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Anaesthetic consideration in
premature infant
Dalila Hussain
Introduction
 Premature babies are defined as those born before
37 weeks
 Categorization of prematurity by gestational age &
birth weight
Gestational
age

Birth weight

36-37 week

Borderline/
near term

<2500g

LBW

31-36 week

Moderately
premature

<1500g

VLBW

24-31 week

Severely
premature

<1000g

ELBW
Physiology
 Airway :
- They are obligatory nose breathers due to
high resistance to airflow through oral passage
.
- large & lax tongue- easily fall back & obstruct
airway
- Trachea length is 4cm
• Infant’ s larynx is higher in neck (C2-C3)
compared to adult’s (C4-C5)
- glottis @ C3 level in premature infant
• Large , floppy & ohmega (Ω) shaped epiglottis ,
make visualisation of glottis difficult during
intubation
Funneled shape of larynx;
-Narrowest part of infant’s larynx is @ cricoid ring
with an approximate 14mm2 (ETT that passes easily
through the glottic opening may be tight @ level
cricoid ring)

Tight fitting
ETT may cause
oedema


Closing volume relatively large & encroaches normal tidal volume--
predispose to:

 Airway close
 Atelectasis



Increase O2 consumption ( 6ml/kg/min)to meet high metabolic rate



Tidal volume is relatively fixed due to anatomic structure



Unable to increase tidal volume--compesating for increase respiratory
demands through raised respiratory rate -- lead to early fatigue



Minute alveolar ventilation is more dependent on increase resp. rate
than on TV



Reduce FRC which is smaller than the closing capacity --- rendering
them dependent on PEEP & prone rapid desaturation



Chemoreceptor responses are blunted
 Extension of head does not facilitate intubation
but even obstruct airway
 External laryngeal pressure facilitate intubation by
bringing anterior larynx into view
- Changes in head position result in ETT movement
due to shortness of trachea & large tounge
- Flexion of the neck moves the tip of tube farther
out of trachea
- Extension moves the tube farther into the trachea
Sniffing
position
Neck flexed
forward, head
extend on the
neck & jaw held
forward is
required for
effective
ventilation
 Respiratory system

-

Fetal diaphragm contain only 10% Type 1 respiratory muscle
( high oxidative & resistant to fatigue)-- contributing to
apnoea during physiological stress & fatigue more quickly

-

Alveoli form @ 17-28 weeks gestational age

-

Pulmonary capillaries form @ 28-36 weeks gestational age

-

Lung maturation @ 36 week

-

Lung surfactant produce at 32-34 weeks. Surfactant function
to :

 Lower surface tension in alveoli
 Facilitate alveolar opening
 Prevent alveolar collapse at end of expiration
 Prone to apnoea (pauses in breathing > 20 sec/ loss
effective breathing associated with bradycardia)
Central apnoea

Obstructive apnoea

- Diminished
- Opposition of
hypercapnic
hypopharyngeal
response
soft tissues
- Hypoxic ventilatory - Nasal occlusion
depression
- Active inhibitory
reflexes

Mixed apnoea

-obstruction followed
by central pauses
Risk factor for apnoea

Hypoglycaemia

Hypoxia

Hypothermia

Anaemia

Sepsis
 Post operation, apnoea are frequent in 1st 12 hour
& can continue until 48-72 hour
 Premature infant exposed to mechanical
ventilation & > 28 days on O2 supplementation
likely to develop bronchopulmonary dysplasia
(BPD)
 Sx of BPD :
 Increase O2 requirements

 Reduced lung compliance
 Reversible airway obstruction
Cardiovascular system
 The ductus arteriosus often remain patent ( PDA)
 Other pathology eg: atrial / VSD can cause
significant :

 Left to right shunting
 Progressively increased pulmonary flow
 Congestive cardiac failure
Hypoxia is a potent
pulmonary
vasoconstrictor
Raised pulmonary
vascular resistance (PVR)
Lead to right to left
shunting, exacerbating
hypoxia & acidosis
 Prolonged raise PVR lead to:
 Poor right ventricular fx

 Impaired cardiac output
 Limited oxygen delivery
 Pulmonary oedema
 Sudden death
Haematology
 Term baby has 18-20g/dL of Hb
 Premature baby : 13-15g/dL of Hb
 70-80% of which is HbF
 HbF has reduced ability to release oxygen
 Target haematocrit 40-45%---facilitate O2 delivery

 Estimation of blood volume in premature baby:
95ml/kg
 If less than target, may necessitate preop blood
transfusion
Renal
 Ability to retain Na+ @ 32 week GA
 The distal tubular response to aldosterone is low until
34 week
 ADH level are high
 Impaired ability to concentrate urine
 Drug excretion delayed due to immature renal system
 Total body water : 75-85% of body weight . Inversely
related to GA

 Marked transepidermal permeability & large body
surface area accelereate H2O loss
 Evaporative H2O increase 15 fold during 1st few days
of life compare with term babies.
Temperature regulation
 Increase surface area to body weight ratio

 Decrease brown fat store- limit heat production
 Non keratinised skin , extreamly susceptible to heat
loss
 Inability to shivering
 Thermoneutral environment for unclothed preterm
baby is 34 degree celcious
 @ this temp, O2 demand is minimal

 Hypohermia induced stress can lead to:
 Hypoglycaemia
 Apnoea

 Metabolic acidosis
Glucose homeostasis
 Have fewer glycogen stores
 Underdeveloped gluconeogenesis pathway
 Prone developing hypoglycaemia during
starvation
 Hyperglycaemia should be avoided as a
hyperosmolar state can lead to IVH, osmotic
diuresis & dehydration
Gastrointestinal system
 Gastro-oesophageal reflux is common resulting
from underdeveloped and incompetent lower
oesophageal sphinter.
 This lead to:
-Laryngospasm

- Chronic cough

-Laryngitis

-Tracheitis

-Apnoea

-Otitis media

-asthma

 NEC with bowel wall necrosis and perforation can
lead to systemic sepsis

 Drug metabolism is immature
Central nervous system
 Pain receptors develop by 20 weeks GA
 Pain pathways develop by 26 weeks.
 A foetus of 26 weeks may demonstrate a flexion
withdrawal reflex in response to pain stimulation
 Descending inhibitory pathways are immature
leading to greater pain sensitivity
 Risk factor for IVH or later neurodevelopmental
delay include :
- RDS
- Hypotension / fluctuating blood pressure,
- the use of hypertonic infusions
- aggressive volume expansion
Pre anaesthetic assessment

 Consult parent regarding risk of deterioration of
pulmonary function & necessitating postoperative
ventilatory support
 Particular points to ascertain are:
1)

Gestational age at birth and the current gestational
age

2)

Weight

3)

Periods of mechanical ventilation, CPAP and
oxygen therapy and the duration

4)

Apnoeas – frequency, duration, possible triggers

5)

Co-morbidities, particularly cardiac

6)

General health, growth and development

7)

Previous operations

8)

Medications
 Airway assessment
 If already intubated- check the ETT size & length
 Blood investigations

 If anticipated blood loss greater than 10% of blood
volume, crossmatch should be taken
 Echocardiogram must be performed before
surgery
 Minimise starvation times to prevent
hypoglycaemia and dehydration.
Intraoperative management
 The ambient temperature minimum 27 degree celcious
for reception of the baby
 Effective warming device eg: warming matress, warming
air blanket

 Inspired gases should be heated & humidified.
 Fluids , blood, blood products & irrigation fluid must be
warmed.
 If 360 o access to baby is required by the surgeon( eg:
laser surgery for retinopathy), access can be improved by
removing the head & foot ends of operating table.
ETCO2
detector

Tapes for
securing
ETT

GA
machine

Check all
the
equipment

Connector to
fit between
ETT tube &
ventilation
bag, circuit

Laryngoscope
handle

& blades: 00, 0
(premature)

ETT: portex
peadiatric
size 2.5, 3.0
& 3.5mm
ETT size & length
Baby weight
( kg)

Tube size
(mm)

Oral tube
length @ lip
( cm)

Nasal tube
length @
nose (cm)

Suction tube
size ( Fr)

<1.0

2.5

5.5

7.0

6

1.0

2.5-3.0

6.0

7.5

6

2.0

3.0

7.0

9.0

6

3.0

3.0

8.5

10.5

6

3.5

3.0-3.5

9.0

11.0

8

4.5

3.5

9.0

11.0

8

An alternative is to assess ET tube length by the rule of

6.

Oral tube length(cm) =: 6 + wt (kg)
Nasal tube length(cm) = 6 + (1.5 x wt)

appropriate position must always be comfirmed
 Monitoring:
-BP using an appropriate sized cuff
-ECG
-capnography
-temperature

- SpO2 ( 2 oximeter probes recommended)
- pt with PDA, 1 probe placed on the right hand
( pre-ductal) & the other on lower limb ( post-ductal)
 Inhalational induction is often preferred
 Moderate concentration of volatile can be used to ;
-

Minimized increase in PVR

-

Avoid decrease in systemic arterial presure

 Newer shorter acting agent, desflurane may useful for
recovery in a preterm infant.


Sale, in their study on premature babies under 37 weeks gestation & under 47 week undergoing
inguinal herniotomy suggested that infant wake faster from GA when maintained with desflurane as
compared with sevoflurane, but no difference in postoperative respiratory events was demonstrated

 A range of uncuffed tubes should be available
– a neonate of <1200g may need a 2.5mm tube
- 2 kg baby has tracheal tube positioned @ gum margin @ 8cm mark

 Anticipate difficult intubation if premature infant has
undergone prolong ventilation-- possibility subglottic
stenosis
 Exposure to high O2 levels is associated with
increase morbidity & mortality.

 Tacycardia & HTN can be detrimental in presence
of underdeveloped cerebral autoregulation.
-

Careful titration of anaesthetic & narcotic agent is necessary

 Multimodal analgesia should be use for pain relief
(eg: local anesthesia, paracetamol, opioid (fentanyl)
Intaoperative fluid
management
 Estimated maintenance fluid requirement:
100ml/kg/24hour
 Maintenance fluid should be isotonic.

 Premature infant often receive a glucose-containing
solution to maintain normoglycaemia.
- This should continue intraoperative
Blood / blood products

Required volume

Pack cell

ml = desired increment in Hb
(g/dL) x weight (kg) x 3

Platelet

10-20ml/kg

FFP

10-20ml/kg

cryoprecipitate

5-10ml/kg

Replace on going loss:
-Superficial surgery: 1-2ml/kg/hour
-Thoracotomy : 4-7ml/kg/hour
-Abdominal surgery :5-10ml/kg/hour

Do not introduce
air bubbles into
circulation which
may transverse
right to left shunts

Sign fluid depletion:
Hypotension, tacycardia, increase core peripheral
temperature, delayed capillary refill time, reduce heart
sound
Post operative care
 Remain intubated??? Or extubate???
-

Decision should consider the preoperative state of the baby as
well as the type of surgery performed.

-

If plan for extubate, baby should fully awake & managing
adequate TV without support

 Post operation, apnoea are frequent in 1st 12 hour & can
continue until 48-72 hour
 Monitor in high dependency unit for at least 12 hours
post operatively and for a further 12 hours following
any apnoeic period.
References
 Anaesthesia for the preterm infant – Anaesthesia UK
 Kawshala Peiris, David Fell,..The Prematurely Born Infant and
Anaesthesia, Oxford Journal: Volume 9, Issue 3, Pp 73-77

 Sale SM, Read JA ,..Prospective Comparison of Sevoflurane and
Desflurane in Premature Infant undergoing inguinal
herniotomy, Br J Anaesth.2006 Jun; 96 (6): 774-8. Epub 2006 Apr
28
 Guy Bayley, Special consideration in the premature and expremature infant, Anaesthesia and Intensive care medicine 12:3,
2010 Elsevier Ltd
 Bharti Taneja, Vinish Srivastava, Physiological and anaesthetic
consideration for the preterm neonate undergoing surgery ,2012;
1:14
 Neonatal Handbook

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The Premature Infant & Anaesthesia

  • 2. Introduction  Premature babies are defined as those born before 37 weeks  Categorization of prematurity by gestational age & birth weight Gestational age Birth weight 36-37 week Borderline/ near term <2500g LBW 31-36 week Moderately premature <1500g VLBW 24-31 week Severely premature <1000g ELBW
  • 3. Physiology  Airway : - They are obligatory nose breathers due to high resistance to airflow through oral passage . - large & lax tongue- easily fall back & obstruct airway - Trachea length is 4cm
  • 4. • Infant’ s larynx is higher in neck (C2-C3) compared to adult’s (C4-C5) - glottis @ C3 level in premature infant
  • 5. • Large , floppy & ohmega (Ω) shaped epiglottis , make visualisation of glottis difficult during intubation
  • 6. Funneled shape of larynx; -Narrowest part of infant’s larynx is @ cricoid ring with an approximate 14mm2 (ETT that passes easily through the glottic opening may be tight @ level cricoid ring) Tight fitting ETT may cause oedema
  • 7.  Closing volume relatively large & encroaches normal tidal volume-- predispose to:  Airway close  Atelectasis  Increase O2 consumption ( 6ml/kg/min)to meet high metabolic rate  Tidal volume is relatively fixed due to anatomic structure  Unable to increase tidal volume--compesating for increase respiratory demands through raised respiratory rate -- lead to early fatigue  Minute alveolar ventilation is more dependent on increase resp. rate than on TV  Reduce FRC which is smaller than the closing capacity --- rendering them dependent on PEEP & prone rapid desaturation  Chemoreceptor responses are blunted
  • 8.  Extension of head does not facilitate intubation but even obstruct airway  External laryngeal pressure facilitate intubation by bringing anterior larynx into view - Changes in head position result in ETT movement due to shortness of trachea & large tounge - Flexion of the neck moves the tip of tube farther out of trachea - Extension moves the tube farther into the trachea
  • 9. Sniffing position Neck flexed forward, head extend on the neck & jaw held forward is required for effective ventilation
  • 10.  Respiratory system - Fetal diaphragm contain only 10% Type 1 respiratory muscle ( high oxidative & resistant to fatigue)-- contributing to apnoea during physiological stress & fatigue more quickly - Alveoli form @ 17-28 weeks gestational age - Pulmonary capillaries form @ 28-36 weeks gestational age - Lung maturation @ 36 week - Lung surfactant produce at 32-34 weeks. Surfactant function to :  Lower surface tension in alveoli  Facilitate alveolar opening  Prevent alveolar collapse at end of expiration
  • 11.  Prone to apnoea (pauses in breathing > 20 sec/ loss effective breathing associated with bradycardia) Central apnoea Obstructive apnoea - Diminished - Opposition of hypercapnic hypopharyngeal response soft tissues - Hypoxic ventilatory - Nasal occlusion depression - Active inhibitory reflexes Mixed apnoea -obstruction followed by central pauses
  • 12. Risk factor for apnoea Hypoglycaemia Hypoxia Hypothermia Anaemia Sepsis
  • 13.  Post operation, apnoea are frequent in 1st 12 hour & can continue until 48-72 hour  Premature infant exposed to mechanical ventilation & > 28 days on O2 supplementation likely to develop bronchopulmonary dysplasia (BPD)  Sx of BPD :  Increase O2 requirements  Reduced lung compliance  Reversible airway obstruction
  • 14. Cardiovascular system  The ductus arteriosus often remain patent ( PDA)  Other pathology eg: atrial / VSD can cause significant :  Left to right shunting  Progressively increased pulmonary flow  Congestive cardiac failure
  • 15. Hypoxia is a potent pulmonary vasoconstrictor Raised pulmonary vascular resistance (PVR) Lead to right to left shunting, exacerbating hypoxia & acidosis
  • 16.  Prolonged raise PVR lead to:  Poor right ventricular fx  Impaired cardiac output  Limited oxygen delivery  Pulmonary oedema  Sudden death
  • 17. Haematology  Term baby has 18-20g/dL of Hb  Premature baby : 13-15g/dL of Hb  70-80% of which is HbF  HbF has reduced ability to release oxygen  Target haematocrit 40-45%---facilitate O2 delivery  Estimation of blood volume in premature baby: 95ml/kg  If less than target, may necessitate preop blood transfusion
  • 18. Renal  Ability to retain Na+ @ 32 week GA  The distal tubular response to aldosterone is low until 34 week  ADH level are high  Impaired ability to concentrate urine  Drug excretion delayed due to immature renal system  Total body water : 75-85% of body weight . Inversely related to GA  Marked transepidermal permeability & large body surface area accelereate H2O loss  Evaporative H2O increase 15 fold during 1st few days of life compare with term babies.
  • 19. Temperature regulation  Increase surface area to body weight ratio  Decrease brown fat store- limit heat production  Non keratinised skin , extreamly susceptible to heat loss  Inability to shivering  Thermoneutral environment for unclothed preterm baby is 34 degree celcious  @ this temp, O2 demand is minimal  Hypohermia induced stress can lead to:  Hypoglycaemia  Apnoea  Metabolic acidosis
  • 20. Glucose homeostasis  Have fewer glycogen stores  Underdeveloped gluconeogenesis pathway  Prone developing hypoglycaemia during starvation  Hyperglycaemia should be avoided as a hyperosmolar state can lead to IVH, osmotic diuresis & dehydration
  • 21. Gastrointestinal system  Gastro-oesophageal reflux is common resulting from underdeveloped and incompetent lower oesophageal sphinter.  This lead to: -Laryngospasm - Chronic cough -Laryngitis -Tracheitis -Apnoea -Otitis media -asthma  NEC with bowel wall necrosis and perforation can lead to systemic sepsis  Drug metabolism is immature
  • 22. Central nervous system  Pain receptors develop by 20 weeks GA  Pain pathways develop by 26 weeks.  A foetus of 26 weeks may demonstrate a flexion withdrawal reflex in response to pain stimulation  Descending inhibitory pathways are immature leading to greater pain sensitivity  Risk factor for IVH or later neurodevelopmental delay include : - RDS - Hypotension / fluctuating blood pressure, - the use of hypertonic infusions - aggressive volume expansion
  • 23. Pre anaesthetic assessment  Consult parent regarding risk of deterioration of pulmonary function & necessitating postoperative ventilatory support  Particular points to ascertain are: 1) Gestational age at birth and the current gestational age 2) Weight 3) Periods of mechanical ventilation, CPAP and oxygen therapy and the duration 4) Apnoeas – frequency, duration, possible triggers 5) Co-morbidities, particularly cardiac 6) General health, growth and development 7) Previous operations 8) Medications
  • 24.  Airway assessment  If already intubated- check the ETT size & length  Blood investigations  If anticipated blood loss greater than 10% of blood volume, crossmatch should be taken  Echocardiogram must be performed before surgery  Minimise starvation times to prevent hypoglycaemia and dehydration.
  • 25. Intraoperative management  The ambient temperature minimum 27 degree celcious for reception of the baby  Effective warming device eg: warming matress, warming air blanket  Inspired gases should be heated & humidified.  Fluids , blood, blood products & irrigation fluid must be warmed.  If 360 o access to baby is required by the surgeon( eg: laser surgery for retinopathy), access can be improved by removing the head & foot ends of operating table.
  • 26. ETCO2 detector Tapes for securing ETT GA machine Check all the equipment Connector to fit between ETT tube & ventilation bag, circuit Laryngoscope handle & blades: 00, 0 (premature) ETT: portex peadiatric size 2.5, 3.0 & 3.5mm
  • 27. ETT size & length Baby weight ( kg) Tube size (mm) Oral tube length @ lip ( cm) Nasal tube length @ nose (cm) Suction tube size ( Fr) <1.0 2.5 5.5 7.0 6 1.0 2.5-3.0 6.0 7.5 6 2.0 3.0 7.0 9.0 6 3.0 3.0 8.5 10.5 6 3.5 3.0-3.5 9.0 11.0 8 4.5 3.5 9.0 11.0 8 An alternative is to assess ET tube length by the rule of 6. Oral tube length(cm) =: 6 + wt (kg) Nasal tube length(cm) = 6 + (1.5 x wt) appropriate position must always be comfirmed
  • 28.  Monitoring: -BP using an appropriate sized cuff -ECG -capnography -temperature - SpO2 ( 2 oximeter probes recommended) - pt with PDA, 1 probe placed on the right hand ( pre-ductal) & the other on lower limb ( post-ductal)
  • 29.  Inhalational induction is often preferred  Moderate concentration of volatile can be used to ; - Minimized increase in PVR - Avoid decrease in systemic arterial presure  Newer shorter acting agent, desflurane may useful for recovery in a preterm infant.  Sale, in their study on premature babies under 37 weeks gestation & under 47 week undergoing inguinal herniotomy suggested that infant wake faster from GA when maintained with desflurane as compared with sevoflurane, but no difference in postoperative respiratory events was demonstrated  A range of uncuffed tubes should be available – a neonate of <1200g may need a 2.5mm tube - 2 kg baby has tracheal tube positioned @ gum margin @ 8cm mark  Anticipate difficult intubation if premature infant has undergone prolong ventilation-- possibility subglottic stenosis
  • 30.  Exposure to high O2 levels is associated with increase morbidity & mortality.  Tacycardia & HTN can be detrimental in presence of underdeveloped cerebral autoregulation. - Careful titration of anaesthetic & narcotic agent is necessary  Multimodal analgesia should be use for pain relief (eg: local anesthesia, paracetamol, opioid (fentanyl)
  • 31. Intaoperative fluid management  Estimated maintenance fluid requirement: 100ml/kg/24hour  Maintenance fluid should be isotonic.  Premature infant often receive a glucose-containing solution to maintain normoglycaemia. - This should continue intraoperative
  • 32. Blood / blood products Required volume Pack cell ml = desired increment in Hb (g/dL) x weight (kg) x 3 Platelet 10-20ml/kg FFP 10-20ml/kg cryoprecipitate 5-10ml/kg Replace on going loss: -Superficial surgery: 1-2ml/kg/hour -Thoracotomy : 4-7ml/kg/hour -Abdominal surgery :5-10ml/kg/hour Do not introduce air bubbles into circulation which may transverse right to left shunts Sign fluid depletion: Hypotension, tacycardia, increase core peripheral temperature, delayed capillary refill time, reduce heart sound
  • 33. Post operative care  Remain intubated??? Or extubate??? - Decision should consider the preoperative state of the baby as well as the type of surgery performed. - If plan for extubate, baby should fully awake & managing adequate TV without support  Post operation, apnoea are frequent in 1st 12 hour & can continue until 48-72 hour  Monitor in high dependency unit for at least 12 hours post operatively and for a further 12 hours following any apnoeic period.
  • 34. References  Anaesthesia for the preterm infant – Anaesthesia UK  Kawshala Peiris, David Fell,..The Prematurely Born Infant and Anaesthesia, Oxford Journal: Volume 9, Issue 3, Pp 73-77  Sale SM, Read JA ,..Prospective Comparison of Sevoflurane and Desflurane in Premature Infant undergoing inguinal herniotomy, Br J Anaesth.2006 Jun; 96 (6): 774-8. Epub 2006 Apr 28  Guy Bayley, Special consideration in the premature and expremature infant, Anaesthesia and Intensive care medicine 12:3, 2010 Elsevier Ltd  Bharti Taneja, Vinish Srivastava, Physiological and anaesthetic consideration for the preterm neonate undergoing surgery ,2012; 1:14  Neonatal Handbook