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THE EFFECT OF
POPULATION CONTROL
ON SOCIETAL
FRAGMENTATION
By David Peleg, The Weizmann Institute of Science
ISRAEL,
Zvi Lotker, Ben-Gurion University of the Negev
ISRAEL
What are the 10 most influential events in the 20th century?
1. World War I
2. Russian Revolution and Communism
3. The Depression
4. The rise of dictatorships
5. World War II (1939–1945)
6. The Nuclear Age
7. The Cold War (1947–1991)
8. The space race
9. The end of the Cold War
10. Information and communications technology
What are the 5 biggest global challenges 21st century?
 Food security
 Climate change
 Gender inequality
 Poverty
 Overpopulation
Single child policy has many effects
 Population planning policy of China from 1979
 Disparity in sex ratio at birth
 30 million more men than women in 2020 (wiki)
 Quality of life for women
 women have increased opportunities to receive education (wiki)
 "Four-two-one" problem
“Four-two-one” Problem
Chinese
New Year
Eid al-Fitr
Christmas dinner
One-child policy- 1979-2017
 War on poverty
 1981: 42% poverty worldwide
 2017: 11% poverty worldwide
 The single biggest reason for this delightful trend is that China. In 1981, almost unbelievably, 88% of
Chinese (and 96% of rural Chinese) seem to have lived below the poverty line. In 2013 only 2%
What are the 10 most influential events in the 20th century?
1. World War I
2. Russian Revolution and Communism
3. The Depression
4. The rise of dictatorships
5. World War II (1939–1945)
6. The Nuclear Age
7. The Cold War (1947–1991) and the Space Race
8. The end of the Cold War
9. China’s One-Child Policy (1978)
10. Information and communications technology
Population Control:
Simple Model Galton–Watson process
 A Galton–Watson process is a stochastic process {Xn} which evolves according to
the recurrence formula X0 = 1 and 𝜉𝑗
𝑛
: 𝑗, 𝑛 ∈ ℕ is a set of IID natural number-
valued random variables.
 𝝃𝒋
𝒏
is the number of descendents (children)
 Let 𝝁 =E[𝝃𝒋
𝒏
]
 𝑋 𝑛+1 = 𝑗=1
𝑋 𝑛
𝜉𝑗
𝑛
 The extinction probability is: lim
𝑛→∞
Pr 𝑋 𝑛 = 0
 Theorem
 if 𝝁 ≤ 1 then lim
𝑛→∞
Pr 𝑋 𝑛 = 0 =1
 strictly less than one if 𝝁 > 1, lim
𝑛→∞
Pr 𝑋 𝑛 = 0 ≤1
Theological puzzle
 According to Genesis 12:2 of the Bible.
 "I will make you into a great nation, and I will bless you; I will
make your name great, and you will be a blessing.“
 Abraham has two children: Isaac and Ishmael.
 Isaac has two sons as well: Jacob and Esau
 Jacob and Esau each have many children
 The puzzle is: why God promised many children to Abraham
and Isaac, yet gave them only two?
A possible answer to the Theological puzzle
 God promised to make Abraham a great nation.
 To achieve this, two conditions are needed
1. The children of Abraham need to disconnect from the old nation
2. After the first step Jacob can have a lot of children.
“Strong” and “Weak” Ties
 Strong ties are family ties
 Weak ties do not influence connectivity
 Only look at social networks where edges indicate siblings or marriages
 Only looked at single generations.
Family parameters
 Distribution of family sizes
 𝐹 = 𝐹0, 𝐹1, 𝐹2 … distribution of family sizes
 𝐹𝑖 ≥ 0, is the fraction of families with i children
𝑖 𝐹𝑖 = 1
 The marriage ratio 𝛼; sibling links are blue; marital links are red
Data for China and India family size
China India
Data for China and India number of children
China India
Simulation: 0/3-Children Policy, 𝛼 =0.92
China India
POPULATION CONTROL POLICIES
 A population control policy is defined as a real vector
 𝑃 = 𝑃0, 𝑃1, 𝑃2 …
 𝑃0: the percentage of families that can have up to 0 children according to policy P,
 𝑃1: the percentage of families that can have up to 1 children according to policy P,
 𝑃𝑖: the percentage of families that can have up to i children according to policy P,
 The distribution of family size F respects the population control P if for all 𝑘 ≥
0,
𝑖=1
𝑘
𝐹𝑖 ≥
𝑖=1
𝑘
𝑃𝑖
Example: Comparison of Two Basic Policies, 𝛼 = 1
 One-Child Policy (Chinese population control
policy)
 P=(0,1), F=(0,1)
 F0+F1 ≥1
 The main effect
 strongly curbs the population size
 0/2-children policy
 P=(1/2,0,1/2), F=(1/2,0,1/2)
All family
can have 1
Child of
more
All family
mast have
1
Child or
less
All
family
have 1
Child
Half of the
family can
have 1
Child of
more and
half have
zero
Half of the
family can
have 2 or
lass
Example 0/3-Children Policy, 𝛼 = 1
 P=(1/3,0,0,2/3), F=(1/3,0,0,2/3)
 Identical to that of the 2-Child Policy in
terms of influence on population control
According to this policy vector 1/3 of
couples are not allowed to have a child,
and 2/3 of population have 3 children. F
denotes the implementation of this policy,
and in this example indeed all population
behaves according to policy vector. The
result is a population which maintains its
size.
General Policy, 𝛼 < 1
 We Denote The Probability for family to have children that have married by 𝐴𝑗
 𝐴0 = 𝑘=1
∞
𝐹𝑘 1 − 𝛼 𝑘−1
 𝐴𝑗 = 𝑘=𝑗+1
∞ 𝑘 − 1
𝑗
𝐹𝑘 𝛼 𝑗 1 − 𝛼 𝑘−1−𝑗
 𝜇 = 𝑖=0
∞
𝑖 𝐴𝑖
 Theorem
 if 𝝁 ≤ 1 then lim
𝑛→∞
Pr 𝑋 𝑛 = 0 =1
 strictly less than one if 𝝁 > 1, lim
𝑛→∞
Pr 𝑋 𝑛 = 0 ≤1
Example 0/3-Children Policy, 𝛼 < 1
 We Denote The Probability for family to have children that have married by 𝐴𝑗
 𝐴0 = 𝑘=1
∞
𝐹𝑘 1 − 𝛼 𝑘−1
 𝐴𝑗 = 𝑘=𝑗+1
∞ 𝑘 − 1
𝑗
𝐹𝑘 𝛼 𝑗 1 − 𝛼 𝑘−1−𝑗
 𝜇 = 𝑖=0
∞
𝑖 𝐴𝑖
 Assume 0/3 0/3-Children Policy, it follows that
𝐴0 = 1 − 𝛼 2
𝐴1 = 2 1 − 𝛼 𝛼
𝐴2 = 𝛼2
𝐴𝑗 = 0 𝑓𝑜𝑟 𝑎𝑙𝑙 𝑗 ≥ 3
 Therefore
𝜇 = 0 ∗ 1 − 𝛼 2 + 1 ∗ 2 1 − 𝛼 𝛼 + 2 ∗ 𝛼2 = 1
Is the Phase transition at 𝛼∗
= 1/2
Simulation: 0/3-Children Policy, 𝛼 < 1
𝛼=0.4 𝛼=0.5
Simulation: 0/3-Children Policy, 𝛼 < 1
𝛼=0.2 𝛼=0.3
Simulation: 0/3-Children Policy, 𝛼 < 1
𝛼=0.6 𝛼=0.7
General Policy, 𝛼 < 1
 Our result
 Theorem
Having a nonzero fraction of families with 3 or more children
(namely, Pj > 0 for some 𝑗 ≥ 3) is a necessary condition for the
emergence of an infinite size component in the strong-ties branching proces
Is China shattering like glass?

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The effect of population control on societal fragmentation end-5

  • 1. THE EFFECT OF POPULATION CONTROL ON SOCIETAL FRAGMENTATION By David Peleg, The Weizmann Institute of Science ISRAEL, Zvi Lotker, Ben-Gurion University of the Negev ISRAEL
  • 2. What are the 10 most influential events in the 20th century? 1. World War I 2. Russian Revolution and Communism 3. The Depression 4. The rise of dictatorships 5. World War II (1939–1945) 6. The Nuclear Age 7. The Cold War (1947–1991) 8. The space race 9. The end of the Cold War 10. Information and communications technology
  • 3. What are the 5 biggest global challenges 21st century?  Food security  Climate change  Gender inequality  Poverty  Overpopulation
  • 4. Single child policy has many effects  Population planning policy of China from 1979  Disparity in sex ratio at birth  30 million more men than women in 2020 (wiki)  Quality of life for women  women have increased opportunities to receive education (wiki)  "Four-two-one" problem
  • 6. One-child policy- 1979-2017  War on poverty  1981: 42% poverty worldwide  2017: 11% poverty worldwide  The single biggest reason for this delightful trend is that China. In 1981, almost unbelievably, 88% of Chinese (and 96% of rural Chinese) seem to have lived below the poverty line. In 2013 only 2%
  • 7. What are the 10 most influential events in the 20th century? 1. World War I 2. Russian Revolution and Communism 3. The Depression 4. The rise of dictatorships 5. World War II (1939–1945) 6. The Nuclear Age 7. The Cold War (1947–1991) and the Space Race 8. The end of the Cold War 9. China’s One-Child Policy (1978) 10. Information and communications technology
  • 8. Population Control: Simple Model Galton–Watson process  A Galton–Watson process is a stochastic process {Xn} which evolves according to the recurrence formula X0 = 1 and 𝜉𝑗 𝑛 : 𝑗, 𝑛 ∈ ℕ is a set of IID natural number- valued random variables.  𝝃𝒋 𝒏 is the number of descendents (children)  Let 𝝁 =E[𝝃𝒋 𝒏 ]  𝑋 𝑛+1 = 𝑗=1 𝑋 𝑛 𝜉𝑗 𝑛  The extinction probability is: lim 𝑛→∞ Pr 𝑋 𝑛 = 0  Theorem  if 𝝁 ≤ 1 then lim 𝑛→∞ Pr 𝑋 𝑛 = 0 =1  strictly less than one if 𝝁 > 1, lim 𝑛→∞ Pr 𝑋 𝑛 = 0 ≤1
  • 9. Theological puzzle  According to Genesis 12:2 of the Bible.  "I will make you into a great nation, and I will bless you; I will make your name great, and you will be a blessing.“  Abraham has two children: Isaac and Ishmael.  Isaac has two sons as well: Jacob and Esau  Jacob and Esau each have many children  The puzzle is: why God promised many children to Abraham and Isaac, yet gave them only two?
  • 10. A possible answer to the Theological puzzle  God promised to make Abraham a great nation.  To achieve this, two conditions are needed 1. The children of Abraham need to disconnect from the old nation 2. After the first step Jacob can have a lot of children.
  • 11. “Strong” and “Weak” Ties  Strong ties are family ties  Weak ties do not influence connectivity  Only look at social networks where edges indicate siblings or marriages  Only looked at single generations.
  • 12. Family parameters  Distribution of family sizes  𝐹 = 𝐹0, 𝐹1, 𝐹2 … distribution of family sizes  𝐹𝑖 ≥ 0, is the fraction of families with i children 𝑖 𝐹𝑖 = 1  The marriage ratio 𝛼; sibling links are blue; marital links are red
  • 13. Data for China and India family size China India
  • 14. Data for China and India number of children China India
  • 15. Simulation: 0/3-Children Policy, 𝛼 =0.92 China India
  • 16. POPULATION CONTROL POLICIES  A population control policy is defined as a real vector  𝑃 = 𝑃0, 𝑃1, 𝑃2 …  𝑃0: the percentage of families that can have up to 0 children according to policy P,  𝑃1: the percentage of families that can have up to 1 children according to policy P,  𝑃𝑖: the percentage of families that can have up to i children according to policy P,  The distribution of family size F respects the population control P if for all 𝑘 ≥ 0, 𝑖=1 𝑘 𝐹𝑖 ≥ 𝑖=1 𝑘 𝑃𝑖
  • 17. Example: Comparison of Two Basic Policies, 𝛼 = 1  One-Child Policy (Chinese population control policy)  P=(0,1), F=(0,1)  F0+F1 ≥1  The main effect  strongly curbs the population size  0/2-children policy  P=(1/2,0,1/2), F=(1/2,0,1/2) All family can have 1 Child of more All family mast have 1 Child or less All family have 1 Child Half of the family can have 1 Child of more and half have zero Half of the family can have 2 or lass
  • 18. Example 0/3-Children Policy, 𝛼 = 1  P=(1/3,0,0,2/3), F=(1/3,0,0,2/3)  Identical to that of the 2-Child Policy in terms of influence on population control According to this policy vector 1/3 of couples are not allowed to have a child, and 2/3 of population have 3 children. F denotes the implementation of this policy, and in this example indeed all population behaves according to policy vector. The result is a population which maintains its size.
  • 19. General Policy, 𝛼 < 1  We Denote The Probability for family to have children that have married by 𝐴𝑗  𝐴0 = 𝑘=1 ∞ 𝐹𝑘 1 − 𝛼 𝑘−1  𝐴𝑗 = 𝑘=𝑗+1 ∞ 𝑘 − 1 𝑗 𝐹𝑘 𝛼 𝑗 1 − 𝛼 𝑘−1−𝑗  𝜇 = 𝑖=0 ∞ 𝑖 𝐴𝑖  Theorem  if 𝝁 ≤ 1 then lim 𝑛→∞ Pr 𝑋 𝑛 = 0 =1  strictly less than one if 𝝁 > 1, lim 𝑛→∞ Pr 𝑋 𝑛 = 0 ≤1
  • 20. Example 0/3-Children Policy, 𝛼 < 1  We Denote The Probability for family to have children that have married by 𝐴𝑗  𝐴0 = 𝑘=1 ∞ 𝐹𝑘 1 − 𝛼 𝑘−1  𝐴𝑗 = 𝑘=𝑗+1 ∞ 𝑘 − 1 𝑗 𝐹𝑘 𝛼 𝑗 1 − 𝛼 𝑘−1−𝑗  𝜇 = 𝑖=0 ∞ 𝑖 𝐴𝑖  Assume 0/3 0/3-Children Policy, it follows that 𝐴0 = 1 − 𝛼 2 𝐴1 = 2 1 − 𝛼 𝛼 𝐴2 = 𝛼2 𝐴𝑗 = 0 𝑓𝑜𝑟 𝑎𝑙𝑙 𝑗 ≥ 3  Therefore 𝜇 = 0 ∗ 1 − 𝛼 2 + 1 ∗ 2 1 − 𝛼 𝛼 + 2 ∗ 𝛼2 = 1 Is the Phase transition at 𝛼∗ = 1/2
  • 21. Simulation: 0/3-Children Policy, 𝛼 < 1 𝛼=0.4 𝛼=0.5
  • 22. Simulation: 0/3-Children Policy, 𝛼 < 1 𝛼=0.2 𝛼=0.3
  • 23. Simulation: 0/3-Children Policy, 𝛼 < 1 𝛼=0.6 𝛼=0.7
  • 24. General Policy, 𝛼 < 1  Our result  Theorem Having a nonzero fraction of families with 3 or more children (namely, Pj > 0 for some 𝑗 ≥ 3) is a necessary condition for the emergence of an infinite size component in the strong-ties branching proces
  • 25. Is China shattering like glass?

Editor's Notes

  1. NOTE:
  2. I like to start with a brief history of the 20th century. I summarized this list from Wikipedia. I’m sure you are familiar with the 20th century history. The history of the 20h century starts with the first world war where near the end of the war we have the Russian Revolution, around 1929 we have the big depression in United States of America, then in 1930 comes the rise of dictatorship in Germany. Italy and Spain,the second World War and so on, what I would like to do next is to compare this list with the challenges we are facing in the 21 century. .
  3. So let’s consider the challenges we have to face in the 21 century. The first challenge is food: it will become more and more difficult to provide enough food for all humanity. the second challenge is climate change. Next challenge is gender inequality where the goal is to make society more equal. And then we also have the fight to reduce poverty and population control. Looking in on those five challenges we can see they can all be influenced through the China’s single child policy. China’s single child policy will likely provide more food. And The world might probably become a little cooler. We could also see how China policy of single chide influences equality between the sexes, as well as poverty and pollution control in the next few slides.
  4. China single child policy started around 1979. According to Wikipedia The policy allowed exceptions for many groups, including ethnic minorities. In 2007, 36% of China's population was subject to a strict one-child restriction, with an additional 53% being allowed to have a second child if the first child was a girl. It has many effects Such as Disparity – the Chinese are currently missing about 30 million women between sexes. Improving education for women. It also introduce many problems for example the 4-2-1 problem. Where one child needs to support 2-parents and 4-grandparents.
  5. in this slide you can see the 4-2-1 problem. Here we can see the different holidays celebrated in different cultures. You can see that in Chinese new Year there is a single child and in Christmas and Eid al Fitr there are many children in each picture.
  6. According to the economist article published on May 3rd 2017 https://www.economist.com/blogs/economist-explains/2017/05/economist-explains-1
  7. Perhaps a better list of the main event in the 20 century. Would include the One-child policy
  8. This model introduced in the 1874 paper entitled "On the probability of the extinction of families“. It's basically a model for the Growth populations. The Article gives a simple criterion when a population is extinct and when it can survive forever, in the language of the expectation of the number of children. It said that if the expected number of children is less than one then the population will die with probability 1. And if the expected number of children is bigger than one then there is a positive probability bigger than zero that the population will survive forever
  9. this slide tells us what the mythology/the Bible tell us about single child policy. In fact when we look for mythological figure who had had a single child the story of Abraham Isaac and Jacob come to mind. As a matter of fact Abraham has two children and not one but they fight with each other. The story is repeated with Isaac: again he has two children but again they fight with which other. After two generation of practically single child Jacob has many children.
  10. Perhaps the model of the story Is that isolation in not having strong ties is necessary condition for generating new nation.
  11. In this paper we are interested only in Strong ties which are considered to be blood relationship either by marrying or by being siblings. The left diagram denotes marital ties between different families. Blue clusters denote siblings from the same family. Red edges denote a marriage relationship. The central diagram denotes nuclear families – a married couple. The blue edges represent sibling relations between the couples. The right diagram is a tree representation of the connected components of the central diagram. Some siblings realtions were deleted in order to make the graph a tree, This will allow us to apply the Galton Watson process.
  12. Traditional population surveys focus on the size of the family: mother, father and the number of children.However we are more interested in the number of children per family, since we are analyzing a single generation were the only connections that interest us are the siblings and the spouses. The parents belong to another generation.
  13. This is the distribution of family size, taken from annual population surveys in Chinese cities, and overall population in India. The leftmost bar denotes the number of households consisitig a single person (bachelors). The next bar denoted families of 2 persons, where 2 persons can be a childless couple, but also a mother and child or father and child. Third bar denotes families consisiting of 3 members, and so on
  14. Thes diagrams represent the same distribution where this time we count only the number of children in a family. The first bar we have the families with zero children – where we actually added together families of 1 and 2 members. The second bar represents a household of 3: 2 parents 1 child. Here we overlook cases where household of 2 include a single parent and a single child since these cases are relatively rare and do not influence the result of the model
  15. These graphs the structure of strong ties in Chinese and indian society, for a marriage percentage of 92 percent. This result is obtained by assuming the number of siblings accoding to the statistice presented in the previous slide. According to this we see that under the current policy Chinese society lost its connectivity, while Indian society maintains it.
  16. Here we expand the notion of population control. Today we either have no control at all, or single child policy. Here we describe a general model for population control where a certain percent of the households can have 1 child at most, another percent of houselholds can have 2 children at most etc.
  17. On the left we have a synthetic example of society where all couples had at most 1 child, (and a marriage rate of 100 percent). The graph shows 1 generation: the generation of single children, where the only edges in the graph represent marriage, since there are no siblings. On the right side we have the same number of children of the same generation, but this time there are edges representing siblings, and edges representing marital ties. Each vertex has a sibling (a single sibling for simplicity) and a spouse. Red edges denote marriage relation, Blue edges represent sibling relations. The population in this example maintains its size
  18. Until now we assume all humans are in a married relationship. However in the real world some people remain single or childless – this is about 10 percent. To incorporate this into the model we look only at the number of siblings that are “effective” sibling – meaning a sibling which is married. We denote by Ai the probability for a married person to have I married siblings For example assume node v is married and it has k-1-siblings his family have k children including him and this happened with probability 𝐹 𝑘 what is the probability that all of them are not married (except him)? it is equal to 𝐹 𝑘 1−𝛼 𝑘−1 . to get the formula for A0 we need to sum on all k and so 𝐴 0 = 𝑘=1 ∞ 𝐹 𝑘 1−𝛼 𝑘−1 . The General formula is the same: assume that node v (it is given that he is married) has k-1 siblings his family have k children including him, out of the k-1 only j are married. what is the probability for such a situation? Clearly it is 𝑘−1 𝑗 𝐹 𝑘 𝛼 𝑗 1−𝛼 𝑘−1−𝑗 Again the formula for 𝐴 𝑗 is summing on all k 𝐴 𝑗 = 𝑘=𝑗+1 ∞ 𝑘−1 𝑗 𝐹 𝑘 𝛼 𝑗 1−𝛼 𝑘−1−𝑗 . Now we can embed this process in a Galton–Watson process in such a way that the expected number of descnedents is 𝜇.
  19. Here we give an example for a policy where all the population has 3 children, and we calculate the marriage probability which makes this graph unconnected. In the following slides we show by simulation that this is indeed the transition threshold.
  20. 600 noses simulation 0/3 Policy
  21. 600 noses simulatin 0/3 Policy
  22. According to the new Chinese policy, no more than two children are allowed into the family