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IEEE New Hampshire Section
Radar Systems Course 1
Detection 1/1/2010 IEEE AES Society
Radar Systems Engineering
Lecture 6
Detection of Signals in Noise
Dr. Robert M. O’Donnell
IEEE New Hampshire Section
Guest Lecturer
Radar Systems Course 2
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Block Diagram of Radar System
Transmitter
Waveform
Generation
Power
Amplifier
T / R
Switch
Antenna
Propagation
Medium
Target
Radar
Cross
Section
Photo Image
Courtesy of US Air Force
Used with permission.
Pulse
Compression
Receiver
Clutter Rejection
(Doppler Filtering)
A / D
Converter
General Purpose Computer
Tracking
Data
Recording
Parameter
Estimation
Detection
Signal Processor Computer
Thresholding
User Displays and Radar Control
This Lecture
Radar Systems Course 3
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Basic concepts
– Probabilities of detection and false alarm
– Signal-to-noise ratio
• Integration of pulses
• Fluctuating targets
• Constant false alarm rate (CFAR) thresholding
• Summary
Radar Systems Course 4
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Radar Detection – “The Big Picture”
• Mission – Detect and
track all aircraft within
60 nmi of radar
• S-band λ ~ 10 cm
Example – Typical Aircraft Surveillance Radar
ASR-9
Courtesy of MIT Lincoln Laboratory
Used with permission
Rotation
Rate
12. rpm
Range
60 nmi.
Transmits
Pulses at
~ 1250 Hz
Radar Systems Course 5
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Range-Azimuth-Doppler Cells to Be
Thresholded
Rotation
Rate
12.7 rpm
10 Pulses / Half BW
Processed into
10 Doppler Filters
Example – Typical Aircraft Surveillance Radar
ASR-9
Range - Azimuth - Doppler Cells
~1000 Range cells
~500 Azimuth cells
~8-10 Doppler cells
5,000,000 Range-Az-Doppler Cells
to be threshold every 4.7 sec.
0 50 100
-25
-50
0
Radial Velocity (kts)
Magnitude(dB)
Doppler Filter Bank
Az
Beamwidth
~1.2 °
As Antenna Rotates
~22 pulses / Beamwidth
Is There a Target Present
in Each Cell?
Range
Resolution
1/16 nmi
Radar
Transmits
Pulses at
~ 1250 Hz
Range
60 nmi.
Radar Systems Course 6
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Target Detection in Noise
• Received background noise fluctuates randomly up and down
• The target echo also fluctuates…. Both are random variables!
• To decide if a target is present, at a given range, we need to set a
threshold (constant or variable)
• Detection performance (Probability of Detection) depends of the
strength of the target relative to that of the noise and the threshold
setting
– Signal-To Noise Ratio and Probability of False Alarm
ReceivedBackscatterPower(dB)
20
40
30
10
Noise
Threshold
False
Alarm
Detected
Strong
Target
Weak target (not detected)
0
0 25 50 100 125 150 175
Range (nmi.)
Radar Systems Course 7
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
The Radar Detection Problem
Radar
Receiver
Detection
Processing
Measurement Decision
x
10 HH or
nx =
Measurement
Probability
Density
Target absent hypothesis,
Noise only
Target present hypothesis,
Signal plus noise
nax +=
)Hx(p 0
1H
)Hx(p 1
For each measurement
There are two possibilities:
For each measurement
There are four decisions:
0H
0H 1H
1H
Don’t
Report
False
Alarm
Detection
Missed
Detection
Truth
Decision
0H
Radar Systems Course 8
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Maximize subject to no greater than specifiedFAPDP
( )α≤FAP
Threshold Test is Optimum
0H
0H 1H
1H
Don’t
Report
False
Alarm
Detection
Missed
Detection
Truth
Decision
Probability of Detection:
Probability of False Alarm:
DP
FAP
The probability we choose
when is true
The probability we choose
when is true
1H 1H
1H 0H
Likelihood Ratio Test
> η=
)Hx(p
)Hx(p
)x(L
0
1
<
1H
0H
Likelihood
Ratio Threshold
Objective:
Neyman-Pearson
criterion
Radar Systems Course 9
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Basic Target Detection Test
0 2 4 6 8
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
Voltage
ProbabilityDensity
Detection
Threshold
Noise Probability Density
Noise Only
Target Absent
Probability of False Alarm ( PFA )
PFA = Prob{ threshold exceeded given target absent }
i.e. the chance that noise is called a (false) target
We want PFA to be very, very low!
Probability of False Alarm ( PFA )
PFA = Prob{ threshold exceeded given target absent }
i.e. the chance that noise is called a (false) target
We want PFA to be very, very low!
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 10
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Basic Target Detection Test
0 2 4 6 8
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
Voltage
ProbabilityDensity
Detection
Threshold
Noise
Probability Density
Signal-Plus-Noise
Probability Density
Probability of
False Alarm ( PFA )
Probability of
False Alarm ( PFA )
Signal + Noise
Target Present
Probability of Detection ( PD )
PD = Prob{ threshold exceeded given target present }
I.e. the chance that target is correctly detected
We want PD to be near 1 (perfect)!
Probability of Detection ( PD )
PD = Prob{ threshold exceeded given target present }
I.e. the chance that target is correctly detected
We want PD to be near 1 (perfect)!
)Hx(p 1
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 11
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Signal Plus Noise
SNR = 10 dB
PD = 0.61
Signal Plus Noise
SNR = 20 dB
PD ~ 1
Detection Examples with Different SNR
• PD increases with target SNR for a fixed threshold (PFA)
• Raising threshold reduces false alarm rate and increases
SNR required for a specified Probability of Detection
• PD increases with target SNR for a fixed threshold (PFA)
• Raising threshold reduces false alarm rate and increases
SNR required for a specified Probability of Detection
0 5 10 15
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
Voltage
ProbabilityDensity
Noise Only
Detection Threshold
PFA = 0.01
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 12
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Non-Fluctuating Target Distributions
0 2 4 6 80
0.1
0.2
0.3
0.4
0.5
0.6
0.7
Voltage
Probability
Threshold
Noise pdf
Signal-Plus-Noise pdf
Set threshold rT based
on desired false-alarm probability
Compute detection probability for
given SNR and false-alarm probability
Is Marcum’s Q-Function
(and I0(x) is a modified Bessel function)
where
Rayleigh Rician
( ) ⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
−=
2
r
exprHrp
2
o ( ) ( )RrI
2
Rr
exprHrp o
2
1 ⎟⎟
⎠
⎞
⎜⎜
⎝
⎛ +
−=
2
R
SNR =
FAeT Plog2r −=
( ) ( )( )FAe
r
1D Plog2,SNR2QdrHrpP
T
−== ∫
∞
( ) ( )drraI
2
ar
exprb,aQ o
b
22
∫
∞
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛ +
−=
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 13
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Probability of Detection vs. SNRProbabilityofDetection(PD)
Signal-to-Noise Ratio (dB)
PFA=10-4
PFA=10-6
PFA=10-10
PFA=10-12
PFA=10-8
4 6 8 10 12 14 16 18
0.6
1.0
0.4
0.0
0.2
0.8
SNR = 13.2 dB
needed for
PD = 0.9 and
PFA = 10-6
Steady Target
Remember
This!
Radar Systems Course 14
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Probability of Detection vs. SNR
SNR = 13.2 dB
needed for
PD = 0.9 and
PFA = 10-6
Steady Target
Remember
This!
ProbabilityofDetection(PD)
Signal-to-Noise Ratio (dB)
4 6 8 10 12 14 16 18 20
0.7
0.9999
0.1
0.3
0.5
0.05
0.9
0.2
0.999
0.99
0.8
0.95
0.98
PFA=10-4
PFA=10-6
PFA=10-10
PFA=10-12
PFA=10-8
Radar Systems Course 15
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Tree of Detection Issues
Detection
Non-Fluctuating
Multiple pulses
Swerling I
Fluctuating
Fluctuating
Single Pulse
Square Law Detector
Coherent
Integration
Single Pulse
Decision
Binary
Integration
Non-Coherent
Integration
Linear Detector
Non-Fluctuating
Uncorrelated
Swerling IISwerling III Swerling IV
Fully Correlated Partially Correlated
Radar Systems Course 16
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Detection Calculation Methodology
Probability of Detection vs. Probability of False Alarm and Signal-to-Noise Ratio
Determine PDF at
Detector Output
• Single pulse
• Fixed S/N
Integrate N fixed
target pulses
Scan to Scan Fluctuations
(Swerling Case I and III)
Pulse to Pulse Fluctuations
(Swerling Case II and IV)
Average over
signal fluctuations
Integrate over N
pulses
Average over
target fluctuations
Integrate from
threshold, T, to ∞
PD vs. PFA, S/N, &
Number of pulses, N
Radar Systems Course 17
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Basic concepts
• Integration of pulses
• Fluctuating targets
• Constant false alarm rate (CFAR) thresholding
• Summary
Radar Systems Course 18
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Integration of Radar Pulses
Detection performance can be improved by integrating
multiple pulses
Calculate
Threshold
Calculate
Coherent Integration Noncoherent Integration
• Adds ‘voltages’ , then square
• Phase is preserved
• pulse-to-pulse phase coherence required
• SNR Improvement = 10 log10 N
• Adds ‘powers’ not voltages
• Phase neither preserved nor required
• Easier to implement, not as efficient
…
Pulses
Tx
N
1
2N
1n
n >∑=
Tx
N
1 N
1n
2
n >∑=
Sum Calculate
Threshold
Pulses
…
2N
1n
nx∑=
nx
Nx
2x
1x 1x
Nx
2
1x
Calculate
2
2x
Calculate
2
Nx
2x
∑=
N
1n
2
nx
Target Detection
Declared if Target Detection
Declared if
Radar Systems Course 19
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Integration of Pulses
Signal to Noise Ratio per Pulse (dB)
0 5 10 15
ProbabilityofDetection
0.6
1.0
0.4
For Most Cases, Coherent Integration is More Efficient
than Non-Coherent Integration
0.2
0.8
Steady
Target
PFA=10-6
One Pulse
Ten Pulses
Coherent
Integration
Ten Pulses
Non-Coherent
Integration
Coherent
Integration
Gain
Non-Coherent
Integration
Gain
Radar Systems Course 20
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Different Types of Non-Coherent Integration
• Non-Coherent Integration – Also called (“video integration”)
– Generate magnitude for each of N pulses
– Add magnitudes and then threshold
• Binary Integration (M-of-N Detection)
– Separately threshold each pulse
1 if signal > threshold; 0 otherwise
– Count number of threshold crossings (the # of 1s)
– Threshold this sum of threshold crossings
Simpler to implement than coherent and non-coherent
• Cumulative Detection (1-of-N Detection)
– Similar to Binary Integration
– Require at least 1 threshold crossing for N pulses
Radar Systems Course 21
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Calculate
Binary (M-of-N) Integration
Threshold
T
Calculate
Sum…
Pulse 1
Pulse 2
Pulse
Threshold
T
Threshold
T
2nd Threshold
M
Individual pulse detectors:
Target present if at least M detections in N pulses
1x
1i
Nx
2x
1i,Tx n
2
n =≥
∑=
=
N
1n
nim
N
2nd thresholding:
2i
Ni
0i,Tx n
2
n =<
Mm ≥
Mm <
, target present
, target absent
At Least
M of N
Detections
At Least
1 of N
( )
( ) kNk
N
Mk
N/M p1p
!kN!k
!N
P
−
=
−
−
= ∑ ( )N
C p11P −−=
2
1x
Calculate
2
2x
Calculate
2
Nx
Binary Integration Cumulative Detection
Radar Systems Course 22
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Detection Statistics for Binary Integration
Signal to Noise Ratio per Pulse (dB)
ProbabilityofDetection
2 4 6 8 10 12 14
0.01
0.10
0.50
0.90
0.99
0.999
1/4
2/4
3/4
4/4
“1/4”
= 1 Detection
Out of 4
Pulses
Steady
(Non-Fluctuating )
Target
PFA=10-6
Radar Systems Course 23
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Optimum M for Binary Integration
OptimumM
1
10
100
1 10 100
Number of Pulses
Steady
(Non-Fluctuating )
Target
PD=0.95
PFA=10-6
For each binary Integrator, M/N,
there exists an optimum M
M (optimum) ≈ 0.9 N0.8
Radar Systems Course 24
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Optimum M for Binary Integration
• Optimum M varies somewhat with target fluctuation model,
PD and PFA
• Parameters for Estimating MOPT = Na 10b
Adapted from Shnidman in Richards, reference 7
Target Fluctuations a b Range of N
No Fluctuations 0.8 - 0.02 5 – 700
Swerling I 0.8 - 0.02 6 – 500
Swerling II 0.91 - 0.38 9 – 700
Swerling III 0.8 - 0.02 6 – 700
Swerling IV 0.873 - 0.27 10 – 700
Radar Systems Course 25
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Detection Statistics for Different Types
of Integration
PFA=10-6
Coherent and Non-Coherent Integration
2 4 6 8 10 12 14 16
0.10
0.50
0.90
0.95
0.99
0.999
0.01
Coherent
Integration
4 Pulses
Non-Coherent
Integration
4 Pulses
Binary
Integration
3 of 4 Pulses
Single Pulse
Signal to Noise Ratio (dB)
ProbabilityofDetection
Radar Systems Course 26
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Detection Statistics for Different Types
of Integration
Coherent and Non-Coherent Integration
0.10
0.50
0.90
0.95
0.99
0.999
0.01
2 4 6 8 10 12 14 16
PFA=10-6
Non-Coherent
Integration
4 Pulses
Coherent
Integration
4 Pulses
Binary
Integration
3 of 4 Pulses
Single Pulse
ProbabilityofDetection
Signal to Noise Ratio (dB)
Radar Systems Course 27
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Detection Statistics for Different Types
of Integration
Coherent and Non-Coherent Integration
0.10
0.50
0.90
0.95
0.99
0.999
0.01
2 4 6 8 10 12 14 16
PFA=10-6
Non-Coherent
Integration
4 Pulses
Coherent
Integration
4 Pulses
Binary
Integration
3 of 4 Pulses
Single Pulse
ProbabilityofDetection
Signal to Noise Ratio (dB)
Radar Systems Course 28
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Signal to Noise Gain / Loss vs. # of Pulses
Number of Pulses Number of Pulses
1 10 100 1 10 100
SignaltoNoiseRatioGain(dB)
SignaltoNoiseRatioLoss(dB)
0
5
15
10
20
2
4
10
6
0
8
Steady
Target
PD=0.95
PFA=10-6
• Coherent Integration yields the greatest gain
• Non-Coherent Integration a small loss
• Binary integration has a slightly larger loss than regular
Non-coherent integration
Coherent
Binary
(Optimum M)
Binary N1/2
Non-Coherent
Binary N1/2
Binary
(Optimum M)
Non-Coherent
Relative
To Coherent
Integration
Radar Systems Course 29
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Effect of Pulse to Pulse Correlation on
Non-Coherent Integration Gain
• Non-coherent Integration Can Be Very Inefficient
in Correlated Clutter
EquivalentNumberofIndependentPulses
N
=300
50
30
20
10
3
100
0.001 0.01 0.1 1
1
5
2
50
10
100
20
rv f/ λσ
Independent
Sampling
Region
Dependent
Sampling
Region
vσ
T
1
fr =
Velocity
Spread
Of
Clutter
Pulse
Repetition
Rate
Radar Systems Course 30
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Effect of Pulse to Pulse Correlation on
Non-Coherent Integration Gain
• Non-coherent Integration Can Be Very Inefficient
in Correlated Clutter
)T(ρ .99 0.9 0.1 0.02
EquivalentNumberofIndependentPulses
N
=300
50
30
20
10
3
100
0.001 0.01 0.1 1
1
5
2
50
10
100
20
rv f/ λσ
Independent
Sampling
Region
Dependent
Sampling
Region
vσ
T
1
fr =
Velocity
Spread
Of
Clutter
Pulse
Repetition
Rate
Adapted from nathanson, Reference 8
Radar Systems Course 31
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Albersheim Empirical Formula for SNR
(Steady Target - Good Method for Approximate Calculations)
• Single pulse:
– Where:
– Less than .2 dB error for:
– Target assumed to be non-fluctuating
• For n independent integrated samples:
– Less than .2 dB error for:
– For more details, see References 1 or 5
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
−
=⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
=
++=
D
D
e
FA
e
P1
P
logB
P
62.0
logA
B7.1BA12.0A)unitsnatural(SNR
( )B7.1BA12.0Alog
44.0n
54.4
2.6nlog5)dB(SNR 1010n ++⎟
⎠
⎞
⎜
⎝
⎛
+
++−=
1.0P9.010P10 D
7
FA
3
>>>> −−
1.0P9.010P101n8096 D
7
FA
3
>>>>>> −−
SNR
Per
Sample
Radar Systems Course 32
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Basic concepts
• Integration of pulses
• Fluctuating targets
• Constant false alarm rate (CFAR) thresholding
• Summary
Radar Systems Course 33
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Fluctuating Target Models
• For many types of targets, the
received radar backscatter
amplitude of the target will vary a
lot from pulse-to-pulse:
– Different scattering centers on
complex targets can interfere
constructively and destructively
– Small aspect angle changes or
frequency diversity of the
radar’s waveform can cause this
effect
• Fluctuating target models are
used to more accurately predict
detection statistics (PD vs., PFA,
and S/N) in the presence of target
amplitude fluctuationsRCS versus Azimuth
B-26, 3 GHz
RCS vs. Azimuth for a Typical Complex Target
Radar Systems Course 34
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Swerling Target Models
=σ Average RCS (m2)
RCS
Model
Nature of
Scattering Fast Fluctuation
“Pulse-to-Pulse”
Slow Fluctuation
“Scan-to-Scan”
Fluctuation Rate
Swerling I
Swerling IVSwerling III
Swerling II
Similar amplitudes
One scatterer much
Larger than others
Exponential
(Chi-Squared DOF=2)
(Chi-Squared DOF=4)
( ) ⎟
⎠
⎞
⎜
⎝
⎛
σ
σ
−
σ
=σ exp
1
p
( ) ⎟
⎠
⎞
⎜
⎝
⎛
σ
σ
−
σ
σ
=σ
2
exp
4
p 2
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 35
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Swerling Target Models
Amplitude
Model
Nature of
Scattering Fast Fluctuation
“Pulse-to-Pulse”
Slow Fluctuation
“Scan-to-Scan”
Fluctuation Rate
Swerling I
Swerling IVSwerling III
Swerling II
Similar amplitudes
One scatterer much
Larger than others
=σ Average RCS (m2)
Central Rayleigh,
DOF=4
Rayleigh
( ) ⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
σ
−
σ
=
2
a
exp
a2
ap
( ) ⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
σ
−
σ
=
2
2
3
a2
exp
a8
ap
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 36
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Other Fluctuation Models
• Detection Statistics Calculations
– Steady and Swerling 1,2,3,4 Targets in Gaussian Noise
– Chi- Square Targets in Gaussian Noise
– Log Normal Targets in Gaussian Noise
– Steady Targets in Log Normal Noise
– Log Normal Targets in Log Normal Noise
– Weibel Targets in Gaussian Noise
• Chi Square, Log Normal and Weibel Distributions have
long tails
– One more parameter to specify distribution
Mean to median ratio for log normal distribution
• When used
– Ground clutter Weibel
– Sea Clutter Log Normal
– HF noise Log Normal
– Birds Log Normal
– Rotating Cylinder Log Normal
Radar Systems Course 37
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
RCS Variability for Different
Target Models
0
5
10
15
20
0
5
10
15
20
RCS(dBsm)
0 20 40 60 80 100
0
5
10
15
20
Sample #
Non-fluctuating Target
Swerling I/II
Swerling III/IV
Constant
High
Fluctuation
Medium
Fluctuation
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 38
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Fluctuating Target Single Pulse
Detection : Rayleigh Amplitude
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
σ
−
σ
=
2
a
exp
a2
)a(p
2
Nσ
σ
=ξ0
1
HTx
HTxz
<
>=
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
σ
−= 2
N
2
FA
T
expP
∫ >= dzda)a(p)a,HTz(pP 1D
⎟
⎟
⎠
⎞
⎜
⎜
⎝
⎛
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
ξ+σ
−=
1
1T
expP 2
N
2
D
naex:H j
1 += φ
Detection Test
Probability of
False Alarm
(same as for
non-fluctuating)
Average
SNR per
pulse
Rayleigh
amplitude
model
Probability of
Detection Test
⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
ξ+= 1
1
FAD PP
nx:H0 =
Radar Systems Course 39
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Fluctuating Target Single Pulse DetectionProbabilityofDetection(PD)
0.6
1.0
0.4
0.0
0.2
0.8
Signal-to-Noise Ratio (dB)
0 5 10 15 20 25
Non-Fluctuating
Swerling Case 3,4
Swerling Case 1,2
Fluctuation Loss
For high detection probabilities, more signal-to-noise is required for
fluctuating targets.
The fluctuation loss depends on the target fluctuations, probability of
detection, and probability of false alarm.
PFA=10-6
Radar Systems Course 40
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Fluctuating Target Multiple Pulse Detection
ProbabilityofDetection(PD)
0.6
1.0
0.4
0.0
0.2
0.8
Signal-to-Noise Ratio per Pulse (dB)
0 4 8 12 16 20
Steady Target
Coherent Integration
Swerling 2 Fluctuations
Non-Coherent Integration, Frequency
Diversity
Swerling 1 Fluctuations
Coherent Integration, Single Frequency
PFA=10-6
N=4 Pulses
• In some fluctuating target cases, non-coherent integration with
frequency diversity (pulse to pulse) can outperform coherent
integration
Radar Systems Course 41
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Detection Statistics for Different Target
Fluctuation Models
Steady Target
Swerling Case I
Swerling Case II
Swerling Case III
Swerling Case IV
Signal-to-Noise Ratio (SNR) (dB)
ProbabilityofDetection(PD)
-2 0 2 4 6 8 10 12 14
0.0
0.4
0.6
0.8
1.0
0.2
10 pulses
Non-coherently
Integrated
PFA=10-8
Adapted from Richards, Reference 7
Radar Systems Course 42
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Shnidman Empirical Formulae for SNR
(for Steady and Swerling Targets)
• Analytical forms of SNR vs. PD, PFA, and Number of pulses
are quite complex and not amenable to BOTE* calculations
• Shnidman has developed a set of empirical formulae that
are quite accurate for most 1st order radar systems
calculations:
* Back of the Envelope
( )( ) ( ) ( )( )DDDFAFA P1P4ln8.05.0PsignP1P4ln8.0 −−−+−−=η
=α
40N0 ≤
40N
4
1
>
N2
,2
,NK
,1
=
∞ Non-fluctuating target (“Swerling 0 / 5”)
Swerling Case 1
Swerling Case 2
Swerling Case 3
Swerling Case 4
Adapted from Shnidman in Richards, Reference 7
Radar Systems Course 43
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Shnidman Empirical Formulae for SNR
(for Steady and Swerling Targets)
( )( )( )
( ) ( )
( ) )SNR(log10dBSNR
N
XC
)unitsnatural(SNR
10CC
80
20N2
P
10
ln7.08.0Pe
K
1
C
K/525.3P5339.14P4496.18P7006.17C
4
1
2
N
2X
10
10
C
dB
FA
5
D
)14.25P31.27
2
DDD1
dB
D
==
==
⎟
⎟
⎠
⎞
⎜
⎜
⎝
⎛
⎟
⎟
⎠
⎞
⎜
⎜
⎝
⎛ −
+⎟⎟
⎠
⎞
⎜⎜
⎝
⎛
−+=
−+−=
⎟
⎟
⎠
⎞
⎜
⎜
⎝
⎛
⎟
⎠
⎞
⎜
⎝
⎛
−α++ηη=
∞
−
−
∞
99.0P872.0CC
872.0P1.0C
D21
D1
≤≤+
≤≤
Adapted from Shnidman in Richards, Reference 7
Radar Systems Course 44
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Shnidman’s Equation
• Error in SNR < 0.5 dB within these bounds
– 0.1 ≤ PD ≤ 0.99 10-9 ≤ PFA ≤ 10-3 1 ≤ N ≤ 100
Steady Target
Swerling I
Swerling II
Swerling III
Swerling IV
SNRCalculationError(dB)
Probability of Detection
0.0 0.2 0.4 0.6 0.8 1.0
0.0
-0.5
1.0
0.5
-1.0
SNR Error vs. Probability of Detection
N = 10 pulses
PFA= 10-6
Adapted from Shnidman in Richards, Reference 7
Radar Systems Course 45
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Outline
• Basic concepts
• Integration of pulses
• Fluctuating targets
• Constant false alarm rate (CFAR) thresholding
• Summary
Radar Systems Course 46
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Practical Setting of Thresholds
• Need to develop a methodology to set target detection
threshold that will adapt to:
– Temporal and spatial changes in the background noise
– Clutter residue from rain, other diffuse wind blown clutter,
– Sharp edges due to spatial transitions from one type of
background (e.g. noise) to another (e.g. rain) can suppress
targets
– Background estimation distortions due to nearby targets
Display, NEXRAD Radar, of Rain Clouds
Range (nmi)
Rain
Cloud
Receiver
Noise
0 1 2
S-Band Data
0
20
40
Rain Backscatter Data
Ideal Case- Little variation in Noise
Power
Power
Courtesy of NOAA
Radar Systems Course 47
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Constant False Alarm Rate (CFAR)
Thresholding
• Estimate background (noise, etc.) from data
– Use range, or range and Doppler filter data
– Set threshold as constant times the mean value of background
• Mean Background Estimate =
CFAR Window – Range Cells CFAR Window – Range and Doppler Cells
Range
Range cells
DopplerVelocitycells
Cell to be
Thresholded
“Guard”
Cells
Data Cells Used
to Determine
Mean Level of
Background
∑=
N
1n
nx
N
1
Radar Systems Course 48
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Effect of Rain on CFAR Thresholding
Cell Under Test
“Guard” Cells
Data Cells for Mean Level Computation
Window Slides Through Data
2.2 dB
9 dB
4.52.6 Slant Range, nmi
RadarBackscatter(LinearUnits)
Rain Cloud
C Band
5500 MHz
Receiver Noise
Receiver Noise
Range Cells
Mean Level Threshold CFAR
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 49
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Effect of Rain on CFAR Thresholding
2.2 dB
9 dB
4.52.6 Slant Range, nmi
Rain Cloud
C Band
5500 MHz
Range Cells
Cell Under Test
“Guard” Cells
Data Cells for Mean Level Computation
Window Slides Through Data
Receiver Noise
Receiver Noise
Sharp Clutter or Interference Boundaries
Can Lead to Excessive False Alarms
RadarBackscatter(LinearUnits) Mean Level Threshold CFAR
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 50
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Greatest-of Mean Level CFAR
• Find mean value of N/2 cells before and after test cell
separately
• Use larger noise estimate to determine threshold
• Helps reduce false alarms near sharp clutter or interference
boundaries
• Nearby targets still raise threshold and suppress detection
Cell Under Test
“Guard” Cells
Data Cells for Mean Level 1
Window Slides Through Data
Data Cells for Mean Level 2
Use Larger Value
Courtesy of MIT Lincoln Laboratory
Used with permission
Radar Systems Course 51
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Censored Greatest-of CFAR
• Compute and use noise estimates as in Greatest-of, but
remove the largest M samples before computing each
average
• Up to M nearby targets can be in each window without
affecting threshold
• Ordering the samples from each window is computationally
expensive
Cell Under Test
“Guard” Cells
Data Cells for Mean Level 1
Window Slides Through Data
Data Cells for Mean Level 2
Use Larger Value
“Censored” Data (Not Used
in Computation of Average)
Radar Systems Course 52
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Mean Level CFAR Performance
PFA=10-6
1 PulseMatched Filter
Mean Level CFAR – 10 Samples
Mean Level CFAR – 50 Samples
Mean Level CFAR – 100 Samples
CFAR
Loss
Signal-to-Noise Ratio per Pulse (dB)
ProbabilityofDetection(PD)
4 6 8 10 12 14 16 18
0.01
0.999
0.99
0.90
0.50
0.10
0.9999
Radar Systems Course 53
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
CFAR Loss vs. Number of Reference Cells
PFA=10-8
10-6
10-4
Number of Reference Cells
0 10 20 30 40 50
CFARLoss(dB)
2
1
0
3
4
5
6
PD= 0.9
The greater the number of reference cells in the CFAR, the better is
the estimate of clutter or noise and the less will be the loss in
detectability. (Signal to Noise Ratio)
Adapted from Richards, Reference 7
Radar Systems Course 54
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
CFAR Loss vs Number of Reference Cells
For Single Pulse Detection
Approximation
CFAR Loss (dB) =
- (5/N) log PFA
Dotted Curve PFA = 10-4
Dashed Curve PFA = 10-6
Solid Curve PFA = 10-8
N = 15 to 20 (typically)
Since a finite number of
cells are used, the estimate
of the clutter or noise is
not precise.
Number of Reference Cells, N
CFARLoss,dB
N=100
N=3
N=10
N=30
N=1
PFA
10-8
10-6
10-4
2 5 7 10 20 50 70 100
4
0.4
1
0.5
0.2
0.3
0.7
3
2
5
Adapted from Skolnik, Reference 1
Radar Systems Course 55
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Summary
• Both target properties and radar design features affect the
ability to detect signals in noise
– Fluctuating targets vs. non-fluctuating targets
– Allowable false alarm rate and integration scheme (if any)
• Integration of multiple pulses improves target detection
– Coherent integration is best when phase information is available
– Noncoherent integration and frequency diversity can improve
detection performance, but usually not as efficient
• An adaptive detection threshold scheme is needed in real
environments
– Many different CFAR (Constant False Alarm Rate) algorithms exist
to solve various problems
– All CFARs algorithms introduce some loss and additional
processing
Radar Systems Course 56
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
References
1. Skolnik, M., Introduction to Radar Systems, McGraw-Hill,
New York,3rd Ed., 2001.
2. Skolnik, M., Radar Handbook, McGraw-Hill, New York, 3rd
Ed., 2008.
3. DiFranco, J. V. and Rubin, W. L., Radar Detection, Artech
House, Norwood, MA, 1994.
4. Whalen, A. D. and McDonough, R. N., Detection of Signals in
Noise, Academic Press, New York, 1995.
5. Levanon, N., Radar Principles, Wiley, New York, 1988
6. Van Trees, H., Detection, Estimation, and Modulation
Theory, Vols. I and III, Wiley, New York, 2001
7. Richards, M., Fundamentals of Radar Signal Processing,
McGraw-Hill, New York, 2005
8. Nathanson, F., Radar Design Principles, McGraw-Hill, New
York, 2rd Ed., 1999.
Radar Systems Course 57
Detection 11/1/2010
IEEE New Hampshire Section
IEEE AES Society
Homework Problems
• From Skolnik, Reference 1
– Problems 2.5, 2.6, 2.15, 2.17, 2.18, 2.28, and 2.29
– Problems 5.13 , 5.14, and 5-18

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Radar 2009 a 6 detection of signals in noise

  • 1. IEEE New Hampshire Section Radar Systems Course 1 Detection 1/1/2010 IEEE AES Society Radar Systems Engineering Lecture 6 Detection of Signals in Noise Dr. Robert M. O’Donnell IEEE New Hampshire Section Guest Lecturer
  • 2. Radar Systems Course 2 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Block Diagram of Radar System Transmitter Waveform Generation Power Amplifier T / R Switch Antenna Propagation Medium Target Radar Cross Section Photo Image Courtesy of US Air Force Used with permission. Pulse Compression Receiver Clutter Rejection (Doppler Filtering) A / D Converter General Purpose Computer Tracking Data Recording Parameter Estimation Detection Signal Processor Computer Thresholding User Displays and Radar Control This Lecture
  • 3. Radar Systems Course 3 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Outline • Basic concepts – Probabilities of detection and false alarm – Signal-to-noise ratio • Integration of pulses • Fluctuating targets • Constant false alarm rate (CFAR) thresholding • Summary
  • 4. Radar Systems Course 4 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Radar Detection – “The Big Picture” • Mission – Detect and track all aircraft within 60 nmi of radar • S-band λ ~ 10 cm Example – Typical Aircraft Surveillance Radar ASR-9 Courtesy of MIT Lincoln Laboratory Used with permission Rotation Rate 12. rpm Range 60 nmi. Transmits Pulses at ~ 1250 Hz
  • 5. Radar Systems Course 5 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Range-Azimuth-Doppler Cells to Be Thresholded Rotation Rate 12.7 rpm 10 Pulses / Half BW Processed into 10 Doppler Filters Example – Typical Aircraft Surveillance Radar ASR-9 Range - Azimuth - Doppler Cells ~1000 Range cells ~500 Azimuth cells ~8-10 Doppler cells 5,000,000 Range-Az-Doppler Cells to be threshold every 4.7 sec. 0 50 100 -25 -50 0 Radial Velocity (kts) Magnitude(dB) Doppler Filter Bank Az Beamwidth ~1.2 ° As Antenna Rotates ~22 pulses / Beamwidth Is There a Target Present in Each Cell? Range Resolution 1/16 nmi Radar Transmits Pulses at ~ 1250 Hz Range 60 nmi.
  • 6. Radar Systems Course 6 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Target Detection in Noise • Received background noise fluctuates randomly up and down • The target echo also fluctuates…. Both are random variables! • To decide if a target is present, at a given range, we need to set a threshold (constant or variable) • Detection performance (Probability of Detection) depends of the strength of the target relative to that of the noise and the threshold setting – Signal-To Noise Ratio and Probability of False Alarm ReceivedBackscatterPower(dB) 20 40 30 10 Noise Threshold False Alarm Detected Strong Target Weak target (not detected) 0 0 25 50 100 125 150 175 Range (nmi.)
  • 7. Radar Systems Course 7 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society The Radar Detection Problem Radar Receiver Detection Processing Measurement Decision x 10 HH or nx = Measurement Probability Density Target absent hypothesis, Noise only Target present hypothesis, Signal plus noise nax += )Hx(p 0 1H )Hx(p 1 For each measurement There are two possibilities: For each measurement There are four decisions: 0H 0H 1H 1H Don’t Report False Alarm Detection Missed Detection Truth Decision 0H
  • 8. Radar Systems Course 8 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Maximize subject to no greater than specifiedFAPDP ( )α≤FAP Threshold Test is Optimum 0H 0H 1H 1H Don’t Report False Alarm Detection Missed Detection Truth Decision Probability of Detection: Probability of False Alarm: DP FAP The probability we choose when is true The probability we choose when is true 1H 1H 1H 0H Likelihood Ratio Test > η= )Hx(p )Hx(p )x(L 0 1 < 1H 0H Likelihood Ratio Threshold Objective: Neyman-Pearson criterion
  • 9. Radar Systems Course 9 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Basic Target Detection Test 0 2 4 6 8 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Voltage ProbabilityDensity Detection Threshold Noise Probability Density Noise Only Target Absent Probability of False Alarm ( PFA ) PFA = Prob{ threshold exceeded given target absent } i.e. the chance that noise is called a (false) target We want PFA to be very, very low! Probability of False Alarm ( PFA ) PFA = Prob{ threshold exceeded given target absent } i.e. the chance that noise is called a (false) target We want PFA to be very, very low! Courtesy of MIT Lincoln Laboratory Used with permission
  • 10. Radar Systems Course 10 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Basic Target Detection Test 0 2 4 6 8 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Voltage ProbabilityDensity Detection Threshold Noise Probability Density Signal-Plus-Noise Probability Density Probability of False Alarm ( PFA ) Probability of False Alarm ( PFA ) Signal + Noise Target Present Probability of Detection ( PD ) PD = Prob{ threshold exceeded given target present } I.e. the chance that target is correctly detected We want PD to be near 1 (perfect)! Probability of Detection ( PD ) PD = Prob{ threshold exceeded given target present } I.e. the chance that target is correctly detected We want PD to be near 1 (perfect)! )Hx(p 1 Courtesy of MIT Lincoln Laboratory Used with permission
  • 11. Radar Systems Course 11 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Signal Plus Noise SNR = 10 dB PD = 0.61 Signal Plus Noise SNR = 20 dB PD ~ 1 Detection Examples with Different SNR • PD increases with target SNR for a fixed threshold (PFA) • Raising threshold reduces false alarm rate and increases SNR required for a specified Probability of Detection • PD increases with target SNR for a fixed threshold (PFA) • Raising threshold reduces false alarm rate and increases SNR required for a specified Probability of Detection 0 5 10 15 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Voltage ProbabilityDensity Noise Only Detection Threshold PFA = 0.01 Courtesy of MIT Lincoln Laboratory Used with permission
  • 12. Radar Systems Course 12 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Non-Fluctuating Target Distributions 0 2 4 6 80 0.1 0.2 0.3 0.4 0.5 0.6 0.7 Voltage Probability Threshold Noise pdf Signal-Plus-Noise pdf Set threshold rT based on desired false-alarm probability Compute detection probability for given SNR and false-alarm probability Is Marcum’s Q-Function (and I0(x) is a modified Bessel function) where Rayleigh Rician ( ) ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ −= 2 r exprHrp 2 o ( ) ( )RrI 2 Rr exprHrp o 2 1 ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ + −= 2 R SNR = FAeT Plog2r −= ( ) ( )( )FAe r 1D Plog2,SNR2QdrHrpP T −== ∫ ∞ ( ) ( )drraI 2 ar exprb,aQ o b 22 ∫ ∞ ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ + −= Courtesy of MIT Lincoln Laboratory Used with permission
  • 13. Radar Systems Course 13 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Probability of Detection vs. SNRProbabilityofDetection(PD) Signal-to-Noise Ratio (dB) PFA=10-4 PFA=10-6 PFA=10-10 PFA=10-12 PFA=10-8 4 6 8 10 12 14 16 18 0.6 1.0 0.4 0.0 0.2 0.8 SNR = 13.2 dB needed for PD = 0.9 and PFA = 10-6 Steady Target Remember This!
  • 14. Radar Systems Course 14 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Probability of Detection vs. SNR SNR = 13.2 dB needed for PD = 0.9 and PFA = 10-6 Steady Target Remember This! ProbabilityofDetection(PD) Signal-to-Noise Ratio (dB) 4 6 8 10 12 14 16 18 20 0.7 0.9999 0.1 0.3 0.5 0.05 0.9 0.2 0.999 0.99 0.8 0.95 0.98 PFA=10-4 PFA=10-6 PFA=10-10 PFA=10-12 PFA=10-8
  • 15. Radar Systems Course 15 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Tree of Detection Issues Detection Non-Fluctuating Multiple pulses Swerling I Fluctuating Fluctuating Single Pulse Square Law Detector Coherent Integration Single Pulse Decision Binary Integration Non-Coherent Integration Linear Detector Non-Fluctuating Uncorrelated Swerling IISwerling III Swerling IV Fully Correlated Partially Correlated
  • 16. Radar Systems Course 16 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Detection Calculation Methodology Probability of Detection vs. Probability of False Alarm and Signal-to-Noise Ratio Determine PDF at Detector Output • Single pulse • Fixed S/N Integrate N fixed target pulses Scan to Scan Fluctuations (Swerling Case I and III) Pulse to Pulse Fluctuations (Swerling Case II and IV) Average over signal fluctuations Integrate over N pulses Average over target fluctuations Integrate from threshold, T, to ∞ PD vs. PFA, S/N, & Number of pulses, N
  • 17. Radar Systems Course 17 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Outline • Basic concepts • Integration of pulses • Fluctuating targets • Constant false alarm rate (CFAR) thresholding • Summary
  • 18. Radar Systems Course 18 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Integration of Radar Pulses Detection performance can be improved by integrating multiple pulses Calculate Threshold Calculate Coherent Integration Noncoherent Integration • Adds ‘voltages’ , then square • Phase is preserved • pulse-to-pulse phase coherence required • SNR Improvement = 10 log10 N • Adds ‘powers’ not voltages • Phase neither preserved nor required • Easier to implement, not as efficient … Pulses Tx N 1 2N 1n n >∑= Tx N 1 N 1n 2 n >∑= Sum Calculate Threshold Pulses … 2N 1n nx∑= nx Nx 2x 1x 1x Nx 2 1x Calculate 2 2x Calculate 2 Nx 2x ∑= N 1n 2 nx Target Detection Declared if Target Detection Declared if
  • 19. Radar Systems Course 19 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Integration of Pulses Signal to Noise Ratio per Pulse (dB) 0 5 10 15 ProbabilityofDetection 0.6 1.0 0.4 For Most Cases, Coherent Integration is More Efficient than Non-Coherent Integration 0.2 0.8 Steady Target PFA=10-6 One Pulse Ten Pulses Coherent Integration Ten Pulses Non-Coherent Integration Coherent Integration Gain Non-Coherent Integration Gain
  • 20. Radar Systems Course 20 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Different Types of Non-Coherent Integration • Non-Coherent Integration – Also called (“video integration”) – Generate magnitude for each of N pulses – Add magnitudes and then threshold • Binary Integration (M-of-N Detection) – Separately threshold each pulse 1 if signal > threshold; 0 otherwise – Count number of threshold crossings (the # of 1s) – Threshold this sum of threshold crossings Simpler to implement than coherent and non-coherent • Cumulative Detection (1-of-N Detection) – Similar to Binary Integration – Require at least 1 threshold crossing for N pulses
  • 21. Radar Systems Course 21 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Calculate Binary (M-of-N) Integration Threshold T Calculate Sum… Pulse 1 Pulse 2 Pulse Threshold T Threshold T 2nd Threshold M Individual pulse detectors: Target present if at least M detections in N pulses 1x 1i Nx 2x 1i,Tx n 2 n =≥ ∑= = N 1n nim N 2nd thresholding: 2i Ni 0i,Tx n 2 n =< Mm ≥ Mm < , target present , target absent At Least M of N Detections At Least 1 of N ( ) ( ) kNk N Mk N/M p1p !kN!k !N P − = − − = ∑ ( )N C p11P −−= 2 1x Calculate 2 2x Calculate 2 Nx Binary Integration Cumulative Detection
  • 22. Radar Systems Course 22 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Detection Statistics for Binary Integration Signal to Noise Ratio per Pulse (dB) ProbabilityofDetection 2 4 6 8 10 12 14 0.01 0.10 0.50 0.90 0.99 0.999 1/4 2/4 3/4 4/4 “1/4” = 1 Detection Out of 4 Pulses Steady (Non-Fluctuating ) Target PFA=10-6
  • 23. Radar Systems Course 23 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Optimum M for Binary Integration OptimumM 1 10 100 1 10 100 Number of Pulses Steady (Non-Fluctuating ) Target PD=0.95 PFA=10-6 For each binary Integrator, M/N, there exists an optimum M M (optimum) ≈ 0.9 N0.8
  • 24. Radar Systems Course 24 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Optimum M for Binary Integration • Optimum M varies somewhat with target fluctuation model, PD and PFA • Parameters for Estimating MOPT = Na 10b Adapted from Shnidman in Richards, reference 7 Target Fluctuations a b Range of N No Fluctuations 0.8 - 0.02 5 – 700 Swerling I 0.8 - 0.02 6 – 500 Swerling II 0.91 - 0.38 9 – 700 Swerling III 0.8 - 0.02 6 – 700 Swerling IV 0.873 - 0.27 10 – 700
  • 25. Radar Systems Course 25 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Detection Statistics for Different Types of Integration PFA=10-6 Coherent and Non-Coherent Integration 2 4 6 8 10 12 14 16 0.10 0.50 0.90 0.95 0.99 0.999 0.01 Coherent Integration 4 Pulses Non-Coherent Integration 4 Pulses Binary Integration 3 of 4 Pulses Single Pulse Signal to Noise Ratio (dB) ProbabilityofDetection
  • 26. Radar Systems Course 26 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Detection Statistics for Different Types of Integration Coherent and Non-Coherent Integration 0.10 0.50 0.90 0.95 0.99 0.999 0.01 2 4 6 8 10 12 14 16 PFA=10-6 Non-Coherent Integration 4 Pulses Coherent Integration 4 Pulses Binary Integration 3 of 4 Pulses Single Pulse ProbabilityofDetection Signal to Noise Ratio (dB)
  • 27. Radar Systems Course 27 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Detection Statistics for Different Types of Integration Coherent and Non-Coherent Integration 0.10 0.50 0.90 0.95 0.99 0.999 0.01 2 4 6 8 10 12 14 16 PFA=10-6 Non-Coherent Integration 4 Pulses Coherent Integration 4 Pulses Binary Integration 3 of 4 Pulses Single Pulse ProbabilityofDetection Signal to Noise Ratio (dB)
  • 28. Radar Systems Course 28 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Signal to Noise Gain / Loss vs. # of Pulses Number of Pulses Number of Pulses 1 10 100 1 10 100 SignaltoNoiseRatioGain(dB) SignaltoNoiseRatioLoss(dB) 0 5 15 10 20 2 4 10 6 0 8 Steady Target PD=0.95 PFA=10-6 • Coherent Integration yields the greatest gain • Non-Coherent Integration a small loss • Binary integration has a slightly larger loss than regular Non-coherent integration Coherent Binary (Optimum M) Binary N1/2 Non-Coherent Binary N1/2 Binary (Optimum M) Non-Coherent Relative To Coherent Integration
  • 29. Radar Systems Course 29 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Effect of Pulse to Pulse Correlation on Non-Coherent Integration Gain • Non-coherent Integration Can Be Very Inefficient in Correlated Clutter EquivalentNumberofIndependentPulses N =300 50 30 20 10 3 100 0.001 0.01 0.1 1 1 5 2 50 10 100 20 rv f/ λσ Independent Sampling Region Dependent Sampling Region vσ T 1 fr = Velocity Spread Of Clutter Pulse Repetition Rate
  • 30. Radar Systems Course 30 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Effect of Pulse to Pulse Correlation on Non-Coherent Integration Gain • Non-coherent Integration Can Be Very Inefficient in Correlated Clutter )T(ρ .99 0.9 0.1 0.02 EquivalentNumberofIndependentPulses N =300 50 30 20 10 3 100 0.001 0.01 0.1 1 1 5 2 50 10 100 20 rv f/ λσ Independent Sampling Region Dependent Sampling Region vσ T 1 fr = Velocity Spread Of Clutter Pulse Repetition Rate Adapted from nathanson, Reference 8
  • 31. Radar Systems Course 31 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Albersheim Empirical Formula for SNR (Steady Target - Good Method for Approximate Calculations) • Single pulse: – Where: – Less than .2 dB error for: – Target assumed to be non-fluctuating • For n independent integrated samples: – Less than .2 dB error for: – For more details, see References 1 or 5 ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ − =⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ = ++= D D e FA e P1 P logB P 62.0 logA B7.1BA12.0A)unitsnatural(SNR ( )B7.1BA12.0Alog 44.0n 54.4 2.6nlog5)dB(SNR 1010n ++⎟ ⎠ ⎞ ⎜ ⎝ ⎛ + ++−= 1.0P9.010P10 D 7 FA 3 >>>> −− 1.0P9.010P101n8096 D 7 FA 3 >>>>>> −− SNR Per Sample
  • 32. Radar Systems Course 32 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Outline • Basic concepts • Integration of pulses • Fluctuating targets • Constant false alarm rate (CFAR) thresholding • Summary
  • 33. Radar Systems Course 33 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Fluctuating Target Models • For many types of targets, the received radar backscatter amplitude of the target will vary a lot from pulse-to-pulse: – Different scattering centers on complex targets can interfere constructively and destructively – Small aspect angle changes or frequency diversity of the radar’s waveform can cause this effect • Fluctuating target models are used to more accurately predict detection statistics (PD vs., PFA, and S/N) in the presence of target amplitude fluctuationsRCS versus Azimuth B-26, 3 GHz RCS vs. Azimuth for a Typical Complex Target
  • 34. Radar Systems Course 34 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Swerling Target Models =σ Average RCS (m2) RCS Model Nature of Scattering Fast Fluctuation “Pulse-to-Pulse” Slow Fluctuation “Scan-to-Scan” Fluctuation Rate Swerling I Swerling IVSwerling III Swerling II Similar amplitudes One scatterer much Larger than others Exponential (Chi-Squared DOF=2) (Chi-Squared DOF=4) ( ) ⎟ ⎠ ⎞ ⎜ ⎝ ⎛ σ σ − σ =σ exp 1 p ( ) ⎟ ⎠ ⎞ ⎜ ⎝ ⎛ σ σ − σ σ =σ 2 exp 4 p 2 Courtesy of MIT Lincoln Laboratory Used with permission
  • 35. Radar Systems Course 35 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Swerling Target Models Amplitude Model Nature of Scattering Fast Fluctuation “Pulse-to-Pulse” Slow Fluctuation “Scan-to-Scan” Fluctuation Rate Swerling I Swerling IVSwerling III Swerling II Similar amplitudes One scatterer much Larger than others =σ Average RCS (m2) Central Rayleigh, DOF=4 Rayleigh ( ) ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ σ − σ = 2 a exp a2 ap ( ) ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ σ − σ = 2 2 3 a2 exp a8 ap Courtesy of MIT Lincoln Laboratory Used with permission
  • 36. Radar Systems Course 36 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Other Fluctuation Models • Detection Statistics Calculations – Steady and Swerling 1,2,3,4 Targets in Gaussian Noise – Chi- Square Targets in Gaussian Noise – Log Normal Targets in Gaussian Noise – Steady Targets in Log Normal Noise – Log Normal Targets in Log Normal Noise – Weibel Targets in Gaussian Noise • Chi Square, Log Normal and Weibel Distributions have long tails – One more parameter to specify distribution Mean to median ratio for log normal distribution • When used – Ground clutter Weibel – Sea Clutter Log Normal – HF noise Log Normal – Birds Log Normal – Rotating Cylinder Log Normal
  • 37. Radar Systems Course 37 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society RCS Variability for Different Target Models 0 5 10 15 20 0 5 10 15 20 RCS(dBsm) 0 20 40 60 80 100 0 5 10 15 20 Sample # Non-fluctuating Target Swerling I/II Swerling III/IV Constant High Fluctuation Medium Fluctuation Courtesy of MIT Lincoln Laboratory Used with permission
  • 38. Radar Systems Course 38 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Fluctuating Target Single Pulse Detection : Rayleigh Amplitude ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ σ − σ = 2 a exp a2 )a(p 2 Nσ σ =ξ0 1 HTx HTxz < >= ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ σ −= 2 N 2 FA T expP ∫ >= dzda)a(p)a,HTz(pP 1D ⎟ ⎟ ⎠ ⎞ ⎜ ⎜ ⎝ ⎛ ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ ξ+σ −= 1 1T expP 2 N 2 D naex:H j 1 += φ Detection Test Probability of False Alarm (same as for non-fluctuating) Average SNR per pulse Rayleigh amplitude model Probability of Detection Test ⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ ξ+= 1 1 FAD PP nx:H0 =
  • 39. Radar Systems Course 39 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Fluctuating Target Single Pulse DetectionProbabilityofDetection(PD) 0.6 1.0 0.4 0.0 0.2 0.8 Signal-to-Noise Ratio (dB) 0 5 10 15 20 25 Non-Fluctuating Swerling Case 3,4 Swerling Case 1,2 Fluctuation Loss For high detection probabilities, more signal-to-noise is required for fluctuating targets. The fluctuation loss depends on the target fluctuations, probability of detection, and probability of false alarm. PFA=10-6
  • 40. Radar Systems Course 40 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Fluctuating Target Multiple Pulse Detection ProbabilityofDetection(PD) 0.6 1.0 0.4 0.0 0.2 0.8 Signal-to-Noise Ratio per Pulse (dB) 0 4 8 12 16 20 Steady Target Coherent Integration Swerling 2 Fluctuations Non-Coherent Integration, Frequency Diversity Swerling 1 Fluctuations Coherent Integration, Single Frequency PFA=10-6 N=4 Pulses • In some fluctuating target cases, non-coherent integration with frequency diversity (pulse to pulse) can outperform coherent integration
  • 41. Radar Systems Course 41 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Detection Statistics for Different Target Fluctuation Models Steady Target Swerling Case I Swerling Case II Swerling Case III Swerling Case IV Signal-to-Noise Ratio (SNR) (dB) ProbabilityofDetection(PD) -2 0 2 4 6 8 10 12 14 0.0 0.4 0.6 0.8 1.0 0.2 10 pulses Non-coherently Integrated PFA=10-8 Adapted from Richards, Reference 7
  • 42. Radar Systems Course 42 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Shnidman Empirical Formulae for SNR (for Steady and Swerling Targets) • Analytical forms of SNR vs. PD, PFA, and Number of pulses are quite complex and not amenable to BOTE* calculations • Shnidman has developed a set of empirical formulae that are quite accurate for most 1st order radar systems calculations: * Back of the Envelope ( )( ) ( ) ( )( )DDDFAFA P1P4ln8.05.0PsignP1P4ln8.0 −−−+−−=η =α 40N0 ≤ 40N 4 1 > N2 ,2 ,NK ,1 = ∞ Non-fluctuating target (“Swerling 0 / 5”) Swerling Case 1 Swerling Case 2 Swerling Case 3 Swerling Case 4 Adapted from Shnidman in Richards, Reference 7
  • 43. Radar Systems Course 43 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Shnidman Empirical Formulae for SNR (for Steady and Swerling Targets) ( )( )( ) ( ) ( ) ( ) )SNR(log10dBSNR N XC )unitsnatural(SNR 10CC 80 20N2 P 10 ln7.08.0Pe K 1 C K/525.3P5339.14P4496.18P7006.17C 4 1 2 N 2X 10 10 C dB FA 5 D )14.25P31.27 2 DDD1 dB D == == ⎟ ⎟ ⎠ ⎞ ⎜ ⎜ ⎝ ⎛ ⎟ ⎟ ⎠ ⎞ ⎜ ⎜ ⎝ ⎛ − +⎟⎟ ⎠ ⎞ ⎜⎜ ⎝ ⎛ −+= −+−= ⎟ ⎟ ⎠ ⎞ ⎜ ⎜ ⎝ ⎛ ⎟ ⎠ ⎞ ⎜ ⎝ ⎛ −α++ηη= ∞ − − ∞ 99.0P872.0CC 872.0P1.0C D21 D1 ≤≤+ ≤≤ Adapted from Shnidman in Richards, Reference 7
  • 44. Radar Systems Course 44 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Shnidman’s Equation • Error in SNR < 0.5 dB within these bounds – 0.1 ≤ PD ≤ 0.99 10-9 ≤ PFA ≤ 10-3 1 ≤ N ≤ 100 Steady Target Swerling I Swerling II Swerling III Swerling IV SNRCalculationError(dB) Probability of Detection 0.0 0.2 0.4 0.6 0.8 1.0 0.0 -0.5 1.0 0.5 -1.0 SNR Error vs. Probability of Detection N = 10 pulses PFA= 10-6 Adapted from Shnidman in Richards, Reference 7
  • 45. Radar Systems Course 45 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Outline • Basic concepts • Integration of pulses • Fluctuating targets • Constant false alarm rate (CFAR) thresholding • Summary
  • 46. Radar Systems Course 46 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Practical Setting of Thresholds • Need to develop a methodology to set target detection threshold that will adapt to: – Temporal and spatial changes in the background noise – Clutter residue from rain, other diffuse wind blown clutter, – Sharp edges due to spatial transitions from one type of background (e.g. noise) to another (e.g. rain) can suppress targets – Background estimation distortions due to nearby targets Display, NEXRAD Radar, of Rain Clouds Range (nmi) Rain Cloud Receiver Noise 0 1 2 S-Band Data 0 20 40 Rain Backscatter Data Ideal Case- Little variation in Noise Power Power Courtesy of NOAA
  • 47. Radar Systems Course 47 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Constant False Alarm Rate (CFAR) Thresholding • Estimate background (noise, etc.) from data – Use range, or range and Doppler filter data – Set threshold as constant times the mean value of background • Mean Background Estimate = CFAR Window – Range Cells CFAR Window – Range and Doppler Cells Range Range cells DopplerVelocitycells Cell to be Thresholded “Guard” Cells Data Cells Used to Determine Mean Level of Background ∑= N 1n nx N 1
  • 48. Radar Systems Course 48 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Effect of Rain on CFAR Thresholding Cell Under Test “Guard” Cells Data Cells for Mean Level Computation Window Slides Through Data 2.2 dB 9 dB 4.52.6 Slant Range, nmi RadarBackscatter(LinearUnits) Rain Cloud C Band 5500 MHz Receiver Noise Receiver Noise Range Cells Mean Level Threshold CFAR Courtesy of MIT Lincoln Laboratory Used with permission
  • 49. Radar Systems Course 49 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Effect of Rain on CFAR Thresholding 2.2 dB 9 dB 4.52.6 Slant Range, nmi Rain Cloud C Band 5500 MHz Range Cells Cell Under Test “Guard” Cells Data Cells for Mean Level Computation Window Slides Through Data Receiver Noise Receiver Noise Sharp Clutter or Interference Boundaries Can Lead to Excessive False Alarms RadarBackscatter(LinearUnits) Mean Level Threshold CFAR Courtesy of MIT Lincoln Laboratory Used with permission
  • 50. Radar Systems Course 50 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Greatest-of Mean Level CFAR • Find mean value of N/2 cells before and after test cell separately • Use larger noise estimate to determine threshold • Helps reduce false alarms near sharp clutter or interference boundaries • Nearby targets still raise threshold and suppress detection Cell Under Test “Guard” Cells Data Cells for Mean Level 1 Window Slides Through Data Data Cells for Mean Level 2 Use Larger Value Courtesy of MIT Lincoln Laboratory Used with permission
  • 51. Radar Systems Course 51 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Censored Greatest-of CFAR • Compute and use noise estimates as in Greatest-of, but remove the largest M samples before computing each average • Up to M nearby targets can be in each window without affecting threshold • Ordering the samples from each window is computationally expensive Cell Under Test “Guard” Cells Data Cells for Mean Level 1 Window Slides Through Data Data Cells for Mean Level 2 Use Larger Value “Censored” Data (Not Used in Computation of Average)
  • 52. Radar Systems Course 52 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Mean Level CFAR Performance PFA=10-6 1 PulseMatched Filter Mean Level CFAR – 10 Samples Mean Level CFAR – 50 Samples Mean Level CFAR – 100 Samples CFAR Loss Signal-to-Noise Ratio per Pulse (dB) ProbabilityofDetection(PD) 4 6 8 10 12 14 16 18 0.01 0.999 0.99 0.90 0.50 0.10 0.9999
  • 53. Radar Systems Course 53 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society CFAR Loss vs. Number of Reference Cells PFA=10-8 10-6 10-4 Number of Reference Cells 0 10 20 30 40 50 CFARLoss(dB) 2 1 0 3 4 5 6 PD= 0.9 The greater the number of reference cells in the CFAR, the better is the estimate of clutter or noise and the less will be the loss in detectability. (Signal to Noise Ratio) Adapted from Richards, Reference 7
  • 54. Radar Systems Course 54 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society CFAR Loss vs Number of Reference Cells For Single Pulse Detection Approximation CFAR Loss (dB) = - (5/N) log PFA Dotted Curve PFA = 10-4 Dashed Curve PFA = 10-6 Solid Curve PFA = 10-8 N = 15 to 20 (typically) Since a finite number of cells are used, the estimate of the clutter or noise is not precise. Number of Reference Cells, N CFARLoss,dB N=100 N=3 N=10 N=30 N=1 PFA 10-8 10-6 10-4 2 5 7 10 20 50 70 100 4 0.4 1 0.5 0.2 0.3 0.7 3 2 5 Adapted from Skolnik, Reference 1
  • 55. Radar Systems Course 55 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Summary • Both target properties and radar design features affect the ability to detect signals in noise – Fluctuating targets vs. non-fluctuating targets – Allowable false alarm rate and integration scheme (if any) • Integration of multiple pulses improves target detection – Coherent integration is best when phase information is available – Noncoherent integration and frequency diversity can improve detection performance, but usually not as efficient • An adaptive detection threshold scheme is needed in real environments – Many different CFAR (Constant False Alarm Rate) algorithms exist to solve various problems – All CFARs algorithms introduce some loss and additional processing
  • 56. Radar Systems Course 56 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society References 1. Skolnik, M., Introduction to Radar Systems, McGraw-Hill, New York,3rd Ed., 2001. 2. Skolnik, M., Radar Handbook, McGraw-Hill, New York, 3rd Ed., 2008. 3. DiFranco, J. V. and Rubin, W. L., Radar Detection, Artech House, Norwood, MA, 1994. 4. Whalen, A. D. and McDonough, R. N., Detection of Signals in Noise, Academic Press, New York, 1995. 5. Levanon, N., Radar Principles, Wiley, New York, 1988 6. Van Trees, H., Detection, Estimation, and Modulation Theory, Vols. I and III, Wiley, New York, 2001 7. Richards, M., Fundamentals of Radar Signal Processing, McGraw-Hill, New York, 2005 8. Nathanson, F., Radar Design Principles, McGraw-Hill, New York, 2rd Ed., 1999.
  • 57. Radar Systems Course 57 Detection 11/1/2010 IEEE New Hampshire Section IEEE AES Society Homework Problems • From Skolnik, Reference 1 – Problems 2.5, 2.6, 2.15, 2.17, 2.18, 2.28, and 2.29 – Problems 5.13 , 5.14, and 5-18