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Department of Radio Engineering Devices and Antenna Systems of
National Research University
“Moscow Power Engineering Institute”
valerypermyakov@yandex.ru
Doctor of Physical and Mathematical Sciences, Professor Valery A. Permyakov
Ph. D. Mikhail S. Mikhailov
Ph. D. Mikhail V. Isakov
and Postgraduate Andrew M. Makhalov
ON THE EFFECT OF REFRACTIVE INDEX
PERTURBATIONS ON PROPAGATION OF RADIO
WAVES IN THE EVAPORATION DUCT
St. Petersburg — 2017
PIERS
Progress In Electromagnetics Research Symposium
ABSTRACT
The method of parabolic equation is
used to calculate the radar range in the
presence of the evaporation duct
Excitation of the evaporation duct at
variations in the refractive index of the
troposphere is analyzed
2
The First Documentation
The first person to record the phenomenon
of super refraction of electromagnetic waves
was Gerrit de Veer, a member of Willem
Barentsz's expedition into the North Polar
Region in 1596–1597. Trapped by the ice, the
party was forced to endure the polar night on
the archipelago of Novaya Zemlya. On January
24, 1597, De Veer claimed to have seen the
Sun appear above the horizon, two full weeks
prior to its calculated return. 3
Novaya Zemlya effect
Optical illusion
“Flying Dutchman”
The same is connected
with anomalous refraction
5
Anomalous refraction
in the inversion layer
Humidity inversion
Evaporation duct
Temperature inversion
Near-surface duct
15m: 100m:
6
Paulus–Jeshke model:
where x is altitude (height above ocean), hw is
evaporation duct height, and x0 is an aerodynamic
parameter equal to 1.5∙10-4 m,
and M(0) = (n-1)∙106 is the modified refractive
index at the sea level
Paulus, R.A. Practical application of an evaporation duct model / R.A. Paulus // Radio
Science. 1985. V. 20. № 4. – pp. 887–896
Jeske, H., Die Ausbreitung elektromagnetischer Wellen im cm-bis m-Band fiber dem
Meer unter besonderer Berficksichtigung der meteorologischen Bedingungen in der maritimen
Grenzschicht, in Hamburger Geophysikalische Einzelschriften, De Gruyter, Hamburg, 1965.
    0
0
0 0,13 ln ,w
x x
M x M x h
x
 
     
 
7
Paulus–Jeshke model:
(0) 315M 
15wh m
M profile
8
,x m
modified refractive index
The radar range is limited by:
• the loss in the clean air
• the loss in the hydrometeors
• the scattering of electromagnetic waves by
sea waves
• the scattering of electromagnetic waves by
the turbulent troposphere
• the perturbations of the evaporation duct
refractive index in both vertical and horizontal
directions
9
Loss in the clean air,
hydrometeors and by seawaves
Sea swell 0 points
Sea swell 3 points
Sea swell 0 points
Sea swell 3 points
s/n,dB
s/n,dB
range, km
s/n,dB
s/n,dB
range, km
range, kmrange, km
-Lossless; -Loss in the clear air; -and hydrometeors 10
15
5
a
t
h m
h m


Calculations were performed for
the following parameters:
• the length of the electromagnetic wave is 3 cm
• the mean power of the signal Pm = 15 W
• the antenna gain is 30 dB
• the antenna radiation pattern is described by the
function sin(x)/x
• the width of the main lobe is 5° in both planes and
is directed toward the horizon
• The target's effective scattering area is 10 m2
• heights of the antenna and the target are 5–7 m
11
Reasons of this study:
• at tropic latitudes evaporation ducts arrive
with a probability of 100%
• profile reconstructed from the measured
meteorological parameters agrees with the
theoretical Paulus–Jeshke profile
• But! There are no the results of
measurements of the refractive index profile
at the seaside
12
Kenneth D.A. The RED Experiment. An Assessment of boundary Layer Effects in a
Trade Winds Regime on Microwave and Infrared over the Sea. // Bulletin of American
Meteorological Society, Sept.2004.–pp.1355–1365
Reasons of this study:
• at middle latitudes the probability of the
existence of the evaporation ducts is high in
the middle of the day in summer months
• variations in the profile at the seaside are
substantially different from the P–J profile and
have higher variability in time
• variations in the evaporation ducts height with
distance from and along the seaside
13
Frederickson P. Improving the Characterization of the Environment for AREPS
Electromagnetic Performance Predictions / Weather Impacts Decision Aids (WIDA)
Workshop. 15 March 2012, Reno, NV
For example:
(0) 347,5M 
3wh m
M profile
,x m
modified refractive index 14
         
3
2
77,6 373 10
,
P e
M
T T
P e mb T K
  
  
15
Parameters of numerical simulation
• the standard scalar parabolic equation was used.
• initial condition set at a distance of 100 m
• zero boundary condition was set at the sea level
• the range increment is 1–10 m
• the height increment is 0.05 m
• the maximum height is ~200 m
• the absorbing layer was introduces in an interval
of heights of 160–200 m
16
Perturbations of the vertical profile
• Let us consider perturbation of the
evaporation duct by a segment of the normal
troposphere with positive gradient of the
refractive index situated directly above the sea
surface
17
Perturbations of the vertical profile
thickness of the NT layer   
18
seaside 150km
20wh m
5wh m
Vertical and horizontal variations
19
Vertical and horizontal variations
Antenna’s
heights is 7m
20
1st mode
2nd mode
3rd mode
Vertical and horizontal variations
21
Antenna’s
heights is 20m
1st mode
2nd mode
3rd mode
seaside150km
20wh m
5wh m
Vertical and horizontal variations
22
Vertical and horizontal variations
Antenna’s heights is 7m
23
1st mode
2nd mode
Transition region
Normal
troposphere
Transition
region
Evaporation
duct
z, kmz1 z2
24
seaside
   
 
       
   
1 1
1 2 2 1
1 2
2 1
2 2
, 0
,
,
M x z M x at z z
M x z z M x z z
M x z at z z z
z z
M x z M x at z z
    

    
    

    
Transition region
1 0z 
2 3z km
2 30z km
2 40z km
on condition
25
CONCLUSION
• The effect of variations in the refractive index in the
transition region from the seaside to the beginning of the
regular evaporation duct has been shown
• Perturbations of the duct parameters at the horizon
boundary and beyond have the effect of radar range
• The obtained results to be important for experiment on
observation of radio waves propagation above the sea
• In future, for operation of a radar station, it is expedient
to supplement the radar complex with a facility for
measuring the M‒profile at the radio horizon with the
help of sensors installed on buoys, ships, or pilotless
vehicles and a computer program for calculation of
radio link by the method of parabolic equation 26
Thank you for attention!
This work was supported by the Ministry of
Education and Science of the Russian
Federation (project no. 8.3244.2017/PCh)
ACKNOWLEDGMENT

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Mikhailov duct PIERS 2017

  • 1. Department of Radio Engineering Devices and Antenna Systems of National Research University “Moscow Power Engineering Institute” valerypermyakov@yandex.ru Doctor of Physical and Mathematical Sciences, Professor Valery A. Permyakov Ph. D. Mikhail S. Mikhailov Ph. D. Mikhail V. Isakov and Postgraduate Andrew M. Makhalov ON THE EFFECT OF REFRACTIVE INDEX PERTURBATIONS ON PROPAGATION OF RADIO WAVES IN THE EVAPORATION DUCT St. Petersburg — 2017 PIERS Progress In Electromagnetics Research Symposium
  • 2. ABSTRACT The method of parabolic equation is used to calculate the radar range in the presence of the evaporation duct Excitation of the evaporation duct at variations in the refractive index of the troposphere is analyzed 2
  • 3. The First Documentation The first person to record the phenomenon of super refraction of electromagnetic waves was Gerrit de Veer, a member of Willem Barentsz's expedition into the North Polar Region in 1596–1597. Trapped by the ice, the party was forced to endure the polar night on the archipelago of Novaya Zemlya. On January 24, 1597, De Veer claimed to have seen the Sun appear above the horizon, two full weeks prior to its calculated return. 3
  • 5. Optical illusion “Flying Dutchman” The same is connected with anomalous refraction 5
  • 6. Anomalous refraction in the inversion layer Humidity inversion Evaporation duct Temperature inversion Near-surface duct 15m: 100m: 6
  • 7. Paulus–Jeshke model: where x is altitude (height above ocean), hw is evaporation duct height, and x0 is an aerodynamic parameter equal to 1.5∙10-4 m, and M(0) = (n-1)∙106 is the modified refractive index at the sea level Paulus, R.A. Practical application of an evaporation duct model / R.A. Paulus // Radio Science. 1985. V. 20. № 4. – pp. 887–896 Jeske, H., Die Ausbreitung elektromagnetischer Wellen im cm-bis m-Band fiber dem Meer unter besonderer Berficksichtigung der meteorologischen Bedingungen in der maritimen Grenzschicht, in Hamburger Geophysikalische Einzelschriften, De Gruyter, Hamburg, 1965.     0 0 0 0,13 ln ,w x x M x M x h x           7
  • 8. Paulus–Jeshke model: (0) 315M  15wh m M profile 8 ,x m modified refractive index
  • 9. The radar range is limited by: • the loss in the clean air • the loss in the hydrometeors • the scattering of electromagnetic waves by sea waves • the scattering of electromagnetic waves by the turbulent troposphere • the perturbations of the evaporation duct refractive index in both vertical and horizontal directions 9
  • 10. Loss in the clean air, hydrometeors and by seawaves Sea swell 0 points Sea swell 3 points Sea swell 0 points Sea swell 3 points s/n,dB s/n,dB range, km s/n,dB s/n,dB range, km range, kmrange, km -Lossless; -Loss in the clear air; -and hydrometeors 10 15 5 a t h m h m  
  • 11. Calculations were performed for the following parameters: • the length of the electromagnetic wave is 3 cm • the mean power of the signal Pm = 15 W • the antenna gain is 30 dB • the antenna radiation pattern is described by the function sin(x)/x • the width of the main lobe is 5° in both planes and is directed toward the horizon • The target's effective scattering area is 10 m2 • heights of the antenna and the target are 5–7 m 11
  • 12. Reasons of this study: • at tropic latitudes evaporation ducts arrive with a probability of 100% • profile reconstructed from the measured meteorological parameters agrees with the theoretical Paulus–Jeshke profile • But! There are no the results of measurements of the refractive index profile at the seaside 12 Kenneth D.A. The RED Experiment. An Assessment of boundary Layer Effects in a Trade Winds Regime on Microwave and Infrared over the Sea. // Bulletin of American Meteorological Society, Sept.2004.–pp.1355–1365
  • 13. Reasons of this study: • at middle latitudes the probability of the existence of the evaporation ducts is high in the middle of the day in summer months • variations in the profile at the seaside are substantially different from the P–J profile and have higher variability in time • variations in the evaporation ducts height with distance from and along the seaside 13 Frederickson P. Improving the Characterization of the Environment for AREPS Electromagnetic Performance Predictions / Weather Impacts Decision Aids (WIDA) Workshop. 15 March 2012, Reno, NV
  • 14. For example: (0) 347,5M  3wh m M profile ,x m modified refractive index 14
  • 15.           3 2 77,6 373 10 , P e M T T P e mb T K       15
  • 16. Parameters of numerical simulation • the standard scalar parabolic equation was used. • initial condition set at a distance of 100 m • zero boundary condition was set at the sea level • the range increment is 1–10 m • the height increment is 0.05 m • the maximum height is ~200 m • the absorbing layer was introduces in an interval of heights of 160–200 m 16
  • 17. Perturbations of the vertical profile • Let us consider perturbation of the evaporation duct by a segment of the normal troposphere with positive gradient of the refractive index situated directly above the sea surface 17
  • 18. Perturbations of the vertical profile thickness of the NT layer    18
  • 19. seaside 150km 20wh m 5wh m Vertical and horizontal variations 19
  • 20. Vertical and horizontal variations Antenna’s heights is 7m 20 1st mode 2nd mode 3rd mode
  • 21. Vertical and horizontal variations 21 Antenna’s heights is 20m 1st mode 2nd mode 3rd mode
  • 22. seaside150km 20wh m 5wh m Vertical and horizontal variations 22
  • 23. Vertical and horizontal variations Antenna’s heights is 7m 23 1st mode 2nd mode
  • 24. Transition region Normal troposphere Transition region Evaporation duct z, kmz1 z2 24 seaside                   1 1 1 2 2 1 1 2 2 1 2 2 , 0 , , M x z M x at z z M x z z M x z z M x z at z z z z z M x z M x at z z                      
  • 25. Transition region 1 0z  2 3z km 2 30z km 2 40z km on condition 25
  • 26. CONCLUSION • The effect of variations in the refractive index in the transition region from the seaside to the beginning of the regular evaporation duct has been shown • Perturbations of the duct parameters at the horizon boundary and beyond have the effect of radar range • The obtained results to be important for experiment on observation of radio waves propagation above the sea • In future, for operation of a radar station, it is expedient to supplement the radar complex with a facility for measuring the M‒profile at the radio horizon with the help of sensors installed on buoys, ships, or pilotless vehicles and a computer program for calculation of radio link by the method of parabolic equation 26
  • 27. Thank you for attention! This work was supported by the Ministry of Education and Science of the Russian Federation (project no. 8.3244.2017/PCh) ACKNOWLEDGMENT