Listing

2. A security is said to be listed when its
name is registered in the stock exchange
The principal objective is that it provides
ready marketability to stocks

3. Companies have classified as large cap
companies and small cap companies
In respect of large cap company
• The minimum post issue paid-up capital of the
applicant company shall be Rs.3 crores
• The minimum issue size shall be Rs.10 crores and
• The minimum market capitalization of the
company shall be Rs.25 Crores

4. In respect of Small cap company
• The minimum post issue paid-up capital of the
applicant company shall be Rs.3 crores
• The minimum issue size shall be Rs.3 crores and
• The minimum market capitalization of the
company shall be Rs.5 Crores
• The minimum income/turnover of the company
shall be Rs.3 crores in each of the preceding three
years.

5.  Permission to use the name of the exchange
in an issuer company’s prospectus.
 Listing committee to analyze the prospectus
 Submission of letter of application
 Sec 73 of the companies act 1956
 Allotment of securities
• Allotment of shares within 30 days of issue closure
• 15 days for book building issue
 Trading Permission
• Issuing company should complete the formalities
within 7 days from the allotment of shares

6. Required of 1% security
Payment of listing fee

7. Annual/Further Listing Fee – Equity Segment
Particulars Amount(In Rs.)
Initial Listing Fee Rs.20,000
Listed Capital (in Cr) Annual Listing Fees (in Rs)
Upto 50 Rs.1,00,000
Above 50 to 100 Rs.1,66,250
Above 100 to 150 Rs.1,90,000
Above 150 to 200 Rs.2,28,000
Above 200 to 250 Rs.2,61,250
Above 250 to 300. Rs.2,94,500
Above 300 to 350 Rs.3,23,000
Above 350 to 400 Rs.3,56,250
Above 400 to 450 Rs.4,13,250
Above 450 to 500 Rs.4,75,000
Above 500 to 1000
Rs.4,75,000 plus Rs.3,230/- for every increase of Rs. 5 crs. or part thereof above Rs.500
crs.
Above 1000
Rs.8,07,500 plus Rs.3,515/- for every increase of Rs. 5 crs. or part thereof above Rs.1000
crs

8. Voluntary delisting
• Prior approval of shareholders
• Make a public announcement
• Make an application to the delisting SE
Compulsory delisting

9.  The exit price for delisting should be in
accordance with the book-building process;
 The offer price should have a floor price (a
minimum base price) which will be the
average of 26 weeks traded price and without
a maximum price;
 Market forces will determine the price above
the base price. Stock exchanges will provide
the infrastructure to ensure transparency
whereby investors can see the prices on
screens;

10. Name of the Company
Date of
Delisting
Reason
Hira Ferro Alloys Limited 11-Aug-14
Voluntary Delisting pursuant to SEBI ( Delisting of Equity Shares)
Regulations 2009
PIRAMAL GLAS 28-Jul-14
Voluntary Delisting pursuant to SEBI (Delisting of Equity Shares)
Regulations 2009
Vippy Industries Ltd. 24-Jul-14
As per Structure Procedure approved by Hon?ble Board for
Industrial and Financial Reconstruction (BIFR) vide its order dated
December 19, 2013 in terms of Regulation 3(2) of the SEBI
(Delisting of Equity Shares) Regulation 2009.
Vishnu Sugar Mills Ltd., 30-Jun-14
Voluntary Delisting-SEBI(Delisting Of Equity Shares)
Regulations,2009
SUASHIS DIAM 30-Jun-14
Voluntary Delisting-SEBI (Delisting Of Equity Shares)
Regulations, 2009
English Indian Clays Ltd. 4-Jun-14
Voluntary Delisting SEBI (Delisting of Equity Shares)
Regulations, 2009
Rhodia Specialty Chemicals
India Ltd. 28-May-14 Voluntary Delisting
Reliance Media Works Limited 6-May-14
Voluntary Delisting – SEBI (Delisting of Equity Shares)
Regulations, 2009.