Steven Lazette has over 13 years of experience in finance, trading, administration, and customer service. He currently works as a Trading Specialist for Centaurus Financial Inc where he verifies paperwork, places trades, monitors compliance, and assists financial representatives. Previously he held roles in legal file management, freelance writing, retail sales, and officiating football games. Lazette has multiple degrees and licenses in finance, communication, and aviation.

1. STEVEN K. LAZETTE
143 Tamarack Drive│ Corona, CA 92881
760-617-5331 │ stevenlazette@yahoo.com
TRADE & FINANCE SPECIALIST
Highly motivated and result oriented Professional with over thirteen years of expertise in trading, office administration,
inventory control, sales, and financial field. Astute in verifying UIT paperwork for breakpoint/rollover discounts, placing
trades for RR and updating company policies for trading practices. Possess outstanding analytical, negotiation, and
communication skills; expert at building top-producing relationships with customers and business partners to succeed in a
corporative environment. Exercises strong judgment and displays highly effective interpersonal and communication skills.
A R E A S O F EX P E R T I S E
 Budgeting/Planning
 Financial Analysis
 Trading Practices
 Compliance
 Policies & Procedures
 Document Control
 Communication
 Sales Support
 Office Administration
 Time Management
 Customer Service
 Detail-Oriented
P R O F E S S I O N A L EX P E R I E N C E
CENTAURUS FINANCIAL INC., ANAHEIM, CA 2010 – Present
Trading Specialist
Function as front line of compliance for all trades by Pershing, TD Ameritrade and Schwab; evaluate daily blotters, pay
particular attention to equity and fixed income trades and efficiently update company policies for trading practices.
 Skillfully verify UIT paperwork for breakpoints and rollover discounts, place UIT, equity, mutual fund and bond trades
on behalf of RR.
 Monitor muni bond purchases by RR through third parties for compliance purposes.
 Answer phone calls and help RR with any investment, functional and/or operational question for their clients.
 Review daily/month end fixed income reports to make sure all trades are compliant with brokerage and managed
account procedures and regulations.
 Process Alternative Investment orders and reregistration paperwork on behalf of the RR.
CIHIGOYENETCHE, GROSSBERG & CLOUSE, RANCHO CUCAMONGA, CA 2005– 2010
File Clerk
 Expertly controlled copy jobs for case experts, kept legal files in arranged order and aided attorneys with extra work.
VICTORVILLE DAILY PRESS, VICTORVILLE, CA 2005 – 2009
Freelance Writer
 Documented stats; covered local high school as well as sporting events and questioned players and coaches for articles.
BEST BUY, VICTORVILLE, CA 2002 – 2006
Television Salesman, 2005 – 2006
 Delivered excellent customer service and supported them in purchasing products ranging from TVs to accessories.
Inventory Specialist, 2002 – 2004
 Successfully supplied store with products and upheld accurate inventory for the company.
S E A S O N A L EX P E R I E N C E
INLAND FOOTBALL OFFICIALS ASSOCIATION, RIVERSIDE, CA 2003 – Present
Official
ED U C A T I O N
A.S Degree in Aviation Science, Mt. San Antonio College, Walnut, CA, 2012
Bachelor of Arts Degree in Communication, California State University, San Bernardino, CA, 2008
A.A Degree in Liberal Arts, Victor Valley Community College, Victorville, CA, 2005
L I C E N S E S
Series 7,24,52,53 and 66