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Functionalization via Glycerol Transesterification
of Polymerized Soybean Oil
Arnold A. Lubguban,1
Yuan-Chan Tu,2
Zuleica R. Lozada,1
Fu-Hung Hsieh,2
Galen J. Suppes1
1
Department of Chemical Engineering, University of Missouri, Columbia, MO 65211
2
Department of Biological Engineering, University of Missouri, Columbia, MO 65211
Received 3 June 2008; accepted 22 September 2008
DOI 10.1002/app.29382
Published online 18 December 2008 in Wiley InterScience (www.interscience.wiley.com).
ABSTRACT: An acylglycerol-based molecule was syn-
thesized by the thermal polymerization (bodying) of soy-
bean oil followed by transesterification with glycerol.
Transesterification with glycerol at temperatures greater
than 200
C provided the desired polyol prepolymers. The
extent of bodying and quantity of glycerol added during
the transesterification provided tunability of the polyol
molecular weight and functionality. The hydroxyl num-
bers, acidity, and viscosity of the polyols were character-
ized. The polyols were evaluated in elastomers and rigid
foams. Extractability analyses were performed on the
polyurethane elastomer wafers to evaluate crosslinking.
Rigid foaming results for the processed soy-based polyol
showed excellent physicochemical properties suggesting
comparability with a petroleum-based polyether polyol.
VVC 2008 Wiley Periodicals, Inc. J Appl Polym Sci 112: 19–27, 2009
Key words: crosslinking; elastomers; esterification; oligo-
mers; polyurethanes
INTRODUCTION
Polymers derived from plant oils have attracted
major commercial interest and significant attention
in scientific research because of the availability, bio-
degradability, and unique properties of triglycerides.
Triglycerides rich in unsaturated fatty acids, such as
soybean oil (SBO), are particularly susceptible to
chemical modification for desired polymeric
materials.
Various physicochemical and even biological
methods have been used to functionalize unsatu-
rated vegetable oils to yield industrially useful poly-
mer derivatives and polyols. In a study by
Kiatsimkul et al.,1
bodied soybean oil (BSBO) was
used as a starting material for polyol production by
enzyme hydrolysis of the same. This method is sug-
gested to yield a soy-based polyol with a high mo-
lecular weight, reduced saturated fatty acid moieties,
increased primary alcohol moieties, and a tunable
hydroxyl equivalent weight.
Higher molecular weight polyols with correspond-
ing higher hydroxyl equivalent weights are desired
in polyurethane production because they lead to
larger amounts of B-side components in the ure-
thane formulation. Enzymatic approaches that
reduce the use of inorganic catalysts, reduce the
amounts of organic reagents or co-reagents, and op-
erate at lower temperatures are considered to be
more desirable, greener processes. However, the
high costs and relatively low operational productiv-
ities of the lipases create economic barriers that off-
set the advantages.
Epoxidation with oxirane opening reactions are
effective for converting SBO into polyols with sec-
ondary hydroxyl moieties. These secondary
hydroxyl moieties react more slowly than primary
moieties. Alternatively, the ozonolysis of canola and
SBO yields polyols with primary, terminal hydrox-
yls2
that are more reactive with isocyanate.3
Primary
hydroxyl moieties require lower catalyst quantities,
and this reduces the cost of the urethane formula-
tion. Drawbacks of ozonolysis include energy-inten-
sive separations and disposal issues related to the
generation of low-molecular-weight monofunctional
byproducts.
This article reports a two-step process starting
with the heat polymerization (bodying) of SBO,
which promotes the crosslinking of acylglycerols,
generally through a Diels–Alder reaction. The Diels–
Alder reaction is possible because of the diene func-
tionality in linoleic acid (C18 : 2) and linolenic acid
(C18 : 3).1
During heat polymerization, double-bond
migration (producing the more reactive conjugated
dienes), other isomerizations, and transesterification
lead to a complex product mixture.4
An increase in
the viscosity has been observed during bodying
because of the participation of conjugated dienes in
the Diels–Alder crosslinking reaction.5
Journal of Applied Polymer Science, Vol. 112, 19–27 (2009)
VVC 2008 Wiley Periodicals, Inc.
Correspondence to: G. J. Suppes (suppesg@missouri.edu).
Contract grant sponsor: United Soybean Board.
After the bodying of SBO, transesterification is
used to impart hydroxyl functionality. Transesterifi-
cation of fats and oils with glycerol has long been
used in the commercial manufacturing of chemically
versatile monoglycerides. This physicochemical pro-
cess, also known as glycerolysis, requires high tem-
peratures (210–260
C), inorganic catalysts, and
organic solvents. In addition to monoglycerides,
diglycerides, and triglycerides, water and alcohol are
also formed.6
There is mounting worldwide pressure to move
toward renewable, inexpensive, domestic, and more
environmentally friendly raw materials. One result
of this is the burgeoning biodiesel industry, which
has led to a considerable amount of crude glycerol
in the market. An advantage of this two-step pro-
cess, including a second glycerolysis step, is the gen-
eration of value-added polyols from natural glycerol.
In this article, a series of polyols are presented
based on variations in the bodying and amount of
glycerol added during transesterification. Extractabil-
ity characterization was performed with elastomer
test wafers. Rigid foams were prepared with charac-
terization of the density, compressive strength, and
thermal conductivity.
EXPERIMENTAL
Materials
Voranol 490 polyether polyol (a petroleum-based
polyol made from polypropylene oxide and a su-
crose/glycerin base with the following properties:
an alcohol functionality of 4.3, an average molecular
weight of 460, and a hydroxyl number of 490) and
PAPI 27 [a polymeric diphenylmethane diisocyanate
(MDI) with an NCO functionality of 2.7, an average
molecular weight of 340, and an NCO content of
31.4 wt %] were obtained from Dow Chemical (Mid-
land, MI). Vikoflex 7170 epoxidized soybean oil
(ESBO) was supplied by Atofina Chemicals (Phila-
delphia, PA). Glycerol was obtained from Procter 
Gamble Co. (Ivorydale, OH). Catalysts (Polycat 5
and Polycat 8) and a surfactant (Dabco DC 5357)
were acquired from Air Products and Chemicals
(Allentown, PA) gratis. Distilled water was used as
the blowing agent. Refined food-grade SBO with an
iodine value of 129 mg of I2/g of SBO and a viscos-
ity of 28 cP (at 40
C) was obtained from a local
wholesaler.
BSBO was synthesized to provide an intermediate
that could be further reacted with glycerol to
increase the hydroxyl content. BSBO was prepared
by the heat polymerization of SBO in batch and con-
tinuous processes as described in the Methods sec-
tion. A gel permeation chromatography analysis of
the BSBO intermediate revealed the following com-
ponents by weight: 57.23% oligomer, 34.68% mono-
mer, and 8.09% free fatty acids (with an average
molecular weight of 2422 g/mol; SBO has an aver-
age molecular weight of 948 g/mol).
Methods
Hydroxyl values of polyols were determined accord-
ing to American Society for Testing Materials
(ASTM) Procedure E222-00, Method A (reapproved
in 2005).7
Acid numbers (mg of KOH/g of sample)
of all reaction products were evaluated according to
the official American Oil Chemists’ Society (AOCS)
method (AOCS Te 1a-64).8
Iodine values (mg of I2/g
of sample) of the polyol samples were determined
with ASTM D 1959-97.9
Epoxy contents of the sam-
ples were measured according to the official AOCS
method (AOCS Cd 9-57).10
The dynamic viscosities
(cP) of the samples, measured at 200
C, were deter-
mined with a model RS100 rheometer (Haake-Ther-
moelectron, Newington, NH).
A single-step plastic extraction method was used
to determine the extent of polymer crosslinking
between the polymeric MDI (PAPI 27) and polyol
products. The polymeric MDI and polyol in a weight
ratio of 1 : 2 were well mixed in a small aluminum
pan. The resulting product was left to dry for 10 h
in a convection oven at 110
C. The dry sample was
then cooled to room temperature and cut into thin
sheets for unreacted oil extraction. About 1 g of the
cut sample was soaked in a 1 : 4 v/v cyclohexanol/
hexane solution for 15 min, after which the mixture
was filtered. Both the permeate and retentate were
dried in a vacuum oven at 110
C for 2 h. The per-
centage of the unreacted oil phase was calculated
with a mass balance.
A Fox 200 heat flow meter instrument (Laser-
Comp, Wakefield, MA) was used to measure the
thermal conductivity of the PUs according to ASTM
Procedure C 518-04.11
The densities of the foam sam-
ples were determined according to ASTM Procedure
D 1622-03.12
Compressive strengths of foam samples
were measured with a TA-HDI texture analyzer
(Texture Technologies, Scarsdale, NY) according to
ASTM Procedure D 1621-04a.13
Thermal conductivity
measurements were performed after the curing of
the foams for 24 h, whereas the density and com-
pressive strength measurements were performed af-
ter 7 days of sample storage.
Heat polymerization of SBO
The thermal polymerization of SBO was carried out
with batch and continuous processes. The batch pro-
cess was performed in a Parr model 4526 2-L bench-
top stirred vessel. About 1500 g of refined SBO was
heated in a closed Parr reactor vessel for 6 h at
20 LUBGUBAN ET AL.
Journal of Applied Polymer Science DOI 10.1002/app
260
C with constant stirring. A convection oven was
used in single-pass continuous bodying of SBO with
a flow rate of about 0.32 mL/min at 355
C. The
downstream product was cooled below 30
C by
direct water cooling of the discharge tube before
product collection in an open vessel. The final col-
lected BSBO was mixed well to ensure uniform
chemical properties. Decreases in iodine values and
increases in viscosities of the batch-processed and
continuously processed SBOs were observed. The
actual measured values were as follows: for batch-
processed SBO, an iodine value of 107 and a viscos-
ity of 200, and for continuously processed SBO, an
iodine value of 96.6 and a viscosity of 438. The
mechanism has been explained elsewhere.1
Synthesis of glycerol-transesterified bodied
soybean oil (GLYC–BSBO)
Glycerol transesterification of BSBO for polyurethane
production was conducted in a Parr model 4526 2-L
bench-top stirred vessel, whereas transesterification
of BSBO for a kinetic study was performed in a
smaller Parr model 4561 300-mL bench-top stirred
vessel. About 1500 g of BSBO was poured into the
Parr reactor vessel. Pure glycerol was added to the
same vessel in various quantities ranging from 5 to
10 wt % with respect to BSBO. The mixture reacted
in a closed Parr vessel with constant stirring in a
temperature range of 200–225
C for reaction times of
1–5 h. Kinetic studies were performed on the sam-
ples to evaluate the effects of the glycerol concentra-
tion and reaction conditions on the chemical
properties of the products.
Polyurethane formation
A foaming procedure described by Tu et al.14
was
used in this study. The Voranol 490, SBO-based
polyol, catalysts, surfactant, and blowing agent were
added by weighing into a 500-mL disposable plastic
cup and mixed at 3450 rpm for 10–15 s. The mixture
was allowed to degas for 120 s, and then PAPI
27 was rapidly added with continuous stirring for
another 10–15 s at the same speed. The mixture was
poured immediately into a wooden mold (11.4 Â 11.4
 21.6 cm3
) with aluminum foil lining, and the foam
was allowed to rise and set under ambient condi-
tions (23
C).
RESULTS AND DISCUSSION
Effect of the reaction time
Soy-based polyols were prepared by bodying of SBO
and then transesterification of BSBO with glycerol.
Figures 1 and 2 summarize the dynamics of the
transesterification of BSBO with 5% glycerol. The
viscosity increased during the 5-h reaction time,
approaching asymptotic values at 5 h; this is consist-
ent with crosslinking, which is promoted with the
trifunctional glycerol.
During the SBO bodying reaction, the acidity
increased such that the resulting BSBO reagent acid-
ity was 19 mg of KOH/g of sample. The acidity
decreased rapidly during glycerol transesterification,
with a nearly constant value of about 10 obtained at
5 h (see Fig. 1). These trends are consistent with the
Figure 1 Effect of the reaction time on the polyol acid
number for the reaction of BSBO with 5% glycerol at
225
C. The control BSBO (batch-processed) had the follow-
ing chemical properties: an acid number of 19.0 mg of
KOH/g of polyol, a hydroxyl value of 13.2 mg of KOH/g
of polyol, and a viscosity of 200 cP.
Figure 2 Effect of the reaction time on the polyol
hydroxyl value and viscosity for the reaction of BSBO
with 5% glycerol at 225
C. The control BSBO (batch-proc-
essed) had the following chemical properties: an acid
number of 19.0 mg of KOH/g of polyol, a hydroxyl value
of 13.2 mg of KOH/g of polyol, and a viscosity of 200 cP.
TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 21
Journal of Applied Polymer Science DOI 10.1002/app
glycerol alcohol moieties esterifying with the acid
moieties and thereby reducing the acid number.
Low acidity in polyols is important because high-
acid-number polyols tend to neutralize the urethane
formulation catalysts.
The hydroxyl groups were introduced primarily
by the glycerol reagent to the mixture. Conse-
quently, the hydroxyl number remained essentially
constant throughout the reaction, as shown in Fig-
ure 2. The primary reaction having an impact on
the hydroxyl content was esterification with acid
in the solution. The amount of alcohol moieties lost
by the reaction with the acids had a negligible impact
on the hydroxyl number. Starting with the same
BSBO as the control (hydroxyl value ¼ 13.2 mg of
KOH/g, viscosity ¼ 200 cP), transesterification with
5% glycerol produced a polyol with a hydroxyl
value of 78 and a viscosity of about 400 after a 5-h
reaction time.
A study by Erhan et al.5
confirmed through gas
chromatography/mass spectroscopy analysis of vol-
atile byproducts (from bodying of SBO) that the
more reactive linolenic and linoleic acids are con-
sumed at an early stage of the bodying process to
produce the polymeric materials. This was evident
from the decrease in the iodine value (from 129 to
107) and increase in the viscosity (from 29 to 200) of
SBO after the bodying process.
The three reactions shown in Figures 3 and 4 are
possible when glycerol is reacted with BSBO at
225
C. They include (1) further polymerization of
unreacted SBO triglycerides to BSBO, (2) formation
of SBO monoglycerides and diglycerides, and (3)
transesterification of BSBO to GLYC–BSBO. The
Figure 3 Reaction schemes for the hydroxylation process of BSBO: (A) unreacted SBO is polymerized to BSBO and (B)
SBO and glycerol react to form acylglycerols of SBO [monoglycerides (MG), diglycerides (DG), and triglycerides (TG)].
22 LUBGUBAN ET AL.
Journal of Applied Polymer Science DOI 10.1002/app
latter is assumed to be the dominant, but not sole,
reaction when the amount of moisture (water) is
negligible.
The free fatty acids in BSBO will react with
glycerol to form acylglycerols, as illustrated in Fig-
ure 3(B). This is an important reaction as it results in
a product with two functional alcohols, which react
with isocyanates to propagate a urethane reaction.
Residual triglyceride and diglyceride in BSBO would
be converted to similar acylglycerols. Trace amounts
of diglyceride and triglyceride would be expected
with the reaction products.15
A number of factors can contribute to the forma-
tion of free fatty acids in the bodying process of
SBO. The presence of moisture in the reaction mix-
ture would yield free fatty acids by triglyceride hy-
drolysis.16
Fatty acids with no olefin groups could
also incorporate into the end product as they can
easily volatilize at high bodying temperatures.5
The
presence of water would lead to an esterification
equilibrium of fatty acids balanced with water and
glycerides.17
The decrease and eventual plateau in
the acid number value of the polyol in Figure 1 may
be indicative of residual water content; however,
this is unlikely. The residual acid was present in the
batch and flow reactor BSBO product. In the batch
reactor product, the combination of a nitrogen purge
and temperatures in excess of 300
C would drive off
essentially all water.
The major reaction in the glycerol transesterifica-
tion process is the reaction between BSBO and glyc-
erol, which is shown in Figure 4. BSBO is a
macromolecule of polymerized SBO with a moderate
molecular weight, and it can be readily cleaved by
glycerol at the ends of its branches. Because BSBO
has a higher molecular weight than SBO, it requires
less glycerol per mole to achieve a given average
functionality.
For every mole of glycerol reacting with a glycer-
ide, the concentration of alcohol moieties in solution
remains the same. This explains the nearly constant
hydroxyl value as a function of the reaction time, as
illustrated in Figure 2. An alcohol moiety on a tri-
glyceride is known to increase the viscosity (e.g.,
Figure 4 Major reaction in the hydroxylation process in which BSBO and glycerol react to form GLYC–BSBO.
TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 23
Journal of Applied Polymer Science DOI 10.1002/app
castor oil vs SBO). The viscosity trend in Figure 2
reflects an increase in the viscosity due to the alco-
hol functionality. The leveling-off of the viscosity af-
ter the first hour could reflect nearly complete
transesterification at 1 h.
Preliminary crosslinking test on GLYC–BSBO
The reactivities of GLYC–BSBO products were eval-
uated through the reaction of GLYC–BSBO with
polymeric MDI followed by an extraction test to
determine the percentage of the unreacted oil phase,
as described in the Methods section. The extraction
tests are summarized in Table I, with a graphical
comparison of the different product categories
shown in Figure 5. Low extractability is believed to
correlate with high crosslinking, whereas high
extractability is believed to correlate with the pres-
ence of nonfunctional or single-functional compo-
nents in the B-side (alcohol side) of the urethane
formulation.
According to Figure 5, the crosslinking of GLY10
(synthesis and property details are shown in Tables I
and II, respectively, and extraction result details are
shown in Table I) is greater than that of GLY5. In
view of the amount of fatty acid groups in BSBO,
5% glycerol is apparently not adequate to ensure
that most of the molecules have at least two func-
tional alcohol groups.
A series of controls were run to evaluate the cross-
linking performance of the GLYC–BSBO polyols.
Petroleum-based Voranol 490 achieved the highest
reactivity with polymeric MDI on the basis of its
0.38% unreacted oil phase. Its crosslinking perform-
ance reflects its high hydroxyl functionality and
ordered polymeric structure.
ESBO exhibited the lowest crosslinking (of the sys-
tems that set to polymers) with a 17.8% unreacted
oil phase. Depending on the means of evaluating the
hydroxyl value, each epoxy group in ESBO can
register as two alcohol groups corresponding to the
cleavage of the epoxy group with water to yield a
TABLE I
Polyol Product Synthesis Details for Polyurethane Production
Polyol Description
Unreacted oil
phase (%)
Voranol 490 Commercial 0.38
GLY10 10 wt % glycerol in BSBO and heat-processed at 220
C/2 h, Parr 0.77
BSBO Heat treatment of SBO at 355
C, continuous-flow process at 0.32 mL/min 4.92
ESBO Commercial 17.78
SBO SBO $ 100
SBOGLY10 SBO and 10% glycerol, 220
C/2 h Does not set
GLY5–BO GLY5 (below) neutralized with a stoichiometric amount of 1,2-butylene oxide
at 170
C/2 h, Parr
5.20
GLY10–BO GLY10 neutralized with a stoichiometric amount of 1,2-butylene oxide
at 170
C/2 h, Parr
1.77
GLY10–ESBO GLY10 neutralized with a stoichiometric amount of ESBO at 170
C/1 h, N2 flowing 0.81
GLY10–KOH GLY10 with 1% KOH, 225
C/5 h, Parr 1.90
SBOGLY5a
SBO (57 cP) and 5% glycerol, 220
C/2 h Does not set
GLY5aa
BSBO (384 cP) and 5% glycerol, 220
C/2 h 4.70
GLY5ba
BSBO (438 cP) and 5% glycerol, 220
C/2 h 4.58
GLY5ca
BSBO (451 cP) and 5% glycerol, 220
C/2 h 4.40
GLY5da
BSBO (510 cP) and 5% glycerol, 220
C/2 h 4.10
GLY5ea
BSBO (984 cP) and 5% glycerol, 220
C/2 h 3.42
GLY5fa
BSBO (3936 cP) and 5% glycerol, 220
C/2 h 3.05
The different extractability values are expressed as the percentage of the unreacted oil phase of the synthesized soy
polyols and controls.
a
With starting BSBOs of various viscosities (Fig. 6).
Figure 5 Preliminary crosslinking test results presented
as the percentage of the unreacted oil phase recovered af-
ter organic solvent extraction. The extractability of GLY5
and GLY10 is shown in comparison with controls.
24 LUBGUBAN ET AL.
Journal of Applied Polymer Science DOI 10.1002/app
diol. The fact that the epoxy polymerizes is an inter-
esting artifact of these results. When SBO is used as
the B-side in the wafers used for extraction tests, the
system does not set (100% extractability).
BSBO (with a 4.92% unreacted oil phase) has
shown considerable reactivity and crosslinking with
polymeric MDI, especially in comparison with SBO,
which does not set upon curing. BSBO has a higher
molecular weight than SBO, and so fewer reactive
moieties go farther in reducing extractability. At
least some of the functionality in BSBO is attribut-
able to cleaved ester bonds, which result in alcohol
and acid groups, both of which will react with MDI.
When BSBO is transesterified with glycerol, alco-
hol functionality is imparted, and some of the acids
are reacted into esters. A decrease of about 7% in
the extracted oil phase was observed when BSBO
was further processed by the addition of 5% glyc-
erol. The 5% glycerol increased the hydroxyl value
of BSBO by about 80%. The addition of 10% glycerol
to BSBO enhanced its hydroxyl value by 90% and
further decreased the extracted oil phase.
In theory, an increase in bodying would increase
the hydroxyl equivalent weights at the same
hydroxyl number, and this should decrease the ex-
tracted oil phase of the test wafers. To evaluate this,
SBO and BSBO with various degrees of oligomeriza-
tion (viscosity) were evaluated after transesterifica-
tion with 5% glycerol.
Figure 6 illustrates the correlation between the
percentage of the unreacted oil phase and the viscos-
ity of the starting BSBO used to prepare the GLY5
polyol. As expected, higher degrees of oligomeriza-
tion result in a reduced unreacted oil phase. Better
crosslinking performance is related to higher
hydroxyl equivalent weights of the soy polyols (at
the same hydroxyl number), which can be achieved
primarily by initial bodying of the SBO and the
addition of glycerol to increase alcohol functional
groups. This clearly illustrates that the primary goal
of the bodying process is achieved: a higher molecu-
lar weight monomer is produced.
A control was performed with 5 and 10% glycerol
transesterification with SBO. The resulting extract-
ability test wafer did not set. With 5 or 10% glycerol,
the bodying process transforms the soy-based mono-
mer from a nonviable monomer to a viable mono-
mer for urethane applications.
Properties of polyurethanes based
on GLYC–BSBO polyols
Rigid foams were prepared with the GLYC–BSBO
polyols and several controls as summarized in Table I.
Properties of resulting polyurethane foams are shown
in Table III. In each case, 50% by mass of the B-side was
the indicated polyol, and 50% was Voranol 490. Fig-
ure 7 summarizes the foaming performances graphi-
cally, and the traditional trade-off in compressive
strength versus density can be observed. The line
indicates the Voranol 490 that was created by the var-
iation of the water content (2.5–4.5% water as a blow-
ing agent) in the formulation.
The BSBO control was inferior to the other poly-
ols. The very low hydroxyl functionality (16) created
Figure 6 Effect of the viscosity of the starting BSBO on
the extractability of the final GLY5 polyol.
TABLE II
Chemical Properties of the Polyols Used in the Preparation of the Polyurethanes
Polyol
Acid number
(mg of KOH/g)
Viscosity
(cP at 22
C)
Hydroxyl number
(mg of KOH/g)
Epoxy
content (%)
Voranol 490 1.0 11,239.4 484.4 0.10
ESBO 1.0 362.1 403.8 6.1
BSBO 30.4 438.0 16.0 0.10
GLY5 2.1 732 91.1 0.10
GLY10 1.4 2,000 (gelled) 162.2 0.10
GLY5–BO 2.5 732.4 91.2 0.10
GLY10–BO 1.4 997.1 163.0 0.13
GLY10–ESBO 1.6 1,664 90.3 0.10
GLY10–KOH 8.0 2,791 (gelled) 153.4 0.10
TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 25
Journal of Applied Polymer Science DOI 10.1002/app
a poorly crosslinked foam with a very low compres-
sive strength.
The GLY5–BO product was also debatably inferior
to the other polyols (aside from BSBO). The
hydroxyl numbers, viscosities, and acid numbers of
GLY5–BO and GLY5 were essentially identical. One
possible difference in these products is that the bu-
tylene oxide converted the primary functionality
available with the glyceride into an ether link and
secondary functionality. This led to lower reactivity
for GLY5–BO and higher density.
The remaining five soy-based polyols (GLY5,
GLY10, GLY10–BO, GLY10–ESBO, and GLY10–KOH)
exhibited similar behavior when the dependence of
the rigid foam density on the urethane-formulation
water content was taken into account. The products
exhibited a decrease in the compression strength of
about 17%. In some applications, the lower compres-
sion strengths are acceptable. The advantage of these
products is that they can be synthesized with a nearly
100% yield from relatively inexpensive renewable
materials in a relatively simple process.
A comparison of the GLY10 product with GLY10–
BO reveals that only minor changes in physical
properties occurred when butylene oxide was used
to neutralize residual acidity. Both samples eventu-
ally gelled, and they had similar viscosities before
gelling. Butylene oxide is believed to slow down the
reactivity of the alcohol groups (it converts primary
alcohols into secondary alcohols), and this results in
higher densities. In the case of GLY10–BO versus
GLY5–BO, the higher glycerol content of the GLY10–
BO product could have provided enough added
functionality to maintain crosslinking at a level con-
sistent with the better of the other products.
When ESBO rather than butylene oxide was used
to neutralize residual acidity (GLYC10–ESBO vs
GLYC10–BO), a more viscous polyol was formed.
The high functionality of ESBO (4–5 vs 1) resulted in
crosslinking of the polyol before the urethane formu-
lation with a corresponding increase in the viscosity.
ESBO is effective for both neutralizing acidity and
joining smaller low-functional alcohols into larger
more functional polyols.
The GLY10–KOH material had the lowest density
of all. It also had the highest viscosity and acid num-
ber. The viscosity was similar to that of the GLY10
product, indicating that potassium hydroxide may
not have been needed to promote transesterification
(it is a catalyst). The differences in performance
between the GLY10 and GLY10–KOH products can
be attributed to the differences in acidity. The differ-
ences in acidity may be attributable to slightly differ-
ent workups after the reaction.
From best to worst thermal conductivity, the
GLY10–ESBO and Voranol 490 control had similarly
good thermal conductivities. The GLY10 product
also had good thermal conductivity with acceptable
combinations of density and compressive strength.
Good thermal conductivity appeared to correlate
with the molecules having the highest average func-
tionality. In the complex gelling and blowing reac-
tions of the rigid foaming process, an early high
degree of crosslinking is critical to keep the foam
cells closed (this leads to low thermal conductivities).
CONCLUSIONS
Polyurethanes made from the transesterification of
glycerol with BSBO exhibited good physicochemical
properties. The better attainable performances were
comparable to those of petroleum-based Voranol
490, except for an 18% reduction in compressive
strength. The advantages of a GLYC–BSBO polyol
series include (1) simple nonhazardous processing to
TABLE III
Properties of the Polyurethane Products Obtained from
the Synthesized Soy-Based Polyols
Polyol
Thermal
conductivity
(W/mK)
Density
(kg/m3
)
Compressive
strength
(kPa)
Voranol 490 0.02660 49.44 397.59
ESBO 0.03247 49.25 346.89
BSBO 0.03326 40.27 120.74
GLY5 0.02930 37.11 219.46
GLY10 0.02820 37.31 232.47
GLY5–BO 0.02805 39.70 198.80
GLY10–BO 0.02955 41.02 263.83
GLY10–ESBO 0.02665 40.38 251.43
GLY10–KOH 0.03058 35.23 214.95
Three percent water was used as the blowing agent.
Figure 7 Properties of soy polyol foams versus a control
(pure Voranol 490) with various quantities of water as the
blowing agent (2.5, 3.0, 3.5, 4.0, and 4.5%).
26 LUBGUBAN ET AL.
Journal of Applied Polymer Science DOI 10.1002/app
form polyols, (2) yields of polyols approaching
100%, and (3) feedstock costs that are considerably
less than those of the propylene oxide and butylene
oxide used to prepare petroleum-based polyols.
The use of 10% glycerol versus 5% glycerol with
BSBO led to a marked increase in crosslinking, as
evaluated from extraction results with test wafers.
The best performing soy-based derivatives were the
GLY10–ESBO and GLY10 products.
In comparison with the synthesis and use of
monoglycerides in rigid foams, 10% BSBO materials
require less glycerol (10 vs 30%) and have the poten-
tial for attaining functionalities in excess of 2. It has
been noted that free fatty acids formed during the
preparation of BSBO, and so some monoglycerides
were in most of the formulations evaluated in this
study. A reduction in the free fatty acid content of
BSBO should lead to improved performances.
The results of these studies represent the first
report of polyols based on the transesterification of
BSBO and glycerol. In view of this, the 18% lower
compressive strength is a very reasonable entry
point for this technology. The reduction of the fatty
acid content in BSBO and the optimization of the
rigid foam formulation are two of many possible
methods for improving the compressive strength.
The authors thank Cargill, Inc., for the gel permeation chro-
matography analysis.
References
1. Kiatsimkul, P.-P.; Suppes, G. J.; Sutterlin, W. R. Ind Crop Prod
2007, 25, 202.
2. Petrovic´, Z. S.; Zhang, W.; Javni, I. Biomacromolecules 2005, 6,
713.
3. Herrington, R.; Nafziger, H. K.; Moore, R.; Casati, F.; Lidy, W.
DOW Polyurethane Flexible Foams, 2nd ed.; Dow Chemical:
Midland, MI, 1997.
4. Powers, P. O. J Am Oil Chem Soc 1950, 27, 468.
5. Erhan, S. Z.; Sheng, Q.; Hwang, H.-S. J Am Oil Chem Soc
2003, 80, 177.
6. Noureddini, H.; Medikonduru, V. J Am Oil Chem Soc 1997,
74, 419.
7. Polyurethane Raw Materials: Determination of Hydroxyl
Numbers of Polyols: Procedure E222-00, Method A; Ameri-
can Society for Testing Materials: West Conshohocken, PA,
2005.
8. Official Methods and Recommended Practices of the American
Oil Chemists’ Society; American Oil Chemists’ Society: Cham-
paign, IL, 1997; AOCS Te 1a-64.
9. Standard Test Method for Iodine Value of Drying Oils and
Fatty Acids: E222-00, Method A; American Society for Testing
Materials: Philadelphia, PA, 1997.
10. Official Methods and Recommended Practices of the American
Oil Chemists’ Society; American Oil Chemists’ Society: Cham-
paign, IL, 1997; AOCS Cd 9-57.
11. Standard Test Method for Steady-State Thermal Transmission
Properties by Means of the Heat Flow Meter Apparatus: C518-
04; American Society for Testing Materials: West Consho-
hocken, PA, 2004.
12. Standard Test Method for Apparent Density of Rigid Cellular
Plastics: D 1622-03; American Society for Testing Materials:
West Conshohocken, PA, 2003.
13. Standard Test Method for Compressive Properties of Rigid
Cellular Plastics: D 1621-04; American Society for Testing
Materials: West Conshohocken, PA, 2003.
14. Tu, Y.-C.; Kiatsimkul, P.; Suppes, G.; Hsieh, F.-H. J Appl
Polym Sci 2007, 105, 453.
15. Noureddini, H.; Harkey, D. W.; Gutsman, M. R. J Am Oil
Chem Soc 2004, 81, 203.
16. Guthalugu, N. K.; Balaraman, M.; Kadimi, U. S. Biochem Eng
J 2006, 29, 220.
17. Moquin, P. H. L.; Temelli, F.; King, J. W.; Palcic, M. M. J Am
Oil Chem Soc 2005, 82, 613.
TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 27
Journal of Applied Polymer Science DOI 10.1002/app

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Oh functionalization by glycerol

  • 1. Functionalization via Glycerol Transesterification of Polymerized Soybean Oil Arnold A. Lubguban,1 Yuan-Chan Tu,2 Zuleica R. Lozada,1 Fu-Hung Hsieh,2 Galen J. Suppes1 1 Department of Chemical Engineering, University of Missouri, Columbia, MO 65211 2 Department of Biological Engineering, University of Missouri, Columbia, MO 65211 Received 3 June 2008; accepted 22 September 2008 DOI 10.1002/app.29382 Published online 18 December 2008 in Wiley InterScience (www.interscience.wiley.com). ABSTRACT: An acylglycerol-based molecule was syn- thesized by the thermal polymerization (bodying) of soy- bean oil followed by transesterification with glycerol. Transesterification with glycerol at temperatures greater than 200 C provided the desired polyol prepolymers. The extent of bodying and quantity of glycerol added during the transesterification provided tunability of the polyol molecular weight and functionality. The hydroxyl num- bers, acidity, and viscosity of the polyols were character- ized. The polyols were evaluated in elastomers and rigid foams. Extractability analyses were performed on the polyurethane elastomer wafers to evaluate crosslinking. Rigid foaming results for the processed soy-based polyol showed excellent physicochemical properties suggesting comparability with a petroleum-based polyether polyol. VVC 2008 Wiley Periodicals, Inc. J Appl Polym Sci 112: 19–27, 2009 Key words: crosslinking; elastomers; esterification; oligo- mers; polyurethanes INTRODUCTION Polymers derived from plant oils have attracted major commercial interest and significant attention in scientific research because of the availability, bio- degradability, and unique properties of triglycerides. Triglycerides rich in unsaturated fatty acids, such as soybean oil (SBO), are particularly susceptible to chemical modification for desired polymeric materials. Various physicochemical and even biological methods have been used to functionalize unsatu- rated vegetable oils to yield industrially useful poly- mer derivatives and polyols. In a study by Kiatsimkul et al.,1 bodied soybean oil (BSBO) was used as a starting material for polyol production by enzyme hydrolysis of the same. This method is sug- gested to yield a soy-based polyol with a high mo- lecular weight, reduced saturated fatty acid moieties, increased primary alcohol moieties, and a tunable hydroxyl equivalent weight. Higher molecular weight polyols with correspond- ing higher hydroxyl equivalent weights are desired in polyurethane production because they lead to larger amounts of B-side components in the ure- thane formulation. Enzymatic approaches that reduce the use of inorganic catalysts, reduce the amounts of organic reagents or co-reagents, and op- erate at lower temperatures are considered to be more desirable, greener processes. However, the high costs and relatively low operational productiv- ities of the lipases create economic barriers that off- set the advantages. Epoxidation with oxirane opening reactions are effective for converting SBO into polyols with sec- ondary hydroxyl moieties. These secondary hydroxyl moieties react more slowly than primary moieties. Alternatively, the ozonolysis of canola and SBO yields polyols with primary, terminal hydrox- yls2 that are more reactive with isocyanate.3 Primary hydroxyl moieties require lower catalyst quantities, and this reduces the cost of the urethane formula- tion. Drawbacks of ozonolysis include energy-inten- sive separations and disposal issues related to the generation of low-molecular-weight monofunctional byproducts. This article reports a two-step process starting with the heat polymerization (bodying) of SBO, which promotes the crosslinking of acylglycerols, generally through a Diels–Alder reaction. The Diels– Alder reaction is possible because of the diene func- tionality in linoleic acid (C18 : 2) and linolenic acid (C18 : 3).1 During heat polymerization, double-bond migration (producing the more reactive conjugated dienes), other isomerizations, and transesterification lead to a complex product mixture.4 An increase in the viscosity has been observed during bodying because of the participation of conjugated dienes in the Diels–Alder crosslinking reaction.5 Journal of Applied Polymer Science, Vol. 112, 19–27 (2009) VVC 2008 Wiley Periodicals, Inc. Correspondence to: G. J. Suppes (suppesg@missouri.edu). Contract grant sponsor: United Soybean Board.
  • 2. After the bodying of SBO, transesterification is used to impart hydroxyl functionality. Transesterifi- cation of fats and oils with glycerol has long been used in the commercial manufacturing of chemically versatile monoglycerides. This physicochemical pro- cess, also known as glycerolysis, requires high tem- peratures (210–260 C), inorganic catalysts, and organic solvents. In addition to monoglycerides, diglycerides, and triglycerides, water and alcohol are also formed.6 There is mounting worldwide pressure to move toward renewable, inexpensive, domestic, and more environmentally friendly raw materials. One result of this is the burgeoning biodiesel industry, which has led to a considerable amount of crude glycerol in the market. An advantage of this two-step pro- cess, including a second glycerolysis step, is the gen- eration of value-added polyols from natural glycerol. In this article, a series of polyols are presented based on variations in the bodying and amount of glycerol added during transesterification. Extractabil- ity characterization was performed with elastomer test wafers. Rigid foams were prepared with charac- terization of the density, compressive strength, and thermal conductivity. EXPERIMENTAL Materials Voranol 490 polyether polyol (a petroleum-based polyol made from polypropylene oxide and a su- crose/glycerin base with the following properties: an alcohol functionality of 4.3, an average molecular weight of 460, and a hydroxyl number of 490) and PAPI 27 [a polymeric diphenylmethane diisocyanate (MDI) with an NCO functionality of 2.7, an average molecular weight of 340, and an NCO content of 31.4 wt %] were obtained from Dow Chemical (Mid- land, MI). Vikoflex 7170 epoxidized soybean oil (ESBO) was supplied by Atofina Chemicals (Phila- delphia, PA). Glycerol was obtained from Procter Gamble Co. (Ivorydale, OH). Catalysts (Polycat 5 and Polycat 8) and a surfactant (Dabco DC 5357) were acquired from Air Products and Chemicals (Allentown, PA) gratis. Distilled water was used as the blowing agent. Refined food-grade SBO with an iodine value of 129 mg of I2/g of SBO and a viscos- ity of 28 cP (at 40 C) was obtained from a local wholesaler. BSBO was synthesized to provide an intermediate that could be further reacted with glycerol to increase the hydroxyl content. BSBO was prepared by the heat polymerization of SBO in batch and con- tinuous processes as described in the Methods sec- tion. A gel permeation chromatography analysis of the BSBO intermediate revealed the following com- ponents by weight: 57.23% oligomer, 34.68% mono- mer, and 8.09% free fatty acids (with an average molecular weight of 2422 g/mol; SBO has an aver- age molecular weight of 948 g/mol). Methods Hydroxyl values of polyols were determined accord- ing to American Society for Testing Materials (ASTM) Procedure E222-00, Method A (reapproved in 2005).7 Acid numbers (mg of KOH/g of sample) of all reaction products were evaluated according to the official American Oil Chemists’ Society (AOCS) method (AOCS Te 1a-64).8 Iodine values (mg of I2/g of sample) of the polyol samples were determined with ASTM D 1959-97.9 Epoxy contents of the sam- ples were measured according to the official AOCS method (AOCS Cd 9-57).10 The dynamic viscosities (cP) of the samples, measured at 200 C, were deter- mined with a model RS100 rheometer (Haake-Ther- moelectron, Newington, NH). A single-step plastic extraction method was used to determine the extent of polymer crosslinking between the polymeric MDI (PAPI 27) and polyol products. The polymeric MDI and polyol in a weight ratio of 1 : 2 were well mixed in a small aluminum pan. The resulting product was left to dry for 10 h in a convection oven at 110 C. The dry sample was then cooled to room temperature and cut into thin sheets for unreacted oil extraction. About 1 g of the cut sample was soaked in a 1 : 4 v/v cyclohexanol/ hexane solution for 15 min, after which the mixture was filtered. Both the permeate and retentate were dried in a vacuum oven at 110 C for 2 h. The per- centage of the unreacted oil phase was calculated with a mass balance. A Fox 200 heat flow meter instrument (Laser- Comp, Wakefield, MA) was used to measure the thermal conductivity of the PUs according to ASTM Procedure C 518-04.11 The densities of the foam sam- ples were determined according to ASTM Procedure D 1622-03.12 Compressive strengths of foam samples were measured with a TA-HDI texture analyzer (Texture Technologies, Scarsdale, NY) according to ASTM Procedure D 1621-04a.13 Thermal conductivity measurements were performed after the curing of the foams for 24 h, whereas the density and com- pressive strength measurements were performed af- ter 7 days of sample storage. Heat polymerization of SBO The thermal polymerization of SBO was carried out with batch and continuous processes. The batch pro- cess was performed in a Parr model 4526 2-L bench- top stirred vessel. About 1500 g of refined SBO was heated in a closed Parr reactor vessel for 6 h at 20 LUBGUBAN ET AL. Journal of Applied Polymer Science DOI 10.1002/app
  • 3. 260 C with constant stirring. A convection oven was used in single-pass continuous bodying of SBO with a flow rate of about 0.32 mL/min at 355 C. The downstream product was cooled below 30 C by direct water cooling of the discharge tube before product collection in an open vessel. The final col- lected BSBO was mixed well to ensure uniform chemical properties. Decreases in iodine values and increases in viscosities of the batch-processed and continuously processed SBOs were observed. The actual measured values were as follows: for batch- processed SBO, an iodine value of 107 and a viscos- ity of 200, and for continuously processed SBO, an iodine value of 96.6 and a viscosity of 438. The mechanism has been explained elsewhere.1 Synthesis of glycerol-transesterified bodied soybean oil (GLYC–BSBO) Glycerol transesterification of BSBO for polyurethane production was conducted in a Parr model 4526 2-L bench-top stirred vessel, whereas transesterification of BSBO for a kinetic study was performed in a smaller Parr model 4561 300-mL bench-top stirred vessel. About 1500 g of BSBO was poured into the Parr reactor vessel. Pure glycerol was added to the same vessel in various quantities ranging from 5 to 10 wt % with respect to BSBO. The mixture reacted in a closed Parr vessel with constant stirring in a temperature range of 200–225 C for reaction times of 1–5 h. Kinetic studies were performed on the sam- ples to evaluate the effects of the glycerol concentra- tion and reaction conditions on the chemical properties of the products. Polyurethane formation A foaming procedure described by Tu et al.14 was used in this study. The Voranol 490, SBO-based polyol, catalysts, surfactant, and blowing agent were added by weighing into a 500-mL disposable plastic cup and mixed at 3450 rpm for 10–15 s. The mixture was allowed to degas for 120 s, and then PAPI 27 was rapidly added with continuous stirring for another 10–15 s at the same speed. The mixture was poured immediately into a wooden mold (11.4 Â 11.4 Â 21.6 cm3 ) with aluminum foil lining, and the foam was allowed to rise and set under ambient condi- tions (23 C). RESULTS AND DISCUSSION Effect of the reaction time Soy-based polyols were prepared by bodying of SBO and then transesterification of BSBO with glycerol. Figures 1 and 2 summarize the dynamics of the transesterification of BSBO with 5% glycerol. The viscosity increased during the 5-h reaction time, approaching asymptotic values at 5 h; this is consist- ent with crosslinking, which is promoted with the trifunctional glycerol. During the SBO bodying reaction, the acidity increased such that the resulting BSBO reagent acid- ity was 19 mg of KOH/g of sample. The acidity decreased rapidly during glycerol transesterification, with a nearly constant value of about 10 obtained at 5 h (see Fig. 1). These trends are consistent with the Figure 1 Effect of the reaction time on the polyol acid number for the reaction of BSBO with 5% glycerol at 225 C. The control BSBO (batch-processed) had the follow- ing chemical properties: an acid number of 19.0 mg of KOH/g of polyol, a hydroxyl value of 13.2 mg of KOH/g of polyol, and a viscosity of 200 cP. Figure 2 Effect of the reaction time on the polyol hydroxyl value and viscosity for the reaction of BSBO with 5% glycerol at 225 C. The control BSBO (batch-proc- essed) had the following chemical properties: an acid number of 19.0 mg of KOH/g of polyol, a hydroxyl value of 13.2 mg of KOH/g of polyol, and a viscosity of 200 cP. TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 21 Journal of Applied Polymer Science DOI 10.1002/app
  • 4. glycerol alcohol moieties esterifying with the acid moieties and thereby reducing the acid number. Low acidity in polyols is important because high- acid-number polyols tend to neutralize the urethane formulation catalysts. The hydroxyl groups were introduced primarily by the glycerol reagent to the mixture. Conse- quently, the hydroxyl number remained essentially constant throughout the reaction, as shown in Fig- ure 2. The primary reaction having an impact on the hydroxyl content was esterification with acid in the solution. The amount of alcohol moieties lost by the reaction with the acids had a negligible impact on the hydroxyl number. Starting with the same BSBO as the control (hydroxyl value ¼ 13.2 mg of KOH/g, viscosity ¼ 200 cP), transesterification with 5% glycerol produced a polyol with a hydroxyl value of 78 and a viscosity of about 400 after a 5-h reaction time. A study by Erhan et al.5 confirmed through gas chromatography/mass spectroscopy analysis of vol- atile byproducts (from bodying of SBO) that the more reactive linolenic and linoleic acids are con- sumed at an early stage of the bodying process to produce the polymeric materials. This was evident from the decrease in the iodine value (from 129 to 107) and increase in the viscosity (from 29 to 200) of SBO after the bodying process. The three reactions shown in Figures 3 and 4 are possible when glycerol is reacted with BSBO at 225 C. They include (1) further polymerization of unreacted SBO triglycerides to BSBO, (2) formation of SBO monoglycerides and diglycerides, and (3) transesterification of BSBO to GLYC–BSBO. The Figure 3 Reaction schemes for the hydroxylation process of BSBO: (A) unreacted SBO is polymerized to BSBO and (B) SBO and glycerol react to form acylglycerols of SBO [monoglycerides (MG), diglycerides (DG), and triglycerides (TG)]. 22 LUBGUBAN ET AL. Journal of Applied Polymer Science DOI 10.1002/app
  • 5. latter is assumed to be the dominant, but not sole, reaction when the amount of moisture (water) is negligible. The free fatty acids in BSBO will react with glycerol to form acylglycerols, as illustrated in Fig- ure 3(B). This is an important reaction as it results in a product with two functional alcohols, which react with isocyanates to propagate a urethane reaction. Residual triglyceride and diglyceride in BSBO would be converted to similar acylglycerols. Trace amounts of diglyceride and triglyceride would be expected with the reaction products.15 A number of factors can contribute to the forma- tion of free fatty acids in the bodying process of SBO. The presence of moisture in the reaction mix- ture would yield free fatty acids by triglyceride hy- drolysis.16 Fatty acids with no olefin groups could also incorporate into the end product as they can easily volatilize at high bodying temperatures.5 The presence of water would lead to an esterification equilibrium of fatty acids balanced with water and glycerides.17 The decrease and eventual plateau in the acid number value of the polyol in Figure 1 may be indicative of residual water content; however, this is unlikely. The residual acid was present in the batch and flow reactor BSBO product. In the batch reactor product, the combination of a nitrogen purge and temperatures in excess of 300 C would drive off essentially all water. The major reaction in the glycerol transesterifica- tion process is the reaction between BSBO and glyc- erol, which is shown in Figure 4. BSBO is a macromolecule of polymerized SBO with a moderate molecular weight, and it can be readily cleaved by glycerol at the ends of its branches. Because BSBO has a higher molecular weight than SBO, it requires less glycerol per mole to achieve a given average functionality. For every mole of glycerol reacting with a glycer- ide, the concentration of alcohol moieties in solution remains the same. This explains the nearly constant hydroxyl value as a function of the reaction time, as illustrated in Figure 2. An alcohol moiety on a tri- glyceride is known to increase the viscosity (e.g., Figure 4 Major reaction in the hydroxylation process in which BSBO and glycerol react to form GLYC–BSBO. TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 23 Journal of Applied Polymer Science DOI 10.1002/app
  • 6. castor oil vs SBO). The viscosity trend in Figure 2 reflects an increase in the viscosity due to the alco- hol functionality. The leveling-off of the viscosity af- ter the first hour could reflect nearly complete transesterification at 1 h. Preliminary crosslinking test on GLYC–BSBO The reactivities of GLYC–BSBO products were eval- uated through the reaction of GLYC–BSBO with polymeric MDI followed by an extraction test to determine the percentage of the unreacted oil phase, as described in the Methods section. The extraction tests are summarized in Table I, with a graphical comparison of the different product categories shown in Figure 5. Low extractability is believed to correlate with high crosslinking, whereas high extractability is believed to correlate with the pres- ence of nonfunctional or single-functional compo- nents in the B-side (alcohol side) of the urethane formulation. According to Figure 5, the crosslinking of GLY10 (synthesis and property details are shown in Tables I and II, respectively, and extraction result details are shown in Table I) is greater than that of GLY5. In view of the amount of fatty acid groups in BSBO, 5% glycerol is apparently not adequate to ensure that most of the molecules have at least two func- tional alcohol groups. A series of controls were run to evaluate the cross- linking performance of the GLYC–BSBO polyols. Petroleum-based Voranol 490 achieved the highest reactivity with polymeric MDI on the basis of its 0.38% unreacted oil phase. Its crosslinking perform- ance reflects its high hydroxyl functionality and ordered polymeric structure. ESBO exhibited the lowest crosslinking (of the sys- tems that set to polymers) with a 17.8% unreacted oil phase. Depending on the means of evaluating the hydroxyl value, each epoxy group in ESBO can register as two alcohol groups corresponding to the cleavage of the epoxy group with water to yield a TABLE I Polyol Product Synthesis Details for Polyurethane Production Polyol Description Unreacted oil phase (%) Voranol 490 Commercial 0.38 GLY10 10 wt % glycerol in BSBO and heat-processed at 220 C/2 h, Parr 0.77 BSBO Heat treatment of SBO at 355 C, continuous-flow process at 0.32 mL/min 4.92 ESBO Commercial 17.78 SBO SBO $ 100 SBOGLY10 SBO and 10% glycerol, 220 C/2 h Does not set GLY5–BO GLY5 (below) neutralized with a stoichiometric amount of 1,2-butylene oxide at 170 C/2 h, Parr 5.20 GLY10–BO GLY10 neutralized with a stoichiometric amount of 1,2-butylene oxide at 170 C/2 h, Parr 1.77 GLY10–ESBO GLY10 neutralized with a stoichiometric amount of ESBO at 170 C/1 h, N2 flowing 0.81 GLY10–KOH GLY10 with 1% KOH, 225 C/5 h, Parr 1.90 SBOGLY5a SBO (57 cP) and 5% glycerol, 220 C/2 h Does not set GLY5aa BSBO (384 cP) and 5% glycerol, 220 C/2 h 4.70 GLY5ba BSBO (438 cP) and 5% glycerol, 220 C/2 h 4.58 GLY5ca BSBO (451 cP) and 5% glycerol, 220 C/2 h 4.40 GLY5da BSBO (510 cP) and 5% glycerol, 220 C/2 h 4.10 GLY5ea BSBO (984 cP) and 5% glycerol, 220 C/2 h 3.42 GLY5fa BSBO (3936 cP) and 5% glycerol, 220 C/2 h 3.05 The different extractability values are expressed as the percentage of the unreacted oil phase of the synthesized soy polyols and controls. a With starting BSBOs of various viscosities (Fig. 6). Figure 5 Preliminary crosslinking test results presented as the percentage of the unreacted oil phase recovered af- ter organic solvent extraction. The extractability of GLY5 and GLY10 is shown in comparison with controls. 24 LUBGUBAN ET AL. Journal of Applied Polymer Science DOI 10.1002/app
  • 7. diol. The fact that the epoxy polymerizes is an inter- esting artifact of these results. When SBO is used as the B-side in the wafers used for extraction tests, the system does not set (100% extractability). BSBO (with a 4.92% unreacted oil phase) has shown considerable reactivity and crosslinking with polymeric MDI, especially in comparison with SBO, which does not set upon curing. BSBO has a higher molecular weight than SBO, and so fewer reactive moieties go farther in reducing extractability. At least some of the functionality in BSBO is attribut- able to cleaved ester bonds, which result in alcohol and acid groups, both of which will react with MDI. When BSBO is transesterified with glycerol, alco- hol functionality is imparted, and some of the acids are reacted into esters. A decrease of about 7% in the extracted oil phase was observed when BSBO was further processed by the addition of 5% glyc- erol. The 5% glycerol increased the hydroxyl value of BSBO by about 80%. The addition of 10% glycerol to BSBO enhanced its hydroxyl value by 90% and further decreased the extracted oil phase. In theory, an increase in bodying would increase the hydroxyl equivalent weights at the same hydroxyl number, and this should decrease the ex- tracted oil phase of the test wafers. To evaluate this, SBO and BSBO with various degrees of oligomeriza- tion (viscosity) were evaluated after transesterifica- tion with 5% glycerol. Figure 6 illustrates the correlation between the percentage of the unreacted oil phase and the viscos- ity of the starting BSBO used to prepare the GLY5 polyol. As expected, higher degrees of oligomeriza- tion result in a reduced unreacted oil phase. Better crosslinking performance is related to higher hydroxyl equivalent weights of the soy polyols (at the same hydroxyl number), which can be achieved primarily by initial bodying of the SBO and the addition of glycerol to increase alcohol functional groups. This clearly illustrates that the primary goal of the bodying process is achieved: a higher molecu- lar weight monomer is produced. A control was performed with 5 and 10% glycerol transesterification with SBO. The resulting extract- ability test wafer did not set. With 5 or 10% glycerol, the bodying process transforms the soy-based mono- mer from a nonviable monomer to a viable mono- mer for urethane applications. Properties of polyurethanes based on GLYC–BSBO polyols Rigid foams were prepared with the GLYC–BSBO polyols and several controls as summarized in Table I. Properties of resulting polyurethane foams are shown in Table III. In each case, 50% by mass of the B-side was the indicated polyol, and 50% was Voranol 490. Fig- ure 7 summarizes the foaming performances graphi- cally, and the traditional trade-off in compressive strength versus density can be observed. The line indicates the Voranol 490 that was created by the var- iation of the water content (2.5–4.5% water as a blow- ing agent) in the formulation. The BSBO control was inferior to the other poly- ols. The very low hydroxyl functionality (16) created Figure 6 Effect of the viscosity of the starting BSBO on the extractability of the final GLY5 polyol. TABLE II Chemical Properties of the Polyols Used in the Preparation of the Polyurethanes Polyol Acid number (mg of KOH/g) Viscosity (cP at 22 C) Hydroxyl number (mg of KOH/g) Epoxy content (%) Voranol 490 1.0 11,239.4 484.4 0.10 ESBO 1.0 362.1 403.8 6.1 BSBO 30.4 438.0 16.0 0.10 GLY5 2.1 732 91.1 0.10 GLY10 1.4 2,000 (gelled) 162.2 0.10 GLY5–BO 2.5 732.4 91.2 0.10 GLY10–BO 1.4 997.1 163.0 0.13 GLY10–ESBO 1.6 1,664 90.3 0.10 GLY10–KOH 8.0 2,791 (gelled) 153.4 0.10 TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 25 Journal of Applied Polymer Science DOI 10.1002/app
  • 8. a poorly crosslinked foam with a very low compres- sive strength. The GLY5–BO product was also debatably inferior to the other polyols (aside from BSBO). The hydroxyl numbers, viscosities, and acid numbers of GLY5–BO and GLY5 were essentially identical. One possible difference in these products is that the bu- tylene oxide converted the primary functionality available with the glyceride into an ether link and secondary functionality. This led to lower reactivity for GLY5–BO and higher density. The remaining five soy-based polyols (GLY5, GLY10, GLY10–BO, GLY10–ESBO, and GLY10–KOH) exhibited similar behavior when the dependence of the rigid foam density on the urethane-formulation water content was taken into account. The products exhibited a decrease in the compression strength of about 17%. In some applications, the lower compres- sion strengths are acceptable. The advantage of these products is that they can be synthesized with a nearly 100% yield from relatively inexpensive renewable materials in a relatively simple process. A comparison of the GLY10 product with GLY10– BO reveals that only minor changes in physical properties occurred when butylene oxide was used to neutralize residual acidity. Both samples eventu- ally gelled, and they had similar viscosities before gelling. Butylene oxide is believed to slow down the reactivity of the alcohol groups (it converts primary alcohols into secondary alcohols), and this results in higher densities. In the case of GLY10–BO versus GLY5–BO, the higher glycerol content of the GLY10– BO product could have provided enough added functionality to maintain crosslinking at a level con- sistent with the better of the other products. When ESBO rather than butylene oxide was used to neutralize residual acidity (GLYC10–ESBO vs GLYC10–BO), a more viscous polyol was formed. The high functionality of ESBO (4–5 vs 1) resulted in crosslinking of the polyol before the urethane formu- lation with a corresponding increase in the viscosity. ESBO is effective for both neutralizing acidity and joining smaller low-functional alcohols into larger more functional polyols. The GLY10–KOH material had the lowest density of all. It also had the highest viscosity and acid num- ber. The viscosity was similar to that of the GLY10 product, indicating that potassium hydroxide may not have been needed to promote transesterification (it is a catalyst). The differences in performance between the GLY10 and GLY10–KOH products can be attributed to the differences in acidity. The differ- ences in acidity may be attributable to slightly differ- ent workups after the reaction. From best to worst thermal conductivity, the GLY10–ESBO and Voranol 490 control had similarly good thermal conductivities. The GLY10 product also had good thermal conductivity with acceptable combinations of density and compressive strength. Good thermal conductivity appeared to correlate with the molecules having the highest average func- tionality. In the complex gelling and blowing reac- tions of the rigid foaming process, an early high degree of crosslinking is critical to keep the foam cells closed (this leads to low thermal conductivities). CONCLUSIONS Polyurethanes made from the transesterification of glycerol with BSBO exhibited good physicochemical properties. The better attainable performances were comparable to those of petroleum-based Voranol 490, except for an 18% reduction in compressive strength. The advantages of a GLYC–BSBO polyol series include (1) simple nonhazardous processing to TABLE III Properties of the Polyurethane Products Obtained from the Synthesized Soy-Based Polyols Polyol Thermal conductivity (W/mK) Density (kg/m3 ) Compressive strength (kPa) Voranol 490 0.02660 49.44 397.59 ESBO 0.03247 49.25 346.89 BSBO 0.03326 40.27 120.74 GLY5 0.02930 37.11 219.46 GLY10 0.02820 37.31 232.47 GLY5–BO 0.02805 39.70 198.80 GLY10–BO 0.02955 41.02 263.83 GLY10–ESBO 0.02665 40.38 251.43 GLY10–KOH 0.03058 35.23 214.95 Three percent water was used as the blowing agent. Figure 7 Properties of soy polyol foams versus a control (pure Voranol 490) with various quantities of water as the blowing agent (2.5, 3.0, 3.5, 4.0, and 4.5%). 26 LUBGUBAN ET AL. Journal of Applied Polymer Science DOI 10.1002/app
  • 9. form polyols, (2) yields of polyols approaching 100%, and (3) feedstock costs that are considerably less than those of the propylene oxide and butylene oxide used to prepare petroleum-based polyols. The use of 10% glycerol versus 5% glycerol with BSBO led to a marked increase in crosslinking, as evaluated from extraction results with test wafers. The best performing soy-based derivatives were the GLY10–ESBO and GLY10 products. In comparison with the synthesis and use of monoglycerides in rigid foams, 10% BSBO materials require less glycerol (10 vs 30%) and have the poten- tial for attaining functionalities in excess of 2. It has been noted that free fatty acids formed during the preparation of BSBO, and so some monoglycerides were in most of the formulations evaluated in this study. A reduction in the free fatty acid content of BSBO should lead to improved performances. The results of these studies represent the first report of polyols based on the transesterification of BSBO and glycerol. In view of this, the 18% lower compressive strength is a very reasonable entry point for this technology. The reduction of the fatty acid content in BSBO and the optimization of the rigid foam formulation are two of many possible methods for improving the compressive strength. The authors thank Cargill, Inc., for the gel permeation chro- matography analysis. References 1. Kiatsimkul, P.-P.; Suppes, G. J.; Sutterlin, W. R. Ind Crop Prod 2007, 25, 202. 2. Petrovic´, Z. S.; Zhang, W.; Javni, I. Biomacromolecules 2005, 6, 713. 3. Herrington, R.; Nafziger, H. K.; Moore, R.; Casati, F.; Lidy, W. DOW Polyurethane Flexible Foams, 2nd ed.; Dow Chemical: Midland, MI, 1997. 4. Powers, P. O. J Am Oil Chem Soc 1950, 27, 468. 5. Erhan, S. Z.; Sheng, Q.; Hwang, H.-S. J Am Oil Chem Soc 2003, 80, 177. 6. Noureddini, H.; Medikonduru, V. J Am Oil Chem Soc 1997, 74, 419. 7. Polyurethane Raw Materials: Determination of Hydroxyl Numbers of Polyols: Procedure E222-00, Method A; Ameri- can Society for Testing Materials: West Conshohocken, PA, 2005. 8. Official Methods and Recommended Practices of the American Oil Chemists’ Society; American Oil Chemists’ Society: Cham- paign, IL, 1997; AOCS Te 1a-64. 9. Standard Test Method for Iodine Value of Drying Oils and Fatty Acids: E222-00, Method A; American Society for Testing Materials: Philadelphia, PA, 1997. 10. Official Methods and Recommended Practices of the American Oil Chemists’ Society; American Oil Chemists’ Society: Cham- paign, IL, 1997; AOCS Cd 9-57. 11. Standard Test Method for Steady-State Thermal Transmission Properties by Means of the Heat Flow Meter Apparatus: C518- 04; American Society for Testing Materials: West Consho- hocken, PA, 2004. 12. Standard Test Method for Apparent Density of Rigid Cellular Plastics: D 1622-03; American Society for Testing Materials: West Conshohocken, PA, 2003. 13. Standard Test Method for Compressive Properties of Rigid Cellular Plastics: D 1621-04; American Society for Testing Materials: West Conshohocken, PA, 2003. 14. Tu, Y.-C.; Kiatsimkul, P.; Suppes, G.; Hsieh, F.-H. J Appl Polym Sci 2007, 105, 453. 15. Noureddini, H.; Harkey, D. W.; Gutsman, M. R. J Am Oil Chem Soc 2004, 81, 203. 16. Guthalugu, N. K.; Balaraman, M.; Kadimi, U. S. Biochem Eng J 2006, 29, 220. 17. Moquin, P. H. L.; Temelli, F.; King, J. W.; Palcic, M. M. J Am Oil Chem Soc 2005, 82, 613. TRANSESTERIFICATION OF POLYMERIZED SOYBEAN OIL 27 Journal of Applied Polymer Science DOI 10.1002/app