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    Introduction to the OpenArray™ Platform




                      Prepared by


                      Kevin Munnelly
                   Business Unit Manager
              Sr. Director, Genomics Products
                       617-908-5271
             Email: kmunnelly@biotrove.com

                      Biotrove, Inc.
                     24 January 2007




                  BioTrove Confidential
BioTrove OpenArray™ Technology
BioTrove has developed the OpenArray™ platform based on through-hole technology, a
broadly applicable nanoliter fluidics technology for parallel and low-volume solution
phase reactions. The technology was invented at MIT by the founders of BioTrove and
exclusively licensed to BioTrove for all applications. OpenArray™ plates are coated
with hydrophilic coatings on the interior of each through hole and hydrophobic coatings
on the exterior of the through-holes. This enables OpenArray™ plates to hold solutions
in the open through-holes via capillary action. The OpenArray™ plate consists of 3072
through-holes that can be loaded with reagents to perform individual 33 nL reactions for
use in both real time qPCR applications as well as endpoint genotyping applications, such
as SNP typing and pathogen detection. The unique configuration of the through-holes
enables the researcher to interrogate a large number of nucleic acid samples against a
large number of assays in a flexible, configurable format. By altering the number of
assays or the number of samples the researcher can easily customize the OpenArray™ to
meet their changing needs. Researchers using this technology benefit from the
parallelism of microarrays and the data quality of solution phase reactions.

Overall Advantages of system
      Throughput: generate thousands of data points
      Low Volume: significant reagent savings
      Flexible format and applications: ability to customize applications to specific
      needs
      Ease of use: add sample and enzymes and the system is ready




OpenArray™ Overview

BioTrove OpenArray™™ System. The BioTrove OpenArray™ is a high density,
through-hole, nanotiter plate used for conducting solution phase PCR
applications including SNP genotyping analyses and real time PCR in a micro
array format.

Key Features

•   Microscope slide sized array of 3,072 through-holes (bottomless wells)
•   Wells are preloaded with assay components (e.g., primer and probes)
•   33nL reactions
•   Assays may be cycled on any flat block thermal cycler and read in BioTrove’s
    imager, the NT-Imager™




                                 BioTrove Confidential
•   OpenArray™s are bar coded for identification and tracking, with
    accompanying OpenArray™ data file descriptions




                                                        The OpenArray™ combines the
                                                        robustness of TaqMan® or SYBR
                                                        chemistry with the density of
                                                        arrays in BioTrove’s proprietary
                                                        nano-reaction wells. Precision
                                                        through-hole production and
                                                        proprietary coating technologies
                                                        enable capillary filling with <1%CV




                              BioTrove Confidential
High Throughput and flexibility

In addition to miniaturized reaction volumes and high throughput, the
OpenArray™ has a high degree of flexibility in both assay format and sample
throughput. This is due to a unique ability to put multiple samples onto the
OpenArray™.



            • 64 specific assays are
              applied in each subarray.

            • A sample is applied to
              each of 48 subarrays.

            • A fully loaded
              OpenArray™ plate may
              contain 48 different
              samples




                                                 Assay Loading- Pin Loading
                                                 Manufacturing Robot

                                                 Assays are pre-loaded onto BioTrove’s
                                                 OpenArray™ chip set using our
                                                 proprietary pin-loading manufacturing
                                                 robot.

                                                 A proprietary feature of this system is
                                                 a bar coded tracking of individual
                                                 OpenArray™ wells. This ensures
                                                 assays can be reliably traced back to
                                                 the 384 plates containing the master
                                                 assays as well as data from validation.

                                                 Biotrove’s high-throughput assay loading
                                                 system pre-loads up to hundreds of
                                                 OpenArrays with thousands of assays
                                                 ensuring availability of the content as
                                                 needed.




                             BioTrove Confidential
Array-in-Array™ Sample Loading




   Each through-hole is filled   The OpenArray™ is flooded with   The OpenArray™ is inserted into a
   with sample.                  sample loading fluid.            case.




After loading, the samples are processed on the NT Cycler/Imager System.




                                      •   The BioTrove NT-Cycler is capable of processing
                                          three OpenArrays at a time, which is up to 9216 PCR
                                          reactions in a single run.
                                      •   The NT-Imager can detect SYBR® Green I, ROX,
                                          FAM, and VIC®.
                                 .




                                     BioTrove Confidential
Life Sciences Research

       The Openarray system is a fast path enabler for life science research as it
addresses the growing and critical need for biological validation and utilization of
genomic and genetic information archived in DNA sequence databases. Specific genetic
information encoded in a specimen’s DNA and RNA is analyzed by the OpenArray™ by
way of 3072 nanofluidic polymerase chain reactions (PCR) in a footprint the size of
microscope slide. Miniaturized, high throughput PCR gives researchers an unlimited
capability to ask accurate, precise and biologically pertinent questions by the “gold-
standard” PCR method to unlock the wealth of information embedded in the human
genome, accelerating the drive for discovery and implementation of novel medicines and
diagnostics.
The ability to perform hundreds of thousands of PCR based SNP reactions or real time
PCR reactions enable the researcher to discover or validate targets quickly and
efficiently. SNP experiments can be used for association studies, candidate gene studies,
model organism analysis, pharmacogenomic applications, loss of heterozygosity studies
and population based screening for epidemiology. Real time PCR can be used for
transcriptional profiling, methylation specific PCR studies, pharmacogenomic
applications, copy number polymorphisms and insertion deletion mapping.


Advantages:
     Cost:
               nL reactions save money on reagents
               Significant FTE savings
       Throughput:
               24X the througput of most plate based systems
       Flexibility:
               Same equipment to run all applications
       Time:
               Large volume of Results in as little as three hours


Pathogen Surveillance and detection:
Comprehensive Antibody-antigen based schemes for detecting functional protein markers
can require hundreds of assays to detect multiple variants and multiple agents in the
presence of near-neighbor innocuous backgrounds.
The use of PCR assays in the detection microbial and viral pathogens have become
increasingly important and popular. As new pathogens are discovered, new strains are
created, or better assays become available, it is essential to have the flexibility to easily
change the assay content of a detection platform, rather than developing a new antibody
scheme to detect the new strain or mutation.
The OpenArray Platform delivers the speed, sensitivity and specificity of PCR detection,
which are required for these applications, in combination with flexible content and a
simple, high-throughput workflow. Each OpenArray plate can contain between 16 and
3072 assays and can be loaded with up to 144 samples. BioTrove proposes development


                                  BioTrove Confidential
of technology to address objective of developing rapid, sensitive, cost-effective
diagnostics for simultaneously detecting multiple biological pathogens in a single assay,
whether viral or bacterial in nature.

       Advantages
          o Simultaneous Detection: Ability to identify strains and subtypes in a single
             panel
          o Sensitivity: reproducible detection for 100 copies. Single copy detection
             proven.
          o Flexibility in order to swap or add assays as needed
                    relevant for new strains or mutations
                    problematic for antigen tests (e.g. Antigen drift)
          o Surge Capacity. An ability to analyze large numbers of samples as needed
          o Results in hours, rather than days
          o Option for quantification via real time PCR




Future Applications

BioTrove, Inc. intends to be the leader in molecular diagnostics by leveraging its core
OpenArray micro- and nanofluidic technologies to provide researchers and clinicians the
premier platform of solutions accelerating acquisition and translation of crucial biological
information for next-generation molecular diagnostics. Although the OpenArray is not
currently FDA validated, plans are in place to position BioTrove to reap the fruits of the
swelling life science research and development activities centered on the OpenArray™
nanofluidic system. As increasing numbers of researchers adopt the OpenArray™ as the
discovery and validation platform of choice, they will find a natural path into the MDx
marketplace for the biomarker panels discovered with the BioTrove technology is
through BioTrove. Our proprietary intellectual property position coupled with FDA-
approval of the OpenArray™ system will make BioTrove the preferred partner for
commercial delivery of the biomarker set to the MDx market.




                                  BioTrove Confidential
Sample Data




              SNP Genotyping


                                                Heterozygotes




                           Homozygotes




                                         NTCs



                All Data at 1 ng per through-hole
                unless otherwise specified




                BioTrove Confidential
Methylation Specific PCR

Cell Line control DNA template


                         Clinical samples




            Pathogen Detection




                                 BioTrove Confidential
Pathogen detection: Melting
         Curve Analysis




>Vibrio_cholera_tcpA

          Pathogen detection:
           Assay Specificity




Cryptosproridium_parvum




                   BioTrove Confidential

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Frost Sullivan3

  • 1. : Introduction to the OpenArray™ Platform Prepared by Kevin Munnelly Business Unit Manager Sr. Director, Genomics Products 617-908-5271 Email: kmunnelly@biotrove.com Biotrove, Inc. 24 January 2007 BioTrove Confidential
  • 2. BioTrove OpenArray™ Technology BioTrove has developed the OpenArray™ platform based on through-hole technology, a broadly applicable nanoliter fluidics technology for parallel and low-volume solution phase reactions. The technology was invented at MIT by the founders of BioTrove and exclusively licensed to BioTrove for all applications. OpenArray™ plates are coated with hydrophilic coatings on the interior of each through hole and hydrophobic coatings on the exterior of the through-holes. This enables OpenArray™ plates to hold solutions in the open through-holes via capillary action. The OpenArray™ plate consists of 3072 through-holes that can be loaded with reagents to perform individual 33 nL reactions for use in both real time qPCR applications as well as endpoint genotyping applications, such as SNP typing and pathogen detection. The unique configuration of the through-holes enables the researcher to interrogate a large number of nucleic acid samples against a large number of assays in a flexible, configurable format. By altering the number of assays or the number of samples the researcher can easily customize the OpenArray™ to meet their changing needs. Researchers using this technology benefit from the parallelism of microarrays and the data quality of solution phase reactions. Overall Advantages of system Throughput: generate thousands of data points Low Volume: significant reagent savings Flexible format and applications: ability to customize applications to specific needs Ease of use: add sample and enzymes and the system is ready OpenArray™ Overview BioTrove OpenArray™™ System. The BioTrove OpenArray™ is a high density, through-hole, nanotiter plate used for conducting solution phase PCR applications including SNP genotyping analyses and real time PCR in a micro array format. Key Features • Microscope slide sized array of 3,072 through-holes (bottomless wells) • Wells are preloaded with assay components (e.g., primer and probes) • 33nL reactions • Assays may be cycled on any flat block thermal cycler and read in BioTrove’s imager, the NT-Imager™ BioTrove Confidential
  • 3. OpenArray™s are bar coded for identification and tracking, with accompanying OpenArray™ data file descriptions The OpenArray™ combines the robustness of TaqMan® or SYBR chemistry with the density of arrays in BioTrove’s proprietary nano-reaction wells. Precision through-hole production and proprietary coating technologies enable capillary filling with <1%CV BioTrove Confidential
  • 4. High Throughput and flexibility In addition to miniaturized reaction volumes and high throughput, the OpenArray™ has a high degree of flexibility in both assay format and sample throughput. This is due to a unique ability to put multiple samples onto the OpenArray™. • 64 specific assays are applied in each subarray. • A sample is applied to each of 48 subarrays. • A fully loaded OpenArray™ plate may contain 48 different samples Assay Loading- Pin Loading Manufacturing Robot Assays are pre-loaded onto BioTrove’s OpenArray™ chip set using our proprietary pin-loading manufacturing robot. A proprietary feature of this system is a bar coded tracking of individual OpenArray™ wells. This ensures assays can be reliably traced back to the 384 plates containing the master assays as well as data from validation. Biotrove’s high-throughput assay loading system pre-loads up to hundreds of OpenArrays with thousands of assays ensuring availability of the content as needed. BioTrove Confidential
  • 5. Array-in-Array™ Sample Loading Each through-hole is filled The OpenArray™ is flooded with The OpenArray™ is inserted into a with sample. sample loading fluid. case. After loading, the samples are processed on the NT Cycler/Imager System. • The BioTrove NT-Cycler is capable of processing three OpenArrays at a time, which is up to 9216 PCR reactions in a single run. • The NT-Imager can detect SYBR® Green I, ROX, FAM, and VIC®. . BioTrove Confidential
  • 6. Life Sciences Research The Openarray system is a fast path enabler for life science research as it addresses the growing and critical need for biological validation and utilization of genomic and genetic information archived in DNA sequence databases. Specific genetic information encoded in a specimen’s DNA and RNA is analyzed by the OpenArray™ by way of 3072 nanofluidic polymerase chain reactions (PCR) in a footprint the size of microscope slide. Miniaturized, high throughput PCR gives researchers an unlimited capability to ask accurate, precise and biologically pertinent questions by the “gold- standard” PCR method to unlock the wealth of information embedded in the human genome, accelerating the drive for discovery and implementation of novel medicines and diagnostics. The ability to perform hundreds of thousands of PCR based SNP reactions or real time PCR reactions enable the researcher to discover or validate targets quickly and efficiently. SNP experiments can be used for association studies, candidate gene studies, model organism analysis, pharmacogenomic applications, loss of heterozygosity studies and population based screening for epidemiology. Real time PCR can be used for transcriptional profiling, methylation specific PCR studies, pharmacogenomic applications, copy number polymorphisms and insertion deletion mapping. Advantages: Cost: nL reactions save money on reagents Significant FTE savings Throughput: 24X the througput of most plate based systems Flexibility: Same equipment to run all applications Time: Large volume of Results in as little as three hours Pathogen Surveillance and detection: Comprehensive Antibody-antigen based schemes for detecting functional protein markers can require hundreds of assays to detect multiple variants and multiple agents in the presence of near-neighbor innocuous backgrounds. The use of PCR assays in the detection microbial and viral pathogens have become increasingly important and popular. As new pathogens are discovered, new strains are created, or better assays become available, it is essential to have the flexibility to easily change the assay content of a detection platform, rather than developing a new antibody scheme to detect the new strain or mutation. The OpenArray Platform delivers the speed, sensitivity and specificity of PCR detection, which are required for these applications, in combination with flexible content and a simple, high-throughput workflow. Each OpenArray plate can contain between 16 and 3072 assays and can be loaded with up to 144 samples. BioTrove proposes development BioTrove Confidential
  • 7. of technology to address objective of developing rapid, sensitive, cost-effective diagnostics for simultaneously detecting multiple biological pathogens in a single assay, whether viral or bacterial in nature. Advantages o Simultaneous Detection: Ability to identify strains and subtypes in a single panel o Sensitivity: reproducible detection for 100 copies. Single copy detection proven. o Flexibility in order to swap or add assays as needed relevant for new strains or mutations problematic for antigen tests (e.g. Antigen drift) o Surge Capacity. An ability to analyze large numbers of samples as needed o Results in hours, rather than days o Option for quantification via real time PCR Future Applications BioTrove, Inc. intends to be the leader in molecular diagnostics by leveraging its core OpenArray micro- and nanofluidic technologies to provide researchers and clinicians the premier platform of solutions accelerating acquisition and translation of crucial biological information for next-generation molecular diagnostics. Although the OpenArray is not currently FDA validated, plans are in place to position BioTrove to reap the fruits of the swelling life science research and development activities centered on the OpenArray™ nanofluidic system. As increasing numbers of researchers adopt the OpenArray™ as the discovery and validation platform of choice, they will find a natural path into the MDx marketplace for the biomarker panels discovered with the BioTrove technology is through BioTrove. Our proprietary intellectual property position coupled with FDA- approval of the OpenArray™ system will make BioTrove the preferred partner for commercial delivery of the biomarker set to the MDx market. BioTrove Confidential
  • 8. Sample Data SNP Genotyping Heterozygotes Homozygotes NTCs All Data at 1 ng per through-hole unless otherwise specified BioTrove Confidential
  • 9. Methylation Specific PCR Cell Line control DNA template Clinical samples Pathogen Detection BioTrove Confidential
  • 10. Pathogen detection: Melting Curve Analysis >Vibrio_cholera_tcpA Pathogen detection: Assay Specificity Cryptosproridium_parvum BioTrove Confidential