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When Health Providers Steal, Patients are the Victims 
Kimberly S. New JD BSN RN
Diversion by Healthcare Personnel 
•All facilities are vulnerable 
•Diversion does not equal process failure 
•Diversion is a multi-victim crime that poses a significant risk to patient safety 
•Must treat diversion with the same diligence as other patient safety initiatives 
© Kim New 2014
How Big is the Risk? 
•All facilities should be detecting diversion 
•Goal is to detect diversion before there are physical manifestations 
•Transaction analytics programs are making diversion detection much easier and much faster 
3
Where Can Diversion Occur in a Facility? 
Anywhere controlled substances are found by anyone intent on diverting! 
© Kim New 2014
Impact on Patient Safety 
•Care delivered by an impaired provider 
•Withholding medications from patients in need 
•Transmission of bloodborne pathogens or exposure to unsafe substances 
© Kim New 2014
Protecting Patients 
How Can We Limit Harm From Tampering? 
•Notify Infection Prevention of all diversion cases 
•Consider bloodborne pathogen testing at time of drug screen/interview of staff member 
Confidential 
Voluntary but encouraged 
Non-punitive 
Notification of public health officials for any positive result 
© Kim New 2014
Protecting Patients 
Teaming Up with Public Health: 
•Collaborative risk assessment 
•Identification/notification of patients at risk 
•Investigation of potential secondary exposures 
© Kim New 2014
Impact on Institution 
Immediate: 
•Regulatory scrutiny 
•Negative publicity 
•License and participation in Medicare/Medicaid in jeopardy 
Hospitals are required to be in compliance with the Federal requirements set forth in the Medicare Conditions of Participation (CoP) in order to receive Medicare/Medicaid payment. 
State Operations Manual Appendix A - Survey Protocol, Regulations and Interpretive Guidelines for Hospitals 
© Kim New 2014
Impact on Institution 
Ongoing: 
•Class action lawsuits and protracted litigation 
•Continued negative publicity 
•Expanding regulatory scrutiny 
•Low morale of entire staff 
9
Impact on Institution 
•Distress and disbelief in work colleagues 
•Staffing deficits 
•Expense of hiring and training new staff 
10 
© Kim New 2014
Impact on Community 
•DUI 
•Secondary exposure 
•Decreased trust in healthcare institutions 
© Kim New 2014
Risks for Diverting Worker 
•Loss of license 
•DUI – accidents and fatalities 
•Use of illicit drugs and high-risk behaviors 
•Incarceration 
•Overdose 
•Health related consequences of drug misuse 
•Suicide 
© Kim New 2014
Public Health Involvement 
“The review team recommends that hospitals and healthcare facilities regard drug diversion as a patient safety issue and standardize their prevention and response efforts.” 
Maryland Public Health Vulnerability Review 
© Kim New 2014
Public Health Involvement 
© Kim New 2014 
The Action Plan for the Prevention, Care, & Treatment of Viral Hepatitis 2014-2016 Priority Area 6 - “Quality health care is safe health care” D. Support research on best practices for preventing viral hepatitis transmission associated with the misuse of prescription opioids and other anesthetic drugs by health care personnel: (2016) 
•Engage stakeholders to improve current practices related to narcotics security. 
•Generate a best-practices document outlining recommended steps for investigation and management when diversion is suspected.
Who and Why? 
Occupational risk for healthcare personnel 
•Suppression of feelings and emotions 
•Compassion fatigue and burnout 
•Physical demands of job 
•Injuries and chronic pain 
•Knowledge and sense of control 
© Kim New 2014
Who and Why? 
The major factors impacting the incidence of drug misuse by healthcare professionals are access and availability of controlled substances. 
Bell DM, McDonough JP, Ellison JS, Fitzhugh ED. Controlled drug misuse by Certified Registered Nurse Anesthetists. AANA J 1999;67(2):133-140. 
© Kim New 2014
Who and Why? 
Profile of diverting healthcare personnel 
•High achiever 
•Significant stress in personal life 
•Night shift 
•Critical care or other unit where nursing 
staff have increased autonomy 
•Agency or traveler 
•Legitimate prescription for drug being diverted 
•Smoker 
© Kim New 2014
Who and Why? 
Profile of diverting healthcare personnel 
•Extremely bright 
•Very persuasive 
•Well-liked, often particularly by the Medical Staff 
•Very involved in professional activities 
•Quickly able to provide explanations 
© Kim New 2014
Who and Why? 
Profile of diverting healthcare personnel 
•Personal trauma-recent or past 
•Unable to end legitimate prescription 
•Generally, healthcare workers divert for personal use and are extremely secretive about it 
© K New 2014
Who and Why? 
The last person you would ever suspect! 
© K New 2014
Profile of Environment 
•No perceived risk, complacency 
•Manager ignoring irregularities 
•Low morale 
•Manager who is former colleague of subordinates or is unable to be authoritative 
•High turnover of staff in unit 
•Poor training of staff 
•Manager overextended and distracted 
© K New 2014
Behaviors Associated with Diversion/Impairment 
Early signs: 
•Frequent disappearances, in the bathroom or dirty utility room for prolonged periods; 
•Volunteers for overtime, comes to work when not scheduled; 
•Comes to work before shift starts and stays late; 
•Recurrent removal of controlled medications near or at end of shift; 
© K New 2014
Behaviors Associated with Diversion/Impairment 
Early signs: 
•Helping colleagues medicate their patients and frequently reviewing medication orders of patients they aren’t caring for; 
•Heavy or no wasting of drugs; 
•Picking the same people to waste with; and 
•Pattern of holding waste until oncoming shift. 
© K New 2014
Behaviors Associated with Diversion/Impairment 
Later Signs: 
•Unpredictable work performance, recurrent mistakes, poor judgment and bad decisions; 
•Interpersonal relations suffer, becomes volatile, isolated, sullen; 
•Blames environment and other for errors 
•Arrives to work late, uncharacteristic “no shows,” takes lots of sick days; and 
•Frequent personal crises. 
© K New 2014
Drugs of Choice 
Injectables: 
Hydromorphone 
Morphine 
Fentanyl 
Propofol 
Pills and liquids: 
Hydrocodone 
Oxycodone 
© Kim New 2014
Drugs of Choice 
•Benzodiazepines (lorazepam, alprazolam, clonazepam) 
•Drugs to ease withdrawal and enhance impact of opioid (ondansetron, promethazine, diphenhydramine) 
•Barbiturates (phenobarbital) 
•Non-scheduled (cyclobenzaprine, gabapentin) 
•Anesthesia gases 
© K New 2014
Pills vs. Injectables 
Well over 50% of diverters start with injectable opioids 
27
Protecting Patients 
Education is the most essential component of any diversion program! 
•All-inclusive 
•At hire and at least annually 
•Emphasize recognition and reporting 
•Use actual cases 
•Be sure to discuss assistance options available (prior to committing a felony) 
Goal – Develop a culture in which employees recognize the risks and feel individual responsibility for reporting 
© Kim New 2014
Education 
Discuss: 
•Signs of opioid misuse 
•Common misconceptions 
•Environmental clues 
•Behavioral aspects 
•How to avoid enabling 
•Stress patient safety component 
•Reporting avenues and requirements 
29
Enabling 
Some well intended staff may enable by: 
•Trying to protect their colleague by taking responsibility for his/her actions (it’s my fault-I didn’t train him properly) 
•Covering up and making excuses or minimizing what is happening 
•Doing their colleague’s work for them 
© Kim New 2014
Enabling by Practitioners 
Some well intended practitioners may enable by: 
•Signing verbal orders without confirming details 
•Writing prescriptions for nurses and other staff 
•Failing to address a pattern of requesting orders for the same controlled substance or requesting inappropriate orders 
•Not coming forward with concerns 
© Kim New 2014
In Conclusion 
Facilities Must be Proactive! 
•Develop a formal program 
•Increase transparency and discuss frequently 
•Ensure that all efforts are documented 
•Ensure appropriate resources are allocated 
•Remember the risks are substantial 
© Kim New 2014
Speaker: Kimberly New, JD BSN RN (865) 456-1813 Kim_New@zoho.com 
Omnicell Contact: 
Jose Castanon, MBA 
Director, Product Marketing 
(650) 251-6010 
jose.castanon@omnicell.com 
Upcoming Diversion Webinars: 
Webinar 2: October 21, 2014 
Top 10 Tricks Diverters Use to Steal Medications From Your Hospital – And How to Catch Them Each Time 
Webinar 3: November 4, 2014 
Crisis Control: How to Handle Diversion Incidents at Your Hospital 
Webinar 4: December 2, 2014 
Save Lives, Money, and Reputation – Take the Driver’s Seat on Medication Diversion 
Register at www.omnicell.com/TLSWebinars 
Questions?
Speaker: 
Kimberly New, JD BSN RN 
(865) 456-1813 
Kim_New@zoho.com 
Omnicell Contact: 
Jose Castanon, MBA 
Director, Product Marketing 
(650) 251-6010 
jose.castanon@omnicell.com 
Upcoming Diversion Webinars: 
Webinar 3: November 4, 2014 
Crisis Control: How to Handle Diversion Incidents at Your Hospital 
Webinar 4: December 2, 2014 
Save Lives, Money, and Reputation – Take the Driver’s Seat on Medication Diversion 
Register at www.omnicell.com/TLSWebinars 
Questions?

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Drug Diversion Webinar Series #1: When Health Providers Steal, Patients are the Victims

  • 1. When Health Providers Steal, Patients are the Victims Kimberly S. New JD BSN RN
  • 2. Diversion by Healthcare Personnel •All facilities are vulnerable •Diversion does not equal process failure •Diversion is a multi-victim crime that poses a significant risk to patient safety •Must treat diversion with the same diligence as other patient safety initiatives © Kim New 2014
  • 3. How Big is the Risk? •All facilities should be detecting diversion •Goal is to detect diversion before there are physical manifestations •Transaction analytics programs are making diversion detection much easier and much faster 3
  • 4. Where Can Diversion Occur in a Facility? Anywhere controlled substances are found by anyone intent on diverting! © Kim New 2014
  • 5. Impact on Patient Safety •Care delivered by an impaired provider •Withholding medications from patients in need •Transmission of bloodborne pathogens or exposure to unsafe substances © Kim New 2014
  • 6. Protecting Patients How Can We Limit Harm From Tampering? •Notify Infection Prevention of all diversion cases •Consider bloodborne pathogen testing at time of drug screen/interview of staff member Confidential Voluntary but encouraged Non-punitive Notification of public health officials for any positive result © Kim New 2014
  • 7. Protecting Patients Teaming Up with Public Health: •Collaborative risk assessment •Identification/notification of patients at risk •Investigation of potential secondary exposures © Kim New 2014
  • 8. Impact on Institution Immediate: •Regulatory scrutiny •Negative publicity •License and participation in Medicare/Medicaid in jeopardy Hospitals are required to be in compliance with the Federal requirements set forth in the Medicare Conditions of Participation (CoP) in order to receive Medicare/Medicaid payment. State Operations Manual Appendix A - Survey Protocol, Regulations and Interpretive Guidelines for Hospitals © Kim New 2014
  • 9. Impact on Institution Ongoing: •Class action lawsuits and protracted litigation •Continued negative publicity •Expanding regulatory scrutiny •Low morale of entire staff 9
  • 10. Impact on Institution •Distress and disbelief in work colleagues •Staffing deficits •Expense of hiring and training new staff 10 © Kim New 2014
  • 11. Impact on Community •DUI •Secondary exposure •Decreased trust in healthcare institutions © Kim New 2014
  • 12. Risks for Diverting Worker •Loss of license •DUI – accidents and fatalities •Use of illicit drugs and high-risk behaviors •Incarceration •Overdose •Health related consequences of drug misuse •Suicide © Kim New 2014
  • 13. Public Health Involvement “The review team recommends that hospitals and healthcare facilities regard drug diversion as a patient safety issue and standardize their prevention and response efforts.” Maryland Public Health Vulnerability Review © Kim New 2014
  • 14. Public Health Involvement © Kim New 2014 The Action Plan for the Prevention, Care, & Treatment of Viral Hepatitis 2014-2016 Priority Area 6 - “Quality health care is safe health care” D. Support research on best practices for preventing viral hepatitis transmission associated with the misuse of prescription opioids and other anesthetic drugs by health care personnel: (2016) •Engage stakeholders to improve current practices related to narcotics security. •Generate a best-practices document outlining recommended steps for investigation and management when diversion is suspected.
  • 15. Who and Why? Occupational risk for healthcare personnel •Suppression of feelings and emotions •Compassion fatigue and burnout •Physical demands of job •Injuries and chronic pain •Knowledge and sense of control © Kim New 2014
  • 16. Who and Why? The major factors impacting the incidence of drug misuse by healthcare professionals are access and availability of controlled substances. Bell DM, McDonough JP, Ellison JS, Fitzhugh ED. Controlled drug misuse by Certified Registered Nurse Anesthetists. AANA J 1999;67(2):133-140. © Kim New 2014
  • 17. Who and Why? Profile of diverting healthcare personnel •High achiever •Significant stress in personal life •Night shift •Critical care or other unit where nursing staff have increased autonomy •Agency or traveler •Legitimate prescription for drug being diverted •Smoker © Kim New 2014
  • 18. Who and Why? Profile of diverting healthcare personnel •Extremely bright •Very persuasive •Well-liked, often particularly by the Medical Staff •Very involved in professional activities •Quickly able to provide explanations © Kim New 2014
  • 19. Who and Why? Profile of diverting healthcare personnel •Personal trauma-recent or past •Unable to end legitimate prescription •Generally, healthcare workers divert for personal use and are extremely secretive about it © K New 2014
  • 20. Who and Why? The last person you would ever suspect! © K New 2014
  • 21. Profile of Environment •No perceived risk, complacency •Manager ignoring irregularities •Low morale •Manager who is former colleague of subordinates or is unable to be authoritative •High turnover of staff in unit •Poor training of staff •Manager overextended and distracted © K New 2014
  • 22. Behaviors Associated with Diversion/Impairment Early signs: •Frequent disappearances, in the bathroom or dirty utility room for prolonged periods; •Volunteers for overtime, comes to work when not scheduled; •Comes to work before shift starts and stays late; •Recurrent removal of controlled medications near or at end of shift; © K New 2014
  • 23. Behaviors Associated with Diversion/Impairment Early signs: •Helping colleagues medicate their patients and frequently reviewing medication orders of patients they aren’t caring for; •Heavy or no wasting of drugs; •Picking the same people to waste with; and •Pattern of holding waste until oncoming shift. © K New 2014
  • 24. Behaviors Associated with Diversion/Impairment Later Signs: •Unpredictable work performance, recurrent mistakes, poor judgment and bad decisions; •Interpersonal relations suffer, becomes volatile, isolated, sullen; •Blames environment and other for errors •Arrives to work late, uncharacteristic “no shows,” takes lots of sick days; and •Frequent personal crises. © K New 2014
  • 25. Drugs of Choice Injectables: Hydromorphone Morphine Fentanyl Propofol Pills and liquids: Hydrocodone Oxycodone © Kim New 2014
  • 26. Drugs of Choice •Benzodiazepines (lorazepam, alprazolam, clonazepam) •Drugs to ease withdrawal and enhance impact of opioid (ondansetron, promethazine, diphenhydramine) •Barbiturates (phenobarbital) •Non-scheduled (cyclobenzaprine, gabapentin) •Anesthesia gases © K New 2014
  • 27. Pills vs. Injectables Well over 50% of diverters start with injectable opioids 27
  • 28. Protecting Patients Education is the most essential component of any diversion program! •All-inclusive •At hire and at least annually •Emphasize recognition and reporting •Use actual cases •Be sure to discuss assistance options available (prior to committing a felony) Goal – Develop a culture in which employees recognize the risks and feel individual responsibility for reporting © Kim New 2014
  • 29. Education Discuss: •Signs of opioid misuse •Common misconceptions •Environmental clues •Behavioral aspects •How to avoid enabling •Stress patient safety component •Reporting avenues and requirements 29
  • 30. Enabling Some well intended staff may enable by: •Trying to protect their colleague by taking responsibility for his/her actions (it’s my fault-I didn’t train him properly) •Covering up and making excuses or minimizing what is happening •Doing their colleague’s work for them © Kim New 2014
  • 31. Enabling by Practitioners Some well intended practitioners may enable by: •Signing verbal orders without confirming details •Writing prescriptions for nurses and other staff •Failing to address a pattern of requesting orders for the same controlled substance or requesting inappropriate orders •Not coming forward with concerns © Kim New 2014
  • 32. In Conclusion Facilities Must be Proactive! •Develop a formal program •Increase transparency and discuss frequently •Ensure that all efforts are documented •Ensure appropriate resources are allocated •Remember the risks are substantial © Kim New 2014
  • 33. Speaker: Kimberly New, JD BSN RN (865) 456-1813 Kim_New@zoho.com Omnicell Contact: Jose Castanon, MBA Director, Product Marketing (650) 251-6010 jose.castanon@omnicell.com Upcoming Diversion Webinars: Webinar 2: October 21, 2014 Top 10 Tricks Diverters Use to Steal Medications From Your Hospital – And How to Catch Them Each Time Webinar 3: November 4, 2014 Crisis Control: How to Handle Diversion Incidents at Your Hospital Webinar 4: December 2, 2014 Save Lives, Money, and Reputation – Take the Driver’s Seat on Medication Diversion Register at www.omnicell.com/TLSWebinars Questions?
  • 34. Speaker: Kimberly New, JD BSN RN (865) 456-1813 Kim_New@zoho.com Omnicell Contact: Jose Castanon, MBA Director, Product Marketing (650) 251-6010 jose.castanon@omnicell.com Upcoming Diversion Webinars: Webinar 3: November 4, 2014 Crisis Control: How to Handle Diversion Incidents at Your Hospital Webinar 4: December 2, 2014 Save Lives, Money, and Reputation – Take the Driver’s Seat on Medication Diversion Register at www.omnicell.com/TLSWebinars Questions?