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10/1/2004 DL Brown Bag Series Fall 2004 1
FRBR; or, How I learned to
stop worrying and love the
model
Jenn Riley
Metadata Librarian
IU Digital Library Program
jenlrile@indiana.edu
10/1/2004 DL Brown Bag Series Fall 2004 2
Agenda
 Introduction to FRBR
 ALCTS preconference summary
 Current FRBR-ish activities
 So how is this going to affect me?
10/1/2004 DL Brown Bag Series Fall 2004 3
Agenda
 Introduction to FRBR
 ALCTS preconference summary
 Current FRBR-ish activities
 So how is this going to affect me?
10/1/2004 DL Brown Bag Series Fall 2004 4
What is FRBR?
 Functional Requirements for Bibliographic
Records
 Either F-R-B-R or “Ferber”
 A report in 7 languages (soon to add
simplified and traditional Chinese)
 A “conceptual model”
 entities
 attributes
 relationships
10/1/2004 DL Brown Bag Series Fall 2004 5
Contents of FRBR Report
 Introduction
 Objectives, Scope, and Methodology
 Entities
 Attributes
 Relationships
 User Tasks
 Basic Requirements for National
Bibliographic Records
10/1/2004 DL Brown Bag Series Fall 2004 6
User Tasks
 FRBR
 Find
 Identify
 Select
 Obtain
 Cutter
 To enable a person to find a book of
which either
 the author
 the title
 the subject
...is known
 To show what the library has
 by a given author
 on a given subject
 in a given kind of literature
 To assist in the choice of a book
 as to its edition (bibliographically)
 as to its character (literary or topical)
10/1/2004 DL Brown Bag Series Fall 2004 7
Group 1 Entities
WORK
EXPRESSION
MANIFESTATION
ITEM
is realized through
is embodied in
is exemplified by
“the physical embodiment of an expression of a work”
“the intellectual or artistic realization of a work”
“a distinct intellectual or artistic creation”
“a single exemplar of a manifestation”
w1 Franz Schubert's Trout quintet
-e1 the composer's score
-e2 a performance by the Amadeus
Quartet and Hephzibah Menuhin on
piano
-e3 a performance by the Cleveland
Quartet and Yo-Yo Ma on the cello
-. . . .
w1 Harry Lindgren's Geometric dissections
-e1 original text entitled Geometric
dissections
-m1 the book published in 1964 by Van
Nostrand
-e2 revised text entitled Recreational
problems in geometric dissections ....
-m1 the book published in 1972 by
Dover
w1 Ronald Hayman's Playback
-e1 the author's text edited for
publication
-m1 the book published in 1973 by
Davis-Poynter
-i1 copy autographed by the
author
10/1/2004 DL Brown Bag Series Fall 2004 8
Borders between entities can be unclear
 New preface
 New illustrations
 Braille
 Screenplay
 Work<->Work relationships
 Serials?
 Does everything represent a “work”?
10/1/2004 DL Brown Bag Series Fall 2004 9
Expression entity problems
 FRBR report, p. 19: “Strictly speaking, any
change in intellectual or artistic content
constitutes a change in expression. Thus, if a
text is revised or modified, the resulting
expression is considered to be a new
expression, no matter how minor the
modification may be.”
 Some call for merging/removal of expression
entity, but MUCH resistance from FRBR folk
10/1/2004 DL Brown Bag Series Fall 2004 10
Group 2 Entities
 Person
 Corporate body
10/1/2004 DL Brown Bag Series Fall 2004 11
Group 3 Entities
 Groups 1 & 2 entities
 Concept
 Object
 Event
 Place
10/1/2004 DL Brown Bag Series Fall 2004 12
Agenda
 Introduction to FRBR
 ALCTS preconference summary
 Current FRBR-ish activities
 So how is this going to affect me?
10/1/2004 DL Brown Bag Series Fall 2004 13
ALCTS FRBR preconference agenda
 Overview of FRBR
 Reasons behind FRBR
 Practical considerations
 Example applications
10/1/2004 DL Brown Bag Series Fall 2004 14
Some highlights (1)
 Allyson Carlyle (U. Washington): reservations
about the expression entity from experience
teaching library school students
 Glenn Patton (OCLC): Why FRBR?
 Clearer understanding of why we do what we do
 Better collocation and navigation
 Clearer, more useful relationships
 More controlled, authoritative information for
productivity
10/1/2004 DL Brown Bag Series Fall 2004 15
Some highlights (2)
 Tom Delsey (independent consultant): areas
revisited
 Record type
 Material type
 Objectives of the catalog
 Syndetic structure
 Core record
 Sally McCallum (LC): FRBR & MARC
 LC-commissioned MARC mapping suggested extensions
to FRBR to accommodate all MARC21 elements
 FRBRizer performed poorly for music
 Jennifer Bowen (Rochester): “Is FRBR really
coming? It’s already here!”
10/1/2004 DL Brown Bag Series Fall 2004 16
Agenda
 Introduction to FRBR
 ALCTS preconference summary
 Current FRBR-ish activities
 So how is this going to affect me?
10/1/2004 DL Brown Bag Series Fall 2004 17
Implementations & related projects
 OCLC FictionFinder
 RLG RedLightGreen
 AustLit Gateway
 VTLS Virtua ILS system
 III Millennium 2005 ILS system
 IU Variations2
10/1/2004 DL Brown Bag Series Fall 2004 18
“Official” adoption
 Functional Analysis of the MARC 21
Bibliographic and Holdings Formats
 Performed by Tom Delsey (AACR3 editor)
 Commissioned by LC
 Joint Steering Committee for Revision of the Anglo-American
Cataloging Rules
 Incorporating FRBR terminology and concepts
 Work OK
 Expression, Manifestation new
 Item definition changed
 Format Variation Working Group (Feb. 2001-June 2004)
 “Catalog” or “collocate” expressions
 Differences in opinion between domains
 CC:DA Task Force on FRBR Terminology
 ALA group reviewing and responding to JSC work
10/1/2004 DL Brown Bag Series Fall 2004 19
Flurry of Activity
 October 2004 issue of LRTS will contain
papers based on ALCTS preconference
presentations
 C&CQ Vol 39, No. 3-4, 2004 will be a topical
issue on FRBR
 Lots of other presentations and papers
 Work on FRBR for authorities: FRANAR
10/1/2004 DL Brown Bag Series Fall 2004 20
Current FRBR Working Groups
 Expression entity
 Continuing resources
 Teaching and training
 Subject relationships
 FRBR/CRM dialogue
10/1/2004 DL Brown Bag Series Fall 2004 21
Agenda
 Introduction to FRBR
 ALCTS preconference summary
 Current FRBR-ish activities
 So how is this going to affect me?
10/1/2004 DL Brown Bag Series Fall 2004 22
How many records are affected?
 78% of works have a single manifestation
 99% of all works in WorldCat have seven
manifestations or less
 30,000, or <1% have more than 20
manifestations
R. Bennett et. al. (2003) "The concept of a work in WorldCat: an application of FRBR"
Library Collections Acquisitions & Technical Services 27, 45-59.
 So why do we need FRBR?
10/1/2004 DL Brown Bag Series Fall 2004 23
10/1/2004 DL Brown Bag Series Fall 2004 24
End-users
 ILL
 Holds
 Allow better distinction between content and
carrier
 FRBR-ized catalog vs. disambiguation
process
10/1/2004 DL Brown Bag Series Fall 2004 25
Expression
Work
Manifestation
Item
Slides with purple backgrounds are from Barbara Tillett’s presentation at the preconference.
10/1/2004 DL Brown Bag Series Fall 2004 26
10/1/2004 DL Brown Bag Series Fall 2004 27
10/1/2004 DL Brown Bag Series Fall 2004 28
10/1/2004 DL Brown Bag Series Fall 2004 29
10/1/2004 DL Brown Bag Series Fall 2004 30
Cataloging
 Non-MARC environments
 Many already doing FRBR-like things
 Tend to have lots of programming support
 MARC environments
 Need more innovation from ILS vendors
 Catalogers used to looking at 1 record (maybe 2)
showing everything
 Need to provide complex relationships when
necessary, hide when not
 Legacy records
10/1/2004 DL Brown Bag Series Fall 2004 31
So what do I do now?
 Learn more!
10/1/2004 DL Brown Bag Series Fall 2004 32
Some presentations at ALCTS
preconference
 FRBR: Coming Soon to YOUR Library?
Jennifer Bowen, University of Rochester
 FRBR and the Bibliographic Universe, or, How to Read FRBR as a Model
Allyson Carlyle, Information School, University of Washington
 Differentiating Libraries through Enriched User Searching; FRBR as the next dim
Vinod Chachra, Chairman & CEO, VTLS Inc. and John Espley, Director of
Design, VTLS Inc.
 Stepping Back Looking Forward: FRBR and the Evolution of the Catalogue
Thomas J. Delsey, Consultant
 RedLightGreen - FRBR between a Rock and a Hard Place
Merrilee Proffitt, Program Officer, RLG
 What is FRBR? (Functional Requirements for Bibliographic Records)
Dr. Barbara B. Tillett, Library of Congress
 FictionFinder: a FRBR works-based prototype
Diane Vizine-Goetz, OCLC Research
from <http://www.ala.org/ala/alcts/alctsconted/presentations/presentations.htm>
10/1/2004 DL Brown Bag Series Fall 2004 33
For further information
 FRBR report
 Readings on handout & previous slide
 FRBR listserv
 jenlrile@indiana.edu
 These presentation materials

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FRBR; or, How I learned to stop worrying and love the model

  • 1. 10/1/2004 DL Brown Bag Series Fall 2004 1 FRBR; or, How I learned to stop worrying and love the model Jenn Riley Metadata Librarian IU Digital Library Program jenlrile@indiana.edu
  • 2. 10/1/2004 DL Brown Bag Series Fall 2004 2 Agenda  Introduction to FRBR  ALCTS preconference summary  Current FRBR-ish activities  So how is this going to affect me?
  • 3. 10/1/2004 DL Brown Bag Series Fall 2004 3 Agenda  Introduction to FRBR  ALCTS preconference summary  Current FRBR-ish activities  So how is this going to affect me?
  • 4. 10/1/2004 DL Brown Bag Series Fall 2004 4 What is FRBR?  Functional Requirements for Bibliographic Records  Either F-R-B-R or “Ferber”  A report in 7 languages (soon to add simplified and traditional Chinese)  A “conceptual model”  entities  attributes  relationships
  • 5. 10/1/2004 DL Brown Bag Series Fall 2004 5 Contents of FRBR Report  Introduction  Objectives, Scope, and Methodology  Entities  Attributes  Relationships  User Tasks  Basic Requirements for National Bibliographic Records
  • 6. 10/1/2004 DL Brown Bag Series Fall 2004 6 User Tasks  FRBR  Find  Identify  Select  Obtain  Cutter  To enable a person to find a book of which either  the author  the title  the subject ...is known  To show what the library has  by a given author  on a given subject  in a given kind of literature  To assist in the choice of a book  as to its edition (bibliographically)  as to its character (literary or topical)
  • 7. 10/1/2004 DL Brown Bag Series Fall 2004 7 Group 1 Entities WORK EXPRESSION MANIFESTATION ITEM is realized through is embodied in is exemplified by “the physical embodiment of an expression of a work” “the intellectual or artistic realization of a work” “a distinct intellectual or artistic creation” “a single exemplar of a manifestation” w1 Franz Schubert's Trout quintet -e1 the composer's score -e2 a performance by the Amadeus Quartet and Hephzibah Menuhin on piano -e3 a performance by the Cleveland Quartet and Yo-Yo Ma on the cello -. . . . w1 Harry Lindgren's Geometric dissections -e1 original text entitled Geometric dissections -m1 the book published in 1964 by Van Nostrand -e2 revised text entitled Recreational problems in geometric dissections .... -m1 the book published in 1972 by Dover w1 Ronald Hayman's Playback -e1 the author's text edited for publication -m1 the book published in 1973 by Davis-Poynter -i1 copy autographed by the author
  • 8. 10/1/2004 DL Brown Bag Series Fall 2004 8 Borders between entities can be unclear  New preface  New illustrations  Braille  Screenplay  Work<->Work relationships  Serials?  Does everything represent a “work”?
  • 9. 10/1/2004 DL Brown Bag Series Fall 2004 9 Expression entity problems  FRBR report, p. 19: “Strictly speaking, any change in intellectual or artistic content constitutes a change in expression. Thus, if a text is revised or modified, the resulting expression is considered to be a new expression, no matter how minor the modification may be.”  Some call for merging/removal of expression entity, but MUCH resistance from FRBR folk
  • 10. 10/1/2004 DL Brown Bag Series Fall 2004 10 Group 2 Entities  Person  Corporate body
  • 11. 10/1/2004 DL Brown Bag Series Fall 2004 11 Group 3 Entities  Groups 1 & 2 entities  Concept  Object  Event  Place
  • 12. 10/1/2004 DL Brown Bag Series Fall 2004 12 Agenda  Introduction to FRBR  ALCTS preconference summary  Current FRBR-ish activities  So how is this going to affect me?
  • 13. 10/1/2004 DL Brown Bag Series Fall 2004 13 ALCTS FRBR preconference agenda  Overview of FRBR  Reasons behind FRBR  Practical considerations  Example applications
  • 14. 10/1/2004 DL Brown Bag Series Fall 2004 14 Some highlights (1)  Allyson Carlyle (U. Washington): reservations about the expression entity from experience teaching library school students  Glenn Patton (OCLC): Why FRBR?  Clearer understanding of why we do what we do  Better collocation and navigation  Clearer, more useful relationships  More controlled, authoritative information for productivity
  • 15. 10/1/2004 DL Brown Bag Series Fall 2004 15 Some highlights (2)  Tom Delsey (independent consultant): areas revisited  Record type  Material type  Objectives of the catalog  Syndetic structure  Core record  Sally McCallum (LC): FRBR & MARC  LC-commissioned MARC mapping suggested extensions to FRBR to accommodate all MARC21 elements  FRBRizer performed poorly for music  Jennifer Bowen (Rochester): “Is FRBR really coming? It’s already here!”
  • 16. 10/1/2004 DL Brown Bag Series Fall 2004 16 Agenda  Introduction to FRBR  ALCTS preconference summary  Current FRBR-ish activities  So how is this going to affect me?
  • 17. 10/1/2004 DL Brown Bag Series Fall 2004 17 Implementations & related projects  OCLC FictionFinder  RLG RedLightGreen  AustLit Gateway  VTLS Virtua ILS system  III Millennium 2005 ILS system  IU Variations2
  • 18. 10/1/2004 DL Brown Bag Series Fall 2004 18 “Official” adoption  Functional Analysis of the MARC 21 Bibliographic and Holdings Formats  Performed by Tom Delsey (AACR3 editor)  Commissioned by LC  Joint Steering Committee for Revision of the Anglo-American Cataloging Rules  Incorporating FRBR terminology and concepts  Work OK  Expression, Manifestation new  Item definition changed  Format Variation Working Group (Feb. 2001-June 2004)  “Catalog” or “collocate” expressions  Differences in opinion between domains  CC:DA Task Force on FRBR Terminology  ALA group reviewing and responding to JSC work
  • 19. 10/1/2004 DL Brown Bag Series Fall 2004 19 Flurry of Activity  October 2004 issue of LRTS will contain papers based on ALCTS preconference presentations  C&CQ Vol 39, No. 3-4, 2004 will be a topical issue on FRBR  Lots of other presentations and papers  Work on FRBR for authorities: FRANAR
  • 20. 10/1/2004 DL Brown Bag Series Fall 2004 20 Current FRBR Working Groups  Expression entity  Continuing resources  Teaching and training  Subject relationships  FRBR/CRM dialogue
  • 21. 10/1/2004 DL Brown Bag Series Fall 2004 21 Agenda  Introduction to FRBR  ALCTS preconference summary  Current FRBR-ish activities  So how is this going to affect me?
  • 22. 10/1/2004 DL Brown Bag Series Fall 2004 22 How many records are affected?  78% of works have a single manifestation  99% of all works in WorldCat have seven manifestations or less  30,000, or <1% have more than 20 manifestations R. Bennett et. al. (2003) "The concept of a work in WorldCat: an application of FRBR" Library Collections Acquisitions & Technical Services 27, 45-59.  So why do we need FRBR?
  • 23. 10/1/2004 DL Brown Bag Series Fall 2004 23
  • 24. 10/1/2004 DL Brown Bag Series Fall 2004 24 End-users  ILL  Holds  Allow better distinction between content and carrier  FRBR-ized catalog vs. disambiguation process
  • 25. 10/1/2004 DL Brown Bag Series Fall 2004 25 Expression Work Manifestation Item Slides with purple backgrounds are from Barbara Tillett’s presentation at the preconference.
  • 26. 10/1/2004 DL Brown Bag Series Fall 2004 26
  • 27. 10/1/2004 DL Brown Bag Series Fall 2004 27
  • 28. 10/1/2004 DL Brown Bag Series Fall 2004 28
  • 29. 10/1/2004 DL Brown Bag Series Fall 2004 29
  • 30. 10/1/2004 DL Brown Bag Series Fall 2004 30 Cataloging  Non-MARC environments  Many already doing FRBR-like things  Tend to have lots of programming support  MARC environments  Need more innovation from ILS vendors  Catalogers used to looking at 1 record (maybe 2) showing everything  Need to provide complex relationships when necessary, hide when not  Legacy records
  • 31. 10/1/2004 DL Brown Bag Series Fall 2004 31 So what do I do now?  Learn more!
  • 32. 10/1/2004 DL Brown Bag Series Fall 2004 32 Some presentations at ALCTS preconference  FRBR: Coming Soon to YOUR Library? Jennifer Bowen, University of Rochester  FRBR and the Bibliographic Universe, or, How to Read FRBR as a Model Allyson Carlyle, Information School, University of Washington  Differentiating Libraries through Enriched User Searching; FRBR as the next dim Vinod Chachra, Chairman & CEO, VTLS Inc. and John Espley, Director of Design, VTLS Inc.  Stepping Back Looking Forward: FRBR and the Evolution of the Catalogue Thomas J. Delsey, Consultant  RedLightGreen - FRBR between a Rock and a Hard Place Merrilee Proffitt, Program Officer, RLG  What is FRBR? (Functional Requirements for Bibliographic Records) Dr. Barbara B. Tillett, Library of Congress  FictionFinder: a FRBR works-based prototype Diane Vizine-Goetz, OCLC Research from <http://www.ala.org/ala/alcts/alctsconted/presentations/presentations.htm>
  • 33. 10/1/2004 DL Brown Bag Series Fall 2004 33 For further information  FRBR report  Readings on handout & previous slide  FRBR listserv  jenlrile@indiana.edu  These presentation materials

Editor's Notes

  1. record type: bib vs. authority