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Introduction
Evidence from the Natural World
             Economic Insecurity
            Concluding Remarks




 Behavioral Biology and Obesity

                    Trenton G. Smith

                    Assistant Professor
                School of Economic Sciences
                Washington State University


                   27 November 2009




                    Trent Smith    Behavioral Biology & Obesity   1
Introduction
             Evidence from the Natural World
                          Economic Insecurity
                         Concluding Remarks


Introduction: Obesity and Material Constraints

      The world is getting fatter.




                                 Trent Smith    Behavioral Biology & Obesity   2
Introduction
             Evidence from the Natural World
                          Economic Insecurity
                         Concluding Remarks


Introduction: Obesity and Material Constraints

      The world is getting fatter.
      Research into causes has largely focused on conventional
      wisdom that increasingly sedentary lifestyles and/or changes
      in dietary quality are to blame.




                                 Trent Smith    Behavioral Biology & Obesity   2
Introduction
             Evidence from the Natural World
                          Economic Insecurity
                         Concluding Remarks


Introduction: Obesity and Material Constraints

      The world is getting fatter.
      Research into causes has largely focused on conventional
      wisdom that increasingly sedentary lifestyles and/or changes
      in dietary quality are to blame.
      In economic perspective, these explanations reduce to
      price (of calories, of fat, of physical exercise...) and
      income effects (poverty, wealth), perhaps conditioned on
      information (nutrition education, food labels, marketing...).




                                 Trent Smith    Behavioral Biology & Obesity   2
Introduction
             Evidence from the Natural World
                          Economic Insecurity
                         Concluding Remarks


Introduction: Obesity and Material Constraints

      The world is getting fatter.
      Research into causes has largely focused on conventional
      wisdom that increasingly sedentary lifestyles and/or changes
      in dietary quality are to blame.
      In economic perspective, these explanations reduce to
      price (of calories, of fat, of physical exercise...) and
      income effects (poverty, wealth), perhaps conditioned on
      information (nutrition education, food labels, marketing...).
      This lecture will instead consider obesity in naturalistic
      perspective, building on the biologist’s notion that fattening in
      humans and other animals originated as a response to
      starvation risk.

                                 Trent Smith    Behavioral Biology & Obesity   2
Introduction
             Evidence from the Natural World
                          Economic Insecurity
                         Concluding Remarks


Introduction: Obesity and Material Constraints

      The world is getting fatter.
      Research into causes has largely focused on conventional
      wisdom that increasingly sedentary lifestyles and/or changes
      in dietary quality are to blame.
      In economic perspective, these explanations reduce to
      price (of calories, of fat, of physical exercise...) and
      income effects (poverty, wealth), perhaps conditioned on
      information (nutrition education, food labels, marketing...).
      This lecture will instead consider obesity in naturalistic
      perspective, building on the biologist’s notion that fattening in
      humans and other animals originated as a response to
      starvation risk.

                                 Trent Smith    Behavioral Biology & Obesity   2
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


Endocrinology of Obesity: Leptin

Clinical symptoms of starvation:
    hyperphagia
    decreased body temperature
    decreased physical activity
    diminished immune function
    infertility




                                      Trent Smith    Behavioral Biology & Obesity   3
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


Endocrinology of Obesity: Leptin

Clinical symptoms of starvation:
    hyperphagia
    decreased body temperature
    decreased physical activity
    diminished immune function
    infertility
The obese-type mouse lacks leptin,
behaves as if it were starving.




    References: Zhang et al. 1994, Montague et al. 1997, Farooqi et al. 1999
                                      Trent Smith    Behavioral Biology & Obesity   3
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


Endocrinology of Obesity: Leptin

Clinical symptoms of starvation:
    hyperphagia
    decreased body temperature
    decreased physical activity
    diminished immune function
    infertility
The obese-type mouse lacks leptin,
behaves as if it were starving.
The effect of leptin is the same,
of course, in humans.


    References: Zhang et al. 1994, Montague et al. 1997, Farooqi et al. 1999
                                      Trent Smith    Behavioral Biology & Obesity   3
Introduction
                                                   Leptin-less Mice
                Evidence from the Natural World
                                                   Siberian Hamsters
                             Economic Insecurity
                                                   Willow Tits
                            Concluding Remarks


Seasonal Fattening: Siberian Hamsters

  Many foraging animals (e.g., the
  Siberian hamster) fatten seasonally.
  The key environmental trigger appears
  to be photoperiod.




  References: Whybrow 1988, Allen et al. 1993, Mercer et al. 2000
                                    Trent Smith    Behavioral Biology & Obesity   4
Introduction
                                                   Leptin-less Mice
                Evidence from the Natural World
                                                   Siberian Hamsters
                             Economic Insecurity
                                                   Willow Tits
                            Concluding Remarks


Seasonal Fattening: Siberian Hamsters

  Many foraging animals (e.g., the
  Siberian hamster) fatten seasonally.
  The key environmental trigger appears
  to be photoperiod.
  In humans, seasonal affective disorder
  characterized by depression,
  hypersomnia, hyperphagia, and weight
  gain. Most commonly prescribed
  treatment: exposure to artificial light.
  Conversely, summer depression causes
  insomnia, decreased appetite, and
  weight loss.
  References: Whybrow 1988, Allen et al. 1993, Mercer et al. 2000
                                    Trent Smith    Behavioral Biology & Obesity   4
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


 Social Rank and Obesity: Willow Tits

In natural settings, willow tits fall into
stable binary dominance hierarchies that
determine access to food supply.




References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003
                                      Trent Smith    Behavioral Biology & Obesity   5
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


 Social Rank and Obesity: Willow Tits

In natural settings, willow tits fall into
stable binary dominance hierarchies that
determine access to food supply.
     In spite of restricted access to food
     supply, subordinate tits typically fatter
     than their dominant counterparts.




References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003
                                      Trent Smith    Behavioral Biology & Obesity   5
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


 Social Rank and Obesity: Willow Tits

In natural settings, willow tits fall into
stable binary dominance hierarchies that
determine access to food supply.
     In spite of restricted access to food
     supply, subordinate tits typically fatter
     than their dominant counterparts.
     Theoretical explanation: fattening is
     an optimal response to increased risk
     of starvation.




References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003
                                      Trent Smith    Behavioral Biology & Obesity   5
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


 Social Rank and Obesity: Willow Tits

In natural settings, willow tits fall into
stable binary dominance hierarchies that
determine access to food supply.
     In spite of restricted access to food
     supply, subordinate tits typically fatter
     than their dominant counterparts.
     Theoretical explanation: fattening is
     an optimal response to increased risk
     of starvation.
     Interesting corollary: if food becomes
     scarce enough, direction of the
     gradient reverses.

References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003
                                      Trent Smith    Behavioral Biology & Obesity   5
Introduction
                                                     Leptin-less Mice
                  Evidence from the Natural World
                                                     Siberian Hamsters
                               Economic Insecurity
                                                     Willow Tits
                              Concluding Remarks


 Social Rank and Obesity: Willow Tits

In natural settings, willow tits fall into
stable binary dominance hierarchies that
determine access to food supply.
     In spite of restricted access to food
     supply, subordinate tits typically fatter
     than their dominant counterparts.
     Theoretical explanation: fattening is
     an optimal response to increased risk
     of starvation.
     Interesting corollary: if food becomes
     scarce enough, direction of the
     gradient reverses.
Similar patterns observed in humans and other primates.
References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003
                                      Trent Smith    Behavioral Biology & Obesity   5
Introduction
                                                Epidemiology
             Evidence from the Natural World
                                                Why the Poor Get Fat
                          Economic Insecurity
                                                Fat Countries
                         Concluding Remarks


Economic Insecurity


      Given the parallels between animal and human fattening, a
      natural question arises:
      Might variation in material risk drive incidence of obesity in
      the modern world?




                                 Trent Smith    Behavioral Biology & Obesity   6
Introduction
                                                Epidemiology
             Evidence from the Natural World
                                                Why the Poor Get Fat
                          Economic Insecurity
                                                Fat Countries
                         Concluding Remarks


Economic Insecurity


      Given the parallels between animal and human fattening, a
      natural question arises:
      Might variation in material risk drive incidence of obesity in
      the modern world?
      Risk is difficult to measure, and it is not clear a priori which
      environmental indicators of impending scarcity will be most
      important empirically (but: anthropology provides clues).




                                 Trent Smith    Behavioral Biology & Obesity   6
Introduction
                                                Epidemiology
             Evidence from the Natural World
                                                Why the Poor Get Fat
                          Economic Insecurity
                                                Fat Countries
                         Concluding Remarks


Economic Insecurity


      Given the parallels between animal and human fattening, a
      natural question arises:
      Might variation in material risk drive incidence of obesity in
      the modern world?
      Risk is difficult to measure, and it is not clear a priori which
      environmental indicators of impending scarcity will be most
      important empirically (but: anthropology provides clues).
      Nevertheless, many studies have reported a positive
      relationship between obesity (or related health problems) and
      various forms of “economic insecurity.”



                                 Trent Smith    Behavioral Biology & Obesity   6
Introduction
                                                   Epidemiology
                Evidence from the Natural World
                                                   Why the Poor Get Fat
                             Economic Insecurity
                                                   Fat Countries
                            Concluding Remarks


Economic Insecurity

  Risk driving fattening...?

   poverty & obesity
   (Drewnowski 2004)

   inequality & health
   (Wilkinson & Pickett 2006,
   Gottschalk & Moffitt 2009)




                                    Trent Smith    Behavioral Biology & Obesity   7
Introduction
                                                   Epidemiology
                Evidence from the Natural World
                                                   Why the Poor Get Fat
                             Economic Insecurity
                                                   Fat Countries
                            Concluding Remarks


Economic Insecurity

  Risk driving fattening...?

   poverty & obesity
   (Drewnowski 2004)

   inequality & health
   (Wilkinson & Pickett 2006,
   Gottschalk & Moffitt 2009)

   social status & health
   (Marmot 2004)

   social networks & obesity
   (Christakis & Fowler 2007)




                                    Trent Smith    Behavioral Biology & Obesity   7
Introduction
                                                    Epidemiology
                 Evidence from the Natural World
                                                    Why the Poor Get Fat
                              Economic Insecurity
                                                    Fat Countries
                             Concluding Remarks


Economic Insecurity

  Risk driving fattening...?

   poverty & obesity
   (Drewnowski 2004)

   inequality & health
   (Wilkinson & Pickett 2006,
   Gottschalk & Moffitt 2009)

   social status & health
   (Marmot 2004)

   social networks & obesity
   (Christakis & Fowler 2007)

   affluence & self-control
   (Offer 2006)



                                     Trent Smith    Behavioral Biology & Obesity   7
Introduction
                                                    Epidemiology
                 Evidence from the Natural World
                                                    Why the Poor Get Fat
                              Economic Insecurity
                                                    Fat Countries
                             Concluding Remarks


Economic Insecurity

  Risk driving fattening...?

   poverty & obesity                                    “stress”-related eating      (Greeno &
                                                        Wing 1994, Laitinen et al. 2002)
   (Drewnowski 2004)

   inequality & health
   (Wilkinson & Pickett 2006,
   Gottschalk & Moffitt 2009)

   social status & health
   (Marmot 2004)

   social networks & obesity
   (Christakis & Fowler 2007)

   affluence & self-control
   (Offer 2006)



                                     Trent Smith    Behavioral Biology & Obesity                 7
Introduction
                                                    Epidemiology
                 Evidence from the Natural World
                                                    Why the Poor Get Fat
                              Economic Insecurity
                                                    Fat Countries
                             Concluding Remarks


Economic Insecurity

  Risk driving fattening...?

   poverty & obesity                                    “stress”-related eating      (Greeno &
                                                        Wing 1994, Laitinen et al. 2002)
   (Drewnowski 2004)

   inequality & health                                  food insecurity & obesity
                                                        (Townsend et al. 2001)
   (Wilkinson & Pickett 2006,
   Gottschalk & Moffitt 2009)                             financial insecurity & weight
                                                        gain (Gerace & George 1996)
   social status & health
   (Marmot 2004)                                        job insecurity & nicotine
                                                        (Smith & Barnes 2009)
   social networks & obesity
   (Christakis & Fowler 2007)                           job insecurity & weight gain
   affluence & self-control                               (Morris et al. 1992, Hannerz et al. 2004,
   (Offer 2006)                                          Smith et al. 2009)



                                     Trent Smith    Behavioral Biology & Obesity                    7
Introduction
                                                    Epidemiology
                 Evidence from the Natural World
                                                    Why the Poor Get Fat
                              Economic Insecurity
                                                    Fat Countries
                             Concluding Remarks


Economic Insecurity

  Risk driving fattening...?

   poverty & obesity                                    “stress”-related eating      (Greeno &
                                                        Wing 1994, Laitinen et al. 2002)
   (Drewnowski 2004)

   inequality & health                                  food insecurity & obesity
                                                        (Townsend et al. 2001)
   (Wilkinson & Pickett 2006,
   Gottschalk & Moffitt 2009)                             financial insecurity & weight
                                                        gain (Gerace & George 1996)
   social status & health
   (Marmot 2004)                                        job insecurity & nicotine
                                                        (Smith & Barnes 2009)
   social networks & obesity
   (Christakis & Fowler 2007)                           job insecurity & weight gain
   affluence & self-control                               (Morris et al. 1992, Hannerz et al. 2004,
   (Offer 2006)                                          Smith et al. 2009)



                                     Trent Smith    Behavioral Biology & Obesity                    7
Introduction
                                                 Epidemiology
              Evidence from the Natural World
                                                 Why the Poor Get Fat
                           Economic Insecurity
                                                 Fat Countries
                          Concluding Remarks


Why the Poor Get Fat
  Does economic insecurity (threat of catastrophic income loss)
  cause weight gain? (Smith, Stoddard, & Barnes 2009)




                                  Trent Smith    Behavioral Biology & Obesity   8
Introduction
                                                 Epidemiology
              Evidence from the Natural World
                                                 Why the Poor Get Fat
                           Economic Insecurity
                                                 Fat Countries
                          Concluding Remarks


Why the Poor Get Fat
  Does economic insecurity (threat of catastrophic income loss)
  cause weight gain? (Smith, Stoddard, & Barnes 2009)
      Data:
           National Longitudinal Survey of Youth
           national (U.S.) sample of 2,500 working-age men
           interviewed annually or bi-annually 1988-2000.
           variables: height/weight, weekly employment histories, annual
           household income, county of residence, other demographics.




                                  Trent Smith    Behavioral Biology & Obesity   8
Introduction
                                                 Epidemiology
              Evidence from the Natural World
                                                 Why the Poor Get Fat
                           Economic Insecurity
                                                 Fat Countries
                          Concluding Remarks


Why the Poor Get Fat
  Does economic insecurity (threat of catastrophic income loss)
  cause weight gain? (Smith, Stoddard, & Barnes 2009)
      Data:
           National Longitudinal Survey of Youth
           national (U.S.) sample of 2,500 working-age men
           interviewed annually or bi-annually 1988-2000.
           variables: height/weight, weekly employment histories, annual
           household income, county of residence, other demographics.
      Measures of economic insecurity:
           probability of job loss
           number of 50% income drops
           dispersion of income path
           probability of poverty
           (received inheritance)
           (health insurance)

                                  Trent Smith    Behavioral Biology & Obesity   8
Introduction
                                              Epidemiology
           Evidence from the Natural World
                                              Why the Poor Get Fat
                        Economic Insecurity
                                              Fat Countries
                       Concluding Remarks


Why the Poor Get Fat: A ‘Natural’ Experiment

     Problem: We observe both economic (employment, income...)
     and health (12-year weight gain) outcomes.
     Does the former cause the latter?




                               Trent Smith    Behavioral Biology & Obesity   9
Introduction
                                               Epidemiology
            Evidence from the Natural World
                                               Why the Poor Get Fat
                         Economic Insecurity
                                               Fat Countries
                        Concluding Remarks


Why the Poor Get Fat: A ‘Natural’ Experiment

     Problem: We observe both economic (employment, income...)
     and health (12-year weight gain) outcomes.
     Does the former cause the latter? Two issues:
         reverse causation (e.g., discrimination against the obese)
         unobserved personal characteristics
         (e.g., “laziness” causes both weight gain and job loss)




                                Trent Smith    Behavioral Biology & Obesity   9
Introduction
                                                 Epidemiology
              Evidence from the Natural World
                                                 Why the Poor Get Fat
                           Economic Insecurity
                                                 Fat Countries
                          Concluding Remarks


Why the Poor Get Fat: A ‘Natural’ Experiment

     Problem: We observe both economic (employment, income...)
     and health (12-year weight gain) outcomes.
     Does the former cause the latter? Two issues:
           reverse causation (e.g., discrimination against the obese)
           unobserved personal characteristics
           (e.g., “laziness” causes both weight gain and job loss)
     Our approach: two-stage least squares
       1   use local unemployment rates to predict insecurity
       2   regress weight gain on predicted insecurity




                                  Trent Smith    Behavioral Biology & Obesity   9
Introduction
                                                 Epidemiology
              Evidence from the Natural World
                                                 Why the Poor Get Fat
                           Economic Insecurity
                                                 Fat Countries
                          Concluding Remarks


Why the Poor Get Fat: A ‘Natural’ Experiment

     Problem: We observe both economic (employment, income...)
     and health (12-year weight gain) outcomes.
     Does the former cause the latter? Two issues:
           reverse causation (e.g., discrimination against the obese)
           unobserved personal characteristics
           (e.g., “laziness” causes both weight gain and job loss)
     Our approach: two-stage least squares
       1   use local unemployment rates to predict insecurity
       2   regress weight gain on predicted insecurity
     Local labor market conditions provide a natural experiment;
     result can be interpreted as “causal”
     (subject to identification assumption).


                                  Trent Smith    Behavioral Biology & Obesity   9
Introduction
                                                                    Epidemiology
                            Evidence from the Natural World
                                                                    Why the Poor Get Fat
                                         Economic Insecurity
                                                                    Fat Countries
                                        Concluding Remarks


Why the Poor Get Fat: Results

                Effect of Economic Insecurity on Body Weight (lbs.) in Men, 1988-2000
  Probability                    61.75**            –              –              –          111.8***     68.76***
    of Job Loss                   (31.2)                                                      (23.6)       (22.2)
  50% Income                        –           5.445*             –              –             –             –
    Drops, 1988-2000                            (3.15)
  R 2 on Income                      –             –         -24.27***            –                 –         –
    Trend, 1988-2000                                           (7.17)
  Probability                        –              –            –               2.997              –         –
    of Poverty                                                                  (34.70)
  Inheritance                        –              –              –               –        -0.0443***    -0.0448***
    (in $1000)                                                                                (0.008)       (0.007)
  Health Insurance                   –              –              –              –              –           -3.518
                                                                                                             (6.41)
  N                                2561          2561            2281           2281               2561     2548
  R2                               0.67          0.672           0.64           0.672              0.67     0.671
Robust standard errors (adjusted for within-state clustering) in parentheses.
* significant at 10%, ** significant at 5%, *** significant at 1%
See Smith et al. (2009) for details.


                                                 Trent Smith        Behavioral Biology & Obesity                       10
Introduction
                                               Epidemiology
            Evidence from the Natural World
                                               Why the Poor Get Fat
                         Economic Insecurity
                                               Fat Countries
                        Concluding Remarks


Obesity Rates in the OECD



     Smith & McCluskey (WIP) estimate fixed-effects model of
     obesity rates in 17 OECD countries between 1990 and 2007.
     Obesity data from OECD Health, adjusted for demographics
     and self-reporting
     Preliminary results: labor market variables have more
     explanatory power than GDP, food prices, or dietary quality
     Overall explanatory power is weak




                                Trent Smith    Behavioral Biology & Obesity   11
Introduction
                                   Epidemiology
Evidence from the Natural World
                                   Why the Poor Get Fat
             Economic Insecurity
                                   Fat Countries
            Concluding Remarks


                      Table 5: Fixed Effects
                               Obesity Rate (U.S.= 0.0%)
                            1990       2007        Fixed Effects
 United States              0.0        0.0               0.0
 New Zealand               −6.5       −6.1              −1.6
 England                   −6.2       −8.9              −3.1
 Australia                 −9.1      −12.6              −3.7
 Finland                   −9.7      −14.3              −6.1
 Spain                    −10.3      −13.3              −6.1
 Czech Republic            −5.9      −18.0              −6.4
 Netherlands              −12.9      −19.3              −7.1
 Canada                    −3.2      −13.4              −7.3
 Denmark                  −12.0      −17.4              −7.4
 Iceland                  −10.6       −8.7              −7.4
 Austria                  −10.1      −16.5              −7.9
 Sweden                   −12.8      −20.0              −8.6
 France                   −12.8      −18.8              −9.3
 Italy                    −13.1      −20.7             −11.2
 Switzerland              −14.0      −22.5             −16.0
 Japan                    −17.8      −29.8             −21.4

                    Trent Smith    Behavioral Biology & Obesity   12
Introduction
                                             Epidemiology
       Evidence from the Natural World
                                             Why the Poor Get Fat
                    Economic Insecurity
                                             Fat Countries
                   Concluding Remarks


                 Table 3: Obesity Rankings, 1990-2007
                        Obesity Rate (%)                            Rank
                   1990      2007         Difference    1990      2007       Difference
Iceland             9.4      23.9           14.5        10         3            1
New Zealand        13.5      26.5           13.0         5         2            2
United States      20.0      32.6           12.6         1         1            3
England            13.8      23.7            9.9         4         4            4
Spain               9.7      19.3            9.6         9         6            5
Australia          10.9      20.0            9.1         6         5            6
Finland            10.3      18.3            8.0         7         8            7
Denmark             8.0      15.2            7.2        11        10            8
France              7.2      13.8            6.6        12        12            9
Austria             9.9      16.1            6.2         8         9           10
Netherlands         7.1      13.3            6.2        14        13           10
Sweden              7.2      12.6            5.4        12        14           12
Italy               6.9      11.9            5.0        15        15           13
Switzerland         6.0      10.1            4.1        16        16           14
Canada             16.8      19.2            2.4         2         7           15
Japan               2.2       2.8            0.6        17        17           16
Czech Republic     14.1      14.6            0.5         3        11           17

                           Trent Smith       Behavioral Biology & Obesity               13
Introduction
                                                                     Epidemiology
                       Evidence from the Natural World
                                                                     Why the Poor Get Fat
                                    Economic Insecurity
                                                                     Fat Countries
                                   Concluding Remarks



                            Privatization and Obesity in the OECD, 1985 1999
                                                                                                            New Zealand
                  United States
        0.8                                                                                     Australia
                                                                        England
        0.7



        0.6
Annual                                                       Spain
Growth
        0.5
 in
Obesity                         Iceland                      Italy
(%)                     Canada
        0.4                                  France
                                      Denmark
                     Netherlands
        0.3       Switzerland         Sweden           Finland



        0.2



        0.1                               Austria
                      Japan

              0                   5                   10              15              20              25
                            Revenue from Sales of State-Owned Enterprises (% of 1985 GDP)


                                                Trent Smith          Behavioral Biology & Obesity                         14
Introduction
                                                Epidemiology
             Evidence from the Natural World
                                                Why the Poor Get Fat
                          Economic Insecurity
                                                Fat Countries
                         Concluding Remarks


America’s “Great Risk Shift”

      Is the U.S. an anomaly?
      Has the rise in obesity been accompanied by a rise in
      economic insecurity?




                                 Trent Smith    Behavioral Biology & Obesity   15
Introduction
                                                Epidemiology
             Evidence from the Natural World
                                                Why the Poor Get Fat
                          Economic Insecurity
                                                Fat Countries
                         Concluding Remarks


America’s “Great Risk Shift”

      Is the U.S. an anomaly?
      Has the rise in obesity been accompanied by a rise in
      economic insecurity?
      Some likely culprits:
      1974-present Health insurance subscriptions down
      1979-present Rising income instability
      1981-present Pensions: from pooled to individual risk
      1994-present NAFTA and outsourcing
      1996-present Welfare reform




                                 Trent Smith    Behavioral Biology & Obesity   15
Introduction
                                                Epidemiology
             Evidence from the Natural World
                                                Why the Poor Get Fat
                          Economic Insecurity
                                                Fat Countries
                         Concluding Remarks


America’s “Great Risk Shift”

      Is the U.S. an anomaly?
      Has the rise in obesity been accompanied by a rise in
      economic insecurity?
      Some likely culprits:
      1974-present Health insurance subscriptions down
      1979-present Rising income instability
      1981-present Pensions: from pooled to individual risk
      1994-present NAFTA and outsourcing
      1996-present Welfare reform
      Though some point to a dramatic rise in fast food restaurants
      over this time period...


                                 Trent Smith    Behavioral Biology & Obesity   15
Introduction
                Evidence from the Natural World    Conjecture on Dietary Quality
                             Economic Insecurity   Conclusion
                            Concluding Remarks


Dietary Quality : A Conjecture
        Every woman knows that carbohydrate is fattening.
                            –Passmore & Swindells (1963)

What about dietary quality ?




                                    Trent Smith    Behavioral Biology & Obesity    16
Introduction
                Evidence from the Natural World    Conjecture on Dietary Quality
                             Economic Insecurity   Conclusion
                            Concluding Remarks


Dietary Quality : A Conjecture
        Every woman knows that carbohydrate is fattening.
                            –Passmore & Swindells (1963)

What about dietary quality ?
    Consider nature of famine foods:
    primarily carbohydrate
    (root vegetables, leaves, seeds)




                                    Trent Smith    Behavioral Biology & Obesity    16
Introduction
                 Evidence from the Natural World    Conjecture on Dietary Quality
                              Economic Insecurity   Conclusion
                             Concluding Remarks


Dietary Quality : A Conjecture
        Every woman knows that carbohydrate is fattening.
                             –Passmore & Swindells (1963)

What about dietary quality ?
    Consider nature of famine foods:
    primarily carbohydrate
    (root vegetables, leaves, seeds)
    Consider metabolic effects of
    carbohydrate-rich foods:
         insulinemia
         cellular “starvation response”
         appetite stimulation, lipogenesis
                                                                    Refs: Irvine 1952, Ludwig 2002, Taubes 2007,
                                                                          Wurtman & Wurtman 1998




                                     Trent Smith    Behavioral Biology & Obesity                            16
Introduction
                 Evidence from the Natural World    Conjecture on Dietary Quality
                              Economic Insecurity   Conclusion
                             Concluding Remarks


Dietary Quality : A Conjecture
        Every woman knows that carbohydrate is fattening.
                             –Passmore & Swindells (1963)

What about dietary quality ?
    Consider nature of famine foods:
    primarily carbohydrate
    (root vegetables, leaves, seeds)
    Consider metabolic effects of
    carbohydrate-rich foods:
         insulinemia
         cellular “starvation response”
         appetite stimulation, lipogenesis
    Consider: carbohydrate cravings coincident                      Refs: Irvine 1952, Ludwig 2002, Taubes 2007,
                                                                          Wurtman & Wurtman 1998
    w/SAD, PMS, nicotine withdrawal.



                                     Trent Smith    Behavioral Biology & Obesity                            16
Introduction
                 Evidence from the Natural World    Conjecture on Dietary Quality
                              Economic Insecurity   Conclusion
                             Concluding Remarks


Dietary Quality : A Conjecture
         Every woman knows that carbohydrate is fattening.
                             –Passmore & Swindells (1963)

What about dietary quality ?
    Consider nature of famine foods:
    primarily carbohydrate
    (root vegetables, leaves, seeds)
    Consider metabolic effects of
    carbohydrate-rich foods:
         insulinemia
         cellular “starvation response”
         appetite stimulation, lipogenesis
    Consider: carbohydrate cravings coincident                      Refs: Irvine 1952, Ludwig 2002, Taubes 2007,
                                                                          Wurtman & Wurtman 1998
    w/SAD, PMS, nicotine withdrawal.
  ...which together suggest economic insecurity might cause
     weight gain in part by inducing changes in dietary composition.
                                     Trent Smith    Behavioral Biology & Obesity                            16
Introduction
            Evidence from the Natural World    Conjecture on Dietary Quality
                         Economic Insecurity   Conclusion
                        Concluding Remarks


Summary & Conclusion

     The many parallels between human and animal fattening
     suggest a deep-rooted sensitivity to risk.




                                Trent Smith    Behavioral Biology & Obesity    17
Introduction
            Evidence from the Natural World    Conjecture on Dietary Quality
                         Economic Insecurity   Conclusion
                        Concluding Remarks


Summary & Conclusion

     The many parallels between human and animal fattening
     suggest a deep-rooted sensitivity to risk.
     The “insecurity hypothesis” is broadly consistent with the
     incidence of obesity in human populations.




                                Trent Smith    Behavioral Biology & Obesity    17
Introduction
            Evidence from the Natural World    Conjecture on Dietary Quality
                         Economic Insecurity   Conclusion
                        Concluding Remarks


Summary & Conclusion

     The many parallels between human and animal fattening
     suggest a deep-rooted sensitivity to risk.
     The “insecurity hypothesis” is broadly consistent with the
     incidence of obesity in human populations.
     An important caveat: the mechanisms by which economic
     insecurity affects body weight need not include conscious
     consideration of objective risk.




                                Trent Smith    Behavioral Biology & Obesity    17
Introduction
            Evidence from the Natural World    Conjecture on Dietary Quality
                         Economic Insecurity   Conclusion
                        Concluding Remarks


Summary & Conclusion

     The many parallels between human and animal fattening
     suggest a deep-rooted sensitivity to risk.
     The “insecurity hypothesis” is broadly consistent with the
     incidence of obesity in human populations.
     An important caveat: the mechanisms by which economic
     insecurity affects body weight need not include conscious
     consideration of objective risk.
     Rising obesity could be due–in part–to changes in the
     economic environment that have increased idiosyncratic
     material risks faced by households.




                                Trent Smith    Behavioral Biology & Obesity    17
Introduction
            Evidence from the Natural World    Conjecture on Dietary Quality
                         Economic Insecurity   Conclusion
                        Concluding Remarks


Summary & Conclusion

     The many parallels between human and animal fattening
     suggest a deep-rooted sensitivity to risk.
     The “insecurity hypothesis” is broadly consistent with the
     incidence of obesity in human populations.
     An important caveat: the mechanisms by which economic
     insecurity affects body weight need not include conscious
     consideration of objective risk.
     Rising obesity could be due–in part–to changes in the
     economic environment that have increased idiosyncratic
     material risks faced by households.
     It might even be possible that shrinking public expenditures
     have something to do with our expanding waistlines...

                                Trent Smith    Behavioral Biology & Obesity    17
Introduction
    Evidence from the Natural World    Conjecture on Dietary Quality
                 Economic Insecurity   Conclusion
                Concluding Remarks




Worries go down better with soup than without.
                     –Jewish proverb




                        Trent Smith    Behavioral Biology & Obesity    18

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Behavioral Biology and Obesity

  • 1. Introduction Evidence from the Natural World Economic Insecurity Concluding Remarks Behavioral Biology and Obesity Trenton G. Smith Assistant Professor School of Economic Sciences Washington State University 27 November 2009 Trent Smith Behavioral Biology & Obesity 1
  • 2. Introduction Evidence from the Natural World Economic Insecurity Concluding Remarks Introduction: Obesity and Material Constraints The world is getting fatter. Trent Smith Behavioral Biology & Obesity 2
  • 3. Introduction Evidence from the Natural World Economic Insecurity Concluding Remarks Introduction: Obesity and Material Constraints The world is getting fatter. Research into causes has largely focused on conventional wisdom that increasingly sedentary lifestyles and/or changes in dietary quality are to blame. Trent Smith Behavioral Biology & Obesity 2
  • 4. Introduction Evidence from the Natural World Economic Insecurity Concluding Remarks Introduction: Obesity and Material Constraints The world is getting fatter. Research into causes has largely focused on conventional wisdom that increasingly sedentary lifestyles and/or changes in dietary quality are to blame. In economic perspective, these explanations reduce to price (of calories, of fat, of physical exercise...) and income effects (poverty, wealth), perhaps conditioned on information (nutrition education, food labels, marketing...). Trent Smith Behavioral Biology & Obesity 2
  • 5. Introduction Evidence from the Natural World Economic Insecurity Concluding Remarks Introduction: Obesity and Material Constraints The world is getting fatter. Research into causes has largely focused on conventional wisdom that increasingly sedentary lifestyles and/or changes in dietary quality are to blame. In economic perspective, these explanations reduce to price (of calories, of fat, of physical exercise...) and income effects (poverty, wealth), perhaps conditioned on information (nutrition education, food labels, marketing...). This lecture will instead consider obesity in naturalistic perspective, building on the biologist’s notion that fattening in humans and other animals originated as a response to starvation risk. Trent Smith Behavioral Biology & Obesity 2
  • 6. Introduction Evidence from the Natural World Economic Insecurity Concluding Remarks Introduction: Obesity and Material Constraints The world is getting fatter. Research into causes has largely focused on conventional wisdom that increasingly sedentary lifestyles and/or changes in dietary quality are to blame. In economic perspective, these explanations reduce to price (of calories, of fat, of physical exercise...) and income effects (poverty, wealth), perhaps conditioned on information (nutrition education, food labels, marketing...). This lecture will instead consider obesity in naturalistic perspective, building on the biologist’s notion that fattening in humans and other animals originated as a response to starvation risk. Trent Smith Behavioral Biology & Obesity 2
  • 7. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Endocrinology of Obesity: Leptin Clinical symptoms of starvation: hyperphagia decreased body temperature decreased physical activity diminished immune function infertility Trent Smith Behavioral Biology & Obesity 3
  • 8. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Endocrinology of Obesity: Leptin Clinical symptoms of starvation: hyperphagia decreased body temperature decreased physical activity diminished immune function infertility The obese-type mouse lacks leptin, behaves as if it were starving. References: Zhang et al. 1994, Montague et al. 1997, Farooqi et al. 1999 Trent Smith Behavioral Biology & Obesity 3
  • 9. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Endocrinology of Obesity: Leptin Clinical symptoms of starvation: hyperphagia decreased body temperature decreased physical activity diminished immune function infertility The obese-type mouse lacks leptin, behaves as if it were starving. The effect of leptin is the same, of course, in humans. References: Zhang et al. 1994, Montague et al. 1997, Farooqi et al. 1999 Trent Smith Behavioral Biology & Obesity 3
  • 10. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Seasonal Fattening: Siberian Hamsters Many foraging animals (e.g., the Siberian hamster) fatten seasonally. The key environmental trigger appears to be photoperiod. References: Whybrow 1988, Allen et al. 1993, Mercer et al. 2000 Trent Smith Behavioral Biology & Obesity 4
  • 11. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Seasonal Fattening: Siberian Hamsters Many foraging animals (e.g., the Siberian hamster) fatten seasonally. The key environmental trigger appears to be photoperiod. In humans, seasonal affective disorder characterized by depression, hypersomnia, hyperphagia, and weight gain. Most commonly prescribed treatment: exposure to artificial light. Conversely, summer depression causes insomnia, decreased appetite, and weight loss. References: Whybrow 1988, Allen et al. 1993, Mercer et al. 2000 Trent Smith Behavioral Biology & Obesity 4
  • 12. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Social Rank and Obesity: Willow Tits In natural settings, willow tits fall into stable binary dominance hierarchies that determine access to food supply. References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003 Trent Smith Behavioral Biology & Obesity 5
  • 13. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Social Rank and Obesity: Willow Tits In natural settings, willow tits fall into stable binary dominance hierarchies that determine access to food supply. In spite of restricted access to food supply, subordinate tits typically fatter than their dominant counterparts. References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003 Trent Smith Behavioral Biology & Obesity 5
  • 14. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Social Rank and Obesity: Willow Tits In natural settings, willow tits fall into stable binary dominance hierarchies that determine access to food supply. In spite of restricted access to food supply, subordinate tits typically fatter than their dominant counterparts. Theoretical explanation: fattening is an optimal response to increased risk of starvation. References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003 Trent Smith Behavioral Biology & Obesity 5
  • 15. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Social Rank and Obesity: Willow Tits In natural settings, willow tits fall into stable binary dominance hierarchies that determine access to food supply. In spite of restricted access to food supply, subordinate tits typically fatter than their dominant counterparts. Theoretical explanation: fattening is an optimal response to increased risk of starvation. Interesting corollary: if food becomes scarce enough, direction of the gradient reverses. References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003 Trent Smith Behavioral Biology & Obesity 5
  • 16. Introduction Leptin-less Mice Evidence from the Natural World Siberian Hamsters Economic Insecurity Willow Tits Concluding Remarks Social Rank and Obesity: Willow Tits In natural settings, willow tits fall into stable binary dominance hierarchies that determine access to food supply. In spite of restricted access to food supply, subordinate tits typically fatter than their dominant counterparts. Theoretical explanation: fattening is an optimal response to increased risk of starvation. Interesting corollary: if food becomes scarce enough, direction of the gradient reverses. Similar patterns observed in humans and other primates. References: Ekman & Lilliendahl 1993, Clark & Ekman 1995, Brodin & Lundborg 2003 Trent Smith Behavioral Biology & Obesity 5
  • 17. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Given the parallels between animal and human fattening, a natural question arises: Might variation in material risk drive incidence of obesity in the modern world? Trent Smith Behavioral Biology & Obesity 6
  • 18. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Given the parallels between animal and human fattening, a natural question arises: Might variation in material risk drive incidence of obesity in the modern world? Risk is difficult to measure, and it is not clear a priori which environmental indicators of impending scarcity will be most important empirically (but: anthropology provides clues). Trent Smith Behavioral Biology & Obesity 6
  • 19. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Given the parallels between animal and human fattening, a natural question arises: Might variation in material risk drive incidence of obesity in the modern world? Risk is difficult to measure, and it is not clear a priori which environmental indicators of impending scarcity will be most important empirically (but: anthropology provides clues). Nevertheless, many studies have reported a positive relationship between obesity (or related health problems) and various forms of “economic insecurity.” Trent Smith Behavioral Biology & Obesity 6
  • 20. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Risk driving fattening...? poverty & obesity (Drewnowski 2004) inequality & health (Wilkinson & Pickett 2006, Gottschalk & Moffitt 2009) Trent Smith Behavioral Biology & Obesity 7
  • 21. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Risk driving fattening...? poverty & obesity (Drewnowski 2004) inequality & health (Wilkinson & Pickett 2006, Gottschalk & Moffitt 2009) social status & health (Marmot 2004) social networks & obesity (Christakis & Fowler 2007) Trent Smith Behavioral Biology & Obesity 7
  • 22. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Risk driving fattening...? poverty & obesity (Drewnowski 2004) inequality & health (Wilkinson & Pickett 2006, Gottschalk & Moffitt 2009) social status & health (Marmot 2004) social networks & obesity (Christakis & Fowler 2007) affluence & self-control (Offer 2006) Trent Smith Behavioral Biology & Obesity 7
  • 23. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Risk driving fattening...? poverty & obesity “stress”-related eating (Greeno & Wing 1994, Laitinen et al. 2002) (Drewnowski 2004) inequality & health (Wilkinson & Pickett 2006, Gottschalk & Moffitt 2009) social status & health (Marmot 2004) social networks & obesity (Christakis & Fowler 2007) affluence & self-control (Offer 2006) Trent Smith Behavioral Biology & Obesity 7
  • 24. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Risk driving fattening...? poverty & obesity “stress”-related eating (Greeno & Wing 1994, Laitinen et al. 2002) (Drewnowski 2004) inequality & health food insecurity & obesity (Townsend et al. 2001) (Wilkinson & Pickett 2006, Gottschalk & Moffitt 2009) financial insecurity & weight gain (Gerace & George 1996) social status & health (Marmot 2004) job insecurity & nicotine (Smith & Barnes 2009) social networks & obesity (Christakis & Fowler 2007) job insecurity & weight gain affluence & self-control (Morris et al. 1992, Hannerz et al. 2004, (Offer 2006) Smith et al. 2009) Trent Smith Behavioral Biology & Obesity 7
  • 25. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Economic Insecurity Risk driving fattening...? poverty & obesity “stress”-related eating (Greeno & Wing 1994, Laitinen et al. 2002) (Drewnowski 2004) inequality & health food insecurity & obesity (Townsend et al. 2001) (Wilkinson & Pickett 2006, Gottschalk & Moffitt 2009) financial insecurity & weight gain (Gerace & George 1996) social status & health (Marmot 2004) job insecurity & nicotine (Smith & Barnes 2009) social networks & obesity (Christakis & Fowler 2007) job insecurity & weight gain affluence & self-control (Morris et al. 1992, Hannerz et al. 2004, (Offer 2006) Smith et al. 2009) Trent Smith Behavioral Biology & Obesity 7
  • 26. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat Does economic insecurity (threat of catastrophic income loss) cause weight gain? (Smith, Stoddard, & Barnes 2009) Trent Smith Behavioral Biology & Obesity 8
  • 27. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat Does economic insecurity (threat of catastrophic income loss) cause weight gain? (Smith, Stoddard, & Barnes 2009) Data: National Longitudinal Survey of Youth national (U.S.) sample of 2,500 working-age men interviewed annually or bi-annually 1988-2000. variables: height/weight, weekly employment histories, annual household income, county of residence, other demographics. Trent Smith Behavioral Biology & Obesity 8
  • 28. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat Does economic insecurity (threat of catastrophic income loss) cause weight gain? (Smith, Stoddard, & Barnes 2009) Data: National Longitudinal Survey of Youth national (U.S.) sample of 2,500 working-age men interviewed annually or bi-annually 1988-2000. variables: height/weight, weekly employment histories, annual household income, county of residence, other demographics. Measures of economic insecurity: probability of job loss number of 50% income drops dispersion of income path probability of poverty (received inheritance) (health insurance) Trent Smith Behavioral Biology & Obesity 8
  • 29. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat: A ‘Natural’ Experiment Problem: We observe both economic (employment, income...) and health (12-year weight gain) outcomes. Does the former cause the latter? Trent Smith Behavioral Biology & Obesity 9
  • 30. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat: A ‘Natural’ Experiment Problem: We observe both economic (employment, income...) and health (12-year weight gain) outcomes. Does the former cause the latter? Two issues: reverse causation (e.g., discrimination against the obese) unobserved personal characteristics (e.g., “laziness” causes both weight gain and job loss) Trent Smith Behavioral Biology & Obesity 9
  • 31. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat: A ‘Natural’ Experiment Problem: We observe both economic (employment, income...) and health (12-year weight gain) outcomes. Does the former cause the latter? Two issues: reverse causation (e.g., discrimination against the obese) unobserved personal characteristics (e.g., “laziness” causes both weight gain and job loss) Our approach: two-stage least squares 1 use local unemployment rates to predict insecurity 2 regress weight gain on predicted insecurity Trent Smith Behavioral Biology & Obesity 9
  • 32. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat: A ‘Natural’ Experiment Problem: We observe both economic (employment, income...) and health (12-year weight gain) outcomes. Does the former cause the latter? Two issues: reverse causation (e.g., discrimination against the obese) unobserved personal characteristics (e.g., “laziness” causes both weight gain and job loss) Our approach: two-stage least squares 1 use local unemployment rates to predict insecurity 2 regress weight gain on predicted insecurity Local labor market conditions provide a natural experiment; result can be interpreted as “causal” (subject to identification assumption). Trent Smith Behavioral Biology & Obesity 9
  • 33. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Why the Poor Get Fat: Results Effect of Economic Insecurity on Body Weight (lbs.) in Men, 1988-2000 Probability 61.75** – – – 111.8*** 68.76*** of Job Loss (31.2) (23.6) (22.2) 50% Income – 5.445* – – – – Drops, 1988-2000 (3.15) R 2 on Income – – -24.27*** – – – Trend, 1988-2000 (7.17) Probability – – – 2.997 – – of Poverty (34.70) Inheritance – – – – -0.0443*** -0.0448*** (in $1000) (0.008) (0.007) Health Insurance – – – – – -3.518 (6.41) N 2561 2561 2281 2281 2561 2548 R2 0.67 0.672 0.64 0.672 0.67 0.671 Robust standard errors (adjusted for within-state clustering) in parentheses. * significant at 10%, ** significant at 5%, *** significant at 1% See Smith et al. (2009) for details. Trent Smith Behavioral Biology & Obesity 10
  • 34. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Obesity Rates in the OECD Smith & McCluskey (WIP) estimate fixed-effects model of obesity rates in 17 OECD countries between 1990 and 2007. Obesity data from OECD Health, adjusted for demographics and self-reporting Preliminary results: labor market variables have more explanatory power than GDP, food prices, or dietary quality Overall explanatory power is weak Trent Smith Behavioral Biology & Obesity 11
  • 35. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Table 5: Fixed Effects Obesity Rate (U.S.= 0.0%) 1990 2007 Fixed Effects United States 0.0 0.0 0.0 New Zealand −6.5 −6.1 −1.6 England −6.2 −8.9 −3.1 Australia −9.1 −12.6 −3.7 Finland −9.7 −14.3 −6.1 Spain −10.3 −13.3 −6.1 Czech Republic −5.9 −18.0 −6.4 Netherlands −12.9 −19.3 −7.1 Canada −3.2 −13.4 −7.3 Denmark −12.0 −17.4 −7.4 Iceland −10.6 −8.7 −7.4 Austria −10.1 −16.5 −7.9 Sweden −12.8 −20.0 −8.6 France −12.8 −18.8 −9.3 Italy −13.1 −20.7 −11.2 Switzerland −14.0 −22.5 −16.0 Japan −17.8 −29.8 −21.4 Trent Smith Behavioral Biology & Obesity 12
  • 36. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Table 3: Obesity Rankings, 1990-2007 Obesity Rate (%) Rank 1990 2007 Difference 1990 2007 Difference Iceland 9.4 23.9 14.5 10 3 1 New Zealand 13.5 26.5 13.0 5 2 2 United States 20.0 32.6 12.6 1 1 3 England 13.8 23.7 9.9 4 4 4 Spain 9.7 19.3 9.6 9 6 5 Australia 10.9 20.0 9.1 6 5 6 Finland 10.3 18.3 8.0 7 8 7 Denmark 8.0 15.2 7.2 11 10 8 France 7.2 13.8 6.6 12 12 9 Austria 9.9 16.1 6.2 8 9 10 Netherlands 7.1 13.3 6.2 14 13 10 Sweden 7.2 12.6 5.4 12 14 12 Italy 6.9 11.9 5.0 15 15 13 Switzerland 6.0 10.1 4.1 16 16 14 Canada 16.8 19.2 2.4 2 7 15 Japan 2.2 2.8 0.6 17 17 16 Czech Republic 14.1 14.6 0.5 3 11 17 Trent Smith Behavioral Biology & Obesity 13
  • 37. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks Privatization and Obesity in the OECD, 1985 1999 New Zealand United States 0.8 Australia England 0.7 0.6 Annual Spain Growth 0.5 in Obesity Iceland Italy (%) Canada 0.4 France Denmark Netherlands 0.3 Switzerland Sweden Finland 0.2 0.1 Austria Japan 0 5 10 15 20 25 Revenue from Sales of State-Owned Enterprises (% of 1985 GDP) Trent Smith Behavioral Biology & Obesity 14
  • 38. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks America’s “Great Risk Shift” Is the U.S. an anomaly? Has the rise in obesity been accompanied by a rise in economic insecurity? Trent Smith Behavioral Biology & Obesity 15
  • 39. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks America’s “Great Risk Shift” Is the U.S. an anomaly? Has the rise in obesity been accompanied by a rise in economic insecurity? Some likely culprits: 1974-present Health insurance subscriptions down 1979-present Rising income instability 1981-present Pensions: from pooled to individual risk 1994-present NAFTA and outsourcing 1996-present Welfare reform Trent Smith Behavioral Biology & Obesity 15
  • 40. Introduction Epidemiology Evidence from the Natural World Why the Poor Get Fat Economic Insecurity Fat Countries Concluding Remarks America’s “Great Risk Shift” Is the U.S. an anomaly? Has the rise in obesity been accompanied by a rise in economic insecurity? Some likely culprits: 1974-present Health insurance subscriptions down 1979-present Rising income instability 1981-present Pensions: from pooled to individual risk 1994-present NAFTA and outsourcing 1996-present Welfare reform Though some point to a dramatic rise in fast food restaurants over this time period... Trent Smith Behavioral Biology & Obesity 15
  • 41. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Dietary Quality : A Conjecture Every woman knows that carbohydrate is fattening. –Passmore & Swindells (1963) What about dietary quality ? Trent Smith Behavioral Biology & Obesity 16
  • 42. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Dietary Quality : A Conjecture Every woman knows that carbohydrate is fattening. –Passmore & Swindells (1963) What about dietary quality ? Consider nature of famine foods: primarily carbohydrate (root vegetables, leaves, seeds) Trent Smith Behavioral Biology & Obesity 16
  • 43. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Dietary Quality : A Conjecture Every woman knows that carbohydrate is fattening. –Passmore & Swindells (1963) What about dietary quality ? Consider nature of famine foods: primarily carbohydrate (root vegetables, leaves, seeds) Consider metabolic effects of carbohydrate-rich foods: insulinemia cellular “starvation response” appetite stimulation, lipogenesis Refs: Irvine 1952, Ludwig 2002, Taubes 2007, Wurtman & Wurtman 1998 Trent Smith Behavioral Biology & Obesity 16
  • 44. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Dietary Quality : A Conjecture Every woman knows that carbohydrate is fattening. –Passmore & Swindells (1963) What about dietary quality ? Consider nature of famine foods: primarily carbohydrate (root vegetables, leaves, seeds) Consider metabolic effects of carbohydrate-rich foods: insulinemia cellular “starvation response” appetite stimulation, lipogenesis Consider: carbohydrate cravings coincident Refs: Irvine 1952, Ludwig 2002, Taubes 2007, Wurtman & Wurtman 1998 w/SAD, PMS, nicotine withdrawal. Trent Smith Behavioral Biology & Obesity 16
  • 45. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Dietary Quality : A Conjecture Every woman knows that carbohydrate is fattening. –Passmore & Swindells (1963) What about dietary quality ? Consider nature of famine foods: primarily carbohydrate (root vegetables, leaves, seeds) Consider metabolic effects of carbohydrate-rich foods: insulinemia cellular “starvation response” appetite stimulation, lipogenesis Consider: carbohydrate cravings coincident Refs: Irvine 1952, Ludwig 2002, Taubes 2007, Wurtman & Wurtman 1998 w/SAD, PMS, nicotine withdrawal. ...which together suggest economic insecurity might cause weight gain in part by inducing changes in dietary composition. Trent Smith Behavioral Biology & Obesity 16
  • 46. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Summary & Conclusion The many parallels between human and animal fattening suggest a deep-rooted sensitivity to risk. Trent Smith Behavioral Biology & Obesity 17
  • 47. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Summary & Conclusion The many parallels between human and animal fattening suggest a deep-rooted sensitivity to risk. The “insecurity hypothesis” is broadly consistent with the incidence of obesity in human populations. Trent Smith Behavioral Biology & Obesity 17
  • 48. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Summary & Conclusion The many parallels between human and animal fattening suggest a deep-rooted sensitivity to risk. The “insecurity hypothesis” is broadly consistent with the incidence of obesity in human populations. An important caveat: the mechanisms by which economic insecurity affects body weight need not include conscious consideration of objective risk. Trent Smith Behavioral Biology & Obesity 17
  • 49. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Summary & Conclusion The many parallels between human and animal fattening suggest a deep-rooted sensitivity to risk. The “insecurity hypothesis” is broadly consistent with the incidence of obesity in human populations. An important caveat: the mechanisms by which economic insecurity affects body weight need not include conscious consideration of objective risk. Rising obesity could be due–in part–to changes in the economic environment that have increased idiosyncratic material risks faced by households. Trent Smith Behavioral Biology & Obesity 17
  • 50. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Summary & Conclusion The many parallels between human and animal fattening suggest a deep-rooted sensitivity to risk. The “insecurity hypothesis” is broadly consistent with the incidence of obesity in human populations. An important caveat: the mechanisms by which economic insecurity affects body weight need not include conscious consideration of objective risk. Rising obesity could be due–in part–to changes in the economic environment that have increased idiosyncratic material risks faced by households. It might even be possible that shrinking public expenditures have something to do with our expanding waistlines... Trent Smith Behavioral Biology & Obesity 17
  • 51. Introduction Evidence from the Natural World Conjecture on Dietary Quality Economic Insecurity Conclusion Concluding Remarks Worries go down better with soup than without. –Jewish proverb Trent Smith Behavioral Biology & Obesity 18