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BUDAPEST UNIVERSITY OF TECHNOLOGY AND ECONOMICS
FACULTY OF ELECTRICAL ENGINEERING AND INFORMATICS
DOCTORAL SCHOOL OF ELECTRICAL ENGINEERING
A Generalized Wave Field Synthesis Theory
with Application for Moving Virtual Sources
Ph.D. Thesis Booklet
Gergely Firtha
M.Sc.E.E.
Supervisor PĂŠter Fiala, PhD.
Budapest, 2019.
1 Introduction
1.1 Aim of sound field synthesis
Spatial audio aims at the recreation of a sound scene containing sources
of sound, termed as audio objects, in a sense that the human listener
perceives the spatial characteristics of the desired acoustic environment.
Sound field reproduction achieves this by driving an arrangement of fix
positioned loudspeakers so that the superposition of the sound waves
emerging from the individual loudspeakers generate the impression of
the desired virtual audio object present in the sound scene. Sound field re-
production has been the subject of excessive study and development over
the second half of the XX. century, starting with the work of Blumlein,
who introduced the first two-loudspeaker system in 1931 and thereby cre-
ated the basics of stereophony. Modern stereophonic systems include the
well-known Dolby stereo, 5.1, 7.1 systems, the 22.2 system of the NHK
or the currently state-of-the-art commercial spatial audio systems, the
Dolby Atmos and the DTS-X. Generally speaking—independently from
the number of the speakers applied—stereophony generates the desired
spatial impression by the recreation of localization cues at the listener po-
sition. Correct sound localization, therefore, can be ensured only over a
limited listening area termed as the sweet spot, being a central limitation
of these techniques.
Opposed to stereophony, the aim of sound field synthesis (SFS) is the
reproduction of the physical properties of a desired sound field over an
extended listening area. Once its is achieved, it is inherently ensured that
the listener perceives the desired perceptual properties in an arbitrary po-
sition within the listening region. Obviously, controlling the sound field
over an extended region requires numerous loudspeakers, positioned on
the boundary of the control region. Hence, these techniques are often
referred to as massive multichannel sound reproduction methods.1
The cen-
tral question of SFS is the derivation of the loudspeaker driving signals,
termed the driving function, so that the resultant field of the loudspeaker
arrangement coincides with the desired virtual field. The loudspeaker ar-
ray applied for reproduction is termed as the secondary source distribution
in the followings. The general geometry is depicted in Figure 1.
1S. Spors, H. Wierstorf, A. Raake, F. Melchior, M. Frank, F. Zotter. “Spatial Sound
With Loudspeakers and It’s Perception: A Review of the Current State.” In: Proceedings of
the IEEE 101.9 (Sept. 2013), pp. 1920–1938.
1
listening region
virtual
sound
source
secondary source distribution
Figure 1. The gen-
eral geometry for sound
field synthesis: the goal
of synthesis is to repro-
duce the physical prop-
erties of a virtual sound
object or primary source
of sound inside a con-
trol region bounded by
a densely spaced loud-
speaker ensemble.
Over the last several decades numerous SFS techniques emerged, ap-
proaching the problem both numerically and analytically. Analytical ap-
proaches include the direct solution of the involved integral formulations
termed as the explicit solution, and the most traditional SFS technique de-
riving driving function based on the Huygens principle, termed as Wave
Field Synthesis.
1.2 Wave Field Synthesis history
The original theory of Wave Field Synthesis—often referred to as tra-
ditional WFS—evolved from the works of Berkhout et al. at the Tech-
nical University of Delft by utilizing concepts well-known in the field
of seismic migration. The basis of WFS theory were the Rayleigh in-
tegrals, the mathematical form of the Huygens’ principle, representing
a sound field as the sum of spherical waves emerging from an infinite
plane. Berkhout applied the stationary phase approximation (SPA) to the
Rayleigh integrals in order to arrive at loudspeaker driving signals for a
linear array of loudspeakers instead of the practically infeasible planar ar-
ray. The original formulation provided driving signals for loudspeakers
with dipole characteristics2,3
—soon extended for monopole loudspeak-
2A. J. Berkhout. “A Holographic Approach to Acoustic Control.” In: Journal of Audio
Engineering Society 36.12 (Dec. 1988), pp. 977–995.
3A. J. Berkhout, D. Vries, P. Vogel. “Acoustic Control by wave field synthesis.” In:
Journal of the Acoustical Society of America 93.5 (1993), pp. 2764–2778.
2
ers as well4,5,6
—reproducing the wavefront of a virtual spherical wave in
the horizontal plane containing the loudspeaker array. It was discussed
that reducing the secondary source distribution from an enclosing sur-
face to a more practical contour of loudspeakers results that amplitude
correct reproduction is restricted to a control curve in the plane of synthe-
sis, termed here as the reference curve. For traditional WFS this reference
curve was usually chosen to be a reference line parallel with the loud-
speaker arrangement.7
Furthermore, the traditional approach considered
exclusively virtual point sources as the virtual field model.
Traditional WFS was also the subject of various research projects, most
notably the CARROUSO project, aiming at the integration of the tech-
nique into the MPEG-4 standard. This endeavor was not realized eventu-
ally, but two "spin-off" companies of the project, the IOSONO and Sonic
Emotion are still offering commercially available WFS systems nowadays.
The latest milestone in Wave Field Synthesis theory were the works
of Spors et al., generalizing WFS towards the synthesis of an arbitrary
analytically available sound field by applying an arbitrary shaped loud-
speaker contour.8
The presented loudspeaker driving signals allowed the
synthesis of general 2-dimensional sound fields, ensuring amplitude cor-
rect synthesis at a single reference point. The approach allows the repro-
duction of complex virtual sound scenes, e.g. the field generated by a
moving sound source.9
The method, however—since it derived driving
signals from the 2D Rayleigh integral—failed to control the amplitude of
general 3D sound fields. Furthermore, the exact connection between the
traditional and the latter revisited WFS formulations has not been known
so far.
4A. J. Berkhout. “Wave front synthesis: A new direction in electroacoustics.” In: Journal
of the Acoustical Society of America 92.4 (1992), pp. 2396–2396.
5E. W. Start. “Direct sound enhancement by wave field synthesis.” PhD thesis. Delft
University of Technology, 1997.
6E.N.C. Verheijen. “Sound Reproduction by Wave Field Synthesis.” PhD thesis. Delft
University of Technology, 1997.
7E. W. Start. “Direct sound enhancement by wave field synthesis.” PhD thesis. Delft
University of Technology, 1997.
8S. Spors, R. Rabenstein, J. Ahrens. “The Theory of Wave Field Synthesis Revisited.” In:
Audio Engineering Society Convention 124. Amsterdam, May 2008.
9J. Ahrens, S. Spors. “Reproduction of Moving Virtual Sound Sources with Special
Attention to the Doppler Effect.” In: Audio Engineering Society Convention 124. Amsterdam,
May 2008.
3
1.3 Motivation of the present research
The present dissertation revisits the theoretical basics of Wave Field Syn-
thesis. The motivation behind the research was to give a generalized the-
oretical framework for WFS that allows the reproduction of an arbitrary
analytically available virtual sound field by applying an arbitrary sec-
ondary source contour and optimizing the synthesis to an arbitrary refer-
ence curve. Hence, the presented framework includes the previous WFS
approaches as special cases: choosing the virtual source to a point source,
applying a linear SSD and referencing the synthesis to a line, parallel with
the SSD returns the well-known traditional WFS driving function. Choos-
ing the virtual source to be a general 2D sound field and referencing the
synthesis to a single reference point results in the revisited WFS formula-
tion.
Besides the connection between traditional and revisited WFS, also
the exact link between WFS and the direct, explicit solution has not been
investigated in the related literature for general virtual sound fields. For
the special case of circular SSDs and specific virtual field models it has
been shown that WFS constitutes a high frequency approximation for the
explicit method.10,11
A further motivation of the present research was to
establish this connection for arbitrary virtual field models and arbitrary
SSD and reference contours.
As a complex application example for the presented framework, the
reproduction of moving virtual sources was investigated in details. The
reproduction of moving sources has been the subject of studies since the
early age of WFS theory as an obvious need when dynamic sound scenes
are to be synthesized. Early formulations attempted to synthesize the
field of a moving point source by applying the traditional WFS driving
signals with changing the virtual source position as the function of time.
This approach, however, failed to properly recreate the Doppler effect,
leading to serious artifacts in the synthesized field. Ahrens et al. used
the revisited WFS formulation in order to recreate the field of a moving
source.12,13
However, due to physical constrains of revisited WFS theory,
10J. Ahrens. Analytic Methods of Sound Field Synthesis. 1st. Berlin: Springer, 2012.
11S. Spors, J. Ahrens. “Analysis and Improvement of Pre-equalization in 2.5-Dimensoinal
Wave Field Synthesis.” In: Audio Engineering Society Convention 128. London, May 2010.
12J. Ahrens, S. Spors. “Reproduction of Moving Virtual Sound Sources with Special
Attention to the Doppler Effect.” In: Audio Engineering Society Convention 124. Amsterdam,
May 2008.
13J. Ahrens, S. Spors. “Reproduction of Virtual Sound Sources Moving at Supersonic
4
it failed to control the amplitude of the synthesized source. Hence, a fur-
ther research goal was to extend the presented framework to include the
synthesis of dynamic sound scenes.
2 Methodology
This section briefly summarizes the methodology and analysis tools ap-
plied throughout the thesis.
The derivation of novel, generalized Wave Field Synthesis and spatial
domain explicit driving functions (allowing the comparison with WFS)
requires the asymptotic evaluation of convolutional and spectral inte-
grals. First, I introduced local wavefield properties—the local wavenum-
ber vector and the local wavefront curvature—later serving as powerful
tools in order to give a meaningful physical interpretation for the results
concerning integral approximations. These quantities were well-known
in the field of ray acoustics and high frequency acoustics, but have not
been introduced in the context of sound field synthesis so far.
The central mathematical method, forming the backbone of the
present thesis, is the stationary phase approximation (SPA). The method is
applied frequently in asymptotical analysis in order to approximate inte-
grals around their critical points, termed as the stationary point. Loosely
speaking, the main topic of the present dissertation is the discussion how
the SPA can be applied
• to boundary integral representations of the virtual sound field, al-
lowing the extraction of WFS driving function
• to spectral integral representations, in order to derive novel, spa-
tial domain explicit driving functions and to connect spectral coef-
ficients to particular positions in space.
The validity of the analytical results were verified via the numerical sim-
ulation of the synthesized field. Throughout the thesis these simulations
were performed by the simple summation of the analytically available
field of the individual SSD elements (given by the Green’s function),
weighted by the driving function and assuming free field conditions.
Speeds in Wave Field Synthesis.” In: Audio Engineering Society Convention 125. 7557. San
Francisco, Oct. 2008.
5
3 Results
This section briefly presents the most important results discussed in the
thesis. A short overview of the results is also given in [C12]. The scientific
achievements behind the results presented in this section are summarized
as theses in Section 4.
3.1 A generalized Wave Field Synthesis framework
The general SFS geometry is depicted in Figure 1. The synthesized field
can be given mathematically as a convolutional integral over the SSD con-
tour in which the weighting factor is the driving function to be expressed
and the kernel is the Green’s function describing the SSD elements’ sound
field. The general SFS problem is, therefore, an inverse problem.
Wave Field Synthesis approaches the problem by finding an appro-
priate boundary integral representation of the virtual sound field, from
which the required driving function can be extracted. This representation
can be found by reducing the surface integral describing an arbitrary 3D
sound field into a contour integral by a vertical stationary phase approx-
imation.
Traditional WFS started out from the Rayleigh integral, which, how-
ever, inherently restricted the SSD to be a linear one. A suitable choice
for the boundary integral representation is the Kirchhoff approximation,
representing arbitrary two- or three-dimensional sound fields in terms of
a single layer potential under high frequency conditions. I reduced the
Kirchhoff approximation of an arbitrary 3D sound field by the SPA into a
contour integral.
The dimensionality reduction restricts the amplitude correct synthe-
sis to a single receiver position, termed as the reference position. Revis-
ited WFS allowed the synthesis of 2D virtual fields, ensuring amplitude
correct synthesis only in this reference position. I showed that by a fur-
ther, horizontal application of the SPA a unique reference position can
be assigned to each infinitesimal SSD element. By applying the local
wavenumber concept—being a vector pointing into the local propagation
direction of the sound field—a simple analytical formulation can be given
for these reference positions for each secondary source. I showed that
the direction at which the reference position lies from the actual SSD ele-
ment is determined by the local wavenumber vector of the virtual sound
field. The distance between the SSD element and its reference position,
6
(a)
(b)
Figure 2. 2.5D synthesis of
a 3D point source located at
xs = [0.4, 2.5, 0]T
, radiat-
ing at f0 = 1.5 kHz. Fig-
ure (a) depicts the real part
of the synthesized field, (b)
presents the absolute error
of synthesis in a logarith-
mic scale. The active arc
of the SSD is denoted by
solid black line and the in-
active part with dotted by
black line. The reference
position on the reference
curve for each active SSD el-
ement is evaluated numer-
ically. Obviously, in the
present geometry there exist
secondary sources for which
no unique reference position
can be found.
however, can be manipulated by applying a simple frequency indepen-
dent correction term. The set of all SSD elements reference position forms
the reference curve. By prescribing a desired reference curve, the corre-
sponding amplitude correction factor can be derived analytically and a
virtual source-SSD shape-reference curve specific driving function can be
expressed that ensures approximately amplitude correct synthesis over
the reference curve.[J2]
As an example, the synthesis of a 3D point source applying an arbi-
trary SSD contour is presented in Figure.2 The reference curve is chosen
to be a concentric contour inside the SSD. As Figure (b) depicting the er-
ror of synthesis verifies, inside the entire listening region phase correct
synthesis is achieved, while amplitude correct synthesis is ensured over
that part of the reference curve to which an active SSD element can be
found.
7
3.2 Explicit solution in the spatial domain
The explicit solution for the general sound field synthesis problem aims
at the direct solution of the inverse problem by transforming the convolu-
tion integral describing the synthesized field into the spectral (wavenum-
ber) domain. In the wavenumber domain, the driving function can be
expressed as the ratio of the virtual field and the SSD elements’ field mea-
sured over a reference contour. By choosing the SSD and the reference
contour to be infinite parallel lines, the required transform is given by a
simple spatial Fourier transform and the method is referred to as the Spec-
tral Division Method (SDM). The spatial driving function is then obtained
by a corresponding inverse Fourier transform, that’s result is, however,
barely available analytically.
I applied the stationary phase approximation in order to approximate
the SDM driving functions asymptotically, resulting in novel, merely spa-
tial explicit driving function [C9]. Under the validity of the Kirchhoff ap-
proximation the derived driving function is valid for arbitrary SSD and
reference contours. Unlike WFS driving functions, which require the vir-
tual field’s properties measured over the SSD, the explicit driving func-
tions can be evaluated as the ratio of the virtual field and the stationary
SSD element’s field measured over the reference curve.
By approximating the virtual field on the reference curve by the
asymptotical Rayleigh integral, I expressed the novel driving functions
in terms of the virtual field measured on the SSD. The derivation resulted
in the generalized WFS driving function. Hence, I proved that the intro-
duced WFS framework constitutes a high frequency approximation of the
explicit solution for arbitrary virtual fields [J4]. This fact has already been
proven for specific SSD shapes and virtual source models in the related
literature even by the present author [C13].
In practical applications the SSD is realized by a densely spaced loud-
speaker ensemble with the source elements positioned at discrete loca-
tions. The violation of the continuous SSD assumption leads to severe ar-
tifacts in the synthesized field, commonly referred to as spatial aliasing phe-
nomena. Spatial aliasing manifests in a series of echoes—each produced
by one individual secondary source element—following the intended vir-
tual wavefront carrying the driving function of the individual secondary
sources high-pass filtered above the aliasing frequency.
An advantage of the explicit solution is that it allows the analytical de-
8
(a)
(b)
Figure 3. 2.5D synthesis of
a 3D point source emitting
a bandlimited impulse, ap-
plying an arbitrary shaped
discrete SSD with the sec-
ondary source spacing being
∆x = 10 cm. Figure (a)
shows the effect of the dis-
crete SSD resulting in alias-
ing echoes following the in-
tended wavefront. Figure
(b) shows the result of the
proposed anti-aliasing filter-
ing. As a result, anti-aliased
synthesis may be achieved
behind the virtual wave-
front into the particular di-
rection denoted by dashed
arrow. The arrow originates
at the SSD element with no
angular bandwidth limita-
tion, i.e. performing full-
band synthesis.
scription of aliasing artifacts which can be directly applied to the results
of WFS as well, due to the presented asymptotic equivalence of the two
methods. By the asymptotic evaluation of the SDM driving functions I
identified those SSD elements that contribute to spatial aliasing artifacts
on a given angular frequency. By muting these secondary sources spa-
tial aliasing can be avoided at the cost of reducing the listening region.
For wideband excitation signals the above anti-aliasing strategy can be
implemented by temporal low-pass filtering of the loudspeaker driving
function. As a result of my research, I gave the analytical, virtual source
model dependent cut-off frequency of this ideal anti-aliasing low-pass
filter. Applying my anti-aliasing strategy allows a perfect, full-band syn-
thesis into a particular direction. In other directions the intended virtual
wavefront is low-pass filtered and aliasing wavefronts are still present
which can be avoided only by applying directive secondary sources [C2,
C10].
9
(a)
(b)
Figure 4. 2.5D synthesis of a
moving 3D point source ra-
diating at f0 = 1.5 kHz ap-
plying an arbitrary shaped
SSD. The source is under
uniform motion with |v| =
150 m/s. The synthesis is
referenced on a concentric
reference contour denoted
by white dots. Figure (a) de-
picts the real part of the syn-
thesized field and part (b)
presents the absolute error
of synthesis in a logarithmic
scale. The active arc of the
SSD at the time instant t =
0 s is denoted by solid black
line, and the inactive part
with dotted by black line.
Alternatively to my solution, my theoretical framework allows the di-
rect spatial investigation of the spatial aliasing artifacts. This possibility
is discussed in [J5] for which I serve as a co-author.
3.3 Synthesis of moving sources
As a complex application example for my theoretical framework, I inves-
tigated the possibilities for the synthesis of a moving virtual source. For
this dynamic case the primary challenge is the proper reconstruction of
the Doppler effect, occurring due to the constant, finite wave propagation
velocity in a homogeneous medium.
By adapting the stationary phase approximation and the local
wanumber concept to time-variant harmonic fields I derived WFS driving
functions capable of the synthesis of a source moving along an arbitrary
trajectory with an arbitrary velocity profile and by applying an arbitrary
SSD-reference curve geometry [J1, J3, C7]. The example of synthesizing
a moving point source along a straight trajectory is depicted in Figure 4.
10
(a) (b)
Figure 5. Synthesis of a moving source on an arbitrary trajectory applying a cir-
cular SSD with the radius of RSSD = 2 m, sampled at ∆x = 10 cm. The source
is traveling with a constant velocity of |v| = 3
4
c. Figure (a) shows the effects
of source discretization with clearly visible aliasing echoes. The strongest con-
tribution emerges from in front of the virtual source where the local perceived
frequency is increased by the Doppler effect. Figure (b) shows the effect of ideal
anti-aliasing filtering.
The simulation verifies that amplitude correct synthesis may be achieved
along the reference contour
For sources under uniform motion the spectral description of the gen-
erated field is available analytically. This representation allowed me to
derive explicit driving function for this dynamic case as well [C5, C6].
This driving function serves as a reference solution, since it results in
perfect synthesis over the reference line. Furthermore, it allows the de-
scription of spatial aliasing artifacts due to the discrete SSD in practical
applications. I showed that similarly to the stationary case, WFS consti-
tutes a high frequency approximation of the SDM solution [J6].
Finally, I investigated the description and possibilities for the elimi-
nation of the spatial aliasing artifacts also in this dynamic case. In this
scenario, aliasing phenomena are even more enhanced than in the sta-
tionary case, since the aliasing wavefronts suffer a different Doppler shift
than the intended virtual wavefront. This results in strong coloration and
frequency distortion of the virtual field [C8].
In case of a harmonic source excitation, aliasing manifests in unde-
sired frequency components, as it has been already reported in the related
11
literature.14
I utilized the spectral, SDM based analysis of the synthesized
field in order to give an analytical formulation for these undesired fre-
quency components and showed that with the proper choice of the SSD
shape frequency distortion can be minimized [C8]. The optimal choice in
the aspect of aliasing is the application of a circular SSD.
I extended my anti-aliasing strategy in order to include the case of
moving sources. By applying the proposed approach, anti-aliasing can be
achieved by simple temporal low-pass filtering of the loudspeaker signals
with a time-variant cut-off frequency [C11]. In case of a circular SSD in the
center perfect, full-band, anti-aliased synthesis can be performed. This
scenario is presented in Figure 5 in case of moving source emitting a train
of band limited impulses.
14A. Franck, A. Graefe, K. Thomas, M. Strauss. “Reproduction of Moving Sound Sources
by Wave Field Synthesis: An Analysis of Artifacts.” In: Audio Engineering Society Conference:
32nd International Conference: DSP for Loudspeakers. Hillerod, Sept. 2007.
12
4 Theses
Thesis group I (Generalization of WFS theory)
I introduced a generalized WFS framework allowing one to synthesize 3D
sound fields with arbitrary shaped convex loudspeaker ensembles (sec-
ondary source distribution (SSD)) and to optimize the synthesis on an
arbitrary convex reference curve. The generalized framework inherently
contains the existing WFS approaches as special cases [J2].
Thesis I.1. I established a physical interpretation of the station-
ary phase approximation (SPA) of boundary integrals. By defin-
ing the local wavenumber vector of a time-harmonic sound field,
I showed that the SPA ensures wave front matching of the virtual
field and the secondary sound fields at the receiver position.
Thesis I.2. I derived WFS driving function for an arbitrary con-
vex SSD contour based on the above physical interpretation,
within the validity of the physical optics approximation of the
Kirchhoff-Helmholtz integral.
Thesis I.3. I derived analytical expression for the general refer-
ence curve that connects the points in the synthesis plane where
the amplitude error is minimal. I presented how the shape of
the reference curve can be controlled by applying a frequency in-
dependent amplitude correction term to the driving function. I
critically revised existing WFS solutions by the analytical charac-
terization of their reference curves.
Thesis group II (Spatial explicit driving functions and WFS equivalence)
Besides the implicit WFS technique—yielding the required driving func-
tions as an implicit integral kernel in a reduced surface integral—explicit
solutions exist obtaining the driving functions as a spectral integral. For a
linear SSD the explicit solution is termed as the Spectral Division Method
(SDM) yielding the linear driving functions in terms of an inverse spatial
Fourier transform of the ratio of the target field spectrum and the Green’s
function spectrum measured along a reference line. So far the connection
between the implicit and explicit solutions has only been investigated for
special target sound fields. By applying the SPA to the SDM driving func-
tion, I derived it’s asymptotical spatial approximation, and I highlighted
the general equivalence of the explicit and implicit solutions in the high
13
frequency region. [J4, C9]
Thesis II.1. I derived analytical SDM driving functions in the
spatial domain by applying the SPA to the Fourier integral with
establishing a physical interpretation of the stationary phase ap-
proximation of Fourier integrals. Unlike WFS the new expicit
driving functions express the SSD driving signals in terms of the
target sound field measured along the convex reference curve
[C9].
Thesis II.2. I proved that under high frequency assumptions the
explicit SDM and the implicit WFS driving functions are com-
pletely equivalent for an arbitrary target sound field [J4]. The
proof is performed by expressing the newly introduced driving
function in terms of the target field’s gradient measured on the
SSD.
Thesis II.3. I gave a simple asymptotic anti-aliasing criterion in
order to suppress aliasing waves emerging due to the application
of a discrete SSD in practical scenarios. The derivation is based on
the above equivalence of the WFS and SDM driving function. The
proposed approach can be implemented in practice by the tempo-
ral low-pass filtering of the loudspeaker driving signals [C10].
Thesis group III (Wave Field Synthesis of moving point sources)
In the aspect of synthesizing dynamic sound scenes, the synthesis of mov-
ing sources is of primary importance. I adapted the introduced WFS
framework to the synthesis of sound fields generated by moving point
sources.
Thesis III.1. I adapted the generalized 3D WFS theory to the
synthesis of the field of a point source moving along an a-priori
known trajectory, and I defined driving function for an arbitrary
convex SSD surface. The solution takes the Doppler-effect inher-
ently into account [J1, J3, 0].
Thesis III.2. I derived 2.5D WFS driving functions for a 2D SSD
contour in order to synthesize 3D point sources moving along an
arbitrary trajectory in the plane of the SSD [J3]. The derivation
relies on the adaptation of the SPA to this dynamic scenario, al-
lowing to optimize the amplitude correct synthesis to a convex
reference curve. I verified that for the special case of a linear SSD
14
and a parallel reference line the presented driving functions coin-
cide with the traditional WFS driving functions with the station-
ary source position replaced by the source position at the emis-
sion time [J3].
Thesis III.3. I gave closed form WFS driving function for
sources in uniform motion for which particular case the propa-
gation time delay can be expressed explicitly [J1].
Thesis III.4. I derived frequency domain 2.5D WFS driving
function for a linear SSD by applying the SPA directly to the fre-
quency content of a point source under uniform motion [J6].
Thesis group IV (Synthesis of moving sources in the wavenumber do-
main)
I gave analytical expressions for the spatial Fourier transform of a source
moving uniformly along an arbitrary directed straight trajectory. Since
the SDM is not restricted to stationary sound fields therefore the obtained
formulation can be used in order to derive explicit driving function for
the synthesis of a moving source.
Thesis IV.1. I gave the SDM driving functions for the synthesis
of a source under uniform motion in the wavenumber domain.
For the special case of a source moving parallel to the secondary
source distribution I derived analytical, closed form driving func-
tion in the spatial-frequency domain [C5, C6, J6]. I showed that
similarly to the stationary case, the WFS solution is the high-
frequency/farfield approximation of the presented explicit driv-
ing function for moving sources [J6].
Thesis IV.2. I presented an analytical investigation of the spa-
tial aliasing artifacts emerging from the discretization of the SSD
based on the wavenumber description. I connected the phe-
nomena of frequency distortion with the poles in the secondary
sources wavenumber representation and I analytically expressed
the aliasing frequency components. I showed that the artifact can
be avoided by applying an SSD that does not exhibit poles on the
receiver curve, satisfied optimally by a circular SSD [C8].
Thesis IV.3. I extended the spatial anti-aliasing criterion in order
to include the synthesis of dynamic sound fields. By using the in-
troduced formulation spatial aliasing may be eliminated by sim-
15
ple low-pass filtering of the loudspeaker driving signals [C11].
16
Publications
Journal papers
[J1] G. Firtha, P. Fiala. “Wave Field Synthesis of Moving Sources with Re-
tarded Stationary Phase Approximation.” In: Journal of Audio Engineering
Society 63.12 (Jan. 2016). IF: 0.774, C: 3, pp. 958–965.
[J2] G. Firtha, P. Fiala, F. Schultz, S. Spors. “Improved Referencing Schemes for
2.5D Wave Field Synthesis Driving Functions.” In: IEEE/ACM Transactions
on Audio, Speech, and Language Processing 25.5 (May 2017). IF: 2.95, C: 5,
pp. 1117–1127.
[J3] G. Firtha, P. Fiala. “Wave Field Synthesis of moving sources with arbitrary
trajectory and velocity profile.” In: Journal of the Acoustical Society of Amer-
ica 142.2 (2017). IF: 1.572, C: 3, pp. 551–560.
[J4] G. Firtha, P. Fiala, F. Schultz, S. Spors. “On the General Relation of Wave
Field Synthesis and Spectral Division Method for Linear Arrays.” In:
IEEE/ACM Transactions on Audio, Speech, and Language Processing 26.12
(Dec. 2018). IF: 2.95, pp. 2393–2403.
[J5] F. Winter, F. Schultz, G. Firtha, S. Spors. “A Geometric Model for Predic-
tion of Spatial Aliasing in 2.5D Sound Field Synthesis.” In: IEEE/ACM
Transactions on Audio, Speech, and Language Processing (2019). IF: 2.95,
pp. 1–1.
[J6] G. Firtha, P. Fiala. “Sound Field Synthesis of Uniformly Moving Virtual
Monopoles.” In: Journal of Audio Engineering Society 63.1/2 (Jan. 2015). IF:
0.774, C: 5, pp. 46–53.
Conference papers
[C1] F. Schultz, G. Firtha, P. Fiala, S. Spors. “Wave Field Synthesis Driving
Functions for Large-Scale Sound Reinforcement Using Line Source Ar-
rays.” In: Audio Engineering Society Convention 142. C: 1. May 2017.
[C2] G. Firtha, P. Fiala. “Prefiltering the wave field synthesis operators - anti-
aliasing and source directivity.” In: ISMA 2012, International Conference on
Noise and Vibration Engineering. C: 1, oral presentation. Leuven, Belgium,
Sept. 2012, pp. 1–15.
[C3] G. Firtha, P. Fiala. “Sound Field Reproduction Applying Stochastic Sec-
ondary Sources.” In: AIA-DAGA 2013, 39th Annual Conference on Acoustics.
oral presentation. Merano, Italy, Mar. 2013, pp. 1–4.
17
[C4] G. Firtha, P. Fiala. “Sound field reproduction with stochastic secondary
sources.” In: Internoise 2013, 42nd International Congress and Exposition
on Noise Control Engineering. oral presentation. Innsbruck, Austria, Sept.
2013, pp. 1–11.
[C5] G. Firtha, P. Fiala. “Synthesis of a moving virtual sound source applying
the spectral division method.” In: DAGA 2014, 40th German Annual Con-
ference on Acoustics. oral presentation. Oldenburg, Germany, Mar. 2014,
pp. 1–2.
[C6] G. Firtha, P. Fiala. “Sound field synthesis of a moving virtual sound source
applying the Spectral Division Method.” In: ISMA 2014, International Con-
ference on Noise and Vibration Engineering. oral presentation. Leuven, Bel-
gium, Sept. 2014, pp. 1–15.
[C7] G. Firtha, P. Fiala. “Synthesis of a moving virtual sources with Wave Field
Synthesis.” In: DAGA 2015, 41st German Annual Conference on Acoustics.
poster. Nürnberg, Germany, Mar. 2015, pp. 1–4.
[C8] G. Firtha, P. Fiala. “Investigation of Spatial Aliasing Artifacts of Wave
Field Synthesis for the Reproduction of Moving Virtual Point Sources.”
In: DAGA 2016, 42nd German Annual Conference on Acoustics. oral presen-
tation. Aachen, Germany, Mar. 2016, pp. 1008–1011.
[C9] G. Firtha, P. Fiala. “Explicit Sound Field Synthesis Driving Functions in
the Spatial Domain.” In: DAGA 2017, 43rd Annual Conference on Acoustics.
oral presentation. Kiel, Germany, Mar. 2017, pp. 1–4.
[C10] G. Firtha, P. Fiala. “Spatial Aliasing and Loudspeaker Directivity in Uni-
fied Wave Field Synthesis Theory.” In: DAGA 2018, 44th German Annual
Conference on Acoustics. poster. München, Germany, Mar. 2018, pp. 1314–
1317.
[C11] G. Firtha, P. Fiala. “Theory and Implementation of 2.5D WFS of moving
sources with arbitrary trajectory.” In: DAGA 2018, 44th German Annual
Conference on Acoustics. oral presentation. MĂźnchen, Germany, Mar. 2018,
pp. 1318–1321.
[C12] G. Firtha. “Generalization of Wave Field Synthesis theory with applica-
tion for virtual moving sources.” In: DAGA 2019, 45th German Annual
Conference on Acoustics. pre-colloquium talk. DAGA. Rostock, Mar. 2019,
pp. 19–22.
[C13] F. Schultz, G. Firtha, F. Winter, S. Spors. “On the Connections of High-
Frequency Approximated Ambisonics and Wave Field Synthesis.” In:
DAGA 2019, 45th German Annual Conference on Acoustics. oral presenta-
tion. DAGA. Rostock, Mar. 2019, pp. 1446–1449.
18
Other publications
[O1] G. Firtha. “Automatikus hangmagasság-korrekciós rendszer létrehozása
frekvenciatartományban.” In: Akusztikai Szemle 10.3-4 (2010), pp. 56–61.
[O2] G. Firtha. “Automatikus hangmagasság-korrekciós rendszer létre-
hozása.” In: Hiradástechnika 66.2 (2011), pp. 33–38.
[O3] P. Tapolczai, P. Fiala, G. Firtha, P. Rucz. “Simulation framework for detect-
ing and tracking moving sound sources using acoustical beamforming
methods.” In: DAGA 2019, 45th German Annual Conference on Acoustics.
oral presentation. DAGA. Rostock, Mar. 2019, pp. 1112–1115.
19

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A Generalized Wave Field Synthesis Theory (Ph.D. Thesis Booklet)

  • 1. BUDAPEST UNIVERSITY OF TECHNOLOGY AND ECONOMICS FACULTY OF ELECTRICAL ENGINEERING AND INFORMATICS DOCTORAL SCHOOL OF ELECTRICAL ENGINEERING A Generalized Wave Field Synthesis Theory with Application for Moving Virtual Sources Ph.D. Thesis Booklet Gergely Firtha M.Sc.E.E. Supervisor PĂŠter Fiala, PhD. Budapest, 2019.
  • 2.
  • 3. 1 Introduction 1.1 Aim of sound field synthesis Spatial audio aims at the recreation of a sound scene containing sources of sound, termed as audio objects, in a sense that the human listener perceives the spatial characteristics of the desired acoustic environment. Sound field reproduction achieves this by driving an arrangement of fix positioned loudspeakers so that the superposition of the sound waves emerging from the individual loudspeakers generate the impression of the desired virtual audio object present in the sound scene. Sound field re- production has been the subject of excessive study and development over the second half of the XX. century, starting with the work of Blumlein, who introduced the first two-loudspeaker system in 1931 and thereby cre- ated the basics of stereophony. Modern stereophonic systems include the well-known Dolby stereo, 5.1, 7.1 systems, the 22.2 system of the NHK or the currently state-of-the-art commercial spatial audio systems, the Dolby Atmos and the DTS-X. Generally speaking—independently from the number of the speakers applied—stereophony generates the desired spatial impression by the recreation of localization cues at the listener po- sition. Correct sound localization, therefore, can be ensured only over a limited listening area termed as the sweet spot, being a central limitation of these techniques. Opposed to stereophony, the aim of sound field synthesis (SFS) is the reproduction of the physical properties of a desired sound field over an extended listening area. Once its is achieved, it is inherently ensured that the listener perceives the desired perceptual properties in an arbitrary po- sition within the listening region. Obviously, controlling the sound field over an extended region requires numerous loudspeakers, positioned on the boundary of the control region. Hence, these techniques are often referred to as massive multichannel sound reproduction methods.1 The cen- tral question of SFS is the derivation of the loudspeaker driving signals, termed the driving function, so that the resultant field of the loudspeaker arrangement coincides with the desired virtual field. The loudspeaker ar- ray applied for reproduction is termed as the secondary source distribution in the followings. The general geometry is depicted in Figure 1. 1S. Spors, H. Wierstorf, A. Raake, F. Melchior, M. Frank, F. Zotter. “Spatial Sound With Loudspeakers and It’s Perception: A Review of the Current State.” In: Proceedings of the IEEE 101.9 (Sept. 2013), pp. 1920–1938. 1
  • 4. listening region virtual sound source secondary source distribution Figure 1. The gen- eral geometry for sound field synthesis: the goal of synthesis is to repro- duce the physical prop- erties of a virtual sound object or primary source of sound inside a con- trol region bounded by a densely spaced loud- speaker ensemble. Over the last several decades numerous SFS techniques emerged, ap- proaching the problem both numerically and analytically. Analytical ap- proaches include the direct solution of the involved integral formulations termed as the explicit solution, and the most traditional SFS technique de- riving driving function based on the Huygens principle, termed as Wave Field Synthesis. 1.2 Wave Field Synthesis history The original theory of Wave Field Synthesis—often referred to as tra- ditional WFS—evolved from the works of Berkhout et al. at the Tech- nical University of Delft by utilizing concepts well-known in the field of seismic migration. The basis of WFS theory were the Rayleigh in- tegrals, the mathematical form of the Huygens’ principle, representing a sound field as the sum of spherical waves emerging from an infinite plane. Berkhout applied the stationary phase approximation (SPA) to the Rayleigh integrals in order to arrive at loudspeaker driving signals for a linear array of loudspeakers instead of the practically infeasible planar ar- ray. The original formulation provided driving signals for loudspeakers with dipole characteristics2,3 —soon extended for monopole loudspeak- 2A. J. Berkhout. “A Holographic Approach to Acoustic Control.” In: Journal of Audio Engineering Society 36.12 (Dec. 1988), pp. 977–995. 3A. J. Berkhout, D. Vries, P. Vogel. “Acoustic Control by wave field synthesis.” In: Journal of the Acoustical Society of America 93.5 (1993), pp. 2764–2778. 2
  • 5. ers as well4,5,6 —reproducing the wavefront of a virtual spherical wave in the horizontal plane containing the loudspeaker array. It was discussed that reducing the secondary source distribution from an enclosing sur- face to a more practical contour of loudspeakers results that amplitude correct reproduction is restricted to a control curve in the plane of synthe- sis, termed here as the reference curve. For traditional WFS this reference curve was usually chosen to be a reference line parallel with the loud- speaker arrangement.7 Furthermore, the traditional approach considered exclusively virtual point sources as the virtual field model. Traditional WFS was also the subject of various research projects, most notably the CARROUSO project, aiming at the integration of the tech- nique into the MPEG-4 standard. This endeavor was not realized eventu- ally, but two "spin-off" companies of the project, the IOSONO and Sonic Emotion are still offering commercially available WFS systems nowadays. The latest milestone in Wave Field Synthesis theory were the works of Spors et al., generalizing WFS towards the synthesis of an arbitrary analytically available sound field by applying an arbitrary shaped loud- speaker contour.8 The presented loudspeaker driving signals allowed the synthesis of general 2-dimensional sound fields, ensuring amplitude cor- rect synthesis at a single reference point. The approach allows the repro- duction of complex virtual sound scenes, e.g. the field generated by a moving sound source.9 The method, however—since it derived driving signals from the 2D Rayleigh integral—failed to control the amplitude of general 3D sound fields. Furthermore, the exact connection between the traditional and the latter revisited WFS formulations has not been known so far. 4A. J. Berkhout. “Wave front synthesis: A new direction in electroacoustics.” In: Journal of the Acoustical Society of America 92.4 (1992), pp. 2396–2396. 5E. W. Start. “Direct sound enhancement by wave field synthesis.” PhD thesis. Delft University of Technology, 1997. 6E.N.C. Verheijen. “Sound Reproduction by Wave Field Synthesis.” PhD thesis. Delft University of Technology, 1997. 7E. W. Start. “Direct sound enhancement by wave field synthesis.” PhD thesis. Delft University of Technology, 1997. 8S. Spors, R. Rabenstein, J. Ahrens. “The Theory of Wave Field Synthesis Revisited.” In: Audio Engineering Society Convention 124. Amsterdam, May 2008. 9J. Ahrens, S. Spors. “Reproduction of Moving Virtual Sound Sources with Special Attention to the Doppler Effect.” In: Audio Engineering Society Convention 124. Amsterdam, May 2008. 3
  • 6. 1.3 Motivation of the present research The present dissertation revisits the theoretical basics of Wave Field Syn- thesis. The motivation behind the research was to give a generalized the- oretical framework for WFS that allows the reproduction of an arbitrary analytically available virtual sound field by applying an arbitrary sec- ondary source contour and optimizing the synthesis to an arbitrary refer- ence curve. Hence, the presented framework includes the previous WFS approaches as special cases: choosing the virtual source to a point source, applying a linear SSD and referencing the synthesis to a line, parallel with the SSD returns the well-known traditional WFS driving function. Choos- ing the virtual source to be a general 2D sound field and referencing the synthesis to a single reference point results in the revisited WFS formula- tion. Besides the connection between traditional and revisited WFS, also the exact link between WFS and the direct, explicit solution has not been investigated in the related literature for general virtual sound fields. For the special case of circular SSDs and specific virtual field models it has been shown that WFS constitutes a high frequency approximation for the explicit method.10,11 A further motivation of the present research was to establish this connection for arbitrary virtual field models and arbitrary SSD and reference contours. As a complex application example for the presented framework, the reproduction of moving virtual sources was investigated in details. The reproduction of moving sources has been the subject of studies since the early age of WFS theory as an obvious need when dynamic sound scenes are to be synthesized. Early formulations attempted to synthesize the field of a moving point source by applying the traditional WFS driving signals with changing the virtual source position as the function of time. This approach, however, failed to properly recreate the Doppler effect, leading to serious artifacts in the synthesized field. Ahrens et al. used the revisited WFS formulation in order to recreate the field of a moving source.12,13 However, due to physical constrains of revisited WFS theory, 10J. Ahrens. Analytic Methods of Sound Field Synthesis. 1st. Berlin: Springer, 2012. 11S. Spors, J. Ahrens. “Analysis and Improvement of Pre-equalization in 2.5-Dimensoinal Wave Field Synthesis.” In: Audio Engineering Society Convention 128. London, May 2010. 12J. Ahrens, S. Spors. “Reproduction of Moving Virtual Sound Sources with Special Attention to the Doppler Effect.” In: Audio Engineering Society Convention 124. Amsterdam, May 2008. 13J. Ahrens, S. Spors. “Reproduction of Virtual Sound Sources Moving at Supersonic 4
  • 7. it failed to control the amplitude of the synthesized source. Hence, a fur- ther research goal was to extend the presented framework to include the synthesis of dynamic sound scenes. 2 Methodology This section briefly summarizes the methodology and analysis tools ap- plied throughout the thesis. The derivation of novel, generalized Wave Field Synthesis and spatial domain explicit driving functions (allowing the comparison with WFS) requires the asymptotic evaluation of convolutional and spectral inte- grals. First, I introduced local wavefield properties—the local wavenum- ber vector and the local wavefront curvature—later serving as powerful tools in order to give a meaningful physical interpretation for the results concerning integral approximations. These quantities were well-known in the field of ray acoustics and high frequency acoustics, but have not been introduced in the context of sound field synthesis so far. The central mathematical method, forming the backbone of the present thesis, is the stationary phase approximation (SPA). The method is applied frequently in asymptotical analysis in order to approximate inte- grals around their critical points, termed as the stationary point. Loosely speaking, the main topic of the present dissertation is the discussion how the SPA can be applied • to boundary integral representations of the virtual sound field, al- lowing the extraction of WFS driving function • to spectral integral representations, in order to derive novel, spa- tial domain explicit driving functions and to connect spectral coef- ficients to particular positions in space. The validity of the analytical results were verified via the numerical sim- ulation of the synthesized field. Throughout the thesis these simulations were performed by the simple summation of the analytically available field of the individual SSD elements (given by the Green’s function), weighted by the driving function and assuming free field conditions. Speeds in Wave Field Synthesis.” In: Audio Engineering Society Convention 125. 7557. San Francisco, Oct. 2008. 5
  • 8. 3 Results This section briefly presents the most important results discussed in the thesis. A short overview of the results is also given in [C12]. The scientific achievements behind the results presented in this section are summarized as theses in Section 4. 3.1 A generalized Wave Field Synthesis framework The general SFS geometry is depicted in Figure 1. The synthesized field can be given mathematically as a convolutional integral over the SSD con- tour in which the weighting factor is the driving function to be expressed and the kernel is the Green’s function describing the SSD elements’ sound field. The general SFS problem is, therefore, an inverse problem. Wave Field Synthesis approaches the problem by finding an appro- priate boundary integral representation of the virtual sound field, from which the required driving function can be extracted. This representation can be found by reducing the surface integral describing an arbitrary 3D sound field into a contour integral by a vertical stationary phase approx- imation. Traditional WFS started out from the Rayleigh integral, which, how- ever, inherently restricted the SSD to be a linear one. A suitable choice for the boundary integral representation is the Kirchhoff approximation, representing arbitrary two- or three-dimensional sound fields in terms of a single layer potential under high frequency conditions. I reduced the Kirchhoff approximation of an arbitrary 3D sound field by the SPA into a contour integral. The dimensionality reduction restricts the amplitude correct synthe- sis to a single receiver position, termed as the reference position. Revis- ited WFS allowed the synthesis of 2D virtual fields, ensuring amplitude correct synthesis only in this reference position. I showed that by a fur- ther, horizontal application of the SPA a unique reference position can be assigned to each infinitesimal SSD element. By applying the local wavenumber concept—being a vector pointing into the local propagation direction of the sound field—a simple analytical formulation can be given for these reference positions for each secondary source. I showed that the direction at which the reference position lies from the actual SSD ele- ment is determined by the local wavenumber vector of the virtual sound field. The distance between the SSD element and its reference position, 6
  • 9. (a) (b) Figure 2. 2.5D synthesis of a 3D point source located at xs = [0.4, 2.5, 0]T , radiat- ing at f0 = 1.5 kHz. Fig- ure (a) depicts the real part of the synthesized field, (b) presents the absolute error of synthesis in a logarith- mic scale. The active arc of the SSD is denoted by solid black line and the in- active part with dotted by black line. The reference position on the reference curve for each active SSD el- ement is evaluated numer- ically. Obviously, in the present geometry there exist secondary sources for which no unique reference position can be found. however, can be manipulated by applying a simple frequency indepen- dent correction term. The set of all SSD elements reference position forms the reference curve. By prescribing a desired reference curve, the corre- sponding amplitude correction factor can be derived analytically and a virtual source-SSD shape-reference curve specific driving function can be expressed that ensures approximately amplitude correct synthesis over the reference curve.[J2] As an example, the synthesis of a 3D point source applying an arbi- trary SSD contour is presented in Figure.2 The reference curve is chosen to be a concentric contour inside the SSD. As Figure (b) depicting the er- ror of synthesis verifies, inside the entire listening region phase correct synthesis is achieved, while amplitude correct synthesis is ensured over that part of the reference curve to which an active SSD element can be found. 7
  • 10. 3.2 Explicit solution in the spatial domain The explicit solution for the general sound field synthesis problem aims at the direct solution of the inverse problem by transforming the convolu- tion integral describing the synthesized field into the spectral (wavenum- ber) domain. In the wavenumber domain, the driving function can be expressed as the ratio of the virtual field and the SSD elements’ field mea- sured over a reference contour. By choosing the SSD and the reference contour to be infinite parallel lines, the required transform is given by a simple spatial Fourier transform and the method is referred to as the Spec- tral Division Method (SDM). The spatial driving function is then obtained by a corresponding inverse Fourier transform, that’s result is, however, barely available analytically. I applied the stationary phase approximation in order to approximate the SDM driving functions asymptotically, resulting in novel, merely spa- tial explicit driving function [C9]. Under the validity of the Kirchhoff ap- proximation the derived driving function is valid for arbitrary SSD and reference contours. Unlike WFS driving functions, which require the vir- tual field’s properties measured over the SSD, the explicit driving func- tions can be evaluated as the ratio of the virtual field and the stationary SSD element’s field measured over the reference curve. By approximating the virtual field on the reference curve by the asymptotical Rayleigh integral, I expressed the novel driving functions in terms of the virtual field measured on the SSD. The derivation resulted in the generalized WFS driving function. Hence, I proved that the intro- duced WFS framework constitutes a high frequency approximation of the explicit solution for arbitrary virtual fields [J4]. This fact has already been proven for specific SSD shapes and virtual source models in the related literature even by the present author [C13]. In practical applications the SSD is realized by a densely spaced loud- speaker ensemble with the source elements positioned at discrete loca- tions. The violation of the continuous SSD assumption leads to severe ar- tifacts in the synthesized field, commonly referred to as spatial aliasing phe- nomena. Spatial aliasing manifests in a series of echoes—each produced by one individual secondary source element—following the intended vir- tual wavefront carrying the driving function of the individual secondary sources high-pass filtered above the aliasing frequency. An advantage of the explicit solution is that it allows the analytical de- 8
  • 11. (a) (b) Figure 3. 2.5D synthesis of a 3D point source emitting a bandlimited impulse, ap- plying an arbitrary shaped discrete SSD with the sec- ondary source spacing being ∆x = 10 cm. Figure (a) shows the effect of the dis- crete SSD resulting in alias- ing echoes following the in- tended wavefront. Figure (b) shows the result of the proposed anti-aliasing filter- ing. As a result, anti-aliased synthesis may be achieved behind the virtual wave- front into the particular di- rection denoted by dashed arrow. The arrow originates at the SSD element with no angular bandwidth limita- tion, i.e. performing full- band synthesis. scription of aliasing artifacts which can be directly applied to the results of WFS as well, due to the presented asymptotic equivalence of the two methods. By the asymptotic evaluation of the SDM driving functions I identified those SSD elements that contribute to spatial aliasing artifacts on a given angular frequency. By muting these secondary sources spa- tial aliasing can be avoided at the cost of reducing the listening region. For wideband excitation signals the above anti-aliasing strategy can be implemented by temporal low-pass filtering of the loudspeaker driving function. As a result of my research, I gave the analytical, virtual source model dependent cut-off frequency of this ideal anti-aliasing low-pass filter. Applying my anti-aliasing strategy allows a perfect, full-band syn- thesis into a particular direction. In other directions the intended virtual wavefront is low-pass filtered and aliasing wavefronts are still present which can be avoided only by applying directive secondary sources [C2, C10]. 9
  • 12. (a) (b) Figure 4. 2.5D synthesis of a moving 3D point source ra- diating at f0 = 1.5 kHz ap- plying an arbitrary shaped SSD. The source is under uniform motion with |v| = 150 m/s. The synthesis is referenced on a concentric reference contour denoted by white dots. Figure (a) de- picts the real part of the syn- thesized field and part (b) presents the absolute error of synthesis in a logarithmic scale. The active arc of the SSD at the time instant t = 0 s is denoted by solid black line, and the inactive part with dotted by black line. Alternatively to my solution, my theoretical framework allows the di- rect spatial investigation of the spatial aliasing artifacts. This possibility is discussed in [J5] for which I serve as a co-author. 3.3 Synthesis of moving sources As a complex application example for my theoretical framework, I inves- tigated the possibilities for the synthesis of a moving virtual source. For this dynamic case the primary challenge is the proper reconstruction of the Doppler effect, occurring due to the constant, finite wave propagation velocity in a homogeneous medium. By adapting the stationary phase approximation and the local wanumber concept to time-variant harmonic fields I derived WFS driving functions capable of the synthesis of a source moving along an arbitrary trajectory with an arbitrary velocity profile and by applying an arbitrary SSD-reference curve geometry [J1, J3, C7]. The example of synthesizing a moving point source along a straight trajectory is depicted in Figure 4. 10
  • 13. (a) (b) Figure 5. Synthesis of a moving source on an arbitrary trajectory applying a cir- cular SSD with the radius of RSSD = 2 m, sampled at ∆x = 10 cm. The source is traveling with a constant velocity of |v| = 3 4 c. Figure (a) shows the effects of source discretization with clearly visible aliasing echoes. The strongest con- tribution emerges from in front of the virtual source where the local perceived frequency is increased by the Doppler effect. Figure (b) shows the effect of ideal anti-aliasing filtering. The simulation verifies that amplitude correct synthesis may be achieved along the reference contour For sources under uniform motion the spectral description of the gen- erated field is available analytically. This representation allowed me to derive explicit driving function for this dynamic case as well [C5, C6]. This driving function serves as a reference solution, since it results in perfect synthesis over the reference line. Furthermore, it allows the de- scription of spatial aliasing artifacts due to the discrete SSD in practical applications. I showed that similarly to the stationary case, WFS consti- tutes a high frequency approximation of the SDM solution [J6]. Finally, I investigated the description and possibilities for the elimi- nation of the spatial aliasing artifacts also in this dynamic case. In this scenario, aliasing phenomena are even more enhanced than in the sta- tionary case, since the aliasing wavefronts suffer a different Doppler shift than the intended virtual wavefront. This results in strong coloration and frequency distortion of the virtual field [C8]. In case of a harmonic source excitation, aliasing manifests in unde- sired frequency components, as it has been already reported in the related 11
  • 14. literature.14 I utilized the spectral, SDM based analysis of the synthesized field in order to give an analytical formulation for these undesired fre- quency components and showed that with the proper choice of the SSD shape frequency distortion can be minimized [C8]. The optimal choice in the aspect of aliasing is the application of a circular SSD. I extended my anti-aliasing strategy in order to include the case of moving sources. By applying the proposed approach, anti-aliasing can be achieved by simple temporal low-pass filtering of the loudspeaker signals with a time-variant cut-off frequency [C11]. In case of a circular SSD in the center perfect, full-band, anti-aliased synthesis can be performed. This scenario is presented in Figure 5 in case of moving source emitting a train of band limited impulses. 14A. Franck, A. Graefe, K. Thomas, M. Strauss. “Reproduction of Moving Sound Sources by Wave Field Synthesis: An Analysis of Artifacts.” In: Audio Engineering Society Conference: 32nd International Conference: DSP for Loudspeakers. Hillerod, Sept. 2007. 12
  • 15. 4 Theses Thesis group I (Generalization of WFS theory) I introduced a generalized WFS framework allowing one to synthesize 3D sound fields with arbitrary shaped convex loudspeaker ensembles (sec- ondary source distribution (SSD)) and to optimize the synthesis on an arbitrary convex reference curve. The generalized framework inherently contains the existing WFS approaches as special cases [J2]. Thesis I.1. I established a physical interpretation of the station- ary phase approximation (SPA) of boundary integrals. By defin- ing the local wavenumber vector of a time-harmonic sound field, I showed that the SPA ensures wave front matching of the virtual field and the secondary sound fields at the receiver position. Thesis I.2. I derived WFS driving function for an arbitrary con- vex SSD contour based on the above physical interpretation, within the validity of the physical optics approximation of the Kirchhoff-Helmholtz integral. Thesis I.3. I derived analytical expression for the general refer- ence curve that connects the points in the synthesis plane where the amplitude error is minimal. I presented how the shape of the reference curve can be controlled by applying a frequency in- dependent amplitude correction term to the driving function. I critically revised existing WFS solutions by the analytical charac- terization of their reference curves. Thesis group II (Spatial explicit driving functions and WFS equivalence) Besides the implicit WFS technique—yielding the required driving func- tions as an implicit integral kernel in a reduced surface integral—explicit solutions exist obtaining the driving functions as a spectral integral. For a linear SSD the explicit solution is termed as the Spectral Division Method (SDM) yielding the linear driving functions in terms of an inverse spatial Fourier transform of the ratio of the target field spectrum and the Green’s function spectrum measured along a reference line. So far the connection between the implicit and explicit solutions has only been investigated for special target sound fields. By applying the SPA to the SDM driving func- tion, I derived it’s asymptotical spatial approximation, and I highlighted the general equivalence of the explicit and implicit solutions in the high 13
  • 16. frequency region. [J4, C9] Thesis II.1. I derived analytical SDM driving functions in the spatial domain by applying the SPA to the Fourier integral with establishing a physical interpretation of the stationary phase ap- proximation of Fourier integrals. Unlike WFS the new expicit driving functions express the SSD driving signals in terms of the target sound field measured along the convex reference curve [C9]. Thesis II.2. I proved that under high frequency assumptions the explicit SDM and the implicit WFS driving functions are com- pletely equivalent for an arbitrary target sound field [J4]. The proof is performed by expressing the newly introduced driving function in terms of the target field’s gradient measured on the SSD. Thesis II.3. I gave a simple asymptotic anti-aliasing criterion in order to suppress aliasing waves emerging due to the application of a discrete SSD in practical scenarios. The derivation is based on the above equivalence of the WFS and SDM driving function. The proposed approach can be implemented in practice by the tempo- ral low-pass filtering of the loudspeaker driving signals [C10]. Thesis group III (Wave Field Synthesis of moving point sources) In the aspect of synthesizing dynamic sound scenes, the synthesis of mov- ing sources is of primary importance. I adapted the introduced WFS framework to the synthesis of sound fields generated by moving point sources. Thesis III.1. I adapted the generalized 3D WFS theory to the synthesis of the field of a point source moving along an a-priori known trajectory, and I defined driving function for an arbitrary convex SSD surface. The solution takes the Doppler-effect inher- ently into account [J1, J3, 0]. Thesis III.2. I derived 2.5D WFS driving functions for a 2D SSD contour in order to synthesize 3D point sources moving along an arbitrary trajectory in the plane of the SSD [J3]. The derivation relies on the adaptation of the SPA to this dynamic scenario, al- lowing to optimize the amplitude correct synthesis to a convex reference curve. I verified that for the special case of a linear SSD 14
  • 17. and a parallel reference line the presented driving functions coin- cide with the traditional WFS driving functions with the station- ary source position replaced by the source position at the emis- sion time [J3]. Thesis III.3. I gave closed form WFS driving function for sources in uniform motion for which particular case the propa- gation time delay can be expressed explicitly [J1]. Thesis III.4. I derived frequency domain 2.5D WFS driving function for a linear SSD by applying the SPA directly to the fre- quency content of a point source under uniform motion [J6]. Thesis group IV (Synthesis of moving sources in the wavenumber do- main) I gave analytical expressions for the spatial Fourier transform of a source moving uniformly along an arbitrary directed straight trajectory. Since the SDM is not restricted to stationary sound fields therefore the obtained formulation can be used in order to derive explicit driving function for the synthesis of a moving source. Thesis IV.1. I gave the SDM driving functions for the synthesis of a source under uniform motion in the wavenumber domain. For the special case of a source moving parallel to the secondary source distribution I derived analytical, closed form driving func- tion in the spatial-frequency domain [C5, C6, J6]. I showed that similarly to the stationary case, the WFS solution is the high- frequency/farfield approximation of the presented explicit driv- ing function for moving sources [J6]. Thesis IV.2. I presented an analytical investigation of the spa- tial aliasing artifacts emerging from the discretization of the SSD based on the wavenumber description. I connected the phe- nomena of frequency distortion with the poles in the secondary sources wavenumber representation and I analytically expressed the aliasing frequency components. I showed that the artifact can be avoided by applying an SSD that does not exhibit poles on the receiver curve, satisfied optimally by a circular SSD [C8]. Thesis IV.3. I extended the spatial anti-aliasing criterion in order to include the synthesis of dynamic sound fields. By using the in- troduced formulation spatial aliasing may be eliminated by sim- 15
  • 18. ple low-pass filtering of the loudspeaker driving signals [C11]. 16
  • 19. Publications Journal papers [J1] G. Firtha, P. Fiala. “Wave Field Synthesis of Moving Sources with Re- tarded Stationary Phase Approximation.” In: Journal of Audio Engineering Society 63.12 (Jan. 2016). IF: 0.774, C: 3, pp. 958–965. [J2] G. Firtha, P. Fiala, F. Schultz, S. Spors. “Improved Referencing Schemes for 2.5D Wave Field Synthesis Driving Functions.” In: IEEE/ACM Transactions on Audio, Speech, and Language Processing 25.5 (May 2017). IF: 2.95, C: 5, pp. 1117–1127. [J3] G. Firtha, P. Fiala. “Wave Field Synthesis of moving sources with arbitrary trajectory and velocity profile.” In: Journal of the Acoustical Society of Amer- ica 142.2 (2017). IF: 1.572, C: 3, pp. 551–560. [J4] G. Firtha, P. Fiala, F. Schultz, S. Spors. “On the General Relation of Wave Field Synthesis and Spectral Division Method for Linear Arrays.” In: IEEE/ACM Transactions on Audio, Speech, and Language Processing 26.12 (Dec. 2018). IF: 2.95, pp. 2393–2403. [J5] F. Winter, F. Schultz, G. Firtha, S. Spors. “A Geometric Model for Predic- tion of Spatial Aliasing in 2.5D Sound Field Synthesis.” In: IEEE/ACM Transactions on Audio, Speech, and Language Processing (2019). IF: 2.95, pp. 1–1. [J6] G. Firtha, P. Fiala. “Sound Field Synthesis of Uniformly Moving Virtual Monopoles.” In: Journal of Audio Engineering Society 63.1/2 (Jan. 2015). IF: 0.774, C: 5, pp. 46–53. Conference papers [C1] F. Schultz, G. Firtha, P. Fiala, S. Spors. “Wave Field Synthesis Driving Functions for Large-Scale Sound Reinforcement Using Line Source Ar- rays.” In: Audio Engineering Society Convention 142. C: 1. May 2017. [C2] G. Firtha, P. Fiala. “Prefiltering the wave field synthesis operators - anti- aliasing and source directivity.” In: ISMA 2012, International Conference on Noise and Vibration Engineering. C: 1, oral presentation. Leuven, Belgium, Sept. 2012, pp. 1–15. [C3] G. Firtha, P. Fiala. “Sound Field Reproduction Applying Stochastic Sec- ondary Sources.” In: AIA-DAGA 2013, 39th Annual Conference on Acoustics. oral presentation. Merano, Italy, Mar. 2013, pp. 1–4. 17
  • 20. [C4] G. Firtha, P. Fiala. “Sound field reproduction with stochastic secondary sources.” In: Internoise 2013, 42nd International Congress and Exposition on Noise Control Engineering. oral presentation. Innsbruck, Austria, Sept. 2013, pp. 1–11. [C5] G. Firtha, P. Fiala. “Synthesis of a moving virtual sound source applying the spectral division method.” In: DAGA 2014, 40th German Annual Con- ference on Acoustics. oral presentation. Oldenburg, Germany, Mar. 2014, pp. 1–2. [C6] G. Firtha, P. Fiala. “Sound field synthesis of a moving virtual sound source applying the Spectral Division Method.” In: ISMA 2014, International Con- ference on Noise and Vibration Engineering. oral presentation. Leuven, Bel- gium, Sept. 2014, pp. 1–15. [C7] G. Firtha, P. Fiala. “Synthesis of a moving virtual sources with Wave Field Synthesis.” In: DAGA 2015, 41st German Annual Conference on Acoustics. poster. NĂźrnberg, Germany, Mar. 2015, pp. 1–4. [C8] G. Firtha, P. Fiala. “Investigation of Spatial Aliasing Artifacts of Wave Field Synthesis for the Reproduction of Moving Virtual Point Sources.” In: DAGA 2016, 42nd German Annual Conference on Acoustics. oral presen- tation. Aachen, Germany, Mar. 2016, pp. 1008–1011. [C9] G. Firtha, P. Fiala. “Explicit Sound Field Synthesis Driving Functions in the Spatial Domain.” In: DAGA 2017, 43rd Annual Conference on Acoustics. oral presentation. Kiel, Germany, Mar. 2017, pp. 1–4. [C10] G. Firtha, P. Fiala. “Spatial Aliasing and Loudspeaker Directivity in Uni- fied Wave Field Synthesis Theory.” In: DAGA 2018, 44th German Annual Conference on Acoustics. poster. MĂźnchen, Germany, Mar. 2018, pp. 1314– 1317. [C11] G. Firtha, P. Fiala. “Theory and Implementation of 2.5D WFS of moving sources with arbitrary trajectory.” In: DAGA 2018, 44th German Annual Conference on Acoustics. oral presentation. MĂźnchen, Germany, Mar. 2018, pp. 1318–1321. [C12] G. Firtha. “Generalization of Wave Field Synthesis theory with applica- tion for virtual moving sources.” In: DAGA 2019, 45th German Annual Conference on Acoustics. pre-colloquium talk. DAGA. Rostock, Mar. 2019, pp. 19–22. [C13] F. Schultz, G. Firtha, F. Winter, S. Spors. “On the Connections of High- Frequency Approximated Ambisonics and Wave Field Synthesis.” In: DAGA 2019, 45th German Annual Conference on Acoustics. oral presenta- tion. DAGA. Rostock, Mar. 2019, pp. 1446–1449. 18
  • 21. Other publications [O1] G. Firtha. “Automatikus hangmagassĂĄg-korrekciĂłs rendszer lĂŠtrehozĂĄsa frekvenciatartomĂĄnyban.” In: Akusztikai Szemle 10.3-4 (2010), pp. 56–61. [O2] G. Firtha. “Automatikus hangmagassĂĄg-korrekciĂłs rendszer lĂŠtre- hozĂĄsa.” In: HiradĂĄstechnika 66.2 (2011), pp. 33–38. [O3] P. Tapolczai, P. Fiala, G. Firtha, P. Rucz. “Simulation framework for detect- ing and tracking moving sound sources using acoustical beamforming methods.” In: DAGA 2019, 45th German Annual Conference on Acoustics. oral presentation. DAGA. Rostock, Mar. 2019, pp. 1112–1115. 19