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THE ROLE OF THEORY IN
    RESEARCH ON THE
EDUCATION AND LEARNING
      OF ADULTS
 ANDREAS FEJES, PROFESSOR AND CHAIR OF ADULT
  EDUCATION RESEARCH, LINKÖPING UNIVERSITY
THE EPISTEMOLOGICAL
       DEBATE
SOME HISTORICAL NOTES

• Professorships in adult education -Nottingham 1923
• In the 1960s a conceptual separation of the adult
  learner from the child
• Andragogy
• Alexander Kapp in 1883
• Lindeman in 1926
• Knowles in the 1970s and 1980s
• At least two different meanings of andragogy
 • Andragogy in the US –signifying adult education as a field of
   practice based on normative grounds
 • Andragogy in Europe –signifying empirical and theoretical
   research on adult education
FORMS AND FIELDS OF KNOWLEDGE
          (HIRST, 1974)
• Forms of knowledge such as physical science or human
  science
• Fields of knowledge made up of composites of forms of
  knowledge
  • Theoretical – e.g. geography (the study of man in relation to his/her
    surrounding)
  • Practical – e.g. education or engineering
  • Moral knowledge – elements of how things should be done in
    practical affairs could be included in fields of knowledge, e.g.
    education
• There is an „epistemological vandalism‟ that ignore „the nature
  of its own activity and content‟ (Bright, 1989, p. 34) within adult
  education - Adult education research has traditionally seen
  itself as a theoretical field of knowledge, but researchers in the
  field are not true to the source disciplines.
• Instead, Bright argues, adult education should rather be seen
  as a practical field of knowledge that base itself on, and with
  a reflexive engagement with, source disciplines.
SOCIO-PRACTICAL FIELD (USHER, 1989)

• Adult education as a socio-practical field with a
  necessary concern with purposeful action.
• The starting point for adult education as a socio-
  practical field is then a „“necessary concern” with
  purposeful action‟ (p. 67), no restrictions to theory
  as theory should help solve problems (pragmatic
  view), and the use of knowledge aimed at solving
  problems is always related to a context.
CONCLUSION????

• The epistemological debate was mainly going on in
  the 1980s and into the 1990s, but has since then
  almost disappeared.
• Adult education research draws inspiration from a
  range of disciplines and fields of knowledge such as
  cultural and gender studies, policy studies, working
  life research, psychology, etc.
• Maybe, it could then be possible to draw the
  conclusion that adult education is a practical field
  of knowledge that borrows from a range of
  disciplines, producing inter-disciplinary
  knowledge!(for purposeful action)?
STRUCTURAL CONDITIONS
- LIMITING AND MAKING POSSIBLE THEORETICAL SOUND
                    RESEARCH?
FUNDING FOR RESEARCH

• Faculty/basic research funding
  • Differs across Europe (sparse in south and eastern Europe)
  • Chairs in adult education – decreasing (Germany), non-existing
    (Portugal, Spain)
  • Provides basis for development of theory (theorising)
• External research grants
  • Competition (14% success rate in Sweden 2011)
  • Might provide opportunities for development of theory (theorising)
• Commissioned research
  • Commissioned by governments, study associations, the EU (Grundtvig)
    etc.
  • Research for policy or research related activities for development of
    best practice
  • Does (often) not provide any wide space for development of theory
    (theorising)
  • A common way to fund research related activities for researchers
    within the field of adult education research across many European
    countries
TROUBLED RELATIONSHIPS

• „On the other hand, research on adult education is still
  troubled by its problematic relation with the fields of
  practice and policy. Much applied research remains
  predominantly a-theoretical in its approach, while many
  research and development activities in support of policy
  measures are problematic in that they do not necessarily
  contribute to the long-term development of empirical
  data, the body of knowledge and theoretical work‟
  (Hake, 1999, 145)
• Basic/faculty funding is important in order to create
  opportunities to develop theory (theorisations) in relation
  to adult education practices!
A RESEARCH COMMUNITY

• Indicators of a strong research community:
 • Researchers communicate in the same spaces (e.g.
   Journals and conferences)
 • Contributions in these spaces have good geographical
   distribution
 • Researchers in the community cite each other
SOME CHARACTERISTICS OF THE COMMUNITY OF
      ADULT EDUCATION RESEARCHERS

• Researchers publish across a range of different
  journals
• Anglophone dominance
• The Americans cite the Americans, British
  researchers cite the Americans and each other, as
  do the Australians
• Low level of citations between different adult
  education journals (Larsson, 2010)
A RESEARCH COMMUNITY

• National organisations for research on adult
  education e.g. in the UK, US, Finland, Canada,
  Germany etc. mostly gathers researchers from the
  national arena (and to some extent beyond for the
  Anglophone based organisations).
• ESREA, the European society for research on the
  education of adults gathers researchers across
  Europe and beyond. However, as English is the
  official language, some language regions are
  excluded from participation.
• Is then the adult education research community
  strong or weak?
ONE POSSIBLE STORY OF THE
        PRESENT
     ANALYSING FOUR JOURNALS
ANALYSING FOUR JOURNALS

• Analysis of the 2011 issue of four journals
  •   Adult education quarterly (US): 19
  •   Studies in continuing education (Australia): 21
  •   Studies in the education of adults (UK): 15
  •   European journal for research on the education and
      learning of adults (Europe): 12
• Biased in several ways as the analysis is limited to a
  few journals. What about other journals, books,
  conference papers etc?
• Does however provide some indication of how the
  field looks like today.
THEORIES/THEORISATIONS

• Critical pedagogy: 15 (AEQ: 3; SEA: 11; RELA: 1)
• Post-structural theorisations: 12 (AEQ: 4; SCE: 4; SEA:
  1; RELA: 3)
• Socio-cultural and situated perspectives on
  learning: 10 (AEQ: 2; SCA: 6; SEA: 1; RELA: 1)
• Quantitative studies: 5 (AEQ: 2; SCE: 3)
• Transformative learning: 3 (AEQ: 3)
• Biographical learning: 2 (RELA: 2)
CRITICAL PEDAGOGY

• Critical pedagogy „regards specific claims…as parts of systems of
  belief and action that have aggregate effects within power
  structures of society. It asks first about these systems of belief and
  action, who benefits? The primary preoccupation of critical
  pedagogy is with social injustice and how to transform
  inequitable, undemocratic, or oppressive institutions and social
  relations‟ (Burbules and Berk, 1999, p. 47).
• „How well organizations are able to make use of this [ICT] technology
  to further their goals of promoting social movement learning and
  activism‟ (Irving and English 2011)
• „Elaborate what I consider to be the major challenges which new
  forms of social movement organising pose for adult education
  research interested in advancing social justice‟ (Holst, 2011).
• Zielinska, Kowzan and Prusinowska (2011) focus on describing a social
  movement that started at a university in Poland aiming at
  „democratising the university and implementing various changes
  concerning space management and decision-making processes
  both within the academia and in terms of future education in
  general‟.
POST-STRUCTURAL THEORISATIONS

• Although also possible to speak about as critical theorisations,
  poststructural theorisations are anti-essentialist and non-dualist.
• How are students, within a basic adult education program in
  social and health care, „positioned and position themselves in
  relation to the discourses mobilised in the programme‟
  (Winther Jensen, 2011, p. 107)
• How are workers in elderly care mobilised through a
  technology of activation and technique of invitation (Fejes
  and Nicoll, 2011).
• Michelson (2011) directs post-structural critique towards
  autobiographical writing used within adult education
• Mulcahy (2011) draw on actor-network theory in order to
  critique fixed ideas about relationships between learning and
  work
SOCIOCULTURAL PERSPECTIVES

• Sociocultural perspectives focus on how culture and society
  shape cognition.
• Baker and Pifer (2011) draw on a sociocultural perspective on
  learning in combination with developmental network theory
  when studying the relationships in identity development processes
  of doctoral students in the US. The interdisciplinary framework,
  they argue, „allowed us to explore whether and how students‟
  relationships within and outside of the academic community
  influence the development of their professional identities‟ (p. 7).
• Schecter and Lynch (2011) draw on a social-cognitive
  perspective in order to analyse how health learning and teaching
  would look like if adult literacy classrooms would become
  communities of practice.
• Bound (2011) analyse the „tensions between espoused and
  current pedagogical practices in a team of trade teachers as
  they adopt information communication technologies (ICT) tools‟
  drawing on social theories on learning that puts a focus on
  contextual factors at work (e.g. Billett and Engeström).
TRANSFORMATIVE LEARNING

• Transformative learning has an interest directed at how
  individuals can transform their worldview through so called
  perspective transformation, with three dimensions:
  psychological (changes in understanding of the self),
  convictional (revision of belief systems), and behavioural
  (changes in lifestyle). An important part is for people to
  change their frames of references by critically reflecting on
  their assumptions and beliefs.
• For Moon (2011), transformative learning theory was used in
  order to understanding „older adults‟ (elders) transformative
  learning through bereavement in late life‟.
• Ntseane (2011) discuss how Mezirows theory could be more
  useful if it was applied in a more cultural sensitive way.
• Swartz and Triscari (2011) wish to deepen the understanding of
  transformative learning for the researchers themselves by
  analysing their own collaborate research.
BIOGRAPHICAL LEARNING

• Although including a wide range of different branches,
  generally speaking, the focus of biographical research is the
  individual learner and the “importance of engaging with the
  everyday and small scale in building understanding of how
  the world works, based on social interactionism perspectives”
  (West et al., 2007, p. 46).
• Maier-Gutheil and Hof (2011), p. 75) “compare individuals‟
  [adult educators] narratives of their professional work at
  different times in their biographies” in order to understand “the
  differences in professional learning through the life course and
  the influence of institutional and social context in the
  development of professionalism”.
• Gualda et al (2011) analyse how identity is built in a cross-
  border area drawing on group interviews and biographical
  interviews.
SOME REFLECTIONS

• A need to strengthen the research community in
  order to create possibilities for different and sound
  theory trajectories
  •   A stronger focus on theorising adult education practices
  •   Cite each other
  •   Greater geographical distribution of authors
  •   Conferences and organisations where people from many
      locations meet
• At the same time encourage inter-disciplinary
  knowledge production and dialogue
• Create a greater basis of basic funding
EUROPEAN JOURNAL FOR RESEARCH
ON THE EDUCATION AND LEARNING
          OF ADULTS
• Aim to debate issues at stake for adult education in
  Europe
• Linguistically open access, ambition to broaden the
  current Anglophone dominated debate
• Open access, free of charge
• Same quality standards as traditional journals with a
  double blind peer review process and the aim to be
  included in the major key databases/indexes
• Available at www.rela.ep.liu.se
• Each issue have a specific theme, but thematic papers
  as well as non-thematic papers are invited for submission
• Next issue, April, theme: Approaches to research on the
  education and learning of adults: Papers drawing on
  sociomaterial perspectives, transformative
  learning, biographical learning, critical pedagogy and
  sociology of education (Bernstein).
POPULAR EDUCATION, POWER AND
DEMOCRACY – SWEDISH EXPERIENCES
      AND CONTRIBUTIONS
• Ann-Marie Laginder, Henrik Nordvall & Jim Crowther,
  (eds.) Leicester: Niace
• Contributors: Kjell Rubenson, Bernt Gustavsson, Kerstin
  Rydbeck, Staffan Larsson, Eva Andersson, Ali Osman,
  Berit Larsson, Sylvia S. Bagley, Val D. Rust, Alan Rogers,
  Yukiko Sawano
• Chapters focus on aspects such as the democratic idea
  of Bildung, Folk high schools as Avant-gardes in Sweden,
  Popular education and empowerment of women,
  Popular education and integration, Popular education
  meets the global social movement, a radical dimension
  of popular education, Translations of the Folk high school
  tradition in the US, Tanzania and Japan.
Book in honour of
professor Staffan
Larsson in
connection to his
retirement in June
2012.
LÄRANDETS MÅNGFALD: OM
         VUXENPEDAGOGIK OCH
            FOLKBILDNING
• Andreas Fejes (red.) Lund: Studentlitteratur.
• Chapters by Liselott Aarsand, Song-ee Ahn, Robert
  Aman, Eva Andersson, Per Andersson, Madeleine
  Abrandt Dahlgren, Bernt Gustavsson, Eva-Marie Harlin,
  Bosse Jonsson, Susanne Köpsén, Ann-Marie Laginder,
  Martin Lundberg, Louise Malmström, Henrik Nordvall, Erik
  Nylander, Sofia Nyström, Kerstin Rydbeck, Fredrik
  Sandberg, Jorun M. Stenøien, Per-Olof Thång, Sigvart
  Tøsse och Gun-Britt Wärvik
• Chapters about e.g. The emergence of Muslim study
  associations, the history of reading circles, why the use of
  literature in adult education, the value of Folk high
  schools, Educational paths for social democratic
  politicians, pedagogy (didaktik) for adults, RPL and
  lifelong learning, identity formation of vocational
  teachers, sociomaterial perspectives in adult education
  research.

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The Role of Theory in Adult Education Research

  • 1. THE ROLE OF THEORY IN RESEARCH ON THE EDUCATION AND LEARNING OF ADULTS ANDREAS FEJES, PROFESSOR AND CHAIR OF ADULT EDUCATION RESEARCH, LINKÖPING UNIVERSITY
  • 3. SOME HISTORICAL NOTES • Professorships in adult education -Nottingham 1923 • In the 1960s a conceptual separation of the adult learner from the child • Andragogy • Alexander Kapp in 1883 • Lindeman in 1926 • Knowles in the 1970s and 1980s • At least two different meanings of andragogy • Andragogy in the US –signifying adult education as a field of practice based on normative grounds • Andragogy in Europe –signifying empirical and theoretical research on adult education
  • 4. FORMS AND FIELDS OF KNOWLEDGE (HIRST, 1974) • Forms of knowledge such as physical science or human science • Fields of knowledge made up of composites of forms of knowledge • Theoretical – e.g. geography (the study of man in relation to his/her surrounding) • Practical – e.g. education or engineering • Moral knowledge – elements of how things should be done in practical affairs could be included in fields of knowledge, e.g. education • There is an „epistemological vandalism‟ that ignore „the nature of its own activity and content‟ (Bright, 1989, p. 34) within adult education - Adult education research has traditionally seen itself as a theoretical field of knowledge, but researchers in the field are not true to the source disciplines. • Instead, Bright argues, adult education should rather be seen as a practical field of knowledge that base itself on, and with a reflexive engagement with, source disciplines.
  • 5. SOCIO-PRACTICAL FIELD (USHER, 1989) • Adult education as a socio-practical field with a necessary concern with purposeful action. • The starting point for adult education as a socio- practical field is then a „“necessary concern” with purposeful action‟ (p. 67), no restrictions to theory as theory should help solve problems (pragmatic view), and the use of knowledge aimed at solving problems is always related to a context.
  • 6. CONCLUSION???? • The epistemological debate was mainly going on in the 1980s and into the 1990s, but has since then almost disappeared. • Adult education research draws inspiration from a range of disciplines and fields of knowledge such as cultural and gender studies, policy studies, working life research, psychology, etc. • Maybe, it could then be possible to draw the conclusion that adult education is a practical field of knowledge that borrows from a range of disciplines, producing inter-disciplinary knowledge!(for purposeful action)?
  • 7. STRUCTURAL CONDITIONS - LIMITING AND MAKING POSSIBLE THEORETICAL SOUND RESEARCH?
  • 8. FUNDING FOR RESEARCH • Faculty/basic research funding • Differs across Europe (sparse in south and eastern Europe) • Chairs in adult education – decreasing (Germany), non-existing (Portugal, Spain) • Provides basis for development of theory (theorising) • External research grants • Competition (14% success rate in Sweden 2011) • Might provide opportunities for development of theory (theorising) • Commissioned research • Commissioned by governments, study associations, the EU (Grundtvig) etc. • Research for policy or research related activities for development of best practice • Does (often) not provide any wide space for development of theory (theorising) • A common way to fund research related activities for researchers within the field of adult education research across many European countries
  • 9. TROUBLED RELATIONSHIPS • „On the other hand, research on adult education is still troubled by its problematic relation with the fields of practice and policy. Much applied research remains predominantly a-theoretical in its approach, while many research and development activities in support of policy measures are problematic in that they do not necessarily contribute to the long-term development of empirical data, the body of knowledge and theoretical work‟ (Hake, 1999, 145) • Basic/faculty funding is important in order to create opportunities to develop theory (theorisations) in relation to adult education practices!
  • 10. A RESEARCH COMMUNITY • Indicators of a strong research community: • Researchers communicate in the same spaces (e.g. Journals and conferences) • Contributions in these spaces have good geographical distribution • Researchers in the community cite each other
  • 11. SOME CHARACTERISTICS OF THE COMMUNITY OF ADULT EDUCATION RESEARCHERS • Researchers publish across a range of different journals • Anglophone dominance • The Americans cite the Americans, British researchers cite the Americans and each other, as do the Australians • Low level of citations between different adult education journals (Larsson, 2010)
  • 12. A RESEARCH COMMUNITY • National organisations for research on adult education e.g. in the UK, US, Finland, Canada, Germany etc. mostly gathers researchers from the national arena (and to some extent beyond for the Anglophone based organisations). • ESREA, the European society for research on the education of adults gathers researchers across Europe and beyond. However, as English is the official language, some language regions are excluded from participation. • Is then the adult education research community strong or weak?
  • 13. ONE POSSIBLE STORY OF THE PRESENT ANALYSING FOUR JOURNALS
  • 14. ANALYSING FOUR JOURNALS • Analysis of the 2011 issue of four journals • Adult education quarterly (US): 19 • Studies in continuing education (Australia): 21 • Studies in the education of adults (UK): 15 • European journal for research on the education and learning of adults (Europe): 12 • Biased in several ways as the analysis is limited to a few journals. What about other journals, books, conference papers etc? • Does however provide some indication of how the field looks like today.
  • 15. THEORIES/THEORISATIONS • Critical pedagogy: 15 (AEQ: 3; SEA: 11; RELA: 1) • Post-structural theorisations: 12 (AEQ: 4; SCE: 4; SEA: 1; RELA: 3) • Socio-cultural and situated perspectives on learning: 10 (AEQ: 2; SCA: 6; SEA: 1; RELA: 1) • Quantitative studies: 5 (AEQ: 2; SCE: 3) • Transformative learning: 3 (AEQ: 3) • Biographical learning: 2 (RELA: 2)
  • 16. CRITICAL PEDAGOGY • Critical pedagogy „regards specific claims…as parts of systems of belief and action that have aggregate effects within power structures of society. It asks first about these systems of belief and action, who benefits? The primary preoccupation of critical pedagogy is with social injustice and how to transform inequitable, undemocratic, or oppressive institutions and social relations‟ (Burbules and Berk, 1999, p. 47). • „How well organizations are able to make use of this [ICT] technology to further their goals of promoting social movement learning and activism‟ (Irving and English 2011) • „Elaborate what I consider to be the major challenges which new forms of social movement organising pose for adult education research interested in advancing social justice‟ (Holst, 2011). • Zielinska, Kowzan and Prusinowska (2011) focus on describing a social movement that started at a university in Poland aiming at „democratising the university and implementing various changes concerning space management and decision-making processes both within the academia and in terms of future education in general‟.
  • 17. POST-STRUCTURAL THEORISATIONS • Although also possible to speak about as critical theorisations, poststructural theorisations are anti-essentialist and non-dualist. • How are students, within a basic adult education program in social and health care, „positioned and position themselves in relation to the discourses mobilised in the programme‟ (Winther Jensen, 2011, p. 107) • How are workers in elderly care mobilised through a technology of activation and technique of invitation (Fejes and Nicoll, 2011). • Michelson (2011) directs post-structural critique towards autobiographical writing used within adult education • Mulcahy (2011) draw on actor-network theory in order to critique fixed ideas about relationships between learning and work
  • 18. SOCIOCULTURAL PERSPECTIVES • Sociocultural perspectives focus on how culture and society shape cognition. • Baker and Pifer (2011) draw on a sociocultural perspective on learning in combination with developmental network theory when studying the relationships in identity development processes of doctoral students in the US. The interdisciplinary framework, they argue, „allowed us to explore whether and how students‟ relationships within and outside of the academic community influence the development of their professional identities‟ (p. 7). • Schecter and Lynch (2011) draw on a social-cognitive perspective in order to analyse how health learning and teaching would look like if adult literacy classrooms would become communities of practice. • Bound (2011) analyse the „tensions between espoused and current pedagogical practices in a team of trade teachers as they adopt information communication technologies (ICT) tools‟ drawing on social theories on learning that puts a focus on contextual factors at work (e.g. Billett and Engeström).
  • 19. TRANSFORMATIVE LEARNING • Transformative learning has an interest directed at how individuals can transform their worldview through so called perspective transformation, with three dimensions: psychological (changes in understanding of the self), convictional (revision of belief systems), and behavioural (changes in lifestyle). An important part is for people to change their frames of references by critically reflecting on their assumptions and beliefs. • For Moon (2011), transformative learning theory was used in order to understanding „older adults‟ (elders) transformative learning through bereavement in late life‟. • Ntseane (2011) discuss how Mezirows theory could be more useful if it was applied in a more cultural sensitive way. • Swartz and Triscari (2011) wish to deepen the understanding of transformative learning for the researchers themselves by analysing their own collaborate research.
  • 20. BIOGRAPHICAL LEARNING • Although including a wide range of different branches, generally speaking, the focus of biographical research is the individual learner and the “importance of engaging with the everyday and small scale in building understanding of how the world works, based on social interactionism perspectives” (West et al., 2007, p. 46). • Maier-Gutheil and Hof (2011), p. 75) “compare individuals‟ [adult educators] narratives of their professional work at different times in their biographies” in order to understand “the differences in professional learning through the life course and the influence of institutional and social context in the development of professionalism”. • Gualda et al (2011) analyse how identity is built in a cross- border area drawing on group interviews and biographical interviews.
  • 21. SOME REFLECTIONS • A need to strengthen the research community in order to create possibilities for different and sound theory trajectories • A stronger focus on theorising adult education practices • Cite each other • Greater geographical distribution of authors • Conferences and organisations where people from many locations meet • At the same time encourage inter-disciplinary knowledge production and dialogue • Create a greater basis of basic funding
  • 22. EUROPEAN JOURNAL FOR RESEARCH ON THE EDUCATION AND LEARNING OF ADULTS • Aim to debate issues at stake for adult education in Europe • Linguistically open access, ambition to broaden the current Anglophone dominated debate • Open access, free of charge • Same quality standards as traditional journals with a double blind peer review process and the aim to be included in the major key databases/indexes • Available at www.rela.ep.liu.se • Each issue have a specific theme, but thematic papers as well as non-thematic papers are invited for submission • Next issue, April, theme: Approaches to research on the education and learning of adults: Papers drawing on sociomaterial perspectives, transformative learning, biographical learning, critical pedagogy and sociology of education (Bernstein).
  • 23. POPULAR EDUCATION, POWER AND DEMOCRACY – SWEDISH EXPERIENCES AND CONTRIBUTIONS • Ann-Marie Laginder, Henrik Nordvall & Jim Crowther, (eds.) Leicester: Niace • Contributors: Kjell Rubenson, Bernt Gustavsson, Kerstin Rydbeck, Staffan Larsson, Eva Andersson, Ali Osman, Berit Larsson, Sylvia S. Bagley, Val D. Rust, Alan Rogers, Yukiko Sawano • Chapters focus on aspects such as the democratic idea of Bildung, Folk high schools as Avant-gardes in Sweden, Popular education and empowerment of women, Popular education and integration, Popular education meets the global social movement, a radical dimension of popular education, Translations of the Folk high school tradition in the US, Tanzania and Japan.
  • 24. Book in honour of professor Staffan Larsson in connection to his retirement in June 2012.
  • 25. LÄRANDETS MÅNGFALD: OM VUXENPEDAGOGIK OCH FOLKBILDNING • Andreas Fejes (red.) Lund: Studentlitteratur. • Chapters by Liselott Aarsand, Song-ee Ahn, Robert Aman, Eva Andersson, Per Andersson, Madeleine Abrandt Dahlgren, Bernt Gustavsson, Eva-Marie Harlin, Bosse Jonsson, Susanne Köpsén, Ann-Marie Laginder, Martin Lundberg, Louise Malmström, Henrik Nordvall, Erik Nylander, Sofia Nyström, Kerstin Rydbeck, Fredrik Sandberg, Jorun M. Stenøien, Per-Olof Thång, Sigvart Tøsse och Gun-Britt Wärvik • Chapters about e.g. The emergence of Muslim study associations, the history of reading circles, why the use of literature in adult education, the value of Folk high schools, Educational paths for social democratic politicians, pedagogy (didaktik) for adults, RPL and lifelong learning, identity formation of vocational teachers, sociomaterial perspectives in adult education research.