategies. In ‘Selective Primary Health Care’, Julia Walsh and Kenneth Warren present a logical approach to health planning based on cost-effectiveness techniques. Their paper is a timely example of the risks of using simple technical criteria to plan solutions to complex public health problems. Cost-eRectiveness is not a sufficient criterion for planning primary health care. Related issues are discussed in these comments. As an alternative, a multiple-objective approach is suggested. INTRODUCTION omit evaluation methods to assess and plan their health service programs. ‘Selective Primary Health The major task in planning health services in develop Care’ offers some valuable guidance. However, plan- ing nations is the allocation of limited resources ners should take care in applying these techniques amongst alternative uses. Fundamentally, this is a life beyond their limitations and in drawing conclusions and death decision for the populations for whom such not justified by the available data. This review will decisions are made. hopefully point out some of these constraints. Planners seek to solve the dilemma of such choices by using ‘objective’ decision criteria. Such criteria do not succeed in removing subjectivity from decisions; PRIMARY HEALTH CARE: they tend to disguise it. The inappropriate application THE PLANNING PROBLEM of decision criteria such as cost-effectiveness ratios The broad concept of primary health care (PHC) often leads to simplistic and erroneous solutions to agreed upon at Alma Ata has been widely reported. complex problems. Primary health care is described as the means for ‘Selective Primary Health Care’ by Julia Walsh and achieving an ultimate goal, health for all by the year Kenneth Warren [I] is one of a number of papers 2000. The Alma Ata conference proposed that PHC using cost-effectiveness criteria in primary health care should include at least the following activities: planning that have appeared recently [24]. Their ‘strategy for disease control in developing countries’ is (a) Education concerning prevailing health prob- probably infeasible and would clearly be unacceptable lems and methods of preventing and controlling as the only government-run rural health program in them; most developing countries. Yet their conclusions are (b) Promotion of food supply and proper nutrition; derived from a logical and, in some ways, useful (c) An adequate supply of safe water and basic approach to health planning and the selection of the .,anitation; most cost-effective program alternative. (d) Maternal and child health care. including There are several problems. First, their definition of family planning; the planning problem is not relevant to most coun- (e) Immunization against the major infectious dis- tries. Second, cost-etktiveness is an insufficient cri- eases ; terion for primary health care program design. Its use (f) Prevention and control of locally endemic dis- by Walsh and Warren reflects an inadequate con- eases; sideration of the determinants of health program (g) Appropriate treatment of common diseases and effectiveness and efficiency and of equity objectives in injuries; pimary health care. Several lesser errors of assump- (h) Provision of essential drugs [S]. tion and method were also made in their analysis and The comprehensiveness of this ‘minimal’ list and are discussed below. the mere two decades set for achieving ‘health for all’ Developing Countries are increasingly using econ- should be enough to make the most optimistic ob- server admit secret doubts about the feasibility of this *Helpful comments and discussions with Dr Jean-Pierre program. While the Alma Ata declaration reflects an Habicht and Dr Michael Latham are gratefully acknowl- important move towards a basic needs strategy, it is edged. also a public recognition of some of the causes of