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David Baehrens
Large-Scale Patent Classification
at the European Patent Office
ABOUT AVERBIS
Founded: 2007
Location: Freiburg im Breisgau
Team: Domain & IT-Experts
Focus: Leverage structured & unstructured information
Current Sectors: Pharma, Health, Automotive, Publishers & Libraries
PORTFOLIO
Solutions
Libraries PharmaPatentsHealthcare Social Media
Terminology
Management Text Mining
Search &
Analytics NoSQL
Categorization
& Clustering
Automotive
TERMINOLOGY MANAGEMENT
Terminology management
software
Provision of terminologies
Mappings between
terminologies
Building terminology-based
applications
Synonyms: dimethyl sulfoxide, dimethylsulfoxide, Domoso, Infiltrina
Hierarchies: cancer, carcinoma, melanoma, lymphoma, glioblastoma…
Patterns: dates, citations, mail addresses…
Rule-based extraction of all different kinds of complex information
Persons, Locations, Genes, ….
Coocurrences, Typed Relations, e.g. Genes / Diseases / Modification Type
TEXT MINING
Term Detection
Regular
Expressions
Rule Engine
Named Entities
Relations
Sentences, Tokens, POS-Tags, Chunks, Paragraphs, Sections, Stemming, Decompounding…Syntax Detection
RULE ENGINE
1. NAME OF THE MEDICINAL PRODUCT
Desloratadine ratiopharm 5 mg film-coated tablets
Primary Field Name Secondary Field Name Field Value
MedicalProductName coveredText Desloratadine ratiopharm 5 mg film-coated tablets
inventedPartName DESLORATADINE
strengthPart 5 mg
pharmaceuticalDoseFormPart FILM-COATED TABLET
TextRegelErgebnis
SEARCH & NOSQL
Free text + concept based
search
Text mining integration
Guided navigation / facets
NoSQL functionalities
Multi- & cross lingual search
Related documents
Based on Apache Solr
• Extended Query Syntax
• JSON-API
• Scalability
…
DOCUMENT CLASSIFICATION
Hotel Reviews
Patents
SEARCH & NOSQL
INFORMATION DISCOVERY
Terminology
Management Text Mining
Search &
Analytics NoSQL
Categorization
& Clustering
Delivery / Deployment / Runtime Environment
Integration Tests / Continuous Integration
Extensive Documentation
Common Architecture / Application Design
User & Role Management, Security
Communication Bus
Project Management
PATENT CLASSIFICATION AT EPO
Tender No. 1585
1) Pre-Classification of
unpublished patents into departments
2) Re-Classification on
published patents, if category system changes
ABOUT EPO
• The European Patent Office (EPO)
grants European patents for the
Contracting States to the European
Patent Convention
• Second largest intergovernmental
institution in Europe
• Not an EU institution
• Self-financing, i.e. revenue
from fees covers operating
and capital expenditure
NUMBER OF STAFF
Status: December 2008
PATENT APPLICATIONS
http://www.epo.org/about-us/annual-reports-statistics/annual-report/2014.html
COOPERATIVE PATENT CLASSIFICATION
• Patent Classification System based on ECLA / IPC
• jointly developed by the European Patent Office (EPO)
and the United States Patent and Trademark Office
(USPTO)
• used by both the EPO and USPTO since 1 January 2013
• currently contains about 250.000 classes
EXAMPLE CPC CLASS
GRANTED PATENT
EARLY PATENT
EARLY PATENT
EARLY PATENT
PATENT CLASSIFICATION AT EPO
Tender No. 1585
1) Pre-Classification of
unpublished patents into departments
Our Motivation:
• Great Classification Use-Case
– Big Data (80 Mio. patents available)
– Large Scale Category System >250.000 CPC codes
– Tough classification quality and response time
constraints
• Text Mining Success Story
OLD CLASSIFICATION PROCESS
PATENTS CLA SSIFICATION DEPARTMENTS
CLASSIFICATION COMPLEXITY
~250.000
CPC Codes
~1.500
Ranges
250
Departments
CLASSIFICATION PROCESS
PATENTS CLA SSIFICATION DEPARTMENTS
NEW CLASSIFICATION PROCESS
PATENTS CLA SSIFICATION DEPARTMENTS
SOME FACTS
• about 650k training documents from 2005-2013
• supervised learning: light-weight and fast linear support
vector machine
• Training time (16 Cores, 128 GB RAM)
– Feature Extraction: ~1 hour
– Training of Classifiers: ~1 hour
– 90/10 tests with a look-a-head of 3 levels
and reporting 3 best candidates: ~1 hour
• Prediction: 5 docs in 5 sec
HIERARCHICAL CLASSIFICATION
STATUS & OUTLOOK
 Range-specific quality
evaluation
 Going live with best
ranges
• Continuous optimization
PATENT CLASSIFICATION AT EPO
Tender No. 1585
1) Re-Classification on
published patents, if category system changes
Challenges and Facts:
– 250.000 CPC codes, regular changes/refinements
– Several re-classification projects at any one time, great
variation in size, a class is split into 5-20(?) subclasses
– No training material available
NEW RE-CLASSIFICATION PROCESS
Training Data
• Human Annotator starts labeling about 20% of
the documents with new subclasses
Statistical Models
• are generated on-the-fly, and
• Cross-validation test are carried out
Threshold
• If cross-validation achieves certain threshold
(e.g. 90%), the remaining documents are
classified fully automatically without further
review
• Otherwise, more training data is being generated
STATUS & OUTLOOK
 Currently in evaluation
phase
• Going live in the next
weeks
…NOT ONLY PATENTS
Solutions
Libraries PharmaPatentsHealthcare Social Media
Terminology
Management Text Mining
Search &
Analytics NoSQL
Categorization
& Clustering
Automotive
For further questions, please contact:
David Baehrens
 + 49 (0)761 203 97690
 info@averbis.com

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David Baehrens: Large-Scale Patent Classification at the European Patent Office

  • 1. David Baehrens Large-Scale Patent Classification at the European Patent Office
  • 2. ABOUT AVERBIS Founded: 2007 Location: Freiburg im Breisgau Team: Domain & IT-Experts Focus: Leverage structured & unstructured information Current Sectors: Pharma, Health, Automotive, Publishers & Libraries
  • 3. PORTFOLIO Solutions Libraries PharmaPatentsHealthcare Social Media Terminology Management Text Mining Search & Analytics NoSQL Categorization & Clustering Automotive
  • 4. TERMINOLOGY MANAGEMENT Terminology management software Provision of terminologies Mappings between terminologies Building terminology-based applications
  • 5. Synonyms: dimethyl sulfoxide, dimethylsulfoxide, Domoso, Infiltrina Hierarchies: cancer, carcinoma, melanoma, lymphoma, glioblastoma… Patterns: dates, citations, mail addresses… Rule-based extraction of all different kinds of complex information Persons, Locations, Genes, …. Coocurrences, Typed Relations, e.g. Genes / Diseases / Modification Type TEXT MINING Term Detection Regular Expressions Rule Engine Named Entities Relations Sentences, Tokens, POS-Tags, Chunks, Paragraphs, Sections, Stemming, Decompounding…Syntax Detection
  • 6. RULE ENGINE 1. NAME OF THE MEDICINAL PRODUCT Desloratadine ratiopharm 5 mg film-coated tablets Primary Field Name Secondary Field Name Field Value MedicalProductName coveredText Desloratadine ratiopharm 5 mg film-coated tablets inventedPartName DESLORATADINE strengthPart 5 mg pharmaceuticalDoseFormPart FILM-COATED TABLET TextRegelErgebnis
  • 7. SEARCH & NOSQL Free text + concept based search Text mining integration Guided navigation / facets NoSQL functionalities Multi- & cross lingual search Related documents Based on Apache Solr • Extended Query Syntax • JSON-API • Scalability …
  • 10. INFORMATION DISCOVERY Terminology Management Text Mining Search & Analytics NoSQL Categorization & Clustering Delivery / Deployment / Runtime Environment Integration Tests / Continuous Integration Extensive Documentation Common Architecture / Application Design User & Role Management, Security Communication Bus Project Management
  • 11. PATENT CLASSIFICATION AT EPO Tender No. 1585 1) Pre-Classification of unpublished patents into departments 2) Re-Classification on published patents, if category system changes
  • 12. ABOUT EPO • The European Patent Office (EPO) grants European patents for the Contracting States to the European Patent Convention • Second largest intergovernmental institution in Europe • Not an EU institution • Self-financing, i.e. revenue from fees covers operating and capital expenditure
  • 13. NUMBER OF STAFF Status: December 2008
  • 16. COOPERATIVE PATENT CLASSIFICATION • Patent Classification System based on ECLA / IPC • jointly developed by the European Patent Office (EPO) and the United States Patent and Trademark Office (USPTO) • used by both the EPO and USPTO since 1 January 2013 • currently contains about 250.000 classes
  • 22. PATENT CLASSIFICATION AT EPO Tender No. 1585 1) Pre-Classification of unpublished patents into departments Our Motivation: • Great Classification Use-Case – Big Data (80 Mio. patents available) – Large Scale Category System >250.000 CPC codes – Tough classification quality and response time constraints • Text Mining Success Story
  • 23. OLD CLASSIFICATION PROCESS PATENTS CLA SSIFICATION DEPARTMENTS
  • 25. CLASSIFICATION PROCESS PATENTS CLA SSIFICATION DEPARTMENTS
  • 26. NEW CLASSIFICATION PROCESS PATENTS CLA SSIFICATION DEPARTMENTS
  • 27. SOME FACTS • about 650k training documents from 2005-2013 • supervised learning: light-weight and fast linear support vector machine • Training time (16 Cores, 128 GB RAM) – Feature Extraction: ~1 hour – Training of Classifiers: ~1 hour – 90/10 tests with a look-a-head of 3 levels and reporting 3 best candidates: ~1 hour • Prediction: 5 docs in 5 sec
  • 29. STATUS & OUTLOOK  Range-specific quality evaluation  Going live with best ranges • Continuous optimization
  • 30. PATENT CLASSIFICATION AT EPO Tender No. 1585 1) Re-Classification on published patents, if category system changes Challenges and Facts: – 250.000 CPC codes, regular changes/refinements – Several re-classification projects at any one time, great variation in size, a class is split into 5-20(?) subclasses – No training material available
  • 31. NEW RE-CLASSIFICATION PROCESS Training Data • Human Annotator starts labeling about 20% of the documents with new subclasses Statistical Models • are generated on-the-fly, and • Cross-validation test are carried out Threshold • If cross-validation achieves certain threshold (e.g. 90%), the remaining documents are classified fully automatically without further review • Otherwise, more training data is being generated
  • 32. STATUS & OUTLOOK  Currently in evaluation phase • Going live in the next weeks
  • 33. …NOT ONLY PATENTS Solutions Libraries PharmaPatentsHealthcare Social Media Terminology Management Text Mining Search & Analytics NoSQL Categorization & Clustering Automotive
  • 34. For further questions, please contact: David Baehrens  + 49 (0)761 203 97690  info@averbis.com