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1
Short Summary of the Mechanics
of Wind Turbine
Korn Saran-Yasoontorn
Department of Civil Engineering
University of Texas at Austin
8/7/02
2
Summarized from
 Wind energy explained: theory, design and
application./ Manwell, J. F. / Chichester / 2002
 Wind turbine technology: fundamental concepts
of wind turbine engineering. / New York / 1994
 Wind energy conversion systems/ Freris, L.L./
Prentice Hall/ 1990
 Wind turbine engineering design/ Eggleston,
D.M. and Stoddard, F.S./ New York/ 1987
 Introduction to wind turbine engineering/
Wortman, A.J./ Butterworth Publishers/ 1983
3
Yaw system
Hub
Drive train
Column
Rotor
Simple model of
Micon 65/13
1D steady
wind flow
(12m/s)
4
Fundamental Concepts
Mass flow rate = Av
Energy per unit volume = 1/2 v2
Power = rate of change of energy
= force * velocity
= (Av) 1/2 v2 = 1/2 Av3
Dynamic pressure = force/area
= power/vA
=1/2 v2
5
Actuator Disk Model with no
wake rotation
U1
U2 U3 U4
rotor disk
Assumptions:
i. Homogeneous, incompressible, steady wind
ii. Uniform flow velocity at disk (uniform thrust)
iii. Homogenous disk
iv. Non-rotating disk stream tube boundary
upstream
downstream
6
)
(
)
(
4
1
1
4
u
u
m
T
u
u
m
T
dt
dp
F









Conservation of Linear Momentum
where T is the thrust acting uniformly on the disk
(rotor) which can be written as a function of the
change of pressure as follow
)
( 3
2 p
p
A
T 

7
2
4
4
2
3
3
2
2
2
2
1
1
2
1
2
1
2
1
2
1
u
p
u
p
u
p
u
p










)]
1
(
4
[
2
1 2
1 a
a
Au
T 
 
Bernoulli’s Equation (energy conserved)
Relate above equations and define the axial induction factor, a
as
1
2
1 )
(
u
u
u
a


we obtain
8
Power output of the turbine is defined as the
thrust times the velocity at the disk. Hence
]
)
1
(
4
[
2
1 2
3
1 a
a
Au
P 
 
)
1
(
4
)
2
/
1
//(
)
1
(
4
)
2
/
1
/(
3
2
3
a
a
Au
T
C
a
a
Au
P
C
T
p








)]
1
(
4
[
2
1 2
1 a
a
Au
T 
 
Wind turbine rotor performance is usually
characterized by its power and thrust coefficients
9
Notice that
 Wind velocity at the rotor plane is
always less than the free-stream
velocity when power is being absorbed.
 This model assumes no wake rotation,
i.e. no energy wasted in kinetic energy
of a twirling wake.
 The geometry of the blades does not
involve the calculations.
10
 If the axial induction factor of the
rotor is founded, one can simply
calculate for the thrust and power
output.
 An ideal turbine generates maximum
power. After some manipulations, one
can find that the axial induction
factor, a, for the ideal turbine is 1/3.
 Even with the best rotor design, it is
not possible to extract more than
about 60 percent of the kinetic energy
in the wind
11
Wind Velocity
Total Pressure
Dynamic Pressure
Static Pressure
p3
p2
upstream disk downstream
u1
u2
u4
1/2u2
p0 p0
12
Actuator Disk Model with wake
rotation
U1
U2 U3 U4
rotor disk
U
U(1-2a)
U(1-a)
dr
r
The thrust distribution is circumferentially uniform.
(infinite number of blades)
13
Conservation of Linear momentum
rdr
u
a
a
dT
u
u
m
r
dT
dt
dp
F

 2
2
1
)
1
(
4
)
(
)
(
2
1
4








Conservation of Angular Momentum
rdr
r
u
a
a
dQ
r
rdr
u
r
r
m
d
dQ






2
2
1
)
1
(
4
)
(
2
)
)(
)(
(
2
2
2







14
rdr
r
dA
p
p
dT
r
p
p







2
]
)
2
1
(
[
)
(
)
2
1
(
)
(
2
3
2
2
3
2












2

a
Bernoulli’s Equation (energy conserved)
Define the angular induction factor a’ as
rdr
u
a
a
dT 
 2
2
1
)
1
(
4 2




Hence,
15
u
R
R
r
r 

 

 ,
/
2
)
1
(
)
1
(
r
a
a
a
a





Equating the thrust on an annular element derived
from the conservation of linear momentum and the
Bernoulli’s equation gives
where
For an ideal turbine that produces maximum power
output,
1
4
3
1




a
a
a
16
In summary
rdr
u
a
a
dT 
 2
2
1
)
1
(
4 2




rdr
r
u
a
a
dQ 
 2
2
1
)
1
(
4 2




2
)
1
(
)
1
(
r
a
a
a
a





Notice that
 the geometry of the blades still does not involve the
calculations.
 if the turbine is assumed to be ideal generating
maximum power, one can find a and a’ in each section.
 once a and a’ are founded, the total thrust and rotor
torque can be determined by integration along the
blade spanwise.
17
Blade Element Theory
Blade geometry is considered in this part and
we may use this to calculate the induction
factors that relates the thrust and rotor
torque.
blade element
r
dr
rotor blade
R
18
Lift and Drag Forces
u
Ωr
urel
FL
FD
)
2
1
(
)
2
1
(
2
2
rel
D
D
rel
L
L
Au
C
F
Au
C
F




Note that CL and CD vary with cross section
(top view)
19
Typical Variation of Aerofoil
Coefficients
Values
of
Coefficients
-10 0 90
angle of attack (degrees)
Cl
Cd
1.0
0.5
0.0
flow separation
20
Relative Velocity
u(1-a)
Ωr(1+a’)
urel
FL
FD
Wind velocity at the rotor blade is u(1-a) in
horizontal direction. Also, the wind rotates
with the angular velocity of ω/2 (=Ωa’) while
the angular velocity of the rotor is Ω in the
opposite direction.
21
u(1-a)
Ωr(1+a’)
urel
dFL
dFD
dFN
dFT
θp
φ
a
Blade Geometry
22
From blade geometry, one simply obtains the
following relations.









a


cos
sin
sin
cos
2
1
2
1
sin
)
1
(
)
1
(
1
tan
2
2
D
L
T
D
L
N
rel
D
D
rel
L
L
rel
r
p
dF
dF
dF
dF
dF
dF
cdr
u
C
dF
cdr
u
C
dF
a
u
u
a
a














23
Finally, the total normal force on the
section and torque due to the tangential
force operating at a distance, r, from
the center are
crdr
C
C
u
B
dQ
cdr
C
C
u
B
dF
D
L
rel
D
L
rel
N
)
cos
sin
(
2
1
)
sin
cos
(
2
1
2
2










24
Since the forces and moments derived
from momentum theory (actuator model)
and blade element theory must be equal,
crdr
C
C
u
B
dr
r
u
a
a
dQ
cdr
C
C
u
B
rdr
a
a
u
dT
D
L
rel
D
L
rel
)
cos
sin
(
2
1
)
1
(
4
)
sin
cos
(
2
1
)
1
(
4
2
3
2
2




















from momentum theory blade element theory
25
)
cos
(sin
)
sin
(cos
2
sin
4








r
r
L
Bc
r
C



One can solve for C and α at each section by
using this equation and the empirical C vs α
curves. Once both parameters are known, a
and a’ at the section can be determined
from
)
sin
8
/(
)
1
(
)
sin
8
/(
cos
)
1
( 2






r
L
L
r
BcC
a
a
r
BcC
a
a





26
Iterative solution for a and a’
1. Guess values of a and a’
2. Calculate φ
3. Calculate angle of attack, α
4. Calculate Cl and Cd
5. Update a and a’
6. Check if a > 0.5
(In the case of turbulent
wake this analysis may lead
to a lack of convergence to
a solution)
27
Note that to keep the lift and drag coefficients,
and thus the angle of attack, constant over the
spanwise of the blade, it is necessary to twist the
blade along the length. This however may increase
the complexity of their manufacture.
28
Tip loss factor
The tip loss factor allows for the
velocities and forces not being
circumferentially uniform due to the
rotor having a finite number of blades.
The Prandtl tip loss factor can be
express as
)
1
1
5
.
0
arccos(exp
)
/
2
( 2














 
 B
R
r
F

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Mechanics of WT.ppt

  • 1. 1 Short Summary of the Mechanics of Wind Turbine Korn Saran-Yasoontorn Department of Civil Engineering University of Texas at Austin 8/7/02
  • 2. 2 Summarized from  Wind energy explained: theory, design and application./ Manwell, J. F. / Chichester / 2002  Wind turbine technology: fundamental concepts of wind turbine engineering. / New York / 1994  Wind energy conversion systems/ Freris, L.L./ Prentice Hall/ 1990  Wind turbine engineering design/ Eggleston, D.M. and Stoddard, F.S./ New York/ 1987  Introduction to wind turbine engineering/ Wortman, A.J./ Butterworth Publishers/ 1983
  • 3. 3 Yaw system Hub Drive train Column Rotor Simple model of Micon 65/13 1D steady wind flow (12m/s)
  • 4. 4 Fundamental Concepts Mass flow rate = Av Energy per unit volume = 1/2 v2 Power = rate of change of energy = force * velocity = (Av) 1/2 v2 = 1/2 Av3 Dynamic pressure = force/area = power/vA =1/2 v2
  • 5. 5 Actuator Disk Model with no wake rotation U1 U2 U3 U4 rotor disk Assumptions: i. Homogeneous, incompressible, steady wind ii. Uniform flow velocity at disk (uniform thrust) iii. Homogenous disk iv. Non-rotating disk stream tube boundary upstream downstream
  • 6. 6 ) ( ) ( 4 1 1 4 u u m T u u m T dt dp F          Conservation of Linear Momentum where T is the thrust acting uniformly on the disk (rotor) which can be written as a function of the change of pressure as follow ) ( 3 2 p p A T  
  • 7. 7 2 4 4 2 3 3 2 2 2 2 1 1 2 1 2 1 2 1 2 1 u p u p u p u p           )] 1 ( 4 [ 2 1 2 1 a a Au T    Bernoulli’s Equation (energy conserved) Relate above equations and define the axial induction factor, a as 1 2 1 ) ( u u u a   we obtain
  • 8. 8 Power output of the turbine is defined as the thrust times the velocity at the disk. Hence ] ) 1 ( 4 [ 2 1 2 3 1 a a Au P    ) 1 ( 4 ) 2 / 1 //( ) 1 ( 4 ) 2 / 1 /( 3 2 3 a a Au T C a a Au P C T p         )] 1 ( 4 [ 2 1 2 1 a a Au T    Wind turbine rotor performance is usually characterized by its power and thrust coefficients
  • 9. 9 Notice that  Wind velocity at the rotor plane is always less than the free-stream velocity when power is being absorbed.  This model assumes no wake rotation, i.e. no energy wasted in kinetic energy of a twirling wake.  The geometry of the blades does not involve the calculations.
  • 10. 10  If the axial induction factor of the rotor is founded, one can simply calculate for the thrust and power output.  An ideal turbine generates maximum power. After some manipulations, one can find that the axial induction factor, a, for the ideal turbine is 1/3.  Even with the best rotor design, it is not possible to extract more than about 60 percent of the kinetic energy in the wind
  • 11. 11 Wind Velocity Total Pressure Dynamic Pressure Static Pressure p3 p2 upstream disk downstream u1 u2 u4 1/2u2 p0 p0
  • 12. 12 Actuator Disk Model with wake rotation U1 U2 U3 U4 rotor disk U U(1-2a) U(1-a) dr r The thrust distribution is circumferentially uniform. (infinite number of blades)
  • 13. 13 Conservation of Linear momentum rdr u a a dT u u m r dT dt dp F   2 2 1 ) 1 ( 4 ) ( ) ( 2 1 4         Conservation of Angular Momentum rdr r u a a dQ r rdr u r r m d dQ       2 2 1 ) 1 ( 4 ) ( 2 ) )( )( ( 2 2 2       
  • 15. 15 u R R r r       , / 2 ) 1 ( ) 1 ( r a a a a      Equating the thrust on an annular element derived from the conservation of linear momentum and the Bernoulli’s equation gives where For an ideal turbine that produces maximum power output, 1 4 3 1     a a a
  • 16. 16 In summary rdr u a a dT   2 2 1 ) 1 ( 4 2     rdr r u a a dQ   2 2 1 ) 1 ( 4 2     2 ) 1 ( ) 1 ( r a a a a      Notice that  the geometry of the blades still does not involve the calculations.  if the turbine is assumed to be ideal generating maximum power, one can find a and a’ in each section.  once a and a’ are founded, the total thrust and rotor torque can be determined by integration along the blade spanwise.
  • 17. 17 Blade Element Theory Blade geometry is considered in this part and we may use this to calculate the induction factors that relates the thrust and rotor torque. blade element r dr rotor blade R
  • 18. 18 Lift and Drag Forces u Ωr urel FL FD ) 2 1 ( ) 2 1 ( 2 2 rel D D rel L L Au C F Au C F     Note that CL and CD vary with cross section (top view)
  • 19. 19 Typical Variation of Aerofoil Coefficients Values of Coefficients -10 0 90 angle of attack (degrees) Cl Cd 1.0 0.5 0.0 flow separation
  • 20. 20 Relative Velocity u(1-a) Ωr(1+a’) urel FL FD Wind velocity at the rotor blade is u(1-a) in horizontal direction. Also, the wind rotates with the angular velocity of ω/2 (=Ωa’) while the angular velocity of the rotor is Ω in the opposite direction.
  • 22. 22 From blade geometry, one simply obtains the following relations.          a   cos sin sin cos 2 1 2 1 sin ) 1 ( ) 1 ( 1 tan 2 2 D L T D L N rel D D rel L L rel r p dF dF dF dF dF dF cdr u C dF cdr u C dF a u u a a              
  • 23. 23 Finally, the total normal force on the section and torque due to the tangential force operating at a distance, r, from the center are crdr C C u B dQ cdr C C u B dF D L rel D L rel N ) cos sin ( 2 1 ) sin cos ( 2 1 2 2          
  • 24. 24 Since the forces and moments derived from momentum theory (actuator model) and blade element theory must be equal, crdr C C u B dr r u a a dQ cdr C C u B rdr a a u dT D L rel D L rel ) cos sin ( 2 1 ) 1 ( 4 ) sin cos ( 2 1 ) 1 ( 4 2 3 2 2                     from momentum theory blade element theory
  • 25. 25 ) cos (sin ) sin (cos 2 sin 4         r r L Bc r C    One can solve for C and α at each section by using this equation and the empirical C vs α curves. Once both parameters are known, a and a’ at the section can be determined from ) sin 8 /( ) 1 ( ) sin 8 /( cos ) 1 ( 2       r L L r BcC a a r BcC a a     
  • 26. 26 Iterative solution for a and a’ 1. Guess values of a and a’ 2. Calculate φ 3. Calculate angle of attack, α 4. Calculate Cl and Cd 5. Update a and a’ 6. Check if a > 0.5 (In the case of turbulent wake this analysis may lead to a lack of convergence to a solution)
  • 27. 27 Note that to keep the lift and drag coefficients, and thus the angle of attack, constant over the spanwise of the blade, it is necessary to twist the blade along the length. This however may increase the complexity of their manufacture.
  • 28. 28 Tip loss factor The tip loss factor allows for the velocities and forces not being circumferentially uniform due to the rotor having a finite number of blades. The Prandtl tip loss factor can be express as ) 1 1 5 . 0 arccos(exp ) / 2 ( 2                  B R r F