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4th International Disaster and Risk Conference IDRC
Davos 2012
"Integrative Risk Management in a Changing World - Pathways to a Resilient Society"
26-30 August 2012
Davos, Switzerland




                                      Shuai HE, Saini YANG, Jiayuan YE


                                                        State Key Laboratory of Earth Surface Processes and
                                                        Resource Ecology, Beijing Normal University
                                                        Email: heshuai@mail.bun.edu.cn
Introduction
                       Risk = f (Hazard, Element Exposed, Vulnerability) (Dwyer, A. 2004 )
                       Why people and society exposed to higher risk ?
                           The growth of population and human activities
                           The rapid development of economy
                           The increasing frequency of natural hazards
                           …..

                       Social vulnerability is one dimension of vulnerability to multiple stressors and
                        shocks, including abuse, social exclusion and natural hazards. (Luis . 2008)

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Affected Population




                                                                灾害次数




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                                      Year
                                                                                                Year
The number of global affected population and the                                                  年份
                                                                      The frequency of national disaster occurred (1975~2009 )
trends (1975-2009)
Methodology
                           Provincial socioeconomic and
       Raw Data             demographic data of 31 provinces in
                            China (except Taiwan, Hong Kong
                           The selection of social vulnerability
                            and Macao) (1991~2010)
                            index system :
                               The principle of index construction
      Index system
                               The hazards-of-place(HOP)
                                conceptual model (Cutter, 1996))
                           Divide the index system into 10 groups:
                           Principal component analysisand
                              The rule of "potential loss" (PCA)
                             Population adapt”
                                "ability to
                              Transform a set of correlation
     Classifications         Employment and Unemployment
                           More than 250 indexes a smaller set
                                response variables into
                             Social Security variables
                                of uncorrelated
                              A few principal components can
                             Construction Industry
                                contain almost all the information
                             Economy
                              An effective method to deal with the
 Independent components      Health, Culture & Education
                                problem :
                             … Fewer experimental units than
                                
                            The Social Vulnerability Index (SoVI)
                                   response variables
                            (Cutter. 2003)
         SoVI                Z      W1
                                    1
                                     Z       WZ2
                                              2
                                                            WZp
                                                              p
Computation Results




                                                 Qinghai

                                                     Sichuan




                       < -1.5 Std. Dev.   -1.5 - -.50 Std. Dev.   -.50 - .50 Std. Dev.   .50 - 1.5 Std. Dev.   > 1.5 Std. Dev.



The social vulnerability of southeastern China is higher than that of northwestern China.
Moran’s Indexes
                                      1991                 1993                1995               1997                      1999

Global Moran's I                      0.22                 0.13                0.22                   0.15                   0.10

Local Moran's I               Count     % of total Count    % of total Count    % of total    Count     % of total   Count     % of total

High vulnerability (high–
high)                            2             6.67               0.00    4           13.33      3            9.68      1            3.23

Low vulnerability (low–low)                    0.00               0.00                 0.00                   0.00                   0.00
Low–high                                       0.00               0.00    1            3.33      1            3.23                   0.00
High–low                                       0.00             0.00                   0.00                   0.00      1            3.23
Counties                        28            93.33   30      100.00     25           83.33     27           87.10     29           93.55
Total                           30           100.00   30      100.00     30       100.00        31       100.00        31       100.00
                                      2001                 2003                2005               2007                      2008

Global Moran's I                      0.06                 0.19                0.12                   0.12                   0.26

Local Moran's I               Count     % of total Count    % of total Count    % of total    Count     % of total   Count     % of total

High vulnerability (high–
high)                            2             6.45    2          6.45    2            6.45      3            9.68      4           12.90

Low vulnerability (low–low)                    0.00    1          3.23                 0.00                   0.00                   0.00
Low–high                                       0.00               0.00                 0.00                   0.00      1            3.23
High–low                         1             3.23               0.00                 0.00                   0.00                   0.00
Counties                        28            90.32   28       90.32     29        93.55        28        90.32        26        83.87
Total                           31           100.00   31      100.00     31       100.00        31       100.00        31       100.00

Generally, Moran's Index value close to +1.0 indicates clustering, and the value near -1.0 indicates dispersion.
Major Indexes
                      1991      1992      1993      1994      2000      2001      2006      2007      2008      2009
                      year      year      year      year      year      year      year      year      year      year

Population              6.46%     5.44%     7.14%     5.72%     6.88%     8.38%    14.65%    11.97%    15.90%    14.99%

Employment and
                        8.41%    10.56%    10.21%    10.77%    10.72%    10.87%     9.59%     9.11%     5.23%    11.68%
Unemployment

Social Security         3.82%     5.52%     3.60%     2.19%     9.16%     7.02%     5.26%     4.97%     2.99%     4.17%

Construction
                       10.87%     6.77%    13.62%    12.07%    11.33%     9.59%     8.99%    11.88%    12.38%    10.87%
Industry
Health, Culture &
                        9.59%    13.43%    12.18%    11.65%     9.49%     8.53%     9.24%     7.38%     5.81%     6.47%
Education

Economy                23.41%    25.37%    22.44%    24.39%    21.51%    20.10%    17.60%    16.24%    18.90%    16.43%

GDP                     8.99%     7.74%    11.06%     8.46%     9.67%    10.96%    10.30%    11.80%    10.99%     7.40%

People's Livelihood     6.16%     4.64%     2.96%     4.05%     3.53%     1.86%     3.51%     2.06%     5.10%     1.38%

Infrastructure         11.11%    10.79%     9.27%    11.24%     8.87%    11.77%    13.81%    13.57%    14.52%    15.77%

Agriculture            11.19%     9.75%     7.51%     9.48%     8.85%    10.92%     7.05%    11.02%     8.18%    10.85%
Findings and Conclusions
 The social vulnerability of southeastern China is higher
  than that of northwestern China.
 High social vulnerability:
    Shandong, Henan, Jiangsu, Hebei, Sichuan, Heilongjiang

 Low social vulnerability:
    Ningxia, Hainan, Qinghai, Tianjin, Chongqing

 Areas with increasing vulnerability:
    Hebei, Anhui, Zhejiang, Shandong, Henan

 Areas with decreasing vulnerability :
    Beijing, Shaanxi, Liaoning
Findings and Conclusions
   The major index affects the SoVI :
       Population, Construction Industry, Economy, Infrastructure

   The index has significant impact on SoVI :
       Economy

   The index has insignificant impact on SoVI :
       Social security, People’s livelihood

   The index with increasing impact on SoVI:
       Population, Infrastructure

 Future work:
   The factors which drive the change of provincial SoVIs over
    time.
Social vulnerability to natural hazards in China

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Social vulnerability to natural hazards in China

  • 1. 4th International Disaster and Risk Conference IDRC Davos 2012 "Integrative Risk Management in a Changing World - Pathways to a Resilient Society" 26-30 August 2012 Davos, Switzerland Shuai HE, Saini YANG, Jiayuan YE State Key Laboratory of Earth Surface Processes and Resource Ecology, Beijing Normal University Email: heshuai@mail.bun.edu.cn
  • 2. Introduction  Risk = f (Hazard, Element Exposed, Vulnerability) (Dwyer, A. 2004 )  Why people and society exposed to higher risk ?  The growth of population and human activities  The rapid development of economy  The increasing frequency of natural hazards  …..  Social vulnerability is one dimension of vulnerability to multiple stressors and shocks, including abuse, social exclusion and natural hazards. (Luis . 2008) 600 500 Affected number 400 Affected Population 灾害次数 300 200 100 0 1975 1976 1977 1978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Year Year The number of global affected population and the 年份 The frequency of national disaster occurred (1975~2009 ) trends (1975-2009)
  • 3. Methodology  Provincial socioeconomic and Raw Data demographic data of 31 provinces in China (except Taiwan, Hong Kong  The selection of social vulnerability and Macao) (1991~2010) index system :  The principle of index construction Index system  The hazards-of-place(HOP) conceptual model (Cutter, 1996))  Divide the index system into 10 groups:  Principal component analysisand  The rule of "potential loss" (PCA)  Population adapt” "ability to  Transform a set of correlation Classifications  Employment and Unemployment  More than 250 indexes a smaller set response variables into  Social Security variables of uncorrelated  A few principal components can  Construction Industry contain almost all the information  Economy  An effective method to deal with the Independent components  Health, Culture & Education problem :  … Fewer experimental units than  The Social Vulnerability Index (SoVI) response variables (Cutter. 2003) SoVI Z W1 1 Z WZ2 2  WZp p
  • 4. Computation Results Qinghai Sichuan < -1.5 Std. Dev. -1.5 - -.50 Std. Dev. -.50 - .50 Std. Dev. .50 - 1.5 Std. Dev. > 1.5 Std. Dev. The social vulnerability of southeastern China is higher than that of northwestern China.
  • 5. Moran’s Indexes 1991 1993 1995 1997 1999 Global Moran's I 0.22 0.13 0.22 0.15 0.10 Local Moran's I Count % of total Count % of total Count % of total Count % of total Count % of total High vulnerability (high– high) 2 6.67 0.00 4 13.33 3 9.68 1 3.23 Low vulnerability (low–low) 0.00 0.00 0.00 0.00 0.00 Low–high 0.00 0.00 1 3.33 1 3.23 0.00 High–low 0.00 0.00 0.00 0.00 1 3.23 Counties 28 93.33 30 100.00 25 83.33 27 87.10 29 93.55 Total 30 100.00 30 100.00 30 100.00 31 100.00 31 100.00 2001 2003 2005 2007 2008 Global Moran's I 0.06 0.19 0.12 0.12 0.26 Local Moran's I Count % of total Count % of total Count % of total Count % of total Count % of total High vulnerability (high– high) 2 6.45 2 6.45 2 6.45 3 9.68 4 12.90 Low vulnerability (low–low) 0.00 1 3.23 0.00 0.00 0.00 Low–high 0.00 0.00 0.00 0.00 1 3.23 High–low 1 3.23 0.00 0.00 0.00 0.00 Counties 28 90.32 28 90.32 29 93.55 28 90.32 26 83.87 Total 31 100.00 31 100.00 31 100.00 31 100.00 31 100.00 Generally, Moran's Index value close to +1.0 indicates clustering, and the value near -1.0 indicates dispersion.
  • 6. Major Indexes 1991 1992 1993 1994 2000 2001 2006 2007 2008 2009 year year year year year year year year year year Population 6.46% 5.44% 7.14% 5.72% 6.88% 8.38% 14.65% 11.97% 15.90% 14.99% Employment and 8.41% 10.56% 10.21% 10.77% 10.72% 10.87% 9.59% 9.11% 5.23% 11.68% Unemployment Social Security 3.82% 5.52% 3.60% 2.19% 9.16% 7.02% 5.26% 4.97% 2.99% 4.17% Construction 10.87% 6.77% 13.62% 12.07% 11.33% 9.59% 8.99% 11.88% 12.38% 10.87% Industry Health, Culture & 9.59% 13.43% 12.18% 11.65% 9.49% 8.53% 9.24% 7.38% 5.81% 6.47% Education Economy 23.41% 25.37% 22.44% 24.39% 21.51% 20.10% 17.60% 16.24% 18.90% 16.43% GDP 8.99% 7.74% 11.06% 8.46% 9.67% 10.96% 10.30% 11.80% 10.99% 7.40% People's Livelihood 6.16% 4.64% 2.96% 4.05% 3.53% 1.86% 3.51% 2.06% 5.10% 1.38% Infrastructure 11.11% 10.79% 9.27% 11.24% 8.87% 11.77% 13.81% 13.57% 14.52% 15.77% Agriculture 11.19% 9.75% 7.51% 9.48% 8.85% 10.92% 7.05% 11.02% 8.18% 10.85%
  • 7. Findings and Conclusions  The social vulnerability of southeastern China is higher than that of northwestern China.  High social vulnerability:  Shandong, Henan, Jiangsu, Hebei, Sichuan, Heilongjiang  Low social vulnerability:  Ningxia, Hainan, Qinghai, Tianjin, Chongqing  Areas with increasing vulnerability:  Hebei, Anhui, Zhejiang, Shandong, Henan  Areas with decreasing vulnerability :  Beijing, Shaanxi, Liaoning
  • 8. Findings and Conclusions  The major index affects the SoVI :  Population, Construction Industry, Economy, Infrastructure  The index has significant impact on SoVI :  Economy  The index has insignificant impact on SoVI :  Social security, People’s livelihood  The index with increasing impact on SoVI:  Population, Infrastructure  Future work:  The factors which drive the change of provincial SoVIs over time.