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Submitted by- Shubham Srivastav
Submitted to- Mr. Manoj Bhardwaj
Introduction
 Preformulation studies are a series of investigations
and experiments conducted in the early stages of drug
development or formulation development. These
studies are crucial for understanding the physical and
chemical properties of a drug substance or active
pharmaceutical ingredient (API) before it is
formulated into a dosage form like tablets, capsules, or
injections.
Goals and Objective
 The primary goals and objectives of preformulation studies
in pharmaceutical and drug development are as follows:
 Understanding Drug Substance Properties:
Preformulation studies aim to comprehensively
characterize the physical and chemical properties of the
drug substance.
 Optimizing Drug Formulation: These studies provide
critical information for formulating the drug into a dosage
form that is bioavailable, stable, and effective.
 Enhancing Bioavailability: Preformulation studies
can identify issues related to the drug's solubility and
particle size. By addressing these challenges early in
development, formulation scientists can design
strategies to improve the drug's bioavailability and
therapeutic efficacy.
 Assessing Stability: Understanding how the drug
substance degrades under various environmental
conditions (e.g., temperature, humidity, light) is
essential for setting appropriate storage and shelf-life
specifications.
Physiochemical characteristics of
drug substances.
 a. Physical properties: Physical form , particle size , shape
, flow properties , polymorphism.
 b. Chemical properties: Hydrolysis , oxidation , reduction ,
racemisation , polymerization
 Application of performulation consideration in the
development of solid, liquid oral and parenteral dosage
forms.
Physical Form
 In preformulation studies, the physical form of the
drug substance is a critical aspect to investigate. The
physical form refers to how the drug substance exists
in terms of its crystallinity, polymorphism,
amorphism, particle size, and other physical
properties.
Crystal & Amorphous
 Orderly Arrangement: In
crystalline solids, the
constituent molecules, atoms, or
ions are arranged in a highly
ordered and repeating three-
dimensional pattern.
 Sharp Melting Point:
Crystalline substances typically
have a well-defined and sharp
melting point
 Distinct Polymorphs: Many
crystalline substances can exist
in different polymorphic forms,
where the same chemical
compound arranges itself into
different crystal structures.
 Lack of Orderly Arrangement:
In amorphous solids, the
constituent molecules or
particles do not have a well-
defined and repeating order.
 No Sharp Melting Point:
Amorphous substances do not
have a distinct melting point like
crystalline substances.
 Higher Solubility: Amorphous
forms of drugs often have higher
solubility than their crystalline
counterparts, which can
enhance their bioavailability.
 Particle Size:
 Definition: Particle size refers to the dimensions of individual
particles in a solid material, typically expressed in terms of their
diameter or size distribution.
 Importance: Particle size significantly influences the dissolution rate,
bioavailability, and stability of drug substances in pharmaceutical
formulations. Smaller particle sizes generally lead to increased surface
area, which can enhance dissolution and absorption.
 Particle Shape:
 Definition: Particle shape refers to the physical form or geometry of
individual particles, which can vary from spherical to irregular or
elongated.
 Importance: Particle shape can impact flow properties, packing
density, and the behavior of powders during processing and
manufacturing. It can also affect the uniformity and performance of
drug formulations, especially in dosage forms like tablets.
 Flow Properties:
 Definition: Flow properties describe how easily and consistently a
powder or granular material flows when subjected to mechanical
forces such as pouring, flowing, or compaction.
 Importance: Good flow properties are crucial in pharmaceutical
manufacturing processes to ensure uniform mixing, precise dosing,
and consistent tablet or capsule filling. Flow problems can lead to
issues such as content non-uniformity and tablet weight variability.
 Polymorphism:
 Definition: Polymorphism refers to the ability of a substance to
exist in multiple crystalline forms or crystal structures, known as
polymorphs.
 Importance: Polymorphism can significantly impact the physical
and chemical properties of a drug substance.
Chemical Properties
 Hydrolysis:
 Definition: Hydrolysis is a chemical reaction in which a compound reacts with
water, leading to the breakdown of chemical bonds in the molecule. It often
involves the cleavage of covalent bonds, with water molecules being
incorporated into the resulting products.
 Pharmaceutical Relevance: Hydrolysis can be a major degradation pathway
for drug substances, particularly those containing ester or amide functional
groups. It can lead to the formation of impurities or degradation products that
may affect the safety and efficacy of pharmaceuticals.
 Oxidation:
 Definition: Oxidation is a chemical reaction where a substance loses electrons
or undergoes an increase in oxidation state. Oxidation reactions typically
involve the addition of oxygen or removal of hydrogen from a molecule.
 Pharmaceutical Relevance: Oxidation can lead to the degradation of drug
substances, resulting in decreased potency and the formation of impurities.
Antioxidants are often added to pharmaceutical formulations to mitigate the
effects of oxidation.
 Reduction:
 Definition: Reduction is the opposite of oxidation, involving the gain of electrons or a decrease
in oxidation state. Reduction reactions usually involve the addition of hydrogen or the removal
of oxygen.
 Pharmaceutical Relevance: While reduction reactions are less common in drug degradation,
they can still occur and lead to the formation of unwanted impurities or degradation products.
 Racemization:
 Definition: Racemization is a process where an optically active compound (chiral molecule)
converts into a racemic mixture, containing equal amounts of its enantiomers (mirror-image
isomers).
 Pharmaceutical Relevance: Racemization is particularly important in the context of chiral
drugs
 Polymerization:
 Definition: Polymerization is a chemical process where small molecules (monomers) react with
each other to form larger, repeating units (polymers). This process can be initiated by heat, light,
or chemical catalysts.
 Pharmaceutical Relevance: Polymerization is usually unwanted in pharmaceuticals, as it can
lead to the formation of insoluble or viscous materials in drug formulations.

Application of performulation consideration in the
development of solid, liquid oral and parenteral dosage
forms.
1) Solid Dosage Forms (e.g., Tablets and Capsules):
 Physical Form Selection: Preformulation studies help
determine the most suitable physical form of the drug substance,
such as its crystallinity, polymorphism, and particle size. This
information influences the choice of excipients and
manufacturing processes.
 Excipient Selection: Based on preformulation data, appropriate
excipients (e.g., binders, fillers, disintegrants) are selected to
optimize drug release, bioavailability, and tablet/capsule
properties like hardness, friability, and dissolution rate.
 Stability Studies: Preformulation studies assess the drug
substance's stability under various conditions. This data informs
decisions about packaging, storage conditions, and shelf life.
2. Liquid Oral Dosage Forms (e.g., Syrups, Suspensions,
Solutions):
 Solubility Studies: Preformulation studies assess the
drug's solubility in different solvents and vehicle systems.
This information is crucial for selecting the appropriate
formulation components.
 pH Considerations: pH plays a role in drug stability and
solubility. Preformulation data help determine the optimal
pH for the formulation.
 Stability Studies: Just like in solid dosage forms, stability
studies are conducted to evaluate the drug product's shelf
life and storage conditions.
3. Parenteral Dosage Forms (e.g., Injections):
 Sterility: Parenteral products must be sterile.
Preformulation considerations include selecting
appropriate sterilization methods and assessing the
drug's stability under sterilization conditions.
 Compatibility with Injection Vehicles:
Preformulation studies investigate the compatibility of
the drug substance with injection vehicles (e.g., saline,
buffers) to ensure stability and safety.

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Preformulation Studies.pptx

  • 1. Submitted by- Shubham Srivastav Submitted to- Mr. Manoj Bhardwaj
  • 2. Introduction  Preformulation studies are a series of investigations and experiments conducted in the early stages of drug development or formulation development. These studies are crucial for understanding the physical and chemical properties of a drug substance or active pharmaceutical ingredient (API) before it is formulated into a dosage form like tablets, capsules, or injections.
  • 3. Goals and Objective  The primary goals and objectives of preformulation studies in pharmaceutical and drug development are as follows:  Understanding Drug Substance Properties: Preformulation studies aim to comprehensively characterize the physical and chemical properties of the drug substance.  Optimizing Drug Formulation: These studies provide critical information for formulating the drug into a dosage form that is bioavailable, stable, and effective.
  • 4.  Enhancing Bioavailability: Preformulation studies can identify issues related to the drug's solubility and particle size. By addressing these challenges early in development, formulation scientists can design strategies to improve the drug's bioavailability and therapeutic efficacy.  Assessing Stability: Understanding how the drug substance degrades under various environmental conditions (e.g., temperature, humidity, light) is essential for setting appropriate storage and shelf-life specifications.
  • 5. Physiochemical characteristics of drug substances.  a. Physical properties: Physical form , particle size , shape , flow properties , polymorphism.  b. Chemical properties: Hydrolysis , oxidation , reduction , racemisation , polymerization  Application of performulation consideration in the development of solid, liquid oral and parenteral dosage forms.
  • 6. Physical Form  In preformulation studies, the physical form of the drug substance is a critical aspect to investigate. The physical form refers to how the drug substance exists in terms of its crystallinity, polymorphism, amorphism, particle size, and other physical properties.
  • 7. Crystal & Amorphous  Orderly Arrangement: In crystalline solids, the constituent molecules, atoms, or ions are arranged in a highly ordered and repeating three- dimensional pattern.  Sharp Melting Point: Crystalline substances typically have a well-defined and sharp melting point  Distinct Polymorphs: Many crystalline substances can exist in different polymorphic forms, where the same chemical compound arranges itself into different crystal structures.  Lack of Orderly Arrangement: In amorphous solids, the constituent molecules or particles do not have a well- defined and repeating order.  No Sharp Melting Point: Amorphous substances do not have a distinct melting point like crystalline substances.  Higher Solubility: Amorphous forms of drugs often have higher solubility than their crystalline counterparts, which can enhance their bioavailability.
  • 8.  Particle Size:  Definition: Particle size refers to the dimensions of individual particles in a solid material, typically expressed in terms of their diameter or size distribution.  Importance: Particle size significantly influences the dissolution rate, bioavailability, and stability of drug substances in pharmaceutical formulations. Smaller particle sizes generally lead to increased surface area, which can enhance dissolution and absorption.  Particle Shape:  Definition: Particle shape refers to the physical form or geometry of individual particles, which can vary from spherical to irregular or elongated.  Importance: Particle shape can impact flow properties, packing density, and the behavior of powders during processing and manufacturing. It can also affect the uniformity and performance of drug formulations, especially in dosage forms like tablets.
  • 9.  Flow Properties:  Definition: Flow properties describe how easily and consistently a powder or granular material flows when subjected to mechanical forces such as pouring, flowing, or compaction.  Importance: Good flow properties are crucial in pharmaceutical manufacturing processes to ensure uniform mixing, precise dosing, and consistent tablet or capsule filling. Flow problems can lead to issues such as content non-uniformity and tablet weight variability.  Polymorphism:  Definition: Polymorphism refers to the ability of a substance to exist in multiple crystalline forms or crystal structures, known as polymorphs.  Importance: Polymorphism can significantly impact the physical and chemical properties of a drug substance.
  • 10. Chemical Properties  Hydrolysis:  Definition: Hydrolysis is a chemical reaction in which a compound reacts with water, leading to the breakdown of chemical bonds in the molecule. It often involves the cleavage of covalent bonds, with water molecules being incorporated into the resulting products.  Pharmaceutical Relevance: Hydrolysis can be a major degradation pathway for drug substances, particularly those containing ester or amide functional groups. It can lead to the formation of impurities or degradation products that may affect the safety and efficacy of pharmaceuticals.  Oxidation:  Definition: Oxidation is a chemical reaction where a substance loses electrons or undergoes an increase in oxidation state. Oxidation reactions typically involve the addition of oxygen or removal of hydrogen from a molecule.  Pharmaceutical Relevance: Oxidation can lead to the degradation of drug substances, resulting in decreased potency and the formation of impurities. Antioxidants are often added to pharmaceutical formulations to mitigate the effects of oxidation.
  • 11.  Reduction:  Definition: Reduction is the opposite of oxidation, involving the gain of electrons or a decrease in oxidation state. Reduction reactions usually involve the addition of hydrogen or the removal of oxygen.  Pharmaceutical Relevance: While reduction reactions are less common in drug degradation, they can still occur and lead to the formation of unwanted impurities or degradation products.  Racemization:  Definition: Racemization is a process where an optically active compound (chiral molecule) converts into a racemic mixture, containing equal amounts of its enantiomers (mirror-image isomers).  Pharmaceutical Relevance: Racemization is particularly important in the context of chiral drugs  Polymerization:  Definition: Polymerization is a chemical process where small molecules (monomers) react with each other to form larger, repeating units (polymers). This process can be initiated by heat, light, or chemical catalysts.  Pharmaceutical Relevance: Polymerization is usually unwanted in pharmaceuticals, as it can lead to the formation of insoluble or viscous materials in drug formulations. 
  • 12. Application of performulation consideration in the development of solid, liquid oral and parenteral dosage forms. 1) Solid Dosage Forms (e.g., Tablets and Capsules):  Physical Form Selection: Preformulation studies help determine the most suitable physical form of the drug substance, such as its crystallinity, polymorphism, and particle size. This information influences the choice of excipients and manufacturing processes.  Excipient Selection: Based on preformulation data, appropriate excipients (e.g., binders, fillers, disintegrants) are selected to optimize drug release, bioavailability, and tablet/capsule properties like hardness, friability, and dissolution rate.  Stability Studies: Preformulation studies assess the drug substance's stability under various conditions. This data informs decisions about packaging, storage conditions, and shelf life.
  • 13. 2. Liquid Oral Dosage Forms (e.g., Syrups, Suspensions, Solutions):  Solubility Studies: Preformulation studies assess the drug's solubility in different solvents and vehicle systems. This information is crucial for selecting the appropriate formulation components.  pH Considerations: pH plays a role in drug stability and solubility. Preformulation data help determine the optimal pH for the formulation.  Stability Studies: Just like in solid dosage forms, stability studies are conducted to evaluate the drug product's shelf life and storage conditions.
  • 14. 3. Parenteral Dosage Forms (e.g., Injections):  Sterility: Parenteral products must be sterile. Preformulation considerations include selecting appropriate sterilization methods and assessing the drug's stability under sterilization conditions.  Compatibility with Injection Vehicles: Preformulation studies investigate the compatibility of the drug substance with injection vehicles (e.g., saline, buffers) to ensure stability and safety.