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THE 18TH NORDIC WORKSHOP ON BIBLIOMETRICS AND RESEARCH POLICY
OCTOBER 28-29, KTH ROYAL SCHOOL OF TECHNOLOGY, STOCKHOLM

Relating universities’ research performance and cities’
cultural capital in global university rankings

Nicolás Robinson-García, Clara Calero-Medina & Thed N. van Leeuwen
EC3 Research Group
University of Granada
Spain

CWTS
Leiden University
The Netherlands
Background
Background
Problems when using bibliometric indicators
1. More papers and more citations do not
necessarily translate to wealth
2. Input and context are important
Background
Unidirectional model

Input

Triple Helix Model

Output

University

Investment → Results
Research → Innovation

Market

State
Background
University
Innovation

Market

Knowledge
Infra-structure

State

Political Economy

Leydesdorff (2010)
Background
Research question
1. Industry indicators
a. Regional GDP
b. % Industry investment in R&D
c. % Regional manpower

Input

2. Teaching indicators
a. Academic staff
b. PhD staff
c. Students

3. Structural indicators

Context

Output

a. University type
b. University age

4. Bibliometric /research indicators

Bordons et al., 2010
Research question
1. Industry indicators
a. Regional GDP
b. % Industry investment in R&D
c. % Regional manpower

Input

2. Teaching indicators
a. Academic staff
b. PhD staff
c. Students

3. Structural indicators

Context

Output

a. University type
b. University age

4. Bibliometric /research indicators

Bordons et al., 2010
Research question
1. Industry indicators
a. Regional GDP
b. % Industry investment in R&D
c. % Regional manpower

Input

2. Teaching indicators
a. Academic staff
b. PhD staff
c. Students

3. Structural indicators

Context

Output

a. University type
b. University age

4. Bibliometric /research indicators

Bordons et al., 2010
Research question
1. Industry indicators
a. Regional GDP
b. % Industry investment in R&D
c. % Regional manpower

Input

2. Teaching indicators
a. Academic staff
b. PhD staff
c. Students

3. Structural indicators

Context

Output

a. University type
b. University age

4. Bibliometric /research indicators

Bordons et al., 2010
Research question

Bordons et al., 2010
Hypothesis
Hypothesis
It is in fact impossible to account for the structure and
functioning of the social world unless one reintroduces
capital in all its forms and not solely in the one form
recognized by economic theory. Economy theory […]
defines as disinterested those forms of exchange which
ensure the transsubstantiation whereby the most
material types of capital – those which are economic in
the restricted sense – can present themselves in the
immaterial form of cultural capital or social capital
and vice versa.
Pierre Bourdieu, 1986
Hypothesis
Forms of cultural capital
 Embodied. Intrinsic in the mind and body

 Objectified.
Books,
monuments …

pictures,

museums,

 Institutionalized. Educational qualifications …
Hypothesis
Where do we find cultural
capital?
Hypothesis
The image of cities

1
2
3
4
5

6

• Urban attractiveness
• Transport infrastructure

• Historical heritage
• Environment
• Social problems
• Culture

7
8
9

10
11
12

• Innovation & business culture

• Economy and commerce
• Services
• Education - University
• International projection
• Self-perception

Luque-Martínez et al. (2007)
Hypothesis
The Creative Class
• It contributes to innovative production
• It grows from weak links in social
networks (heterogeneity)
• It is based on the principle that cities
most not only attract firms but also people
• Larger regions attract and retain the
creative class
Hypothesis
The school should pay attention primarily to those
strengths in which it possesses a differential advantage,
that is, it can outperform competitors on that
dimension.
For example, Georgetown University not only has an
excellent international studies program, but its location
in Washington, D.C., gives it a differential advantage in
pursuing preeminence in this area of study.
Kotler & Murphy, 1981
Hypothesis
How can we measure the
cultural capital of cities ?
Hypothesis
Which variables do we think are important for the analysis?
• Population of the city
• Specific variables that could help to understand the position of
the university in the city
– % of students of the population
– Number of campus of the university and their location in the city

• Culturally relevant variables :
–
–
–
–
–
–

Number of museums
Number of libraries
Number of concert halls
Number of theaters and movie theaters
Number of parks
….
Research question
THE 18TH NORDIC WORKSHOP ON BIBLIOMETRICS AND RESEARCH POLICY
OCTOBER 28-29, KTH ROYAL SCHOOL OF TECHNOLOGY, STOCKHOLM

Relating universities’ research performance and cities’
cultural capital in global university rankings

Nicolás Robinson-García, Clara Calero-Medina & Thed N. van Leeuwen
EC3 Research Group
University of Granada
Spain

CWTS
Leiden University
The Netherlands
Hypothesis
Approach 1. Analysis of the relation between cities’
size and universities’ research performance
Approach 1. Evidences

Bettencourt & West, 2010
Approach 1. Temptative analysis
Relating research impact with population

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Relating universities' research performance and cities' cultural capital in global university rankings

  • 1. THE 18TH NORDIC WORKSHOP ON BIBLIOMETRICS AND RESEARCH POLICY OCTOBER 28-29, KTH ROYAL SCHOOL OF TECHNOLOGY, STOCKHOLM Relating universities’ research performance and cities’ cultural capital in global university rankings Nicolás Robinson-García, Clara Calero-Medina & Thed N. van Leeuwen EC3 Research Group University of Granada Spain CWTS Leiden University The Netherlands
  • 3. Background Problems when using bibliometric indicators 1. More papers and more citations do not necessarily translate to wealth 2. Input and context are important
  • 4. Background Unidirectional model Input Triple Helix Model Output University Investment → Results Research → Innovation Market State
  • 7. Research question 1. Industry indicators a. Regional GDP b. % Industry investment in R&D c. % Regional manpower Input 2. Teaching indicators a. Academic staff b. PhD staff c. Students 3. Structural indicators Context Output a. University type b. University age 4. Bibliometric /research indicators Bordons et al., 2010
  • 8. Research question 1. Industry indicators a. Regional GDP b. % Industry investment in R&D c. % Regional manpower Input 2. Teaching indicators a. Academic staff b. PhD staff c. Students 3. Structural indicators Context Output a. University type b. University age 4. Bibliometric /research indicators Bordons et al., 2010
  • 9. Research question 1. Industry indicators a. Regional GDP b. % Industry investment in R&D c. % Regional manpower Input 2. Teaching indicators a. Academic staff b. PhD staff c. Students 3. Structural indicators Context Output a. University type b. University age 4. Bibliometric /research indicators Bordons et al., 2010
  • 10. Research question 1. Industry indicators a. Regional GDP b. % Industry investment in R&D c. % Regional manpower Input 2. Teaching indicators a. Academic staff b. PhD staff c. Students 3. Structural indicators Context Output a. University type b. University age 4. Bibliometric /research indicators Bordons et al., 2010
  • 13. Hypothesis It is in fact impossible to account for the structure and functioning of the social world unless one reintroduces capital in all its forms and not solely in the one form recognized by economic theory. Economy theory […] defines as disinterested those forms of exchange which ensure the transsubstantiation whereby the most material types of capital – those which are economic in the restricted sense – can present themselves in the immaterial form of cultural capital or social capital and vice versa. Pierre Bourdieu, 1986
  • 14. Hypothesis Forms of cultural capital  Embodied. Intrinsic in the mind and body  Objectified. Books, monuments … pictures, museums,  Institutionalized. Educational qualifications …
  • 15. Hypothesis Where do we find cultural capital?
  • 16. Hypothesis The image of cities 1 2 3 4 5 6 • Urban attractiveness • Transport infrastructure • Historical heritage • Environment • Social problems • Culture 7 8 9 10 11 12 • Innovation & business culture • Economy and commerce • Services • Education - University • International projection • Self-perception Luque-Martínez et al. (2007)
  • 17. Hypothesis The Creative Class • It contributes to innovative production • It grows from weak links in social networks (heterogeneity) • It is based on the principle that cities most not only attract firms but also people • Larger regions attract and retain the creative class
  • 18. Hypothesis The school should pay attention primarily to those strengths in which it possesses a differential advantage, that is, it can outperform competitors on that dimension. For example, Georgetown University not only has an excellent international studies program, but its location in Washington, D.C., gives it a differential advantage in pursuing preeminence in this area of study. Kotler & Murphy, 1981
  • 19. Hypothesis How can we measure the cultural capital of cities ?
  • 20. Hypothesis Which variables do we think are important for the analysis? • Population of the city • Specific variables that could help to understand the position of the university in the city – % of students of the population – Number of campus of the university and their location in the city • Culturally relevant variables : – – – – – – Number of museums Number of libraries Number of concert halls Number of theaters and movie theaters Number of parks ….
  • 22. THE 18TH NORDIC WORKSHOP ON BIBLIOMETRICS AND RESEARCH POLICY OCTOBER 28-29, KTH ROYAL SCHOOL OF TECHNOLOGY, STOCKHOLM Relating universities’ research performance and cities’ cultural capital in global university rankings Nicolás Robinson-García, Clara Calero-Medina & Thed N. van Leeuwen EC3 Research Group University of Granada Spain CWTS Leiden University The Netherlands
  • 23. Hypothesis Approach 1. Analysis of the relation between cities’ size and universities’ research performance
  • 25. Approach 1. Temptative analysis Relating research impact with population