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Basics in Negotiating 
Billy Connelly - Demands 
Monty Python negotiation
Session objectives 
• To understand different negotiation strategies 
• Learn how to avoid common pitfalls 
• To consider a framework and process that 
contributes to a good negotiation process 
• Also supports conflict resolution
Negotiation 
• Def: To confer with one another for the purpose 
of arranging some issue by mutual agreement; to 
discuss an issue with a view to settlement or 
compromise.
What kind of negotiator am I? 
• 1A: Joint 
• 1B: Hard 
• 1C: Soft 
• 6A: Hard 
• 6B: Joint 
• 6C: Soft 
 2A: Hard 
 2B: Joint 
 2C: Soft 
 7A: Soft 
 7B: Joint 
 7C: Hard 
 3A: Hard 
 3B: Joint 
 3C: Soft 
 8A: Joint 
 8B: Hard 
 8C: Soft 
 4A: Hard 
 4B: Soft 
 4C: Joint 
 9A: Hard 
 9B: Soft 
 9C: Joint 
 5A: Joint 
 5B: Hard 
 5C: Soft 
 10A: Hard 
 10B: Soft 
 10C: Joint
What are the problems with 
soft and hard negotiation? 
• Hard negotiators 
– see pitched battle in which one side has to lose. 
– They are determined that it will not be them! 
• e.g. 1980's Miners Strike 
• Northern Ireland Ian Paisley "Never Never Never" 
– Mo Mowlam stepped in in the 90's to broker a deal 
– Martin McGuinness IRA /Peter Robinson - now leading NI 
• TESCO 
• Soft negotiators 
– worry about falling out with the other party, since they want to remain friends. 
– make too many concessions 
– Get walked over 
– allow emotions to get involved 
– long term danger of catastrophic 
– Peace in our times Neville Chamberlain
A better way! 
Joint (also known as Principled) 
•Strive for ‘win-win’ outcomes. 
•Clear about what they want from the negotiation and can 
be tough in sticking to that 
•Understanding the other party’s position 
•Find ways jointly to agree a result satisfactory to both of 
them.
Principled Negotiation (Fisher 
and Ury 1992) 
– Four elements to principled negotiation 
People, Interests, Options and Criteria 
•Seek to find a win/win 
– Four elements 
•A position is the things you say you want / demands / T&C's 
1.Interests - Focus on interests, not positions 
– Find out the key issues 
– Underlying needs/ motivations 
– Fears and aspirations 
– 'Put yourself in other people's shoes'
Principled Negotiation - Four 
elements 
2. Options - Generate a variety of possibly solutions for mutual gain 
– Idea generation 
– State that they are options and not positions 
2. People - Separate the people from the problem 
– See the problem from their point of view 
• Perceptions 
• Emotions 
• Communication 
2. Criteria - Insist on some fair objective standard both parties can 
agree on 
– avoid deadlock
What happens when things go 
wrong 
• Power issues 
• People won’t play the game 
• Don't accept an unsatisfactory offer 
Have a bottom line 
• BATNA – Best alternative to a negotiated agreement 
(walk away alternative) 
• Preparation - gives you confidence and power 
– list of actions you might take 
– improving old ideas to make practical 
– consider your opponents BATNA
DVD - Tying the Knot 
• Assess your own negotiating style 
• Be able to prepare for negotiation 
• Understand the three key stages of a successful 
negotiation and know what to do, and what to 
avoid, at each stage: 
• - what’s this negotiation about? 
• - the negotiating see-saw 
• - how to behave when things go wrong
Principled (joint) 
Negotiation can be summed 
up by a famous nursery 
rhyme 
Jack Sprat could eat no fat. 
His wife could eat no lean. 
And so between them both, you see, 
They licked the platter clean. 
Dr Andrew Hirst Room 9339 11
Simple steps you can take 
1. See the problem from other points of view, 
express concern 
2. Identify key issues and concerns 
3. Determine what results would constitute a fair 
solution 
4. Identify possible options to achieve end result 
Remember that its all about Win - Win
Positional Bargaining 
Soft Hard Principled (joint) 
Participants are friends Participants are adversaries Participants are problem solvers 
The goal is agreement The goal is victory The goal is a wise outcome reached efficiently and 
amicably 
Make concessions to cultivate the 
relationship 
Demand concessions as a condition of the 
relationship 
Separate the people from the problem 
Be soft on the people and the problem Be hard on the problem and the people Be soft on the people, hard on the problem 
Trust others Distrust others Proceed independently of trust 
Disclose your bottom line Dig in to position Focus on interests, not positions 
Change your position easily Mislead as to your bottom line Explore interests 
Make offers Make Threats Avoid having a bottom line 
Accept one-sided losses to reach 
agreement 
Demand one-sided gains as the price of 
agreement 
Invent options for mutual gain 
Search for the single answer: the only 
one they accept 
Search for the single answer; the one you 
will accept 
Develop multiple options to choose from; decide 
later 
Insist on agreement Insist on your position Insist on using objective criteria 
Try to avoid a contest of will Try to win a contest of will Try to reach a result based on standards 
independent of will 
Yield to pressure Apply pressure Reason and be open to reasons; yield to principle 
not pressure.
Reading 
• Roger Fisher and William Ury (1991) Getting to 
Yes: Negotiating an agreement without giving in 
• DVD Negotiating: Tying the knot 658.4

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Fundamentals of Negotiating

  • 1. Basics in Negotiating Billy Connelly - Demands Monty Python negotiation
  • 2. Session objectives • To understand different negotiation strategies • Learn how to avoid common pitfalls • To consider a framework and process that contributes to a good negotiation process • Also supports conflict resolution
  • 3. Negotiation • Def: To confer with one another for the purpose of arranging some issue by mutual agreement; to discuss an issue with a view to settlement or compromise.
  • 4. What kind of negotiator am I? • 1A: Joint • 1B: Hard • 1C: Soft • 6A: Hard • 6B: Joint • 6C: Soft  2A: Hard  2B: Joint  2C: Soft  7A: Soft  7B: Joint  7C: Hard  3A: Hard  3B: Joint  3C: Soft  8A: Joint  8B: Hard  8C: Soft  4A: Hard  4B: Soft  4C: Joint  9A: Hard  9B: Soft  9C: Joint  5A: Joint  5B: Hard  5C: Soft  10A: Hard  10B: Soft  10C: Joint
  • 5. What are the problems with soft and hard negotiation? • Hard negotiators – see pitched battle in which one side has to lose. – They are determined that it will not be them! • e.g. 1980's Miners Strike • Northern Ireland Ian Paisley "Never Never Never" – Mo Mowlam stepped in in the 90's to broker a deal – Martin McGuinness IRA /Peter Robinson - now leading NI • TESCO • Soft negotiators – worry about falling out with the other party, since they want to remain friends. – make too many concessions – Get walked over – allow emotions to get involved – long term danger of catastrophic – Peace in our times Neville Chamberlain
  • 6. A better way! Joint (also known as Principled) •Strive for ‘win-win’ outcomes. •Clear about what they want from the negotiation and can be tough in sticking to that •Understanding the other party’s position •Find ways jointly to agree a result satisfactory to both of them.
  • 7. Principled Negotiation (Fisher and Ury 1992) – Four elements to principled negotiation People, Interests, Options and Criteria •Seek to find a win/win – Four elements •A position is the things you say you want / demands / T&C's 1.Interests - Focus on interests, not positions – Find out the key issues – Underlying needs/ motivations – Fears and aspirations – 'Put yourself in other people's shoes'
  • 8. Principled Negotiation - Four elements 2. Options - Generate a variety of possibly solutions for mutual gain – Idea generation – State that they are options and not positions 2. People - Separate the people from the problem – See the problem from their point of view • Perceptions • Emotions • Communication 2. Criteria - Insist on some fair objective standard both parties can agree on – avoid deadlock
  • 9. What happens when things go wrong • Power issues • People won’t play the game • Don't accept an unsatisfactory offer Have a bottom line • BATNA – Best alternative to a negotiated agreement (walk away alternative) • Preparation - gives you confidence and power – list of actions you might take – improving old ideas to make practical – consider your opponents BATNA
  • 10. DVD - Tying the Knot • Assess your own negotiating style • Be able to prepare for negotiation • Understand the three key stages of a successful negotiation and know what to do, and what to avoid, at each stage: • - what’s this negotiation about? • - the negotiating see-saw • - how to behave when things go wrong
  • 11. Principled (joint) Negotiation can be summed up by a famous nursery rhyme Jack Sprat could eat no fat. His wife could eat no lean. And so between them both, you see, They licked the platter clean. Dr Andrew Hirst Room 9339 11
  • 12. Simple steps you can take 1. See the problem from other points of view, express concern 2. Identify key issues and concerns 3. Determine what results would constitute a fair solution 4. Identify possible options to achieve end result Remember that its all about Win - Win
  • 13. Positional Bargaining Soft Hard Principled (joint) Participants are friends Participants are adversaries Participants are problem solvers The goal is agreement The goal is victory The goal is a wise outcome reached efficiently and amicably Make concessions to cultivate the relationship Demand concessions as a condition of the relationship Separate the people from the problem Be soft on the people and the problem Be hard on the problem and the people Be soft on the people, hard on the problem Trust others Distrust others Proceed independently of trust Disclose your bottom line Dig in to position Focus on interests, not positions Change your position easily Mislead as to your bottom line Explore interests Make offers Make Threats Avoid having a bottom line Accept one-sided losses to reach agreement Demand one-sided gains as the price of agreement Invent options for mutual gain Search for the single answer: the only one they accept Search for the single answer; the one you will accept Develop multiple options to choose from; decide later Insist on agreement Insist on your position Insist on using objective criteria Try to avoid a contest of will Try to win a contest of will Try to reach a result based on standards independent of will Yield to pressure Apply pressure Reason and be open to reasons; yield to principle not pressure.
  • 14. Reading • Roger Fisher and William Ury (1991) Getting to Yes: Negotiating an agreement without giving in • DVD Negotiating: Tying the knot 658.4