Lothar Walther
Lothar.Walther@rohde-schwarz.com
CoC Training
Rohde & Schwarz, Germany
5G – New Radio Introduction
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What is 5G? – It’s a paradigm shift
1G~1985
2G1992
3G2001
4G2010
5G2020
Transition
from analog
to digital…
www
www
• Define use case
• Analyze requirements
• Define technology
• Define technology framework
• Find a use case
eMBB
mIoT URLLC
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Mobile Subscription by technology (billion)
Source: Ericsson Mobility Report November 2018
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Mobile Subscriptions by Region and Technology (percent)
Source: Ericsson Mobility Report November 2018
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Industry activities and 3GPP
enhanced Mobile
Broadband (eMBB)
massive Machine
Type Communication
(mMTC)
Ultra reliable &
low Latency
communication
(URLLC)2 specific use cases:
 Fixed Wireless Access (FWA)
 5G Trial Services
A triangle of
applications…
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Comparison LTE and Verizon Wireless 5G
PHY parameterization
PHY parameter LTE (Rel.8-14) Verizon 5G
Downlink (DL) OFDM OFDM
Uplink (UL) DFT-s-OFDM (SC-FDMA) OFDM
Subframe Length 1ms 0.2ms
Subcarrier Spacing 15 kHz 75 kHz
Sampling Rate 30.72 MHz 153.6 MHz
Bandwidth 20 MHz 100 MHz
NFFT 2048 2048
OFDM symbol duration, no CP 66.67 us 13.33 us
Frame Length 10 ms 10 ms
#Subframes (#slots) 10 (20) 50 (100)
CP Type Normal & Extended Normal Only
Multiplexing FDD / TDD Dynamic TDD
Max RBs 6,15,25,50,75,100 100
DL/UL Data coding Turbo Code LDPC code
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ITU: Usage Scenarios of IMT for 2020 and beyond
eMBB
mMTC uRLLC
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IMT-2020  5G
IMT-Advanced  LTE (Rel.10)
ITU: IMT-2020 Requirements
eMBB: 4ms
uRLLC: 1ms
DL: 20Gbit/s
UL: 10Gbit/s
DL: 100Mbit/s
UL: 50Mbit/s
DL: 30bit/s/Hz (8x8)
UL: 15bit/s/Hz (4x4)
Control Plane: 20ms
10ms “encouraged”
with 0ms interruption
eMBB, uRLLC
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ITU: IMT-2020 Requirements
eMBB
mMTC uRLLC
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3GPP officially launched New Radio (NR) specification work
Basic agreements at 3GPP RAN#75 (March 2017)
ı New technical specification series TS 38.xxx
ı New single “Work Item on New Radio (NR) Access
Technology” – RAN1 is leading WG
ı Use cases eMBB and URLLC
ı Frequencies up to 52.6 GHz
ı Background documents captured as Technical Reports
(TR) 38.8xx and 38.9xx; some examples:
 TR 38.802 Study on new radio access technology Physical
layer aspects
 TR 38.900 Study on channel model for frequency spectrum
above 6GHz
 TR 38.913 Study on scenarios and requirements for next
generation access technologies
eMBB
mIoT / mMTC uRLLC
Full list: http://www.3gpp.org/DynaReport/38-series.htm
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5G - Frequency Ranges
Frequency
range
Range covered
FR1 450 MHz – 6000 MHz
FR2 24250 MHz – 52600 MHz
ı Two basic frequency ranges (FR1 and FR2) are used in 3GPP specifications, since cm-/mm-
wave spectrum behaves differently in nature.
ı Note that requirements throughout the RF specifications are in many cases defined
separately for these different frequency ranges.
Extension to 7125MHz agreed (RAN1#82)
RAN4 to decide R15 or R16
Background: NR-U Rel-16 WI
(e.g., US 5.925 – 7.125 GHz, or
Europe 5.925 – 6.425 GHz)
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Frequency trends for 5G
3.6 / 26 GHz
(3.5) / 28 / 39GHz
3.5 / 5 / 26 / 43.5 GHz
0.7 / 3.6 / 26GHz
3.5 / 4.6 / 28 GHz
NR frequency range 1
reserved numbers 65-256
Downlink Uplink
… … …
n77 3.3 – 4.2 GHz 3.3 – 4.2 GHz
n78 3.3 – 3.8 GHz 3.3 – 3.8 GHz
n79 4.4 – 5.0 GHz 4.4 – 5.0 GHz
… … …
NR frequency range 2
Reserved numbers 257-512
Downlink Uplink
n257 26.5 – 29.5 GHz 26.5 – 29.5 GHz
n258 24.25 – 27.5 GHz 24.25 – 27.5 GHz
n260 37 – 40 GHz 37 – 40 GHz
n261 27.5 – 28.35 GHz 27.5 – 28.35 GHz
Europe
700 MHz
3.4 - 3.8 GHz
24.25 - 27.5 GHz
China
3.3 - 3.6 GHz
4.8 - 5.0 GHz
24.75 - 27.5GHz (study)
37 - 43.5 GHz (study)
US
[CBRS band (3.5GHz)]
27.5 - 28.35 GHz
37.0 - 40 GHz
64 - 71 GHz (unlicensed)
Australia
3.6 GHz
26 GHz
Korea
3.5 GHz
28 GHz
Japan
4.4 - 4.9 GHz
28 GHz
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Frequency trends for 5G in Korea
Sub6 Start freq. Stop freq. BW
SKT 3.6GHz 3.7GHz 100MHz
KT 3.5GHz 3.6GHz 100MHz
LG U+ 3.42GHz 3.5GHz 80MHz
mmWave Start freq. Stop freq. BW
SKT 28.1GHz 28.9GHz 800MHz
KT 26.5GHz 27.3GHz 800MHz
LG U+ 27.3GHz 28.1GHz 800MHz
LG U+ KT SKT
3.42GHz 3.5GHz 3.6GHz 3.7GHz
LG U+KT SKT
26.5GHz 27.3GHz 28.1GHz 28.9GHz
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Band number UL DL Duplex mode
Min # of Rx
Antennas
n1 1920 MHz – 1980 MHz 2110 MHz – 2170 MHz FDD 2
n2 1850 MHz – 1910 MHz 1930 MHz – 1990 MHz FDD 2
n3 1710 MHz – 1785 MHz 1805 MHz – 1880 MHz FDD 2
n5 824 MHz – 849 MHz 869 MHz – 894 MHz FDD 2
n7 2500 MHz – 2570 MHz 2620 MHz – 2690 MHz FDD 4
n8 880 MHz – 915 MHz 925 MHz – 960 MHz FDD 2
n12 699 MHz – 716 MHz 729 MHz – 746 MHz FDD 2
n20 832 MHz – 862 MHz 791 MHz – 821 MHz FDD 2
n25 1850 MHz – 1915 MHz 1930 MHz – 1995 MHz FDD 2
n28 703 MHz – 748 MHz 758 MHz – 803 MHz FDD 2
n34 2010 MHz – 2025 MHz 2010 MHz – 2025 MHz TDD 2
n38 2570 MHz – 2620 MHz 2570 MHz – 2620 MHz TDD 4
n39 1880 MHz – 1920 MHz 1880 MHz – 1920 MHz TDD 2
n40 2300 MHz – 2400 MHz 2300 MHz – 2400 MHz TDD 2
n41 2496 MHz – 2690 MHz 2496 MHz – 2690 MHz TDD 4
n51 1427 MHz – 1432 MHz 1427 MHz – 1432 MHz TDD 2
n66 1710 MHz – 1780 MHz 2110 MHz – 2200 MHz FDD 2
38.101-01 V15.3.0
NR bands - FR1
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Band number UL DL Duplex mode
Min # of Rx
Antennas
n70 1695 MHz – 1710 MHz 1995 MHz – 2020 MHz FDD 2
n71 663 MHz – 698 MHz 617 MHz – 652 MHz FDD 2
n74 1427 MHz – 1470 MHz 1475 MHz – 1518 MHz FDD 2
n75 N/A 1432 MHz – 1517 MHz SDL 2
n76 N/A 1427 MHz – 1432 MHz SDL 2
n77 3300 MHz – 4200 MHz 3300 MHz – 4200 MHz TDD 4
n78 3300 MHz – 3800 MHz 3300 MHz – 3800 MHz TDD 4
n79 4400 MHz – 5000 MHz 4400 MHz – 5000 MHz TDD 4
n80 1710 MHz – 1785 MHz N/A SUL 2
n81 880 MHz – 915 MHz N/A SUL 2
n82 832 MHz – 862 MHz N/A SUL 2
n83 703 MHz – 748 MHz N/A SUL 2
n84 1920 MHz – 1980 MHz N/A SUL 2
n86 1710 MHz – 1780MHz N/A SUL 2
38.101-01 V15.3.0
NR bands - FR1
Vehicular UE have relaxed REFSENS requirements
 2 instead of 4 Rx Antennas are allowed (RAN4)
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38.101-02 V15.2.0
New NR bands in FR2
Operating
Band
Uplink (UL) operating band
BS receive
UE transmit
Downlink (DL) operating band
BS transmit
UE receive
Duplex
Mode
FUL_low – FUL_high FDL_low – FDL_high
n257 26500 MHz – 29500 MHz 26500 MHz – 29500 MHz TDD
n258 24250 MHz – 27500 MHz 24250 MHz – 27500 MHz TDD
n260 37000 MHz – 40000 MHz 37000 MHz – 40000 MHz TDD
n261 27500 MHz – 28350 MHz 27500 MHz – 28350 MHz TDD
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5G NR bandwidth utilization
FR1
SCS
[kHz]
Channel bandwidth [MHz]
5 10 15 20 25 30 40 50 60 70 80 90 100
NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB
15 25 52 79 106 133 160 216 270 n/a n/a n/a n/a n/a
30 11 24 38 51 65 78 106 133 162 189 217 245 273
60 n/a 11 18 24 31 38 51 65 79 93 107 121 135
FR2
SCS
[kHz]
Channel bandwidth [MHz]
50 100 200 400
NRB NRB NRB NRB
60 66 132 264 n/a
120 32 66 132 264
ı Note:
 NRB (15kHz) = 180kHz
 NRB (30kHz) = 360kHz
 NRB (60kHz) = 720kHz
 NRB (120kHz) = 1440kHz
19.08MHz
380.16MHz
38.104 V15.2.0
70MHz for gNB only
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NR channel bandwidth for FR1
NR band / SCS / BS Channel bandwidth
NR
Band
SCS
kHz
5
MHz
10
MHz
15
MHz
20
MHz
25
MHz
30
MHz
40
MHz
50
MHz
60
MHz
70
MHz
80
MHz
90
MHz
100
MHz
n1
15 Yes Yes Yes Yes
30 Yes Yes Yes
60 Yes Yes Yes
n2
15 Yes Yes Yes Yes
30 Yes Yes Yes
60 Yes Yes Yes
n3
15 Yes Yes Yes Yes Yes Yes
30 Yes Yes Yes Yes Yes
60 Yes Yes Yes Yes Yes
n5
15 Yes Yes
30 Yes
60
n7
15 Yes Yes Yes Yes
30 Yes Yes Yes
60 Yes Yes Yes
n8
15 Yes Yes Yes Yes
30 Yes Yes Yes
60
38.104 V15.2.0
70MHz for gNB only
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NR channel bandwidth for FR1
NR band / SCS / BS Channel bandwidth
NR Band
SCS
kHz
5 MHz
10
MHz
15
MHz
20
MHz
25
MHz
30
MHz
40
MHz
50
MHz
60
MHz
70
MHz
80
MHz
90
MHz
100
MHz
n38
15 Yes Yes Yes Yes
30 Yes Yes Yes
60 Yes Yes Yes
n39
15 Yes Yes Yes Yes Yes Yes Yes
30 Yes Yes Yes Yes Yes Yes
60 Yes Yes Yes Yes Yes Yes
n40
15 Yes Yes Yes Yes Yes Yes Yes Yes
30 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes
60 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes
n41
15 Yes Yes Yes Yes Yes
30 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes
60 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes
38.104 V15.2.0
All bandwidths per band mandatory
for UE for single CC, except 90MHz70MHz for gNB only
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NR channel bandwidth for FR2
NR band / SCS / BS Channel bandwidth
NR Band
SCS
kHz
50
MHz
100
MHz
200
MHz
400
MHz
n257
60 Yes Yes Yes
120 Yes Yes Yes Yes
n258
60 Yes Yes Yes
120 Yes Yes Yes Yes
n260
60 Yes Yes Yes
120 Yes Yes Yes Yes
38.104 V15.2.0
All bandwidths per band mandatory
for UE for single CC, except 400MHz
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5G NR Carrier Aggregation – FR1
NR CA Band NR Band
CA_n77C n77
CA_n78C n78
CA_n79C n79
Intra-band contiguous
38.101-01 V15.3.0
NR CA Band NR Band
CA_n3A-n77A n3, n77
CA_n3A-n78A n3, n78
CA_n3A-n79A n3, n79
CA n8-n78A n8, n78
CA_n8A-n79A n8, n79
CA_n28A_n78A n28, n78
CA_n41A-n78A n41, n78
CA_n75A-n78A1 n75, n78
CA_n77A-n79A n77, n79
CA_n78A-n79A n78, n79
NOTE 1: Applicable for UE supporting inter-
band carrier aggregation with mandatory
simultaneous Rx/Tx capability.
Inter-band
Only same numerology is mandatory
for UE in intra-band case
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5G NR Carrier Aggregation – FR2 intra-band contiguous
38.101-02 V15.3.0
NR CA Band
NR Band
(Table 5.2-1)
CA_n257B n257
CA_n257D n257
CA_n257E n257
CA_n257F n257
CA_n257G n257
CA_n257H n257
CA_n257I n257
CA_n257J n257
CA_n257K n257
CA_n257L n257
CA_n257M n257
CA_n260B n260
CA_n260C n260
CA_n260D n260
CA_n260E n260
CA_n260F n260
CA_n260G n260
CA_n260H n260
CA_n260I n260
CA_n260J n260
CA_n260K n260
CA_n260L n260
NR CA Band
NR Band
(Table 5.2-1)
CA_n260M n260
CA_n260O n260
CA_n260P n260
CA_n260Q n260
CA_n261B n261
CA_n261C n261
CA_n261D n261
CA_n261E n261
CA_n261F n261
CA_n261G n261
CA_n261H n261
CA_n261I n261
CA_n261J n261
CA_n261K n261
CA_n261L n261
CA_n261M n261
CA_n261O n261
CA_n261P n261
CA_n261Q n261
Only same numerology
is mandatory for UE
in intra-band case
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5G NR Carrier Aggregation between FR1 and FR2
38.101-03 V15.2.0
NR CA Band NR Band
CA_n8-n258 n8, n258
CA_n71-n2571 n71, n257
CA_n77-n2571 n77, n257
CA_n78-n2571 n78, n257
CA_n79-n2571 n79, n257
NOTE 1: Applicable for UE supporting inter-band
carrier aggregation with mandatory
simultaneous Rx/Tx capability.
UE has to support 2 different
numerologies in FR1 and FR2
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5G NR CA bandwidth classes – FR1
38.101-01 V15.1.0
CBW denotes the channel bandwidth of the wanted signal
NR CA bandwidth class Aggregated channel bandwidth Number of contiguous CC Fallback group
A BWChannel_CA ≤ BWChannel,max 1
B 20 MHz ≤ CBW ≤ 100 MHz 2
C 100 MHz < BWChannel_CA ≤ 2 x BWChannel,max 2
1D 200 MHz < BWChannel_CA ≤ 3 x BWChannel,max 3
E 300 MHz < BWChannel_CA ≤ 4 x BWChannel,max 4
F 50 MHz < BWChannel_CA ≤ 100 MHz 2
2
G 100 MHz < BWChannel_CA ≤ 150 MHz 3
H 150 MHz < BWChannel_CA ≤ 200 MHz 4
I 200 MHz < BWChannel_CA ≤ 250 MHz 5
J 250 MHz < BWChannel_CA ≤ 300 MHz 6
K 300 MHz < BWChannel_CA ≤ 350 MHz 7
L 350 MHz < BWChannel_CA ≤ 400 MHz 8
NOTE: BWChannel, max is maximum channel bandwidth supported among all bands in a release
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5G NR CA bandwidth classes – FR2
38.101-02 V15.2.0
NR CA bandwidth class Aggregated channel bandwidth number of contiguous CC Fallback group
A CBW ≤ 400 MHz 1
B 400 MHz < CBW ≤ 800 MHz 2
1
C 800 MHz < CBW ≤ 1200 MHz 3
D 200 MHz < CBW ≤ 400 MHz 2
2E 400 MHz < CBW ≤ 600 MHz 3
F 600 MHz < CBW ≤ 800 MHz 4
G 100 MHz < CBW ≤ 200 MHz 2
3
H 200 MHz < CBW ≤ 300 MHz 3
I 300 MHz < CBW ≤ 400 MHz 4
J 400 MHz < CBW ≤ 500 MHz 5
K 500 MHz < CBW ≤ 600 MHz 6
L 600 MHz < CBW ≤ 700 MHz 7
M 700 MHz < CBW ≤ 800 MHz 8
O 100 MHz ≤ CBW ≤ 400 MHz 2
4P 150 MHz ≤ CBW ≤ 400 MHz 3
Q 200 MHz ≤ CBW ≤ 400 MHz 4
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5G NR spectrum utilization
Dual connectivity, for Non-Standalone (NSA) mode operation
ı Two band combinations (2CC) of 1CC in NR band and 1CC in LTE band
ı Additional tables for three band (3CC), four band (4CC) and five band (5CC) in TS38.101-3
LTE frequency bands
1 3 5 7 8 11 18 19 20 21 25 26 28 38 39 41 42 66 71
5GNRfrequencyranges
n7 (FDD 700MHz)
n28 (FDD 2.6GHz)
n41 (TDD 2.6 GHz)
n71 (FDD 600MHz)
n77: 3.3 – 4.2 GHz
n78: 3.8 – 3.8 GHz
n79: 4.4 – 5 GHz
n257: 26.5 – 29.5 GHz
n258: 24.25 – 27.5 GHz
Source: TS38.101-3
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Operating band combination for SUL in FR1
NR Band combination for
SUL
NR Band
(Table 5.2-1)
SUL_n78-n802 n78, n80
SUL_n78-n812 n78, n81
SUL_n78-n822 n78, n82
SUL_n78-n832 n78, n83
SUL_n78-n842 n78, n84
SUL_n78-n862 n78, n86
SUL_n79-n802 n79, n80
SUL_n79-n812 n79, n81
NOTE 1: If a UE is configured with both NR UL and NR SUL
carriers in a cell, the switching time between NR UL
carrier and NR SUL carrier is 0us.
NOTE 2: For UE supporting SUL band combination
simultaneous Rx/Tx capability is mandatory.
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NR channel raster – versus SSB raster
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5G – Channel Raster
Range covered ∆FGlobal FREF-Offs NREF-Offs Range of NREF
0 – 3000 MHz 5 kHz 0 MHz 0 0 – 599999
3000 – 24250 MHz 15 kHz 3000 MHz 600000 600000 – 2016666
24250 – 100000 MHz 60 kHz 24250.08 MHz 2016667 2016667 – 3279165
ı FREF = FREF-Offs + ΔFGlobal (NREF – NREF-Offs)
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Channel raster entries for each operating band – FR1
38.101-1 V15.2.0
NR
Operating
Band
ΔFRaster
[kHz]
Uplink
Range of NREF
(First – <Step size> – Last)
Downlink
Range of NREF
(First – <Step size> – Last)
n1 100 384000 – <20> – 396000 422000 – <20> – 434000
n2 100 370000 – <20> – 382000 386000 – <20> – 398000
n3 100 342000 – <20> – 357000 361000 – <20> – 376000
n5 100 164800 – <20> – 169800 173800 – <20> – 178800
n7 100 500000 – <20> – 514000 524000 – <20> – 538000
n8 100 176000 – <20> – 183000 185000 – <20> – 192000
n12 100 139800 – <20> – 143200 145800 – <20> – 149200
n20 100 166400 – <20> – 172400 158200 – <20> – 164200
n25 100 370000 – <20> – 383000 386000 – <20> – 399000
n28 100 140600 – <20> – 149600 151600 – <20> – 160600
n34 100 402000 – <20> – 405000 402000 – <20> – 405000
n38 100 514000 – <20> – 524000 514000 – <20> – 524000
n39 100 376000 – <20> – 384000 376000 – <20> – 384000
n40 100 460000 – <20> – 480000 460000 – <20> – 480000
n41
15 499200 – <3> – 537999 499200 – <3> – 537999
30 499200 – <6> – 537996 499200 – <6> – 537996
n51 100 285400 – <20> – 286400 285400 – <20> – 286400
n66 100 342000 – <20> – 356000 422000 – <20> – 440000
n70 100 339000 – <20> – 342000 399000 – <20> – 404000
n71 100 132600 – <20> – 139600 123400 – <20> – 130400
n75 100 N/A 286400 – <20> – 303400
n76 100 N/A 285400 – <20> – 286400
n77
15 620000 – <1> – 680000 620000 – <1> – 680000
30 620000 – <2> – 680000 620000 – <2> – 680000
n78
15 620000 – <1> – 653333 620000 – <1> – 653333
30 620000 – <2> – 653332 620000 – <2> – 653332
NR bands with 100 kHz channel raster:
ΔFRaster = 20 × ΔFGlobal
NR bands with 15 kHz channel raster
below 3GHz:
ΔFRaster = 3 × ΔFGlobal
NR bands with 15 kHz channel raster
above 3GHz:
ΔFRaster = ΔFGlobal
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Channel raster entries for each operating band – FR2
38.101-2 V15.2.0
NR bands with 100 kHz channel raster:
ΔFRaster = 20 × ΔFGlobal
NR bands with 15 kHz channel raster
below 3GHz:
ΔFRaster = 3 × ΔFGlobal
NR bands with 15 kHz channel raster
above 3GHz:
ΔFRaster = ΔFGlobal
NR
Operating
Band
ΔFRaster
(kHz)
Uplink and Downlink
Range of NREF
(First – <Step size> – Last)
n257
60 2054166 – <1> – 2104165
120 2054167 – <2> – 2104165
n258
60 2016667 – <1> – 2070832
120 2016667 – <2> – 2070831
n260
60 2229166 – <1> – 2279165
120 2229167 – <2> – 2279165
n261
60 2070833 – <1> – 2084999
120 2070833 – <2> – 2087497
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Synchronization Raster and Numbering
38.101-1/2
Frequency range SS_Block frequency position SSREF GSCN Range of GSCN
0-3000 MHz
N * 1200kHz + M * 50 kHz,
N=1:2499, M ϵ {1,3,5} (Note 1)
3N + (M-3)/2 2 – 7498
3000-24250 MHz
3000 MHz + N * 1.44 MHz
N = 0:14756
7499 + N 7499 – 22255
24250-100000 MHz
24250.08 MHz + N * 17.28 MHz,
N = 0:4383
22256 + N [22256 – 26639]
NOTE 1: The default value for operating bands with SCS spaced channel raster is M=3.
Only cell-defining SSB needs to be on synch raster
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Synchronization Raster entries for each operating band – FR1
NR Operating Band SS Block SCS SS Block pattern1
Range of GSCN
(First – <Step size> –
Last)
n1 15kHz Case A 5279 – <1> – 5419
n2 15kHz Case A 4829 – <1> – 4969
n3 15kHz Case A 4517 – <1> – 4693
n5
15kHz Case A 2177 – <1> – 2230
30kHz Case B 2183 – <1> – 2224
n7 15kHz Case A 6554 – <1> – 6718
n41
15kHz Case A 6246 – <3> – 6714
30kHz Case C 6252 – <3> – 6714
n51 15kHz Case A 3572 – <1> – 3574
n66
15kHz Case A 5279 – <1> – 5494
30kHz Case B 5285 – <1> – 5488
n70 15kHz Case A 4993 – <1> – 5044
n71 15kHz Case A 1547 – <1> – 1624
n75 15kHz Case A 3584 – <1> – 3787
n76 15kHz Case A 3572 – <1> – 3574
n77 30kHz Case C 7711 – <1> – 8329
NOTE 1: SS Block pattern is defined in section 4.1 in TS 38.213 38.101-1 V15.2.0
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Synchronization Raster entries for each operating band – FR2
NR Operating Band SS Block SCS SS Block pattern1 Range of GSCN
(First – <Step size> – Last)
n257
120 kHz Case D 22388 - <1> - 22558
240 kHz Case E 22390 - <2> - 22556
n258
120 kHz Case D 22257 - <1> - 22443
240 kHz Case E 22258 - <2> - 22442
n260
120 kHz Case D 22995 - <1> - 23166
240 kHz Case E 22996 - <2> - 23164
n261
120 kHz Case D 22446 - <1> - 22492
240 kHz Case E 22446 - <2> - 22490
NOTE 1: SS Block pattern is defined in subclause 4.1 in TS 38.213
38.101-2 V15.2.0
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NR UE power classes – FR1
EUTRA
band
Class 1
(dBm)
Tolerance
(dB)
Class 2
(dBm)
Tolerance
(dB)
Class 3
(dBm)
Tolerance
(dB)
n1 23 ± 2
n2 23 ± 2
n8 23 ± 2
n12 23 ± 2
n25 23 ± 2
n34 23 ± 2
n39 23 ± 2
n40 23 ± 2
n41 26 +2/-3 23 ± 2
n66 23 ± 2
n70 23 ± 2
n71 23 +2 / - 2.5
n77 26 +2/-3 23 +2/-3
n78 26 +2/-3 23 +2/-3
n79 26 +2/-3 23 +2/-3
n80 23 ± 2
n81 23 ± 2
n82 23 ± 2
n83 23 ± 2/-2.5
n84 23 ± 2
n86 23 ± 2
38.101-1 V15.1.0
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NR UE power - FR2
38.101-2 V15.1.0
power class 1 power class 2 power class 3 power class 4
NR band Min Peak EIRP (dBm) Min Peak EIRP (dBm) Min Peak EIRP (dBm) Min Peak EIRP (dBm)
n257 40.0 29 22.4 34
n258 40.0 29 22.4 34
n260 38.0 20.6 31
n261 40.0 29 22.4 34
NOTE 1: minimum peak EIRP is defined as the lower limit without tolerance
power class 1 power class 2 power class 3 power class 4
NR band
max TRP
(dBm)
max EIRP
(dBm)
max TRP
(dBm)
max EIRP
(dBm)
max TRP
(dBm)
max EIRP
(dBm)
max TRP
(dBm)
max EIRP
(dBm)
n257 35 55 23 43 23 43 23 43
n258 35 55 23 43 23 43 23 43
n260 35 55 23 43 23 43
n261 35 55 23 43 23 43 23 43
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NR UE power - FR2
PC# Min Peak EIRP(dBm) Spherical coverage Max. EIRP(dBm) Max. TRP (dBm)
UE type
28GHz 39GHz 28GHz 39GHz 28GHz 39GHz 28GHz 39GHz
1 40.0 38.0 32.0dBm@85% 30.0dBm@85% 55 55 35 35 FWA on fixed platform
2 29.0 N/A 18.0dBm@60% N/A 43 N/A 23 N/A Vehicle mounted (fixed on moving platform)
3 22.4 20.6 11.5dBm@50% 8.0dBm@50% 43 43 23 23 Handheld UE
4 34.0 31.0 25.0dBm@20% 19.0dBm@20% 43 43 23 23 Higher power mobile UE
Note: The spherical coverage requirements in this table are only applicable for UE which supports single band in FR2
ı Power class definition package for FR2 UE
ı Minimum peak EIRP  UL coverage for network link budget
ı Maximum TRP  UL interference restriction
ı Maximum EIRP  Regulatory requirement
ı EIRP at certain % of CDF  Spatial coverage
ı MPR, A-MPR and Pcmax are specified for each power class for FR2 UE
ı MPR, A-MPR and Pcmax are also specified for CA and UL-MIMO
ı Transmitter power including Power class, MPR, A-MPR and Pcmax are also defined for EN-DC UE
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Rel-17…
3GPP RAN NR Standardization Overview
Status after 3GPP RAN #82 (December 2018)
Release 15Rel-14
NR: New Radio
SA: Standalone
NSA: Non Standalone
eMBB: Enhanced Mobile Broadband
URLLC: Ultra-Reliable Low Latency Communication
mMTC: Massive Machine Type Communication
Release 16
Rel-15 NR Phase 1: Focus on early NSA / SA
deployment scenarios for eMBB/URLLC use cases
Rel-15 LTE Advanced Pro evolution (V2X, IoT, …)
Dec 2017 / RAN #78
L1/L2 specification for
NSA option 3 / eMBB
completed Mar 2018 / RAN #79
L3 specs. (ASN.1)
for option 3 / eMBB
completed
Dec 2019 / RAN #86
Rel-16 completed
June 2019 / RAN #84
IMT-2020 submission
LTE & NR Rel-15/16
LTE Advanced Pro
incl. C-IoT Cat-M, Cat-NB
Rel-16 NR Phase 2: Further NR use cases (V2X, NTN)
Rel-16 LTE Advanced Pro evolution (IoT, broadcast, …)
Rel-15 “Late Drop”
June 2018 / RAN #80
L1/L2 specs. for SA option 2
& 5 / URLLC completed
June 2019 / RAN #83 (“late drop”)
L3 specs (ASN.1) for option 4 & 7
completed
Sep 2018 / RAN #81
L3 specs (ASN.1) for
option 2 & 5 completed
Mar 2020 / RAN #87
Rel-16 ASN.1 compl’d
Rel-15 Milestones
Rel-16 Milestones
Rel-16 Study-Items / Work-Items
see next slide
2016 201920182017 2020
March 2018 / RAN #82 (“late drop”)
L1/L2 specs for option 4 & 7 incl.
NR-NR-DC completed
Now
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3GPP NR Feature Priority
ı Non standalone
ı Dual Connectivity with LTE
ı LTE Master/EPC  Early Drop
ı
ı Standalone
ı Single and Dual Connectivity
ı Carrier Aggregation
ı eMBB / URLLC
ı NR inter-RAT mobility between NR and E-UTRA
ı Services
ı IMS
ı Emergency Call
ı Positioning
ı Public Warning System
ı Frequency up to 52.6 GHz
ı NOMA
ı IIoT (part of URLLC WI)
ı Integrated access and backhaul for NR
ı V2V and V2X
ı Multimedia Broadcast/Multicast Service
( most likely moved to LTE)
ı Access to unlicensed spectrum
ı Non-Terrestrial-Networks NTN
ı Satellite communication ( > 20 km)
ı Air-to-ground and light air craft
communications (<20km)
ı Extreme long distance coverage
(up to 100 km) in low density areas
(up to 2 users/km2)
Release 15 Release 16
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3GPP RAN Workplan and Priorities
Timeframe: July 2018 – Dec 2019
ı Complete NR Rel-15 specifications
 Bugfixes and corrections to Rel-15
 Specify Option 4 & 7 and NR-NR DC (“late drops”)
ı Enhance NR in Rel-16 to support vertical markets and new industries beyond eMBB
 V2X (Basic use cases included in LTE Rel-14/15, NR Rel-16 covers advanced use cases)
 Industrial IoT (LPWA use cases included in LTE eMTC/NB-IoT, Advanced URLLC use cases such
as industry automation in NR Rel-16, new RF channel model specifically for factory environment)
 5G in unlicensed spectrum / 5G over satellite
 5G above 52.6 GHz
ı Increase NR UE and network efficiency in Rel-16
 Reduce 5G UE power consumption
 5G location and positioning enhancements
 5G interference mitigation
 5G MIMO and beamforming enhancements
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3GPP RAN Rel-16 Study-Item / Work-Item Overview
NR Study-Item / Work-Item SI WI
NR MIMO WI
NR V2X SI WI
NR in unlicensed band SI WI
NOMA SI WI
NR over non-terrestrial networks SI
NR UE power consumption SI WI
NR positioning SI WI
NR eURLLC SI WI
NR mobility enhancements WI
MR-DC enhancements SI WI
NR SON / MDT SI WI
NR Remote interference management SI WI
NR Integrated Access and Backhaul SI WI
NR design beyond 52.6 GHz SI
2 NR UE antennas in vehicles SI
Channel model for Industrial IoT SI WI
LTE Study-Item / Work-Item SI WI
NB-IoT enhancements WI
eMTC enhancements WI
LTE MIMO enhancements WI
LTE mobility enhancements WI
ENTV broadcasting enhancements SI WI
Add support for 5GC for NB-IoT and eMTC
Acronyms
Study-Item
Work-Item
NTN: Non Terrestrial Network
RIM: Remote Interference Management
CLI: Cross Link Interference
IAB: Integrated Access and Backhaul
IIoT: Industrial IoT
SON: Self Organising Network
MDT: Minimisation of Drive Test
DC: Dual Connectivity
MR-DC:Multi-Radio Dual Connectivity
NOMA: Non Orthogonal Multiple Access
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5G Key Technology Components
NR builds on four main pillars
New Spectrum
Multi-Connectivity Network flexibility - virtualization
Massive MIMO & Beamforming
ı < 1GHz
ı ~ 3.5 GHz
ı ~ 26/28/39 GHz
ı Hybrid beamforming
ı > 6GHz also UE is expected
to apply beam steering
eNB gNB
MCG MCG split SCG
Initially based on
Dual Connectivity
with E-UTRA as
masterSCG split
ı Flexible physical layer
numerology
ı Network Slicing
ı NFV/SDN
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Network Architecture - Terminology
name of LTE radio access
(no change to current
usage)
name of New Radio
access
Radio Access
5GC
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Network Architecture - Terminology
a RAN that connects to
EPC
a RAN that connects to 5GCRadio Access
Network
“gigabit” NodeB
5GC
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Network Architecture - Terminology
5G CoreCore Network
5GC
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Architecture Evolution – DC Options
Option 3 is priority 1 in 3GPP
EPC
eNB gNB
Data
Control
Option 3
EN = E-UTRA-NR
NG-eNB gNB
Option 7
NGEN = NG-RAN E-UTRA-NR
MN
5GC
NG-eNB gNB
Option 4
NE = NR-E-UTRA
5GC
MNMN
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Architecture Evolution – Standalone Options Data
Control
5GC
gNB
Option 2
Standalone
NG-eNB
Option 5
eLTE - SA
5GC
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Architecture Evolution – Time Line
Release 15
2018 2019
Release 16
20172016 2019 2020
R15 early drop:
option 3
R15:
option 2,5
R15 late drop:
option 4,7
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Architecture Evolution – EN-DC
data flow details
eNB (MN)
E-UTRA or
NR PDCP
E-UTRA
RLC
E-UTRA MAC/PHY
E-UTRA
RLC
E-UTRA
RLC
NR PDCP
gNB (SN)
NR PDCP
NR RLC
NR MAC/PHY
NR RLC NR RLC
NR PDCP
MCG
Split Bearer
SCG
Split Bearer
SCG Bearer
Xn
ı Remember all control
information through LTE
connection
ı MCG split bearer
ı User data routed via eNB
or gNB – decision in eNB
ı SCG split bearer
ı User data routed via eNB
or gNB – decision in gNB
ı SCG bearer
ı User data routed via gNB
MCG
Bearer
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NR Architecture
ı 5GC: Core network replaces EPC
ı AMF: Access and Mobility Management Function
ı UPF: User Plane Function
ı NG-RAN :
ı gNB (NR NodeB)
ı ng-eNB (E-UTRA NodeB)
(connected to EPC or 5GC)
ı NG : Interface between NodeBs and 5GC
ı NG-C = Control, NG-U = User Plane
ı Xn: network interface between NodeBs
Terminology
38.300
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Function Split between NG-RAN and 5GC
NG
ı AMF = Access and Mobility
Management Function
ı UPF = User Plane Function
ı SMF = Session Management
function
ı No EPS bearers anymore
 PDU sessions with QoS flows
ı Attach  Registration
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NR RAN Architecture according TS38.401
ı gNB-CU = gNB Centralized Unit
ı gNB-DU = gNB Distributed Unit
ı F1 is new interface specification between both and is
specified in RAN3
BBU
RRU
BBU
RRU RRU
RRU
RRU
BBU
BBU
Fronthaul
Integrated Access Backhaul (IAB)
is a work item of R16
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Parameter FR1 FR2
Carrier aggregation Up to 16 carriers
Bandwidth per carrier 5, 10, 15, 20, 25, 30, 40, 50, 60, 80, 90, 100MHz 50, 100, 200, 400 MHz
Subcarrier spacing 15, 30, 60 kHz 60, 120, 240 (not for data) kHz
Max. number of subcarriers 3300 (FFT4096 mandatory)
Modulation scheme QPSK, 16QAM, 64QAM, 256QAM; uplink also supports π/2-BPSK (only DFT-s-OFDM)
Radio frame length 10ms
Subframe duration 1 ms (alignment at symbol boundaries every 1 ms)
MIMO scheme Max. 2 codewords mapped to max 8 layers in downlink and to max 4 layers in uplink
Duplex mode TDD, FDD TDD
Access scheme DL: CP-OFDM; UL: CP-OFDM, DFT-s-OFDM
5G New Radio (NR) offers a flexible air interface
Summary of key parameters
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Migration to 5G – Legacy support
5G-RAN
E-UTRAN
5GC
UTRAN
GERAN
EPCNo seamless handover
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Migration to 5G – Legacy support
5G-RAN
E-UTRAN
5GC
UTRAN
GERAN
EPC
SRVCC: 5G to 3G in R16
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Migration to 5G – Legacy support
5G-RAN
E-UTRAN
5GC
UTRAN
GERAN
EPC
No access
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3GPP NR specifications
RAN1/RAN2
RAN1 RAN2
Number Title Number Title
38.201 Physical layer; General description 38.300 Overall description; Stage-2
38.202 Physical layer services provided by the physical layer 38.304 User Equipment (UE) procedures in idle mode
38.211 Physical channels and modulation 38.306 User Equipment (UE) radio access capabilities
38.212 Multiplexing and channel coding 38.321 MAC protocol specification
38.213 Physical layer procedures for control 38.322 RLC protocol specification
38.214 Physical layer procedures for data 38.323 PDCP specification
38.215 Physical layer measurements 38.331 RRC protocol specification
37.324 E-UTRA and NR: Service Data Adaptation (SDAP)
37.340 Multi-Connectivity; Overall description; Stage-2
38.305 Positioning
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3GPP NR specifications
RAN3
RAN3
Number Title Number Title
38.401 Architecture description 38.470 F1 general aspects and principles
38.410 NG general aspects and principles 38.471 F1 layer 1
38.411 NG layer 1 38.472 F1 signaling transport
38.412 NG signaling transport 38.473 F1 Application Protocol (XnAP)
38.413 NG Application Protocol (NGAP) 38.474 F1 data transport
38.414 NG data transport 38.475 F1 interface user plane protocol
38.420 Xn general aspects and principles
38.421 Xn layer 1
38.422 Xn signaling transport
38.423 Xn Application Protocol (XnAP)
38.424 Xn data transport
38.425 Xn interface user plane protocol
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3GPP NR specifications
RAN4
RAN4
Number Title
38.101-1 User Equipment (UE) radio transmission and reception; Part 1: Range 1 Standalone
38.101-2 User Equipment (UE) radio transmission and reception; Part 2: Range 2 Standalone
38.101-3 User Equipment (UE) radio transmission and reception; Part 3: Range 1 and Range 2
Interworking operation with other radios
38.101-4 User Equipment (UE) radio transmission and reception; Part 4: Performance requirements
38.104 Base Station (BS) radio transmission and reception
38.133 Requirements for support of radio resource management
38.141 Base Station (BS) conformance testing
38.307 Requirements on UEs supporting a release-independent frequency band
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3GPP NR specifications
RAN5
RAN5
Number Title
38.508 – 1 User Equipment (UE) conformance specification; Part 1: common test environment
38.508 – 2 User Equipment (UE) conformance specification; Part 2: common implementation statement
38.509 Special conformance testing functions for User Equipment (UE)
38.521 – 1…3 User Equipment (UE) conformance specification; Radio transmission and reception; Part 1 … 3 (RF)
38.521 – 4 User Equipment (UE) conformance specification; Radio transmission and reception; Part 4: Performance (RF)
38.522 User Equipment (UE) conformance specification; Applicability of RF and RRM test cases
38.533 User Equipment (UE) conformance specification; Radio resource management (RRM)
38.523 – 1 User Equipment (UE) conformance specification; Part 1: Protocol test cases (PCT)
38.523 – 2 User Equipment (UE) conformance specification; Part 2: Applicability of protocol test cases (PICS/PIXIT)
38.523 – 3 User Equipment (UE) conformance specification; Part 3: Protocol Test Suites (TTCN-3 ATS)
38.903 User Equipment (UE) conformance specification; Derivation of test tolerances for RF and RRM conformance test cases
38.905 User Equipment (UE) conformance specification; Derivation of test points for RF conformance test cases
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3GPP NR specifications
System Aspects
System Aspects
Number Title
22.261 Service requirements for the 5G system
23.003 Numbering, addressing and identification
23.501 System Architecture for the 5G System
23.502 Procedures for the 5G System
23.503 Policy and charging control framework
33.501 Security architecture and procedures for 5G system
38.401 Architecture description
24.501 Non-Access-Stratum (NAS) protocol for 5G System
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01 5 g-nr_introduction_190205

  • 1.
    Lothar Walther Lothar.Walther@rohde-schwarz.com CoC Training Rohde& Schwarz, Germany 5G – New Radio Introduction COMPANY RESTRICTED 2019 | 5G-NR Introduction | 2 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 What is 5G? – It’s a paradigm shift 1G~1985 2G1992 3G2001 4G2010 5G2020 Transition from analog to digital… www www • Define use case • Analyze requirements • Define technology • Define technology framework • Find a use case eMBB mIoT URLLC COMPANY RESTRICTED
  • 2.
    2019 | 5G-NRIntroduction | 3 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Mobile Subscription by technology (billion) Source: Ericsson Mobility Report November 2018 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 4 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Mobile Subscriptions by Region and Technology (percent) Source: Ericsson Mobility Report November 2018 COMPANY RESTRICTED
  • 3.
    2019 | 5G-NRIntroduction | 5 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Industry activities and 3GPP enhanced Mobile Broadband (eMBB) massive Machine Type Communication (mMTC) Ultra reliable & low Latency communication (URLLC)2 specific use cases:  Fixed Wireless Access (FWA)  5G Trial Services A triangle of applications… COMPANY RESTRICTED 2019 | 5G-NR Introduction | 6 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Comparison LTE and Verizon Wireless 5G PHY parameterization PHY parameter LTE (Rel.8-14) Verizon 5G Downlink (DL) OFDM OFDM Uplink (UL) DFT-s-OFDM (SC-FDMA) OFDM Subframe Length 1ms 0.2ms Subcarrier Spacing 15 kHz 75 kHz Sampling Rate 30.72 MHz 153.6 MHz Bandwidth 20 MHz 100 MHz NFFT 2048 2048 OFDM symbol duration, no CP 66.67 us 13.33 us Frame Length 10 ms 10 ms #Subframes (#slots) 10 (20) 50 (100) CP Type Normal & Extended Normal Only Multiplexing FDD / TDD Dynamic TDD Max RBs 6,15,25,50,75,100 100 DL/UL Data coding Turbo Code LDPC code COMPANY RESTRICTED
  • 4.
    2019 | 5G-NRIntroduction | 7 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 ITU: Usage Scenarios of IMT for 2020 and beyond eMBB mMTC uRLLC COMPANY RESTRICTED 2019 | 5G-NR Introduction | 8 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 IMT-2020  5G IMT-Advanced  LTE (Rel.10) ITU: IMT-2020 Requirements eMBB: 4ms uRLLC: 1ms DL: 20Gbit/s UL: 10Gbit/s DL: 100Mbit/s UL: 50Mbit/s DL: 30bit/s/Hz (8x8) UL: 15bit/s/Hz (4x4) Control Plane: 20ms 10ms “encouraged” with 0ms interruption eMBB, uRLLC COMPANY RESTRICTED
  • 5.
    2019 | 5G-NRIntroduction | 9 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 ITU: IMT-2020 Requirements eMBB mMTC uRLLC COMPANY RESTRICTED 2019 | 5G-NR Introduction | 10 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP officially launched New Radio (NR) specification work Basic agreements at 3GPP RAN#75 (March 2017) ı New technical specification series TS 38.xxx ı New single “Work Item on New Radio (NR) Access Technology” – RAN1 is leading WG ı Use cases eMBB and URLLC ı Frequencies up to 52.6 GHz ı Background documents captured as Technical Reports (TR) 38.8xx and 38.9xx; some examples:  TR 38.802 Study on new radio access technology Physical layer aspects  TR 38.900 Study on channel model for frequency spectrum above 6GHz  TR 38.913 Study on scenarios and requirements for next generation access technologies eMBB mIoT / mMTC uRLLC Full list: http://www.3gpp.org/DynaReport/38-series.htm COMPANY RESTRICTED
  • 6.
    2019 | 5G-NRIntroduction | 11 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G - Frequency Ranges Frequency range Range covered FR1 450 MHz – 6000 MHz FR2 24250 MHz – 52600 MHz ı Two basic frequency ranges (FR1 and FR2) are used in 3GPP specifications, since cm-/mm- wave spectrum behaves differently in nature. ı Note that requirements throughout the RF specifications are in many cases defined separately for these different frequency ranges. Extension to 7125MHz agreed (RAN1#82) RAN4 to decide R15 or R16 Background: NR-U Rel-16 WI (e.g., US 5.925 – 7.125 GHz, or Europe 5.925 – 6.425 GHz) COMPANY RESTRICTED 2019 | 5G-NR Introduction | 12 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Frequency trends for 5G 3.6 / 26 GHz (3.5) / 28 / 39GHz 3.5 / 5 / 26 / 43.5 GHz 0.7 / 3.6 / 26GHz 3.5 / 4.6 / 28 GHz NR frequency range 1 reserved numbers 65-256 Downlink Uplink … … … n77 3.3 – 4.2 GHz 3.3 – 4.2 GHz n78 3.3 – 3.8 GHz 3.3 – 3.8 GHz n79 4.4 – 5.0 GHz 4.4 – 5.0 GHz … … … NR frequency range 2 Reserved numbers 257-512 Downlink Uplink n257 26.5 – 29.5 GHz 26.5 – 29.5 GHz n258 24.25 – 27.5 GHz 24.25 – 27.5 GHz n260 37 – 40 GHz 37 – 40 GHz n261 27.5 – 28.35 GHz 27.5 – 28.35 GHz Europe 700 MHz 3.4 - 3.8 GHz 24.25 - 27.5 GHz China 3.3 - 3.6 GHz 4.8 - 5.0 GHz 24.75 - 27.5GHz (study) 37 - 43.5 GHz (study) US [CBRS band (3.5GHz)] 27.5 - 28.35 GHz 37.0 - 40 GHz 64 - 71 GHz (unlicensed) Australia 3.6 GHz 26 GHz Korea 3.5 GHz 28 GHz Japan 4.4 - 4.9 GHz 28 GHz COMPANY RESTRICTED
  • 7.
    2019 | 5G-NRIntroduction | 13 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Frequency trends for 5G in Korea Sub6 Start freq. Stop freq. BW SKT 3.6GHz 3.7GHz 100MHz KT 3.5GHz 3.6GHz 100MHz LG U+ 3.42GHz 3.5GHz 80MHz mmWave Start freq. Stop freq. BW SKT 28.1GHz 28.9GHz 800MHz KT 26.5GHz 27.3GHz 800MHz LG U+ 27.3GHz 28.1GHz 800MHz LG U+ KT SKT 3.42GHz 3.5GHz 3.6GHz 3.7GHz LG U+KT SKT 26.5GHz 27.3GHz 28.1GHz 28.9GHz COMPANY RESTRICTED 2019 | 5G-NR Introduction | 14 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Band number UL DL Duplex mode Min # of Rx Antennas n1 1920 MHz – 1980 MHz 2110 MHz – 2170 MHz FDD 2 n2 1850 MHz – 1910 MHz 1930 MHz – 1990 MHz FDD 2 n3 1710 MHz – 1785 MHz 1805 MHz – 1880 MHz FDD 2 n5 824 MHz – 849 MHz 869 MHz – 894 MHz FDD 2 n7 2500 MHz – 2570 MHz 2620 MHz – 2690 MHz FDD 4 n8 880 MHz – 915 MHz 925 MHz – 960 MHz FDD 2 n12 699 MHz – 716 MHz 729 MHz – 746 MHz FDD 2 n20 832 MHz – 862 MHz 791 MHz – 821 MHz FDD 2 n25 1850 MHz – 1915 MHz 1930 MHz – 1995 MHz FDD 2 n28 703 MHz – 748 MHz 758 MHz – 803 MHz FDD 2 n34 2010 MHz – 2025 MHz 2010 MHz – 2025 MHz TDD 2 n38 2570 MHz – 2620 MHz 2570 MHz – 2620 MHz TDD 4 n39 1880 MHz – 1920 MHz 1880 MHz – 1920 MHz TDD 2 n40 2300 MHz – 2400 MHz 2300 MHz – 2400 MHz TDD 2 n41 2496 MHz – 2690 MHz 2496 MHz – 2690 MHz TDD 4 n51 1427 MHz – 1432 MHz 1427 MHz – 1432 MHz TDD 2 n66 1710 MHz – 1780 MHz 2110 MHz – 2200 MHz FDD 2 38.101-01 V15.3.0 NR bands - FR1 COMPANY RESTRICTED
  • 8.
    2019 | 5G-NRIntroduction | 15 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Band number UL DL Duplex mode Min # of Rx Antennas n70 1695 MHz – 1710 MHz 1995 MHz – 2020 MHz FDD 2 n71 663 MHz – 698 MHz 617 MHz – 652 MHz FDD 2 n74 1427 MHz – 1470 MHz 1475 MHz – 1518 MHz FDD 2 n75 N/A 1432 MHz – 1517 MHz SDL 2 n76 N/A 1427 MHz – 1432 MHz SDL 2 n77 3300 MHz – 4200 MHz 3300 MHz – 4200 MHz TDD 4 n78 3300 MHz – 3800 MHz 3300 MHz – 3800 MHz TDD 4 n79 4400 MHz – 5000 MHz 4400 MHz – 5000 MHz TDD 4 n80 1710 MHz – 1785 MHz N/A SUL 2 n81 880 MHz – 915 MHz N/A SUL 2 n82 832 MHz – 862 MHz N/A SUL 2 n83 703 MHz – 748 MHz N/A SUL 2 n84 1920 MHz – 1980 MHz N/A SUL 2 n86 1710 MHz – 1780MHz N/A SUL 2 38.101-01 V15.3.0 NR bands - FR1 Vehicular UE have relaxed REFSENS requirements  2 instead of 4 Rx Antennas are allowed (RAN4) COMPANY RESTRICTED 2019 | 5G-NR Introduction | 16 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 38.101-02 V15.2.0 New NR bands in FR2 Operating Band Uplink (UL) operating band BS receive UE transmit Downlink (DL) operating band BS transmit UE receive Duplex Mode FUL_low – FUL_high FDL_low – FDL_high n257 26500 MHz – 29500 MHz 26500 MHz – 29500 MHz TDD n258 24250 MHz – 27500 MHz 24250 MHz – 27500 MHz TDD n260 37000 MHz – 40000 MHz 37000 MHz – 40000 MHz TDD n261 27500 MHz – 28350 MHz 27500 MHz – 28350 MHz TDD COMPANY RESTRICTED
  • 9.
    2019 | 5G-NRIntroduction | 17 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G NR bandwidth utilization FR1 SCS [kHz] Channel bandwidth [MHz] 5 10 15 20 25 30 40 50 60 70 80 90 100 NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB NRB 15 25 52 79 106 133 160 216 270 n/a n/a n/a n/a n/a 30 11 24 38 51 65 78 106 133 162 189 217 245 273 60 n/a 11 18 24 31 38 51 65 79 93 107 121 135 FR2 SCS [kHz] Channel bandwidth [MHz] 50 100 200 400 NRB NRB NRB NRB 60 66 132 264 n/a 120 32 66 132 264 ı Note:  NRB (15kHz) = 180kHz  NRB (30kHz) = 360kHz  NRB (60kHz) = 720kHz  NRB (120kHz) = 1440kHz 19.08MHz 380.16MHz 38.104 V15.2.0 70MHz for gNB only COMPANY RESTRICTED 2019 | 5G-NR Introduction | 18 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR channel bandwidth for FR1 NR band / SCS / BS Channel bandwidth NR Band SCS kHz 5 MHz 10 MHz 15 MHz 20 MHz 25 MHz 30 MHz 40 MHz 50 MHz 60 MHz 70 MHz 80 MHz 90 MHz 100 MHz n1 15 Yes Yes Yes Yes 30 Yes Yes Yes 60 Yes Yes Yes n2 15 Yes Yes Yes Yes 30 Yes Yes Yes 60 Yes Yes Yes n3 15 Yes Yes Yes Yes Yes Yes 30 Yes Yes Yes Yes Yes 60 Yes Yes Yes Yes Yes n5 15 Yes Yes 30 Yes 60 n7 15 Yes Yes Yes Yes 30 Yes Yes Yes 60 Yes Yes Yes n8 15 Yes Yes Yes Yes 30 Yes Yes Yes 60 38.104 V15.2.0 70MHz for gNB only COMPANY RESTRICTED
  • 10.
    2019 | 5G-NRIntroduction | 19 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR channel bandwidth for FR1 NR band / SCS / BS Channel bandwidth NR Band SCS kHz 5 MHz 10 MHz 15 MHz 20 MHz 25 MHz 30 MHz 40 MHz 50 MHz 60 MHz 70 MHz 80 MHz 90 MHz 100 MHz n38 15 Yes Yes Yes Yes 30 Yes Yes Yes 60 Yes Yes Yes n39 15 Yes Yes Yes Yes Yes Yes Yes 30 Yes Yes Yes Yes Yes Yes 60 Yes Yes Yes Yes Yes Yes n40 15 Yes Yes Yes Yes Yes Yes Yes Yes 30 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes 60 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes n41 15 Yes Yes Yes Yes Yes 30 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes 60 Yes Yes Yes Yes Yes Yes Yes Yes Yes Yes 38.104 V15.2.0 All bandwidths per band mandatory for UE for single CC, except 90MHz70MHz for gNB only COMPANY RESTRICTED 2019 | 5G-NR Introduction | 20 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR channel bandwidth for FR2 NR band / SCS / BS Channel bandwidth NR Band SCS kHz 50 MHz 100 MHz 200 MHz 400 MHz n257 60 Yes Yes Yes 120 Yes Yes Yes Yes n258 60 Yes Yes Yes 120 Yes Yes Yes Yes n260 60 Yes Yes Yes 120 Yes Yes Yes Yes 38.104 V15.2.0 All bandwidths per band mandatory for UE for single CC, except 400MHz COMPANY RESTRICTED
  • 11.
    2019 | 5G-NRIntroduction | 21 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G NR Carrier Aggregation – FR1 NR CA Band NR Band CA_n77C n77 CA_n78C n78 CA_n79C n79 Intra-band contiguous 38.101-01 V15.3.0 NR CA Band NR Band CA_n3A-n77A n3, n77 CA_n3A-n78A n3, n78 CA_n3A-n79A n3, n79 CA n8-n78A n8, n78 CA_n8A-n79A n8, n79 CA_n28A_n78A n28, n78 CA_n41A-n78A n41, n78 CA_n75A-n78A1 n75, n78 CA_n77A-n79A n77, n79 CA_n78A-n79A n78, n79 NOTE 1: Applicable for UE supporting inter- band carrier aggregation with mandatory simultaneous Rx/Tx capability. Inter-band Only same numerology is mandatory for UE in intra-band case COMPANY RESTRICTED 2019 | 5G-NR Introduction | 22 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G NR Carrier Aggregation – FR2 intra-band contiguous 38.101-02 V15.3.0 NR CA Band NR Band (Table 5.2-1) CA_n257B n257 CA_n257D n257 CA_n257E n257 CA_n257F n257 CA_n257G n257 CA_n257H n257 CA_n257I n257 CA_n257J n257 CA_n257K n257 CA_n257L n257 CA_n257M n257 CA_n260B n260 CA_n260C n260 CA_n260D n260 CA_n260E n260 CA_n260F n260 CA_n260G n260 CA_n260H n260 CA_n260I n260 CA_n260J n260 CA_n260K n260 CA_n260L n260 NR CA Band NR Band (Table 5.2-1) CA_n260M n260 CA_n260O n260 CA_n260P n260 CA_n260Q n260 CA_n261B n261 CA_n261C n261 CA_n261D n261 CA_n261E n261 CA_n261F n261 CA_n261G n261 CA_n261H n261 CA_n261I n261 CA_n261J n261 CA_n261K n261 CA_n261L n261 CA_n261M n261 CA_n261O n261 CA_n261P n261 CA_n261Q n261 Only same numerology is mandatory for UE in intra-band case COMPANY RESTRICTED
  • 12.
    2019 | 5G-NRIntroduction | 23 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G NR Carrier Aggregation between FR1 and FR2 38.101-03 V15.2.0 NR CA Band NR Band CA_n8-n258 n8, n258 CA_n71-n2571 n71, n257 CA_n77-n2571 n77, n257 CA_n78-n2571 n78, n257 CA_n79-n2571 n79, n257 NOTE 1: Applicable for UE supporting inter-band carrier aggregation with mandatory simultaneous Rx/Tx capability. UE has to support 2 different numerologies in FR1 and FR2 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 24 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G NR CA bandwidth classes – FR1 38.101-01 V15.1.0 CBW denotes the channel bandwidth of the wanted signal NR CA bandwidth class Aggregated channel bandwidth Number of contiguous CC Fallback group A BWChannel_CA ≤ BWChannel,max 1 B 20 MHz ≤ CBW ≤ 100 MHz 2 C 100 MHz < BWChannel_CA ≤ 2 x BWChannel,max 2 1D 200 MHz < BWChannel_CA ≤ 3 x BWChannel,max 3 E 300 MHz < BWChannel_CA ≤ 4 x BWChannel,max 4 F 50 MHz < BWChannel_CA ≤ 100 MHz 2 2 G 100 MHz < BWChannel_CA ≤ 150 MHz 3 H 150 MHz < BWChannel_CA ≤ 200 MHz 4 I 200 MHz < BWChannel_CA ≤ 250 MHz 5 J 250 MHz < BWChannel_CA ≤ 300 MHz 6 K 300 MHz < BWChannel_CA ≤ 350 MHz 7 L 350 MHz < BWChannel_CA ≤ 400 MHz 8 NOTE: BWChannel, max is maximum channel bandwidth supported among all bands in a release COMPANY RESTRICTED
  • 13.
    2019 | 5G-NRIntroduction | 25 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G NR CA bandwidth classes – FR2 38.101-02 V15.2.0 NR CA bandwidth class Aggregated channel bandwidth number of contiguous CC Fallback group A CBW ≤ 400 MHz 1 B 400 MHz < CBW ≤ 800 MHz 2 1 C 800 MHz < CBW ≤ 1200 MHz 3 D 200 MHz < CBW ≤ 400 MHz 2 2E 400 MHz < CBW ≤ 600 MHz 3 F 600 MHz < CBW ≤ 800 MHz 4 G 100 MHz < CBW ≤ 200 MHz 2 3 H 200 MHz < CBW ≤ 300 MHz 3 I 300 MHz < CBW ≤ 400 MHz 4 J 400 MHz < CBW ≤ 500 MHz 5 K 500 MHz < CBW ≤ 600 MHz 6 L 600 MHz < CBW ≤ 700 MHz 7 M 700 MHz < CBW ≤ 800 MHz 8 O 100 MHz ≤ CBW ≤ 400 MHz 2 4P 150 MHz ≤ CBW ≤ 400 MHz 3 Q 200 MHz ≤ CBW ≤ 400 MHz 4 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 26 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G NR spectrum utilization Dual connectivity, for Non-Standalone (NSA) mode operation ı Two band combinations (2CC) of 1CC in NR band and 1CC in LTE band ı Additional tables for three band (3CC), four band (4CC) and five band (5CC) in TS38.101-3 LTE frequency bands 1 3 5 7 8 11 18 19 20 21 25 26 28 38 39 41 42 66 71 5GNRfrequencyranges n7 (FDD 700MHz) n28 (FDD 2.6GHz) n41 (TDD 2.6 GHz) n71 (FDD 600MHz) n77: 3.3 – 4.2 GHz n78: 3.8 – 3.8 GHz n79: 4.4 – 5 GHz n257: 26.5 – 29.5 GHz n258: 24.25 – 27.5 GHz Source: TS38.101-3 COMPANY RESTRICTED
  • 14.
    2019 | 5G-NRIntroduction | 27 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Operating band combination for SUL in FR1 NR Band combination for SUL NR Band (Table 5.2-1) SUL_n78-n802 n78, n80 SUL_n78-n812 n78, n81 SUL_n78-n822 n78, n82 SUL_n78-n832 n78, n83 SUL_n78-n842 n78, n84 SUL_n78-n862 n78, n86 SUL_n79-n802 n79, n80 SUL_n79-n812 n79, n81 NOTE 1: If a UE is configured with both NR UL and NR SUL carriers in a cell, the switching time between NR UL carrier and NR SUL carrier is 0us. NOTE 2: For UE supporting SUL band combination simultaneous Rx/Tx capability is mandatory. COMPANY RESTRICTED 2019 | 5G-NR Introduction | 28 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR channel raster – versus SSB raster COMPANY RESTRICTED
  • 15.
    2019 | 5G-NRIntroduction | 29 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G – Channel Raster Range covered ∆FGlobal FREF-Offs NREF-Offs Range of NREF 0 – 3000 MHz 5 kHz 0 MHz 0 0 – 599999 3000 – 24250 MHz 15 kHz 3000 MHz 600000 600000 – 2016666 24250 – 100000 MHz 60 kHz 24250.08 MHz 2016667 2016667 – 3279165 ı FREF = FREF-Offs + ΔFGlobal (NREF – NREF-Offs) COMPANY RESTRICTED 2019 | 5G-NR Introduction | 30 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Channel raster entries for each operating band – FR1 38.101-1 V15.2.0 NR Operating Band ΔFRaster [kHz] Uplink Range of NREF (First – <Step size> – Last) Downlink Range of NREF (First – <Step size> – Last) n1 100 384000 – <20> – 396000 422000 – <20> – 434000 n2 100 370000 – <20> – 382000 386000 – <20> – 398000 n3 100 342000 – <20> – 357000 361000 – <20> – 376000 n5 100 164800 – <20> – 169800 173800 – <20> – 178800 n7 100 500000 – <20> – 514000 524000 – <20> – 538000 n8 100 176000 – <20> – 183000 185000 – <20> – 192000 n12 100 139800 – <20> – 143200 145800 – <20> – 149200 n20 100 166400 – <20> – 172400 158200 – <20> – 164200 n25 100 370000 – <20> – 383000 386000 – <20> – 399000 n28 100 140600 – <20> – 149600 151600 – <20> – 160600 n34 100 402000 – <20> – 405000 402000 – <20> – 405000 n38 100 514000 – <20> – 524000 514000 – <20> – 524000 n39 100 376000 – <20> – 384000 376000 – <20> – 384000 n40 100 460000 – <20> – 480000 460000 – <20> – 480000 n41 15 499200 – <3> – 537999 499200 – <3> – 537999 30 499200 – <6> – 537996 499200 – <6> – 537996 n51 100 285400 – <20> – 286400 285400 – <20> – 286400 n66 100 342000 – <20> – 356000 422000 – <20> – 440000 n70 100 339000 – <20> – 342000 399000 – <20> – 404000 n71 100 132600 – <20> – 139600 123400 – <20> – 130400 n75 100 N/A 286400 – <20> – 303400 n76 100 N/A 285400 – <20> – 286400 n77 15 620000 – <1> – 680000 620000 – <1> – 680000 30 620000 – <2> – 680000 620000 – <2> – 680000 n78 15 620000 – <1> – 653333 620000 – <1> – 653333 30 620000 – <2> – 653332 620000 – <2> – 653332 NR bands with 100 kHz channel raster: ΔFRaster = 20 × ΔFGlobal NR bands with 15 kHz channel raster below 3GHz: ΔFRaster = 3 × ΔFGlobal NR bands with 15 kHz channel raster above 3GHz: ΔFRaster = ΔFGlobal COMPANY RESTRICTED
  • 16.
    2019 | 5G-NRIntroduction | 31 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Channel raster entries for each operating band – FR2 38.101-2 V15.2.0 NR bands with 100 kHz channel raster: ΔFRaster = 20 × ΔFGlobal NR bands with 15 kHz channel raster below 3GHz: ΔFRaster = 3 × ΔFGlobal NR bands with 15 kHz channel raster above 3GHz: ΔFRaster = ΔFGlobal NR Operating Band ΔFRaster (kHz) Uplink and Downlink Range of NREF (First – <Step size> – Last) n257 60 2054166 – <1> – 2104165 120 2054167 – <2> – 2104165 n258 60 2016667 – <1> – 2070832 120 2016667 – <2> – 2070831 n260 60 2229166 – <1> – 2279165 120 2229167 – <2> – 2279165 n261 60 2070833 – <1> – 2084999 120 2070833 – <2> – 2087497 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 32 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Synchronization Raster and Numbering 38.101-1/2 Frequency range SS_Block frequency position SSREF GSCN Range of GSCN 0-3000 MHz N * 1200kHz + M * 50 kHz, N=1:2499, M ϵ {1,3,5} (Note 1) 3N + (M-3)/2 2 – 7498 3000-24250 MHz 3000 MHz + N * 1.44 MHz N = 0:14756 7499 + N 7499 – 22255 24250-100000 MHz 24250.08 MHz + N * 17.28 MHz, N = 0:4383 22256 + N [22256 – 26639] NOTE 1: The default value for operating bands with SCS spaced channel raster is M=3. Only cell-defining SSB needs to be on synch raster COMPANY RESTRICTED
  • 17.
    2019 | 5G-NRIntroduction | 33 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Synchronization Raster entries for each operating band – FR1 NR Operating Band SS Block SCS SS Block pattern1 Range of GSCN (First – <Step size> – Last) n1 15kHz Case A 5279 – <1> – 5419 n2 15kHz Case A 4829 – <1> – 4969 n3 15kHz Case A 4517 – <1> – 4693 n5 15kHz Case A 2177 – <1> – 2230 30kHz Case B 2183 – <1> – 2224 n7 15kHz Case A 6554 – <1> – 6718 n41 15kHz Case A 6246 – <3> – 6714 30kHz Case C 6252 – <3> – 6714 n51 15kHz Case A 3572 – <1> – 3574 n66 15kHz Case A 5279 – <1> – 5494 30kHz Case B 5285 – <1> – 5488 n70 15kHz Case A 4993 – <1> – 5044 n71 15kHz Case A 1547 – <1> – 1624 n75 15kHz Case A 3584 – <1> – 3787 n76 15kHz Case A 3572 – <1> – 3574 n77 30kHz Case C 7711 – <1> – 8329 NOTE 1: SS Block pattern is defined in section 4.1 in TS 38.213 38.101-1 V15.2.0 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 34 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Synchronization Raster entries for each operating band – FR2 NR Operating Band SS Block SCS SS Block pattern1 Range of GSCN (First – <Step size> – Last) n257 120 kHz Case D 22388 - <1> - 22558 240 kHz Case E 22390 - <2> - 22556 n258 120 kHz Case D 22257 - <1> - 22443 240 kHz Case E 22258 - <2> - 22442 n260 120 kHz Case D 22995 - <1> - 23166 240 kHz Case E 22996 - <2> - 23164 n261 120 kHz Case D 22446 - <1> - 22492 240 kHz Case E 22446 - <2> - 22490 NOTE 1: SS Block pattern is defined in subclause 4.1 in TS 38.213 38.101-2 V15.2.0 COMPANY RESTRICTED
  • 18.
    2019 | 5G-NRIntroduction | 35 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR UE power classes – FR1 EUTRA band Class 1 (dBm) Tolerance (dB) Class 2 (dBm) Tolerance (dB) Class 3 (dBm) Tolerance (dB) n1 23 ± 2 n2 23 ± 2 n8 23 ± 2 n12 23 ± 2 n25 23 ± 2 n34 23 ± 2 n39 23 ± 2 n40 23 ± 2 n41 26 +2/-3 23 ± 2 n66 23 ± 2 n70 23 ± 2 n71 23 +2 / - 2.5 n77 26 +2/-3 23 +2/-3 n78 26 +2/-3 23 +2/-3 n79 26 +2/-3 23 +2/-3 n80 23 ± 2 n81 23 ± 2 n82 23 ± 2 n83 23 ± 2/-2.5 n84 23 ± 2 n86 23 ± 2 38.101-1 V15.1.0 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 36 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR UE power - FR2 38.101-2 V15.1.0 power class 1 power class 2 power class 3 power class 4 NR band Min Peak EIRP (dBm) Min Peak EIRP (dBm) Min Peak EIRP (dBm) Min Peak EIRP (dBm) n257 40.0 29 22.4 34 n258 40.0 29 22.4 34 n260 38.0 20.6 31 n261 40.0 29 22.4 34 NOTE 1: minimum peak EIRP is defined as the lower limit without tolerance power class 1 power class 2 power class 3 power class 4 NR band max TRP (dBm) max EIRP (dBm) max TRP (dBm) max EIRP (dBm) max TRP (dBm) max EIRP (dBm) max TRP (dBm) max EIRP (dBm) n257 35 55 23 43 23 43 23 43 n258 35 55 23 43 23 43 23 43 n260 35 55 23 43 23 43 n261 35 55 23 43 23 43 23 43 COMPANY RESTRICTED
  • 19.
    2019 | 5G-NRIntroduction | 37 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR UE power - FR2 PC# Min Peak EIRP(dBm) Spherical coverage Max. EIRP(dBm) Max. TRP (dBm) UE type 28GHz 39GHz 28GHz 39GHz 28GHz 39GHz 28GHz 39GHz 1 40.0 38.0 32.0dBm@85% 30.0dBm@85% 55 55 35 35 FWA on fixed platform 2 29.0 N/A 18.0dBm@60% N/A 43 N/A 23 N/A Vehicle mounted (fixed on moving platform) 3 22.4 20.6 11.5dBm@50% 8.0dBm@50% 43 43 23 23 Handheld UE 4 34.0 31.0 25.0dBm@20% 19.0dBm@20% 43 43 23 23 Higher power mobile UE Note: The spherical coverage requirements in this table are only applicable for UE which supports single band in FR2 ı Power class definition package for FR2 UE ı Minimum peak EIRP  UL coverage for network link budget ı Maximum TRP  UL interference restriction ı Maximum EIRP  Regulatory requirement ı EIRP at certain % of CDF  Spatial coverage ı MPR, A-MPR and Pcmax are specified for each power class for FR2 UE ı MPR, A-MPR and Pcmax are also specified for CA and UL-MIMO ı Transmitter power including Power class, MPR, A-MPR and Pcmax are also defined for EN-DC UE COMPANY RESTRICTED 2019 | 5G-NR Introduction | 38 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Rel-17… 3GPP RAN NR Standardization Overview Status after 3GPP RAN #82 (December 2018) Release 15Rel-14 NR: New Radio SA: Standalone NSA: Non Standalone eMBB: Enhanced Mobile Broadband URLLC: Ultra-Reliable Low Latency Communication mMTC: Massive Machine Type Communication Release 16 Rel-15 NR Phase 1: Focus on early NSA / SA deployment scenarios for eMBB/URLLC use cases Rel-15 LTE Advanced Pro evolution (V2X, IoT, …) Dec 2017 / RAN #78 L1/L2 specification for NSA option 3 / eMBB completed Mar 2018 / RAN #79 L3 specs. (ASN.1) for option 3 / eMBB completed Dec 2019 / RAN #86 Rel-16 completed June 2019 / RAN #84 IMT-2020 submission LTE & NR Rel-15/16 LTE Advanced Pro incl. C-IoT Cat-M, Cat-NB Rel-16 NR Phase 2: Further NR use cases (V2X, NTN) Rel-16 LTE Advanced Pro evolution (IoT, broadcast, …) Rel-15 “Late Drop” June 2018 / RAN #80 L1/L2 specs. for SA option 2 & 5 / URLLC completed June 2019 / RAN #83 (“late drop”) L3 specs (ASN.1) for option 4 & 7 completed Sep 2018 / RAN #81 L3 specs (ASN.1) for option 2 & 5 completed Mar 2020 / RAN #87 Rel-16 ASN.1 compl’d Rel-15 Milestones Rel-16 Milestones Rel-16 Study-Items / Work-Items see next slide 2016 201920182017 2020 March 2018 / RAN #82 (“late drop”) L1/L2 specs for option 4 & 7 incl. NR-NR-DC completed Now COMPANY RESTRICTED
  • 20.
    2019 | 5G-NRIntroduction | 39 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP NR Feature Priority ı Non standalone ı Dual Connectivity with LTE ı LTE Master/EPC  Early Drop ı ı Standalone ı Single and Dual Connectivity ı Carrier Aggregation ı eMBB / URLLC ı NR inter-RAT mobility between NR and E-UTRA ı Services ı IMS ı Emergency Call ı Positioning ı Public Warning System ı Frequency up to 52.6 GHz ı NOMA ı IIoT (part of URLLC WI) ı Integrated access and backhaul for NR ı V2V and V2X ı Multimedia Broadcast/Multicast Service ( most likely moved to LTE) ı Access to unlicensed spectrum ı Non-Terrestrial-Networks NTN ı Satellite communication ( > 20 km) ı Air-to-ground and light air craft communications (<20km) ı Extreme long distance coverage (up to 100 km) in low density areas (up to 2 users/km2) Release 15 Release 16 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 40 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP RAN Workplan and Priorities Timeframe: July 2018 – Dec 2019 ı Complete NR Rel-15 specifications  Bugfixes and corrections to Rel-15  Specify Option 4 & 7 and NR-NR DC (“late drops”) ı Enhance NR in Rel-16 to support vertical markets and new industries beyond eMBB  V2X (Basic use cases included in LTE Rel-14/15, NR Rel-16 covers advanced use cases)  Industrial IoT (LPWA use cases included in LTE eMTC/NB-IoT, Advanced URLLC use cases such as industry automation in NR Rel-16, new RF channel model specifically for factory environment)  5G in unlicensed spectrum / 5G over satellite  5G above 52.6 GHz ı Increase NR UE and network efficiency in Rel-16  Reduce 5G UE power consumption  5G location and positioning enhancements  5G interference mitigation  5G MIMO and beamforming enhancements COMPANY RESTRICTED
  • 21.
    2019 | 5G-NRIntroduction | 41 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP RAN Rel-16 Study-Item / Work-Item Overview NR Study-Item / Work-Item SI WI NR MIMO WI NR V2X SI WI NR in unlicensed band SI WI NOMA SI WI NR over non-terrestrial networks SI NR UE power consumption SI WI NR positioning SI WI NR eURLLC SI WI NR mobility enhancements WI MR-DC enhancements SI WI NR SON / MDT SI WI NR Remote interference management SI WI NR Integrated Access and Backhaul SI WI NR design beyond 52.6 GHz SI 2 NR UE antennas in vehicles SI Channel model for Industrial IoT SI WI LTE Study-Item / Work-Item SI WI NB-IoT enhancements WI eMTC enhancements WI LTE MIMO enhancements WI LTE mobility enhancements WI ENTV broadcasting enhancements SI WI Add support for 5GC for NB-IoT and eMTC Acronyms Study-Item Work-Item NTN: Non Terrestrial Network RIM: Remote Interference Management CLI: Cross Link Interference IAB: Integrated Access and Backhaul IIoT: Industrial IoT SON: Self Organising Network MDT: Minimisation of Drive Test DC: Dual Connectivity MR-DC:Multi-Radio Dual Connectivity NOMA: Non Orthogonal Multiple Access COMPANY RESTRICTED 2019 | 5G-NR Introduction | 42 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 5G Key Technology Components NR builds on four main pillars New Spectrum Multi-Connectivity Network flexibility - virtualization Massive MIMO & Beamforming ı < 1GHz ı ~ 3.5 GHz ı ~ 26/28/39 GHz ı Hybrid beamforming ı > 6GHz also UE is expected to apply beam steering eNB gNB MCG MCG split SCG Initially based on Dual Connectivity with E-UTRA as masterSCG split ı Flexible physical layer numerology ı Network Slicing ı NFV/SDN COMPANY RESTRICTED
  • 22.
    2019 | 5G-NRIntroduction | 43 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Network Architecture - Terminology name of LTE radio access (no change to current usage) name of New Radio access Radio Access 5GC COMPANY RESTRICTED 2019 | 5G-NR Introduction | 44 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Network Architecture - Terminology a RAN that connects to EPC a RAN that connects to 5GCRadio Access Network “gigabit” NodeB 5GC COMPANY RESTRICTED
  • 23.
    2019 | 5G-NRIntroduction | 45 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Network Architecture - Terminology 5G CoreCore Network 5GC COMPANY RESTRICTED 2019 | 5G-NR Introduction | 46 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Architecture Evolution – DC Options Option 3 is priority 1 in 3GPP EPC eNB gNB Data Control Option 3 EN = E-UTRA-NR NG-eNB gNB Option 7 NGEN = NG-RAN E-UTRA-NR MN 5GC NG-eNB gNB Option 4 NE = NR-E-UTRA 5GC MNMN COMPANY RESTRICTED
  • 24.
    2019 | 5G-NRIntroduction | 47 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Architecture Evolution – Standalone Options Data Control 5GC gNB Option 2 Standalone NG-eNB Option 5 eLTE - SA 5GC COMPANY RESTRICTED 2019 | 5G-NR Introduction | 48 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Architecture Evolution – Time Line Release 15 2018 2019 Release 16 20172016 2019 2020 R15 early drop: option 3 R15: option 2,5 R15 late drop: option 4,7 COMPANY RESTRICTED
  • 25.
    2019 | 5G-NRIntroduction | 49 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Architecture Evolution – EN-DC data flow details eNB (MN) E-UTRA or NR PDCP E-UTRA RLC E-UTRA MAC/PHY E-UTRA RLC E-UTRA RLC NR PDCP gNB (SN) NR PDCP NR RLC NR MAC/PHY NR RLC NR RLC NR PDCP MCG Split Bearer SCG Split Bearer SCG Bearer Xn ı Remember all control information through LTE connection ı MCG split bearer ı User data routed via eNB or gNB – decision in eNB ı SCG split bearer ı User data routed via eNB or gNB – decision in gNB ı SCG bearer ı User data routed via gNB MCG Bearer COMPANY RESTRICTED 2019 | 5G-NR Introduction | 50 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR Architecture ı 5GC: Core network replaces EPC ı AMF: Access and Mobility Management Function ı UPF: User Plane Function ı NG-RAN : ı gNB (NR NodeB) ı ng-eNB (E-UTRA NodeB) (connected to EPC or 5GC) ı NG : Interface between NodeBs and 5GC ı NG-C = Control, NG-U = User Plane ı Xn: network interface between NodeBs Terminology 38.300 COMPANY RESTRICTED
  • 26.
    2019 | 5G-NRIntroduction | 51 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Function Split between NG-RAN and 5GC NG ı AMF = Access and Mobility Management Function ı UPF = User Plane Function ı SMF = Session Management function ı No EPS bearers anymore  PDU sessions with QoS flows ı Attach  Registration COMPANY RESTRICTED 2019 | 5G-NR Introduction | 52 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 NR RAN Architecture according TS38.401 ı gNB-CU = gNB Centralized Unit ı gNB-DU = gNB Distributed Unit ı F1 is new interface specification between both and is specified in RAN3 BBU RRU BBU RRU RRU RRU RRU BBU BBU Fronthaul Integrated Access Backhaul (IAB) is a work item of R16 COMPANY RESTRICTED
  • 27.
    2019 | 5G-NRIntroduction | 53 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Parameter FR1 FR2 Carrier aggregation Up to 16 carriers Bandwidth per carrier 5, 10, 15, 20, 25, 30, 40, 50, 60, 80, 90, 100MHz 50, 100, 200, 400 MHz Subcarrier spacing 15, 30, 60 kHz 60, 120, 240 (not for data) kHz Max. number of subcarriers 3300 (FFT4096 mandatory) Modulation scheme QPSK, 16QAM, 64QAM, 256QAM; uplink also supports π/2-BPSK (only DFT-s-OFDM) Radio frame length 10ms Subframe duration 1 ms (alignment at symbol boundaries every 1 ms) MIMO scheme Max. 2 codewords mapped to max 8 layers in downlink and to max 4 layers in uplink Duplex mode TDD, FDD TDD Access scheme DL: CP-OFDM; UL: CP-OFDM, DFT-s-OFDM 5G New Radio (NR) offers a flexible air interface Summary of key parameters 2019 | 5G-NR Introduction | 54 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Migration to 5G – Legacy support 5G-RAN E-UTRAN 5GC UTRAN GERAN EPCNo seamless handover COMPANY RESTRICTED
  • 28.
    2019 | 5G-NRIntroduction | 55 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Migration to 5G – Legacy support 5G-RAN E-UTRAN 5GC UTRAN GERAN EPC SRVCC: 5G to 3G in R16 COMPANY RESTRICTED 2019 | 5G-NR Introduction | 56 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 Migration to 5G – Legacy support 5G-RAN E-UTRAN 5GC UTRAN GERAN EPC No access COMPANY RESTRICTED
  • 29.
    2019 | 5G-NRIntroduction | 57 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP NR specifications RAN1/RAN2 RAN1 RAN2 Number Title Number Title 38.201 Physical layer; General description 38.300 Overall description; Stage-2 38.202 Physical layer services provided by the physical layer 38.304 User Equipment (UE) procedures in idle mode 38.211 Physical channels and modulation 38.306 User Equipment (UE) radio access capabilities 38.212 Multiplexing and channel coding 38.321 MAC protocol specification 38.213 Physical layer procedures for control 38.322 RLC protocol specification 38.214 Physical layer procedures for data 38.323 PDCP specification 38.215 Physical layer measurements 38.331 RRC protocol specification 37.324 E-UTRA and NR: Service Data Adaptation (SDAP) 37.340 Multi-Connectivity; Overall description; Stage-2 38.305 Positioning COMPANY RESTRICTED 2019 | 5G-NR Introduction | 58 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP NR specifications RAN3 RAN3 Number Title Number Title 38.401 Architecture description 38.470 F1 general aspects and principles 38.410 NG general aspects and principles 38.471 F1 layer 1 38.411 NG layer 1 38.472 F1 signaling transport 38.412 NG signaling transport 38.473 F1 Application Protocol (XnAP) 38.413 NG Application Protocol (NGAP) 38.474 F1 data transport 38.414 NG data transport 38.475 F1 interface user plane protocol 38.420 Xn general aspects and principles 38.421 Xn layer 1 38.422 Xn signaling transport 38.423 Xn Application Protocol (XnAP) 38.424 Xn data transport 38.425 Xn interface user plane protocol COMPANY RESTRICTED
  • 30.
    2019 | 5G-NRIntroduction | 59 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP NR specifications RAN4 RAN4 Number Title 38.101-1 User Equipment (UE) radio transmission and reception; Part 1: Range 1 Standalone 38.101-2 User Equipment (UE) radio transmission and reception; Part 2: Range 2 Standalone 38.101-3 User Equipment (UE) radio transmission and reception; Part 3: Range 1 and Range 2 Interworking operation with other radios 38.101-4 User Equipment (UE) radio transmission and reception; Part 4: Performance requirements 38.104 Base Station (BS) radio transmission and reception 38.133 Requirements for support of radio resource management 38.141 Base Station (BS) conformance testing 38.307 Requirements on UEs supporting a release-independent frequency band COMPANY RESTRICTED 2019 | 5G-NR Introduction | 60 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP NR specifications RAN5 RAN5 Number Title 38.508 – 1 User Equipment (UE) conformance specification; Part 1: common test environment 38.508 – 2 User Equipment (UE) conformance specification; Part 2: common implementation statement 38.509 Special conformance testing functions for User Equipment (UE) 38.521 – 1…3 User Equipment (UE) conformance specification; Radio transmission and reception; Part 1 … 3 (RF) 38.521 – 4 User Equipment (UE) conformance specification; Radio transmission and reception; Part 4: Performance (RF) 38.522 User Equipment (UE) conformance specification; Applicability of RF and RRM test cases 38.533 User Equipment (UE) conformance specification; Radio resource management (RRM) 38.523 – 1 User Equipment (UE) conformance specification; Part 1: Protocol test cases (PCT) 38.523 – 2 User Equipment (UE) conformance specification; Part 2: Applicability of protocol test cases (PICS/PIXIT) 38.523 – 3 User Equipment (UE) conformance specification; Part 3: Protocol Test Suites (TTCN-3 ATS) 38.903 User Equipment (UE) conformance specification; Derivation of test tolerances for RF and RRM conformance test cases 38.905 User Equipment (UE) conformance specification; Derivation of test points for RF conformance test cases COMPANY RESTRICTED
  • 31.
    2019 | 5G-NRIntroduction | 61 TZ-GB1-Wa-190205-P-00.00-TM1-18-182 3GPP NR specifications System Aspects System Aspects Number Title 22.261 Service requirements for the 5G system 23.003 Numbering, addressing and identification 23.501 System Architecture for the 5G System 23.502 Procedures for the 5G System 23.503 Policy and charging control framework 33.501 Security architecture and procedures for 5G system 38.401 Architecture description 24.501 Non-Access-Stratum (NAS) protocol for 5G System COMPANY RESTRICTED