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Professor Elaine Farmer
CASE MANAGEMENT AND
OUTCOMES FOR NEGLECTED
CHILDREN:
A 5 year follow-up study
2
Aims of the study
• 1. To examine the case management and
outcomes of a sample of 138 neglected children
from the point of first referral to children’s
services until five years from their study return
home in a set year
• 2. To investigate which factors are related to
outcomes for children at the five-year follow-up
point.
• 3. To explore through in-depth interviews with
social workers the issues and dilemmas in
working with cases of neglect
3
Methods
• Case file review of 138 neglected children
[from 104 families] in 7 local authorities
returned to a parent from care during a set year
and followed up for another 5 years by which
time they were aged 5-19.
• Semi-structured interviews with a sub-group of
social workers where cases were current or
recent and a small number of children and
parents.
4
Characteristics of the case file sample
No. of
children
138 from 104 families
Gender 82 boys (59%) 56 girls (41%)
Age at the
start of the
study return
in 2001
26% aged 0-4 years; 28% aged 5-9 years and 46% aged 10-14 years.
Range 0-14 years, Mean 8.07 years (4.56 s.d.)
Age at five
year follow-
up point
26% aged 5-9 years; 28% aged 10-14 years and 46% aged 15-19 years.
Range 5-9 years, Mean 13.07 years (4.56 s.d.)
Ethnicity
112 White (81%) 19 Mixed Ethnicity (14%) 7 Black African/Black
Caribbean/Asian/South American (5%)
Disability 17 children had a physical disability (12%)
5
Types of neglect
Type of neglect No. %
Supervisory neglect (n=131) 106 86%
Physical neglect (including
nutritional & pre-natal
neglect) (n=133)
107 81%
Emotional neglect (n=130) 101 78%
Educational or cognitive
neglect (n=122)
60 49%
Medical neglect (including
neglect of mental health
needs) (n=123)
42 34%
The sample sizes vary in this table due to missing data in some cases
6 The Children’s Early
Experiences
• 84% of the children had also been abused:
emotional abuse (65%), physical abuse (61%) and
sexual abuse (27%).
• Of the children’s families there had been:
• Parental mental health problems in 44%
• Domestic violence in 74%
• Parental alcohol or drugs misuse in 66%
• 56% of the children had been referred to
children’s services before age 2 (incl 1/3 before
birth) and ¾ by time of school start
7
Services for PARENTS During The Final 3 Year
Follow-up Period
• 23% of parents received no services - and more help
needed by 62% of parents esp with children’s behaviour,
parenting skills, parental substance misuse and DV
• Lack of specialist help linked to unstable outcomes and
less good wellbeing for children
• Parents of older children received significantly less support than those
of younger children, in spite of teenagers’ serious emotional and
behavioural problems
• When services were provided, they were often not at a
sufficiently intensive level to meet the severity of the
needs in order to make and sustain change
8
Safeguarding
• During the whole follow-up period (from referral to 5
years from study return to parents) – 72% of the
children were made subject to a Child Protection Plan
(CPP) and 67% to Care Proceedings
• In ½ the families, children were not effectively protected
at some point (ie children experienced further neglect or
abuse). Only 29% of these children were not subject to
CPP or Care Order or Supervision Order at the time.
9
Child Protection Procedures
• Child Protection Plans (CPPs)
• Major Local Authority variations in the proportion of
children at risk who were not made subject to a CPP.
Thresholds set too high in some LAs.
• Children in 20% of families were abused and/or neglected
over long periods before a CPP was made.
• When children were made subject to a CPP (72% were) –
this usually helped case management, but in 42% of cases
in spite of CPP children were not protected (continuing
abuse/neglect).
10 Non-Use or Late Use of Care
Proceedings
• Non-Use and Late Use of Care Proceedings
• In a few families (14%) care proceedings not initiated in
spite of the very unsatisfactory situations of children –
sometimes because of a view that there was insufficient
evidence for care proceedings
• Some children (28%) left too long with parents in adverse
circumstances before care proceedings started: patterns
of non-response could become entrenched
11
Outcomes of Care Proceedings
• Supervision Orders were made on 34 children but in 62% of
these cases, the situation at home broke down -sometimes
children’s guardians and expert assessors had been too anxious
to give parents yet another chance (‘start again’)
• Care Orders with return to parent/s made on 32 children but
most (87%, 28) broke down, yet care orders rarely initiated
again or permanence plans outside the family made
• Care Orders with plans for permanence outside the family made
on 21 children and only 24% not achieved
• Overall the plans made in care proceedings did not work out in
62% of cases
12
Issues in Case Management 1
• 1 Lack of knowledge of children’s histories
• 2 Assessments infrequent
• 3 Important parental problems not addressed
• 4 Lack of therapeutic help
• 5 Difficulties in engaging 69% of mothers, 54% of
father/figures and 35% of young people; & 39% of
parents actively resisted work
• 6 Inaction if conditions for parents not complied with
• 7 Giving parents too many chances
13
Issues in Case Management 2
• 8 Lack of consistent monitoring of height & weight
• 9 Inadequate response to referrals about risks to
children (3/5 of families) - children not kept safe
• 10 Entry to care awaited a trigger incident of PA, CSA or
severe domestic violence and rarely took place because of
an accumulation of concerns about children
• 11 Closure of cases when clear evidence of persisting
difficulties (40%)
14 PROCESSES that are Likely to Affect Case
Management over Time
• Minimising/normalising abuse and neglect because de-
sensitised to children’s difficulties through habituation
• Developing a fixed view of cases which discounts
contrary information.
• Over-identification with parents
• Viewing each incident of neglect or abuse in isolation and
not recognising their cumulative impact
15 Return Breakdown and Re-Abuse at 5 year
follow-up
• By 5 year follow-up 65% of the returns home had ended
• At the 2 year follow-up 59% of the children had been
abused or neglected after reunification
- in the next 3 years 48% of the children with open
cases were abused or neglected
16
Outcomes at 5 Year Follow-up - Stability
No. %
At home 55 43%
Stability away from
home
36 29%
Unstable 35 28%
n=126 In 12 cases either the outcome of the original
return was unknown or the child’s placement(s) after that
return were unknown.
17
Outcomes at 5 Year Follow-up - Children’s
Well-being
No. %
Good 37 29%
Satisfactory 43 33%
Poor/very
poor
50 38%
n=130
18
Child’s overall well-being in relation to their
stability outcomes
Children’s
well-being
At
home
Stability
away from
home
Unstable
Good 29% 58% 3%
Satisfactory 38% 31% 27%
Poor/very
poor
33% 11% 70%
Total 100% 100% 100%
19 Factors that were Statistically Related to
Stability Outcomes at 5 year follow-up (1)
• Younger age at return – stably placed away from home (av
5.7 yrs), stably at home (av 7.2 yrs) and unstable (av 11.5
yrs)
• Unstable group- children had most often experienced very
severe neglect, emotional abuse or rejection
• Proactive case management associated with stable away
from home and the stable at home groups, and passive
case management with the unstable group.
20 Factors that were Related to Stability Outcomes
at 5 year follow-up - further statistical analysis (2)
• For every year of increase in the child’s age at the start of
the original return, the odds of not being in a stable
placement five years later increased by a factor of 1.5
• But, if the child was returned to a changed household
(changes in the parent’s partner or return to the other
parent), then the odds of being in a stable placement
increased by 3.5.
• If a child was not looked after in the poorest performing
local authority they were 10 times more likely to be in a
stable placement.
21 Factors that were Related to Stability Outcomes
at 5 year follow-up - CHAID statistical analysis (3)
• Children who were under the age of 6 at return
were most likely to find stability in an
alternative placement if this return was not
successful.
• For children who returned home over the age
of 6 there was a heightened risk of having a
subsequent unstable placement outcome, much
less chance of ever achieving permanence in
care and their cases were less well managed.
• The majority of children who were over 12 at
return had unstable outcomes.
22
Conclusions
• Working with neglected children and their families
is challenging and case management has a
considerable influence on children’s outcomes
• Earlier effective and proactive intervention is
needed
• Barriers to effective management of cases need to
be addressed
• Executive Summary of the study can be found at
• http://publications.education.gov.uk/eOrderingDow
nload/DCSF-RB214.pdf
23
Publications
• Book: Elaine Farmer and Eleanor Lutman (2012)
‘Working with neglected children and their
families: Linking Interventions to Long-term
Outcomes’, London, Jessica Kingsley.
• Article: Eleanor Lutman and Elaine Farmer (2013)
‘What Contributes to Outcomes for Neglected
Children Who Are Reunified with Their Parents?
Findings from a Five-Year Follow-Up Study’ British
Journal of Social Work, 43(3), pp. 559-578
24
Publications
• Article: Elaine Farmer (2014) ‘Improving
Reunification Practice: Pathways Home, Progress
and Outcomes for Children Returning from Care to
Their Parents’, British Journal of Social Work, Vol.
44 (2), pp.348–366.
• Article : Elaine Farmer and Eleanor Lutman (2014)
‘Working effectively with neglected children and
their families – what needs to change?’ Child
Abuse Review, Special Edition on Neglect, Vol. 23:
262–273.

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Case Management and Outcomes for Neglected Children: A 5 year follow up study

  • 1. Professor Elaine Farmer CASE MANAGEMENT AND OUTCOMES FOR NEGLECTED CHILDREN: A 5 year follow-up study
  • 2. 2 Aims of the study • 1. To examine the case management and outcomes of a sample of 138 neglected children from the point of first referral to children’s services until five years from their study return home in a set year • 2. To investigate which factors are related to outcomes for children at the five-year follow-up point. • 3. To explore through in-depth interviews with social workers the issues and dilemmas in working with cases of neglect
  • 3. 3 Methods • Case file review of 138 neglected children [from 104 families] in 7 local authorities returned to a parent from care during a set year and followed up for another 5 years by which time they were aged 5-19. • Semi-structured interviews with a sub-group of social workers where cases were current or recent and a small number of children and parents.
  • 4. 4 Characteristics of the case file sample No. of children 138 from 104 families Gender 82 boys (59%) 56 girls (41%) Age at the start of the study return in 2001 26% aged 0-4 years; 28% aged 5-9 years and 46% aged 10-14 years. Range 0-14 years, Mean 8.07 years (4.56 s.d.) Age at five year follow- up point 26% aged 5-9 years; 28% aged 10-14 years and 46% aged 15-19 years. Range 5-9 years, Mean 13.07 years (4.56 s.d.) Ethnicity 112 White (81%) 19 Mixed Ethnicity (14%) 7 Black African/Black Caribbean/Asian/South American (5%) Disability 17 children had a physical disability (12%)
  • 5. 5 Types of neglect Type of neglect No. % Supervisory neglect (n=131) 106 86% Physical neglect (including nutritional & pre-natal neglect) (n=133) 107 81% Emotional neglect (n=130) 101 78% Educational or cognitive neglect (n=122) 60 49% Medical neglect (including neglect of mental health needs) (n=123) 42 34% The sample sizes vary in this table due to missing data in some cases
  • 6. 6 The Children’s Early Experiences • 84% of the children had also been abused: emotional abuse (65%), physical abuse (61%) and sexual abuse (27%). • Of the children’s families there had been: • Parental mental health problems in 44% • Domestic violence in 74% • Parental alcohol or drugs misuse in 66% • 56% of the children had been referred to children’s services before age 2 (incl 1/3 before birth) and ¾ by time of school start
  • 7. 7 Services for PARENTS During The Final 3 Year Follow-up Period • 23% of parents received no services - and more help needed by 62% of parents esp with children’s behaviour, parenting skills, parental substance misuse and DV • Lack of specialist help linked to unstable outcomes and less good wellbeing for children • Parents of older children received significantly less support than those of younger children, in spite of teenagers’ serious emotional and behavioural problems • When services were provided, they were often not at a sufficiently intensive level to meet the severity of the needs in order to make and sustain change
  • 8. 8 Safeguarding • During the whole follow-up period (from referral to 5 years from study return to parents) – 72% of the children were made subject to a Child Protection Plan (CPP) and 67% to Care Proceedings • In ½ the families, children were not effectively protected at some point (ie children experienced further neglect or abuse). Only 29% of these children were not subject to CPP or Care Order or Supervision Order at the time.
  • 9. 9 Child Protection Procedures • Child Protection Plans (CPPs) • Major Local Authority variations in the proportion of children at risk who were not made subject to a CPP. Thresholds set too high in some LAs. • Children in 20% of families were abused and/or neglected over long periods before a CPP was made. • When children were made subject to a CPP (72% were) – this usually helped case management, but in 42% of cases in spite of CPP children were not protected (continuing abuse/neglect).
  • 10. 10 Non-Use or Late Use of Care Proceedings • Non-Use and Late Use of Care Proceedings • In a few families (14%) care proceedings not initiated in spite of the very unsatisfactory situations of children – sometimes because of a view that there was insufficient evidence for care proceedings • Some children (28%) left too long with parents in adverse circumstances before care proceedings started: patterns of non-response could become entrenched
  • 11. 11 Outcomes of Care Proceedings • Supervision Orders were made on 34 children but in 62% of these cases, the situation at home broke down -sometimes children’s guardians and expert assessors had been too anxious to give parents yet another chance (‘start again’) • Care Orders with return to parent/s made on 32 children but most (87%, 28) broke down, yet care orders rarely initiated again or permanence plans outside the family made • Care Orders with plans for permanence outside the family made on 21 children and only 24% not achieved • Overall the plans made in care proceedings did not work out in 62% of cases
  • 12. 12 Issues in Case Management 1 • 1 Lack of knowledge of children’s histories • 2 Assessments infrequent • 3 Important parental problems not addressed • 4 Lack of therapeutic help • 5 Difficulties in engaging 69% of mothers, 54% of father/figures and 35% of young people; & 39% of parents actively resisted work • 6 Inaction if conditions for parents not complied with • 7 Giving parents too many chances
  • 13. 13 Issues in Case Management 2 • 8 Lack of consistent monitoring of height & weight • 9 Inadequate response to referrals about risks to children (3/5 of families) - children not kept safe • 10 Entry to care awaited a trigger incident of PA, CSA or severe domestic violence and rarely took place because of an accumulation of concerns about children • 11 Closure of cases when clear evidence of persisting difficulties (40%)
  • 14. 14 PROCESSES that are Likely to Affect Case Management over Time • Minimising/normalising abuse and neglect because de- sensitised to children’s difficulties through habituation • Developing a fixed view of cases which discounts contrary information. • Over-identification with parents • Viewing each incident of neglect or abuse in isolation and not recognising their cumulative impact
  • 15. 15 Return Breakdown and Re-Abuse at 5 year follow-up • By 5 year follow-up 65% of the returns home had ended • At the 2 year follow-up 59% of the children had been abused or neglected after reunification - in the next 3 years 48% of the children with open cases were abused or neglected
  • 16. 16 Outcomes at 5 Year Follow-up - Stability No. % At home 55 43% Stability away from home 36 29% Unstable 35 28% n=126 In 12 cases either the outcome of the original return was unknown or the child’s placement(s) after that return were unknown.
  • 17. 17 Outcomes at 5 Year Follow-up - Children’s Well-being No. % Good 37 29% Satisfactory 43 33% Poor/very poor 50 38% n=130
  • 18. 18 Child’s overall well-being in relation to their stability outcomes Children’s well-being At home Stability away from home Unstable Good 29% 58% 3% Satisfactory 38% 31% 27% Poor/very poor 33% 11% 70% Total 100% 100% 100%
  • 19. 19 Factors that were Statistically Related to Stability Outcomes at 5 year follow-up (1) • Younger age at return – stably placed away from home (av 5.7 yrs), stably at home (av 7.2 yrs) and unstable (av 11.5 yrs) • Unstable group- children had most often experienced very severe neglect, emotional abuse or rejection • Proactive case management associated with stable away from home and the stable at home groups, and passive case management with the unstable group.
  • 20. 20 Factors that were Related to Stability Outcomes at 5 year follow-up - further statistical analysis (2) • For every year of increase in the child’s age at the start of the original return, the odds of not being in a stable placement five years later increased by a factor of 1.5 • But, if the child was returned to a changed household (changes in the parent’s partner or return to the other parent), then the odds of being in a stable placement increased by 3.5. • If a child was not looked after in the poorest performing local authority they were 10 times more likely to be in a stable placement.
  • 21. 21 Factors that were Related to Stability Outcomes at 5 year follow-up - CHAID statistical analysis (3) • Children who were under the age of 6 at return were most likely to find stability in an alternative placement if this return was not successful. • For children who returned home over the age of 6 there was a heightened risk of having a subsequent unstable placement outcome, much less chance of ever achieving permanence in care and their cases were less well managed. • The majority of children who were over 12 at return had unstable outcomes.
  • 22. 22 Conclusions • Working with neglected children and their families is challenging and case management has a considerable influence on children’s outcomes • Earlier effective and proactive intervention is needed • Barriers to effective management of cases need to be addressed • Executive Summary of the study can be found at • http://publications.education.gov.uk/eOrderingDow nload/DCSF-RB214.pdf
  • 23. 23 Publications • Book: Elaine Farmer and Eleanor Lutman (2012) ‘Working with neglected children and their families: Linking Interventions to Long-term Outcomes’, London, Jessica Kingsley. • Article: Eleanor Lutman and Elaine Farmer (2013) ‘What Contributes to Outcomes for Neglected Children Who Are Reunified with Their Parents? Findings from a Five-Year Follow-Up Study’ British Journal of Social Work, 43(3), pp. 559-578
  • 24. 24 Publications • Article: Elaine Farmer (2014) ‘Improving Reunification Practice: Pathways Home, Progress and Outcomes for Children Returning from Care to Their Parents’, British Journal of Social Work, Vol. 44 (2), pp.348–366. • Article : Elaine Farmer and Eleanor Lutman (2014) ‘Working effectively with neglected children and their families – what needs to change?’ Child Abuse Review, Special Edition on Neglect, Vol. 23: 262–273.