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Web Ecology
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Community concepts in plant ecology: from Humboldtian
plant geography to the superorganism and beyond
M. Nicolson
Centre for the History of Medicine, School of Social and Political Sciences,
University of Glasgow, Glasgow, G12 8RT, UK
Correspondence to: M. Nicolson (malcolm.nicolson@glasgow.ac.uk)
Received: 12 March 2013 – Revised: 7 November 2013 – Accepted: 21 November 2013 – Published: 13 December 2013
Abstract. The paper seeks to provide an introduction to, and review of, the history of concepts of the plant
community. Eighteenth-century naturalists recognised that vegetation was distributed geographically and that
different species of plants and animals were interconnected in what would later be called ecological relation-
ships. It was not, however, until the early nineteenth century that the study of vegetation became a distinctive
and autonomous form of scientific inquiry. Humboldt was the first to call communities of plants “associa-
tions”. His programme for the empirical study of plant communities was extended by many European and
North American botanists, throughout the nineteenth and into the twentieth century. There developed an al-
most complete consensus among ecologists that vegetation was made up of natural communities, discrete
entities with real boundaries. However, there was little agreement about the nature of the putative unit or how
it should be classified. Gleason advanced the alternative view that vegetation was an assemblage of individual
plants, with each species being distributed according to its own physiological requirements and competitive
interactions. This debate was never wholly resolved and the divergent opinions can be discerned within early
ecosystem theory.
1 Introduction
Vegetation has always been an important aspect of human-
ity’s experience. We can assume that, from the earliest times,
a coherent and communicable classification of plant cover
was an essential aid to successful food gathering, hunting
and the choosing of sites for agriculture. Words which iden-
tify features of the Earth’s plant cover are in common use.
Terms such as moor, heath, machair, tiaga, steppe, maquis,
and many more, refer to familiar and apparently distinc-
tive collective groupings of plants, to types of vegetation.
It was not, however, until the early nineteenth century that
plant communities became objects of scientific investigation.
Alexander von Humboldt was the first explicitly to recom-
mend to botanists the study of what he termed “socially or-
ganized plant life” (von Humboldt and Bonpland, 1807, p. 7,
2009, p. 67). But on what sort of unit should the study of
vegetation be based? How could it be characterised and dis-
tinguished from other groups? How extensive should it be?
These are issues that have occupied botanists and ecologists
since vegetation first began to be studied systematically. This
paper aims to provide a historical overview of the concept of
the plant community, from its background before Humboldt,
until the development of systems ecology in the latter half of
the twentieth century.
2 The eighteenth-century background
Early in the 18th century, Richard Bradley, professor of
botany at the University of Cambridge, noted that each
species of insect tended to feed only upon a particular species
of plant (Bradley, 1718, p. 3, 58–59; Egerton, 1973). Like
many of his contemporaries, Bradley realised that differ-
ent species of plants and animals were interconnected in
what would later be called ecological relationships. Gilbert
White’s The Natural History of Selborne, published in 1789,
is a classic expression of this recognition of the interdepen-
dence of species within the “oeconomy of nature” (White,
Published by Copernicus Publications on behalf of the European Ecological Federation (EEF).
96 M. Nicolson: Community concepts in plant ecology
1789). Similar ideas had, however, already been well devel-
oped in the earlier work of Carl Linnaeus (Egerton, 2007).
As a widely travelled, practical collector of plants, Lin-
naeus knew that plant species tended to grow in characteris-
tic “stations”, a concept broadly similar to the modern idea
of “habitat” (Linnaeus, 1762; Limoges, 1972). He observed,
moreover, that groups of different species tend to be found
growing together in similar situations, as in his famous floris-
tic characterisations of the bog and marsh vegetation of Scan-
dinavia (Du Rietz, 1957). Linnaeus also described the zona-
tion of vegetation around the shores of lakes, and noted how,
over time, the plants of one zone replaced those of another.
Both Linnaeus and Albrecht von Haller described the alti-
tudinal zonation of vegetation on the slopes of mountains
(Browne, 1983).
Eighteenth-century naturalists were, thus, well aware that
vegetation was distributed geographically and that species
were interdependent upon one another. Botanists frequently
found it convenient to refer to vegetational features, em-
ploying layperson’s terminology for this purpose. Such ref-
erences were often quite specific. Linnaeus, for example, in
his Philosophia Botanica of 1751 distinguished twenty-five
different plant habitats and gave the genera characteristic of
each one (Moss, 1910, p. 27). He was often very perceptive
in his remarks on the distribution of vegetation. But all his
observations on vegetation in this context were made as an
adjunct to his concerns in plant collecting and systematics –
they were secondary to his floristic activities. Reference to
vegetational features allowed him to specify more accurately
the species he was describing and where it was to be found.
Around the turn of the eighteenth century, the German
botanist Karl Ludwig Willdenow made observations of, and
theorised about, the relationship between climate and the ge-
ography of plants (1792, 1805, p. 337). His Principles of
Botany contained much fine observation of vegetation. There
was, for instance, a perceptive account of what was later to
be termed “plant succession”:
The decay of these mosses and smaller plants pro-
duces, by degrees, a thin stratum of earth, which
increases with years, and now even allows some
shrubs and trees to grow in it, till finally, after
a long series of years, where once naked barren
rocks stood, larger forests with their magnificent
branches delight the wanderer’s eye (Willdenow,
1805, p. 393–394).
Willdenow also described the corresponding successional
process which begins with open water. But, like Linnaeus,
Willdenow did not investigate vegetation for its own sake.
His remarks on vegetational development, as on other vege-
tational matters, remained incidental to his floristic concerns.
3 Alexander von Humboldt and the origins of
vegetational geography
However, it was the work of one of Willdenow’s students
that established the study of vegetation as a distinctive and
autonomous form of scientific inquiry (Nicolson, 1987). In
1793, Alexander von Humboldt first set out the programme
for a new form of plant geography, which was distinctively
different from the floristic studies of the Linnean tradition.
He argued that botanists should not confine themselves to the
study of descriptive taxonomy and nomenclature, nor should
they be preoccupied with the distribution of individual plant
species. The central concern of the plant geographer should
be, by contrast, the collective phenomena of vegetation:
Observation of individual parts of trees or grass
is by no means to be considered plant geography;
rather plant geography traces the connections and
relations by which all plants are bound together
among themselves, designates in what lands they
are found, in what atmospheric conditions they live
(von Humboldt, 1793, p. 9–10; Hartshorne, 1958,
p. 100).
Fourteen years later, Humboldt published a fuller outline
of the new plant geography, the Essai sur la géographie
des plantes (von Humboldt and Bonpland, 1807, 2009).
The Essai contains an elaborate engraving, entitled Tableau
physique des Andes et pays voisins, which depicts a cross-
sectional profile of the Andes, from coast to coast. In this pic-
ture are mapped or tabulated: which plant and animal species
live where, where the altitudinal zones of vegetation begin
and end, the underlying geological structures, and physical
or meteorological data. The object was to give, in a single il-
lustration, a complete impression of a natural vegetational re-
gion – the “régions équinoctiales” of South America (Nicol-
son, 1996a).
The Tableau physique also represented more local differ-
entiation. Within the “régions équinoctiales” were found,
high on the mountains, a “région des lichens” and, lower
down, a “région des Cinchona”. These smaller sorts of veg-
etational region were characterised by physiognomic life
forms, by the general appearance and habit of growth of
the constituent plants. For example, “régions des lichens”
were distinguishable by the obvious profusion of a number
of species, all with the same lichenous life form. The study of
plant physiognomy was an important feature of Humboldt’s
botanical enterprise and was one of the most decisive ways in
which he departed from Linnaean taxonomic methods. Clas-
sification of vegetation by life form was essentially indepen-
dent of floristic systems.
Humboldt’s plant geography was a thoroughly empirical
investigation of the environment of plants. A large number
of instruments were used to measure a wide variety of phys-
ical parameters. The readings were tabulated, compared be-
tween different sites, and correlated with the occurrence of
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M. Nicolson: Community concepts in plant ecology 97
the various types of vegetation. It was hoped that such corre-
lations would reveal the laws that governed the distribution
of vegetation.
Humboldt was the first to call communities of plants “as-
sociations”. He used the term informally: “The heaths, that
association of erica vulgaris, of erica tetralix and the lichens
icmadophilia and haemotomma” (von Humboldt and Bon-
pland, 1807, p. 17, my translation). But it was not long be-
fore the term “association” became a technical one meaning
a more or less definite plant community.
4 Humboldtian plant geography in the nineteenth
century
The Danish botanist, Joachim Schouw, was one of the first
to embrace Humboldt’s programme for a vegetational plant
geography. In 1823, he invented a nomenclature for associ-
ations, adding the suffix “-etum” to the generic name of the
dominant plant. For example, “Fagetum” indicated a com-
munity dominated by a species of Fagus, the beech tree
(Schouw, 1823, p. 165).
Another early exponent of Humboldtian plant geography
was Franz Meyen, whose Grundriss der Pflanzengeographie
appeared in 1836, with an English translation (Outline of
the Geography of Plants) ten years later. Meyen made a
sustained attempt to correlate the distribution of vegetation
with physical variables, such as heat and moisture. Follow-
ing Humboldt, one of Meyen’s main concerns was the study
of physiognomy, and his identification of vegetational units
was based principally upon life form (Meyen, 1846).
The classification of vegetation according to physiognomy
was further developed by August Grisebach, who introduced
a new vegetational term, “formation”:
I would term a group of plants which bears a defi-
nite physiognomic character, such as meadow ...
a phytogeographic formation. The latter may be
characterized by a single social species, by a com-
plex of dominant species belonging to one family,
or ... it may show an aggregate of species, which,
although of various taxonomic character, have a
common peculiarity; thus the alpine meadow con-
sists almost exclusively of perennial herbs (Grise-
bach, 1838; Clements, 1916a, p. 116–117).
It became conventional to use the term “association”, often
with the “-etum” suffix, to refer to vegetation types charac-
terised by floristic criteria, and the term ‘formation’ to refer
to types characterised by physiognomy, as in Grisebach’s ex-
amples. Grisebach’s programme of research culminated with
the publication, in 1872, of his monumental Die Vegetation
der Erde nach Ihrer Klimatischen Anordnung (The Vegeta-
tion of the Earth according to its Climatic Arrangement), the
first attempt to provide a comprehensive description and clas-
sification of the world’s vegetation. Fifty-four physiognomic
groups were recognised (Grisebach, 1872).
In the German-speaking countries, in France, and in Scan-
dinavia, the Humboldtian style of vegetational plant geog-
raphy was widely adopted (Nicolson, 1996b). Notable ex-
ponents were the Swiss botanists, Oswald Heer (1835) and
Jules Thurmann. Thurman made a very clear distinction be-
tween the study of flora and the study of vegetation:
A region’s flora is the enumeration and description
of all the species growing there ... without refer-
ence to their abundance ... a region’s vegetation
is the plant life by which it is covered; it consists
of the associated species of the flora in varying
quantity and size, some playing a prominent role,
others scattered and lost in the background ... A
land’s flora and its vegetation are two quite differ-
ent things which should not be confused: the first
means the numbers of the distinct plant species
which one observes, the second their proportions
and associations (Thurman, 1849, p. 22, my trans-
lation, emphasis in original).
In an important theoretical discussion, Henri Lecoq, Profes-
sor of Natural History at Clermont-Ferrand, clarified the dis-
tinction between “sociabilitie” – many plants of the same
species living together – and “association” – many plants of
different species living together (Lecoq, 1854, p. 58–90).
The Swedish botanist, Hampus von Post, and the Finn,
Ragnar Hult, both applied the methods of Humboldtian plant
geography to the vegetation of Northern Europe (Nicolson,
1996b). Von Post urged his fellow Scandinavian botanists to
follow Humboldt and adopt a physiognomic approach to the
investigation of “those associations of several plant species
which together occupy a similar place ... on the earth’s sur-
face” (von Post, 1862). In his work on the vegetation of Swe-
den, von Post organised individual plots into associations
and then classified these local associations into vegetations-
grupper, a category roughly corresponding in status to Grise-
bach’s “formation”, if smaller in size (Whittaker, 1962). Von
Post also emphasised the importance of studying the interac-
tions between the different species of plants within the asso-
ciation.
Like von Post, Hult developed a strictly physiognomic sys-
tem in which both life forms and the vegetation units based
upon them were narrowly defined. He argued that classifica-
tion should be based solely upon the plant life forms and not
upon features of the physical environment:
Because if one is to go ... to a moor in the mid-
dle of Finland, one can see there in an area, where
no differences in the chemical or physical condi-
tions can be shown, at least two sharply divided
plant groupings alternating in patches. One is an
even and dense mass of Clandina silvatica, with
other lichens sprinkled in, as well as Polytricha and
low Empetrum; the other is a similarly thick and
even mat of Calluna vulgaris, with a sparse under-
growth of Cladonia, Hylcomia and Polytricha, as
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98 M. Nicolson: Community concepts in plant ecology
well as ... a few other plants. Here we can thus see
an intimate mixture on the same location of two
plant communities, which are in sharp contrast to
each other (Hult, 1881, p. 9).
In these accounts of Nordic vegetation, we can discern em-
phases that were to become characteristic of the Uppsala
school of phytosociology in the twentieth century – the
recognition of relatively small vegetation units by physiog-
nomic criteria and species composition rather than by envi-
ronmental factors (Moss, 1910).
Thus, by the end of the nineteenth century, vegetation
science was a flourishing enterprise and regional schools
had begun to differentiate. In Southern Europe, the Zurich–
Montpellier style of plant geography was developed by
Carl Schröter and Charles Flahault (Becking, 1957; Braun-
Blanquet, 1968). Schröter and his colleagues employed a
concept of the plant community that was recognisable largely
by floristic criteria. Schröter and Flahault’s definition of the
basic unit of vegetation was adopted by the International
Botanical Congress in 1910:
An association is a plant community of definite
floristic composition, presenting a uniform phys-
iognomy and growing in uniform habitat condi-
tions (Pavillard, 1935, p. 211).
The Swiss/French emphasis on floristic composition as
the principal basis for the recognition of plant communi-
ties was further developed in the influential writings of
Robert Gradmann (1909) and, especially, Josias Braun-
Blanquet. Braun-Blanquet’s (1928) publication Pflanzensozi-
ologie: Grundzüge der Vegetationskunde (translated into En-
glish in 1932 as Plant Sociology: The Study of Plant Commu-
nities) became regarded as the paradigmatic text of the floris-
tic Zurich–Montpellier school of vegetation science (Van der
Maarel, 1975).
One of the leading pioneers of German plant geography
was Oscar Drude (1852–1933), who had worked with Grise-
bach and who continued his style of investigation. Like his
mentor, Drude put a strong emphasis on the unitary integrity
of the regional formation, the character of which was de-
termined by the regional climate (Drude, 1896). Formations
were, however, recognised as being internally heterogeneous
due to the impact of topography and soil type upon the plant
cover. Drude characterised the formation rather more floris-
tically than Grisebach, recognising smaller subsidiary units,
identifiable by locally dominant species.
The legacy of Grisebach’s Die Vegetation der Erde stimu-
lated many other botanists to study the relationship between
vegetation and environment, notably Eugen Warming (Good-
land, 1975; Coleman, 1986), whose major work Plantesam-
fund was published in Danish in 1895. An English trans-
lation, Oecology of Plants: An Introduction to the Study of
Plant Communities, appeared in 1909. Warming defined the
purpose of “Oecological plant-geography” as being to ad-
dress three questions – “Why each species has its own special
habitat? Why the species congregate to form definite com-
munities? Why these have a characteristic physiognomy?”
(Warming, 1909, p. 2–3). Warming sought to correlate the
distribution of vegetation with climatic and other physical
parameters, holding that physiognomic growth forms “stand
in perfect harmony with the environment” and that “plants
possess a peculiar inherent ... faculty by the exercise of
which they directly adapt themselves” to their surroundings
(Warming, 1909, p. 369–370). In other words, vegetation is
the creation and the expression of the environment – a very
Humboldtian conception.
Developments in morphology, evolution and physiology
also impacted upon the subject, as exemplified by Andreas
Schimper’s major textbook of 1898, Pflanzengeographie auf
Physiologischer Grundlage, translated into English in 1902
as Plant Geography upon a Physiological Basis. Schimper
classified the world’s vegetation into regions, formations and
smaller units, and investigated the different forms of environ-
mental interrelationships, drawing upon the developing un-
derstanding of plant physiology. Unlike Warming, Schimper
was a strict Darwinian (Cittadino, 1990, p. 97–133), holding
that the characteristics of each plant species were determined
by the mechanism of natural selection.
5 Divergent views – plant sociology, the
superorganism, or the individualistic hypothesis
Thus, by the beginning of the twentieth century, Humbold-
tian plant geography had been developed in a variety of ways
in different parts of Europe. In some places, floristic compo-
sition was regarded as the most important feature by which
plant communities were to be distinguished. Other schools
made physiognomy central to their classification systems.
In still other research programmes, greater weight was put
upon the relation between the plant community and the phys-
ical environment, which could be conceived of in either Dar-
winian or Neo-Lamarckian ways. However, for most of the
twentieth century there was an almost complete consensus
among plant ecologists that vegetation was indeed made up
of natural communities, recognisable, in principle, as dis-
crete entities with real boundaries. These units were held to
be part of the fabric of the natural world; they were not re-
garded as being the product of particular methods of classi-
fying vegetation. The pre-eminent British ecologist, Arthur
Tansley, succinctly outlined this research programme:
[I]f we admit, as everyone who has worked at the
subject does admit, that vegetation forms natural
units which have an individuality of their own and
that these units owe their existence to the interac-
tion of individual plants of different species with
their environment, then it becomes clear that a
mere study of the distribution of species as species
cannot form the basis of the science of vegeta-
tion. We have instead to focus our attention on
Web Ecol., 13, 95–102, 2013 www.web-ecol.net/13/95/2013/
M. Nicolson: Community concepts in plant ecology 99
the vegetational units themselves (Tansley, 1920,
p. 120–121).
Similar views were expressed in the United States, for in-
stance by George Nichols, who defined the association as
“a vegetation-unit characterised by its essentially constant
physiognomy and by its essentially constant floristic com-
position” (Nichols, 1923, p. 17).
However, despite the fact that there was broad agreement
as to the existence of natural units of vegetation, there was
no consensus regarding the nature and extend of the puta-
tive unit or the exact basis on which it should be recognised.
According to some schools, particularly in Western Europe,
the vegetation unit was a small-scale, homogeneous com-
munity, whereas to most American ecologists, the associa-
tion was a large-scale unit encompassing much local vari-
ation. Thus H. S. Conard, using the methods of European
phytosociology, described 71 associations in central Long Is-
land, whereas Clements recognised only three in the entire
eastern deciduous forest of the USA (Conard, 1935; Weaver
and Clements, 1938; McIntosh, 1958). The level of integra-
tion which pertained within the community, however charac-
terised, was also a moot question.
In the early twentieth century, the study of the plant com-
munity developed rapidly in the United States. In 1898,
Roscoe Pound and Frederic Clements produced The Phyto-
geography of Nebraska, which was explicitly modelled on
Oscar Drude’s Deutschlands Pflanzengeographie. Clements
followed this with an impressive series of publications, cul-
minating in 1916 with Plant Succession: An Analysis of the
Development of Vegetation, which has been regarded as the
paradigmatic presentation of the Clementsian system (Tobey,
1981).
To Clements, the primary unit of vegetation was the “for-
mation”, which was large in area, encompassing much vari-
ation and including several regional “associations”. Forma-
tions were essentially physiognomic. Clements held, as a
matter of definition, that the true dominants of any formation
had all to be of the same life form, which was determined by
the regional climate. The formation was, thus, defined as the
“climax” community of an area over which the climate was
effectively uniform.
Clements credited the plant formation with a very high
degree of internal integration, describing the formation as a
“complex-” or “super-organism”.
The developmental study of vegetation necessar-
ily rests upon the assumption that the unit or cli-
max formation is an organic entity. As an organ-
ism, the formation arises, grows, matures and dies
(Clements, 1916a, p. 3).
Individual stands of climax vegetation were considered to be
the constituent parts of the formation as organism, presum-
ably to be thought of as the equivalent of the tissues or cells
of an individual, although Clements did not specify a pre-
cise analogy. Stands of vegetation within the area of a forma-
tion but physiognomically distinct were said to be connected
developmentally with the climax vegetation. These were the
immature forms of the superorganism.
Thus, to Clements, whatever vegetation fell within an area
of “effectively uniform” climate was, of necessity, all part of
the formation characteristic of, and controlled by, that cli-
mate. The processes of vegetational succession, soil matura-
tion and geomorphological base-levelling would, eventually,
if the climate were to remain constant, allow all the vegeta-
tion growing with the geographical limits of the formation
to develop into the highest form of vegetation possible under
the given climate. Only a single vegetation type could be re-
garded as true climax within any given climate. This was the
“monoclimax” theory.
In Plant Succession, Clements examined the effects of an-
imals upon plant communities and began to suggest that a
more complete understanding of the development of ecolog-
ical phenomena would emerge if the study of natural com-
munities encompassed animal populations:
No adequate treatment of this subject is possible,
however, until the interaction of plant and animal
communities at the present time is much better un-
derstood. Indeed, it seems certain that this will in-
volve not only the articulation of distinct but as-
sociated plant and animal communities, but the
recognition of actual biotic communities, in which
certain plants and animals are at least as closely
and definitely interdependent as the plants or an-
imals are among themselves (Clements, 1916a,
p. 319).
In the year that Plant Succession was published, Clements
explicitly expanded the scope of his basic community con-
cept. The principal unit of his ecological system became
the “biotic community or biome”, which comprised “all the
species of plants and animals at home in a particular habitat”
(Clements, 1916b, p. 120). To Clements, the biome forma-
tion was a highly organised entity with holist and emergent
characteristics:
One of the first consequences of regarding succes-
sion as the key to vegetation was the realisation
that the community ... is more that the sum of its
individual parts, it is indeed an organism of a new
order (Clements and Shelford, 1939, p. 21).
Clements supported this view of the plant community by
claiming affinity for it with other holistic theorists, such as
the philosopher and mathematician A. N. Whitehead, the en-
tomologist, William Morton Wheeler, and J. C. Smuts, the
author of Holism and Evolution (1926). There was a con-
siderable vogue for holism in the United States at this time.
Clements pointed, in particular, to the similarity between his
conception of the plant community and the views of Her-
bert Spencer on the emergent properties of human societies
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100 M. Nicolson: Community concepts in plant ecology
(Clements, 1935, p. 35; Nicolson, 1989). By “emergent”
properties was meant those features of the whole that were
not predictable from the study of its parts.
In according a central importance to succession in the
understanding of the plant community, Clements was in-
fluenced by the seminal studies of the sand dunes of Lake
Michigan that Henry Cowles had undertaken around the turn
of the century (Cowles, 1901). Cowles did not rival Clements
as a prolific author, but his students, such as W. S. Cooper,
dominated American ecology between the wars. Cooper ac-
cepted that plant communities were real entities, but did
not endorse Clements’ identification of them as highly inte-
grated superorganisms (Cooper, 1926). He also differed from
Clements in defending a polyclimax view, believing that
some local associations, of non-climax life form, were effec-
tively permanent, within any reasonable timescale. Cooper’s
view might be regarded as representative of the mainstream
of ecological opinion in the United States and Great Britain.
Nevertheless, he and most of his contemporaries agreed with
Clements that plant communities were discrete, natural enti-
ties, the main issue of debate being the degree and extent of
their internal integration.
There was one dissenting voice. Henry Gleason advanced
what he called an “individualistic concept” of the plant asso-
ciation (Gleason, 1917, 1926, 1939; McIntosh, 1975; Nicol-
son, 1990; Nicolson and McIntosh, 2002; for an alternative
perspective, Eliot, 2007, 2011). Gleason acknowledged that
plant communities could be studied and mapped in the field
and that their structure was the product of interaction be-
tween and among species. However, he denied that associ-
ations were highly integrated and that they were the funda-
mental units of vegetation. Gleason asserted that associations
have no functional properties beyond the sum of the agencies
and interactions of their constituent plants. Vegetation was
an assemblage of individual plants, with each species being
distributed according to its own physiological requirements
and competitive interactions with other plants. Species com-
position varied constantly in time and continuously in space.
The classification of vegetation was merely a matter of con-
venience.
6 Ecosystem theory
Gleason’s thesis was influential among the pioneers of gradi-
ent analysis of the 1960s, such as John Curtis (1959; McIn-
tosh, 1993; Nicolson, 2001) and Robert Whittaker (1951,
1953; Westman and Peet, 1982). However, ideas similar to
Clements’ concept of a high level of interspecific integra-
tion within the community unit may be discerned within
early systems ecology (Hagen, 1992; Simberloff, 1980). Eu-
gene Odum, for instance, emphasised that “unique princi-
ples ... emerge at the supra-individual levels or organisation”
(Odum, 1977, p. 1289; Taylor, 1988) and that adjustment to
the environment took place at the level of the ecosystem as a
whole:
We theorized that new systems properties emerge
in the course of ecological development, and that
it is these properties that largely account for the
species and growth form changes that occur ...
[T]here is a holistic strategy for ecosystem devel-
opment (Odum, 1977, p. 1290).
But these views were not universally accepted (McIntosh,
1980, p. 239–44). John Curtis, for instance, reacted strongly
against the approach to ecological theory developed by Eu-
gene Odum and his brother Howard: “Only by getting many
people to see the weakness of the Odum techniques will this
evangelistic school be restrained” (Curtis, 1961). Curtis par-
ticularly denigrated Howard Odum’s assertion that the then
current understanding of the tropical rain forest permitted
it being represented as embodying a stable “steady state”
(Curtis, 1961). Likewise the British ecologist, John Harper,
“harked back to the ‘individualistic’ interpretation of vege-
tation” (Harper, 1977a, p. 146) and vigorously expressed his
dissent from the homeostatic and maximal productivity the-
ses of the system ecologists:
For a long time (and still in some quarters) the view
has prevailed that the ecosystems of nature are too
complex for understanding – that all we can do is
to describe them – or to measure their function as
if they were whole organisms. This was the view
of some biochemists in the 30’s about the struc-
ture of proteins yet great leaps of understanding
were made by those who were prepared to sim-
plify the complexity and, as an act of faith, assume
that the complex whole is no more than the sum of
the components and their interactions. The devel-
opment of plant ecology into a predictive and rigid
science depends on a similar willingness (Harper,
1977a, p. 154).
Harper, moreover, regarded the holism of systems ecology as
incompatible with the Darwinian Synthesis.
A theory of natural selection that is based on the
fitness of individuals leaves little room for the evo-
lution of populations or species toward some op-
timum, such as better use of environmental re-
sources, higher productivity per area of land, more
stable ecosystems or even the view that plants in
some way become more efficient than their ances-
tors (Harper, 1977b, p. 777).
And indeed, more recent studies have tended to emphasise
that even complex ecosystems are characterised by instability
and non-equilibrium conditions (Bocking, 2013).
One looks in vain for any consensus as to the essential
characteristics of natural communities, or how best to clas-
sify them. As Robert Whittaker acknowledged, the roots of
Web Ecol., 13, 95–102, 2013 www.web-ecol.net/13/95/2013/
M. Nicolson: Community concepts in plant ecology 101
these controversies seem to lie too deep for scientific obser-
vation or experiment ever to wither them away:
The basis of understanding and judging classifica-
tions cannot be one of literal verisimilitude or fi-
delity to nature. Rather than this, one finds that
classifications develop in accordance with whole
systems of interbalanced ... judgements ... A clas-
sification must be viewed as a cultural product,
understood in a context which includes both cul-
tural values and ecological conditions, and judged
in its functional relation to present understanding
and practice (Whittaker, 1962, p. 123).
Acknowledgements. I am particularly grateful to Sigidur
Oladottir, who rendered the work of the Nordic Humboldtians
accessible to me. Thanks also to the reviewers of an earlier version
of this essay.
Edited by: K. Jax
Reviewed by: F. N. Egerton and two anonymous referees
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  • 1. Web Ecol., 13, 95–102, 2013 www.web-ecol.net/13/95/2013/ doi:10.5194/we-13-95-2013 © Author(s) 2013. CC Attribution 3.0 License. Web Ecology Open Access Community concepts in plant ecology: from Humboldtian plant geography to the superorganism and beyond M. Nicolson Centre for the History of Medicine, School of Social and Political Sciences, University of Glasgow, Glasgow, G12 8RT, UK Correspondence to: M. Nicolson (malcolm.nicolson@glasgow.ac.uk) Received: 12 March 2013 – Revised: 7 November 2013 – Accepted: 21 November 2013 – Published: 13 December 2013 Abstract. The paper seeks to provide an introduction to, and review of, the history of concepts of the plant community. Eighteenth-century naturalists recognised that vegetation was distributed geographically and that different species of plants and animals were interconnected in what would later be called ecological relation- ships. It was not, however, until the early nineteenth century that the study of vegetation became a distinctive and autonomous form of scientific inquiry. Humboldt was the first to call communities of plants “associa- tions”. His programme for the empirical study of plant communities was extended by many European and North American botanists, throughout the nineteenth and into the twentieth century. There developed an al- most complete consensus among ecologists that vegetation was made up of natural communities, discrete entities with real boundaries. However, there was little agreement about the nature of the putative unit or how it should be classified. Gleason advanced the alternative view that vegetation was an assemblage of individual plants, with each species being distributed according to its own physiological requirements and competitive interactions. This debate was never wholly resolved and the divergent opinions can be discerned within early ecosystem theory. 1 Introduction Vegetation has always been an important aspect of human- ity’s experience. We can assume that, from the earliest times, a coherent and communicable classification of plant cover was an essential aid to successful food gathering, hunting and the choosing of sites for agriculture. Words which iden- tify features of the Earth’s plant cover are in common use. Terms such as moor, heath, machair, tiaga, steppe, maquis, and many more, refer to familiar and apparently distinc- tive collective groupings of plants, to types of vegetation. It was not, however, until the early nineteenth century that plant communities became objects of scientific investigation. Alexander von Humboldt was the first explicitly to recom- mend to botanists the study of what he termed “socially or- ganized plant life” (von Humboldt and Bonpland, 1807, p. 7, 2009, p. 67). But on what sort of unit should the study of vegetation be based? How could it be characterised and dis- tinguished from other groups? How extensive should it be? These are issues that have occupied botanists and ecologists since vegetation first began to be studied systematically. This paper aims to provide a historical overview of the concept of the plant community, from its background before Humboldt, until the development of systems ecology in the latter half of the twentieth century. 2 The eighteenth-century background Early in the 18th century, Richard Bradley, professor of botany at the University of Cambridge, noted that each species of insect tended to feed only upon a particular species of plant (Bradley, 1718, p. 3, 58–59; Egerton, 1973). Like many of his contemporaries, Bradley realised that differ- ent species of plants and animals were interconnected in what would later be called ecological relationships. Gilbert White’s The Natural History of Selborne, published in 1789, is a classic expression of this recognition of the interdepen- dence of species within the “oeconomy of nature” (White, Published by Copernicus Publications on behalf of the European Ecological Federation (EEF).
  • 2. 96 M. Nicolson: Community concepts in plant ecology 1789). Similar ideas had, however, already been well devel- oped in the earlier work of Carl Linnaeus (Egerton, 2007). As a widely travelled, practical collector of plants, Lin- naeus knew that plant species tended to grow in characteris- tic “stations”, a concept broadly similar to the modern idea of “habitat” (Linnaeus, 1762; Limoges, 1972). He observed, moreover, that groups of different species tend to be found growing together in similar situations, as in his famous floris- tic characterisations of the bog and marsh vegetation of Scan- dinavia (Du Rietz, 1957). Linnaeus also described the zona- tion of vegetation around the shores of lakes, and noted how, over time, the plants of one zone replaced those of another. Both Linnaeus and Albrecht von Haller described the alti- tudinal zonation of vegetation on the slopes of mountains (Browne, 1983). Eighteenth-century naturalists were, thus, well aware that vegetation was distributed geographically and that species were interdependent upon one another. Botanists frequently found it convenient to refer to vegetational features, em- ploying layperson’s terminology for this purpose. Such ref- erences were often quite specific. Linnaeus, for example, in his Philosophia Botanica of 1751 distinguished twenty-five different plant habitats and gave the genera characteristic of each one (Moss, 1910, p. 27). He was often very perceptive in his remarks on the distribution of vegetation. But all his observations on vegetation in this context were made as an adjunct to his concerns in plant collecting and systematics – they were secondary to his floristic activities. Reference to vegetational features allowed him to specify more accurately the species he was describing and where it was to be found. Around the turn of the eighteenth century, the German botanist Karl Ludwig Willdenow made observations of, and theorised about, the relationship between climate and the ge- ography of plants (1792, 1805, p. 337). His Principles of Botany contained much fine observation of vegetation. There was, for instance, a perceptive account of what was later to be termed “plant succession”: The decay of these mosses and smaller plants pro- duces, by degrees, a thin stratum of earth, which increases with years, and now even allows some shrubs and trees to grow in it, till finally, after a long series of years, where once naked barren rocks stood, larger forests with their magnificent branches delight the wanderer’s eye (Willdenow, 1805, p. 393–394). Willdenow also described the corresponding successional process which begins with open water. But, like Linnaeus, Willdenow did not investigate vegetation for its own sake. His remarks on vegetational development, as on other vege- tational matters, remained incidental to his floristic concerns. 3 Alexander von Humboldt and the origins of vegetational geography However, it was the work of one of Willdenow’s students that established the study of vegetation as a distinctive and autonomous form of scientific inquiry (Nicolson, 1987). In 1793, Alexander von Humboldt first set out the programme for a new form of plant geography, which was distinctively different from the floristic studies of the Linnean tradition. He argued that botanists should not confine themselves to the study of descriptive taxonomy and nomenclature, nor should they be preoccupied with the distribution of individual plant species. The central concern of the plant geographer should be, by contrast, the collective phenomena of vegetation: Observation of individual parts of trees or grass is by no means to be considered plant geography; rather plant geography traces the connections and relations by which all plants are bound together among themselves, designates in what lands they are found, in what atmospheric conditions they live (von Humboldt, 1793, p. 9–10; Hartshorne, 1958, p. 100). Fourteen years later, Humboldt published a fuller outline of the new plant geography, the Essai sur la géographie des plantes (von Humboldt and Bonpland, 1807, 2009). The Essai contains an elaborate engraving, entitled Tableau physique des Andes et pays voisins, which depicts a cross- sectional profile of the Andes, from coast to coast. In this pic- ture are mapped or tabulated: which plant and animal species live where, where the altitudinal zones of vegetation begin and end, the underlying geological structures, and physical or meteorological data. The object was to give, in a single il- lustration, a complete impression of a natural vegetational re- gion – the “régions équinoctiales” of South America (Nicol- son, 1996a). The Tableau physique also represented more local differ- entiation. Within the “régions équinoctiales” were found, high on the mountains, a “région des lichens” and, lower down, a “région des Cinchona”. These smaller sorts of veg- etational region were characterised by physiognomic life forms, by the general appearance and habit of growth of the constituent plants. For example, “régions des lichens” were distinguishable by the obvious profusion of a number of species, all with the same lichenous life form. The study of plant physiognomy was an important feature of Humboldt’s botanical enterprise and was one of the most decisive ways in which he departed from Linnaean taxonomic methods. Clas- sification of vegetation by life form was essentially indepen- dent of floristic systems. Humboldt’s plant geography was a thoroughly empirical investigation of the environment of plants. A large number of instruments were used to measure a wide variety of phys- ical parameters. The readings were tabulated, compared be- tween different sites, and correlated with the occurrence of Web Ecol., 13, 95–102, 2013 www.web-ecol.net/13/95/2013/
  • 3. M. Nicolson: Community concepts in plant ecology 97 the various types of vegetation. It was hoped that such corre- lations would reveal the laws that governed the distribution of vegetation. Humboldt was the first to call communities of plants “as- sociations”. He used the term informally: “The heaths, that association of erica vulgaris, of erica tetralix and the lichens icmadophilia and haemotomma” (von Humboldt and Bon- pland, 1807, p. 17, my translation). But it was not long be- fore the term “association” became a technical one meaning a more or less definite plant community. 4 Humboldtian plant geography in the nineteenth century The Danish botanist, Joachim Schouw, was one of the first to embrace Humboldt’s programme for a vegetational plant geography. In 1823, he invented a nomenclature for associ- ations, adding the suffix “-etum” to the generic name of the dominant plant. For example, “Fagetum” indicated a com- munity dominated by a species of Fagus, the beech tree (Schouw, 1823, p. 165). Another early exponent of Humboldtian plant geography was Franz Meyen, whose Grundriss der Pflanzengeographie appeared in 1836, with an English translation (Outline of the Geography of Plants) ten years later. Meyen made a sustained attempt to correlate the distribution of vegetation with physical variables, such as heat and moisture. Follow- ing Humboldt, one of Meyen’s main concerns was the study of physiognomy, and his identification of vegetational units was based principally upon life form (Meyen, 1846). The classification of vegetation according to physiognomy was further developed by August Grisebach, who introduced a new vegetational term, “formation”: I would term a group of plants which bears a defi- nite physiognomic character, such as meadow ... a phytogeographic formation. The latter may be characterized by a single social species, by a com- plex of dominant species belonging to one family, or ... it may show an aggregate of species, which, although of various taxonomic character, have a common peculiarity; thus the alpine meadow con- sists almost exclusively of perennial herbs (Grise- bach, 1838; Clements, 1916a, p. 116–117). It became conventional to use the term “association”, often with the “-etum” suffix, to refer to vegetation types charac- terised by floristic criteria, and the term ‘formation’ to refer to types characterised by physiognomy, as in Grisebach’s ex- amples. Grisebach’s programme of research culminated with the publication, in 1872, of his monumental Die Vegetation der Erde nach Ihrer Klimatischen Anordnung (The Vegeta- tion of the Earth according to its Climatic Arrangement), the first attempt to provide a comprehensive description and clas- sification of the world’s vegetation. Fifty-four physiognomic groups were recognised (Grisebach, 1872). In the German-speaking countries, in France, and in Scan- dinavia, the Humboldtian style of vegetational plant geog- raphy was widely adopted (Nicolson, 1996b). Notable ex- ponents were the Swiss botanists, Oswald Heer (1835) and Jules Thurmann. Thurman made a very clear distinction be- tween the study of flora and the study of vegetation: A region’s flora is the enumeration and description of all the species growing there ... without refer- ence to their abundance ... a region’s vegetation is the plant life by which it is covered; it consists of the associated species of the flora in varying quantity and size, some playing a prominent role, others scattered and lost in the background ... A land’s flora and its vegetation are two quite differ- ent things which should not be confused: the first means the numbers of the distinct plant species which one observes, the second their proportions and associations (Thurman, 1849, p. 22, my trans- lation, emphasis in original). In an important theoretical discussion, Henri Lecoq, Profes- sor of Natural History at Clermont-Ferrand, clarified the dis- tinction between “sociabilitie” – many plants of the same species living together – and “association” – many plants of different species living together (Lecoq, 1854, p. 58–90). The Swedish botanist, Hampus von Post, and the Finn, Ragnar Hult, both applied the methods of Humboldtian plant geography to the vegetation of Northern Europe (Nicolson, 1996b). Von Post urged his fellow Scandinavian botanists to follow Humboldt and adopt a physiognomic approach to the investigation of “those associations of several plant species which together occupy a similar place ... on the earth’s sur- face” (von Post, 1862). In his work on the vegetation of Swe- den, von Post organised individual plots into associations and then classified these local associations into vegetations- grupper, a category roughly corresponding in status to Grise- bach’s “formation”, if smaller in size (Whittaker, 1962). Von Post also emphasised the importance of studying the interac- tions between the different species of plants within the asso- ciation. Like von Post, Hult developed a strictly physiognomic sys- tem in which both life forms and the vegetation units based upon them were narrowly defined. He argued that classifica- tion should be based solely upon the plant life forms and not upon features of the physical environment: Because if one is to go ... to a moor in the mid- dle of Finland, one can see there in an area, where no differences in the chemical or physical condi- tions can be shown, at least two sharply divided plant groupings alternating in patches. One is an even and dense mass of Clandina silvatica, with other lichens sprinkled in, as well as Polytricha and low Empetrum; the other is a similarly thick and even mat of Calluna vulgaris, with a sparse under- growth of Cladonia, Hylcomia and Polytricha, as www.web-ecol.net/13/95/2013/ Web Ecol., 13, 95–102, 2013
  • 4. 98 M. Nicolson: Community concepts in plant ecology well as ... a few other plants. Here we can thus see an intimate mixture on the same location of two plant communities, which are in sharp contrast to each other (Hult, 1881, p. 9). In these accounts of Nordic vegetation, we can discern em- phases that were to become characteristic of the Uppsala school of phytosociology in the twentieth century – the recognition of relatively small vegetation units by physiog- nomic criteria and species composition rather than by envi- ronmental factors (Moss, 1910). Thus, by the end of the nineteenth century, vegetation science was a flourishing enterprise and regional schools had begun to differentiate. In Southern Europe, the Zurich– Montpellier style of plant geography was developed by Carl Schröter and Charles Flahault (Becking, 1957; Braun- Blanquet, 1968). Schröter and his colleagues employed a concept of the plant community that was recognisable largely by floristic criteria. Schröter and Flahault’s definition of the basic unit of vegetation was adopted by the International Botanical Congress in 1910: An association is a plant community of definite floristic composition, presenting a uniform phys- iognomy and growing in uniform habitat condi- tions (Pavillard, 1935, p. 211). The Swiss/French emphasis on floristic composition as the principal basis for the recognition of plant communi- ties was further developed in the influential writings of Robert Gradmann (1909) and, especially, Josias Braun- Blanquet. Braun-Blanquet’s (1928) publication Pflanzensozi- ologie: Grundzüge der Vegetationskunde (translated into En- glish in 1932 as Plant Sociology: The Study of Plant Commu- nities) became regarded as the paradigmatic text of the floris- tic Zurich–Montpellier school of vegetation science (Van der Maarel, 1975). One of the leading pioneers of German plant geography was Oscar Drude (1852–1933), who had worked with Grise- bach and who continued his style of investigation. Like his mentor, Drude put a strong emphasis on the unitary integrity of the regional formation, the character of which was de- termined by the regional climate (Drude, 1896). Formations were, however, recognised as being internally heterogeneous due to the impact of topography and soil type upon the plant cover. Drude characterised the formation rather more floris- tically than Grisebach, recognising smaller subsidiary units, identifiable by locally dominant species. The legacy of Grisebach’s Die Vegetation der Erde stimu- lated many other botanists to study the relationship between vegetation and environment, notably Eugen Warming (Good- land, 1975; Coleman, 1986), whose major work Plantesam- fund was published in Danish in 1895. An English trans- lation, Oecology of Plants: An Introduction to the Study of Plant Communities, appeared in 1909. Warming defined the purpose of “Oecological plant-geography” as being to ad- dress three questions – “Why each species has its own special habitat? Why the species congregate to form definite com- munities? Why these have a characteristic physiognomy?” (Warming, 1909, p. 2–3). Warming sought to correlate the distribution of vegetation with climatic and other physical parameters, holding that physiognomic growth forms “stand in perfect harmony with the environment” and that “plants possess a peculiar inherent ... faculty by the exercise of which they directly adapt themselves” to their surroundings (Warming, 1909, p. 369–370). In other words, vegetation is the creation and the expression of the environment – a very Humboldtian conception. Developments in morphology, evolution and physiology also impacted upon the subject, as exemplified by Andreas Schimper’s major textbook of 1898, Pflanzengeographie auf Physiologischer Grundlage, translated into English in 1902 as Plant Geography upon a Physiological Basis. Schimper classified the world’s vegetation into regions, formations and smaller units, and investigated the different forms of environ- mental interrelationships, drawing upon the developing un- derstanding of plant physiology. Unlike Warming, Schimper was a strict Darwinian (Cittadino, 1990, p. 97–133), holding that the characteristics of each plant species were determined by the mechanism of natural selection. 5 Divergent views – plant sociology, the superorganism, or the individualistic hypothesis Thus, by the beginning of the twentieth century, Humbold- tian plant geography had been developed in a variety of ways in different parts of Europe. In some places, floristic compo- sition was regarded as the most important feature by which plant communities were to be distinguished. Other schools made physiognomy central to their classification systems. In still other research programmes, greater weight was put upon the relation between the plant community and the phys- ical environment, which could be conceived of in either Dar- winian or Neo-Lamarckian ways. However, for most of the twentieth century there was an almost complete consensus among plant ecologists that vegetation was indeed made up of natural communities, recognisable, in principle, as dis- crete entities with real boundaries. These units were held to be part of the fabric of the natural world; they were not re- garded as being the product of particular methods of classi- fying vegetation. The pre-eminent British ecologist, Arthur Tansley, succinctly outlined this research programme: [I]f we admit, as everyone who has worked at the subject does admit, that vegetation forms natural units which have an individuality of their own and that these units owe their existence to the interac- tion of individual plants of different species with their environment, then it becomes clear that a mere study of the distribution of species as species cannot form the basis of the science of vegeta- tion. We have instead to focus our attention on Web Ecol., 13, 95–102, 2013 www.web-ecol.net/13/95/2013/
  • 5. M. Nicolson: Community concepts in plant ecology 99 the vegetational units themselves (Tansley, 1920, p. 120–121). Similar views were expressed in the United States, for in- stance by George Nichols, who defined the association as “a vegetation-unit characterised by its essentially constant physiognomy and by its essentially constant floristic com- position” (Nichols, 1923, p. 17). However, despite the fact that there was broad agreement as to the existence of natural units of vegetation, there was no consensus regarding the nature and extend of the puta- tive unit or the exact basis on which it should be recognised. According to some schools, particularly in Western Europe, the vegetation unit was a small-scale, homogeneous com- munity, whereas to most American ecologists, the associa- tion was a large-scale unit encompassing much local vari- ation. Thus H. S. Conard, using the methods of European phytosociology, described 71 associations in central Long Is- land, whereas Clements recognised only three in the entire eastern deciduous forest of the USA (Conard, 1935; Weaver and Clements, 1938; McIntosh, 1958). The level of integra- tion which pertained within the community, however charac- terised, was also a moot question. In the early twentieth century, the study of the plant com- munity developed rapidly in the United States. In 1898, Roscoe Pound and Frederic Clements produced The Phyto- geography of Nebraska, which was explicitly modelled on Oscar Drude’s Deutschlands Pflanzengeographie. Clements followed this with an impressive series of publications, cul- minating in 1916 with Plant Succession: An Analysis of the Development of Vegetation, which has been regarded as the paradigmatic presentation of the Clementsian system (Tobey, 1981). To Clements, the primary unit of vegetation was the “for- mation”, which was large in area, encompassing much vari- ation and including several regional “associations”. Forma- tions were essentially physiognomic. Clements held, as a matter of definition, that the true dominants of any formation had all to be of the same life form, which was determined by the regional climate. The formation was, thus, defined as the “climax” community of an area over which the climate was effectively uniform. Clements credited the plant formation with a very high degree of internal integration, describing the formation as a “complex-” or “super-organism”. The developmental study of vegetation necessar- ily rests upon the assumption that the unit or cli- max formation is an organic entity. As an organ- ism, the formation arises, grows, matures and dies (Clements, 1916a, p. 3). Individual stands of climax vegetation were considered to be the constituent parts of the formation as organism, presum- ably to be thought of as the equivalent of the tissues or cells of an individual, although Clements did not specify a pre- cise analogy. Stands of vegetation within the area of a forma- tion but physiognomically distinct were said to be connected developmentally with the climax vegetation. These were the immature forms of the superorganism. Thus, to Clements, whatever vegetation fell within an area of “effectively uniform” climate was, of necessity, all part of the formation characteristic of, and controlled by, that cli- mate. The processes of vegetational succession, soil matura- tion and geomorphological base-levelling would, eventually, if the climate were to remain constant, allow all the vegeta- tion growing with the geographical limits of the formation to develop into the highest form of vegetation possible under the given climate. Only a single vegetation type could be re- garded as true climax within any given climate. This was the “monoclimax” theory. In Plant Succession, Clements examined the effects of an- imals upon plant communities and began to suggest that a more complete understanding of the development of ecolog- ical phenomena would emerge if the study of natural com- munities encompassed animal populations: No adequate treatment of this subject is possible, however, until the interaction of plant and animal communities at the present time is much better un- derstood. Indeed, it seems certain that this will in- volve not only the articulation of distinct but as- sociated plant and animal communities, but the recognition of actual biotic communities, in which certain plants and animals are at least as closely and definitely interdependent as the plants or an- imals are among themselves (Clements, 1916a, p. 319). In the year that Plant Succession was published, Clements explicitly expanded the scope of his basic community con- cept. The principal unit of his ecological system became the “biotic community or biome”, which comprised “all the species of plants and animals at home in a particular habitat” (Clements, 1916b, p. 120). To Clements, the biome forma- tion was a highly organised entity with holist and emergent characteristics: One of the first consequences of regarding succes- sion as the key to vegetation was the realisation that the community ... is more that the sum of its individual parts, it is indeed an organism of a new order (Clements and Shelford, 1939, p. 21). Clements supported this view of the plant community by claiming affinity for it with other holistic theorists, such as the philosopher and mathematician A. N. Whitehead, the en- tomologist, William Morton Wheeler, and J. C. Smuts, the author of Holism and Evolution (1926). There was a con- siderable vogue for holism in the United States at this time. Clements pointed, in particular, to the similarity between his conception of the plant community and the views of Her- bert Spencer on the emergent properties of human societies www.web-ecol.net/13/95/2013/ Web Ecol., 13, 95–102, 2013
  • 6. 100 M. Nicolson: Community concepts in plant ecology (Clements, 1935, p. 35; Nicolson, 1989). By “emergent” properties was meant those features of the whole that were not predictable from the study of its parts. In according a central importance to succession in the understanding of the plant community, Clements was in- fluenced by the seminal studies of the sand dunes of Lake Michigan that Henry Cowles had undertaken around the turn of the century (Cowles, 1901). Cowles did not rival Clements as a prolific author, but his students, such as W. S. Cooper, dominated American ecology between the wars. Cooper ac- cepted that plant communities were real entities, but did not endorse Clements’ identification of them as highly inte- grated superorganisms (Cooper, 1926). He also differed from Clements in defending a polyclimax view, believing that some local associations, of non-climax life form, were effec- tively permanent, within any reasonable timescale. Cooper’s view might be regarded as representative of the mainstream of ecological opinion in the United States and Great Britain. Nevertheless, he and most of his contemporaries agreed with Clements that plant communities were discrete, natural enti- ties, the main issue of debate being the degree and extent of their internal integration. There was one dissenting voice. Henry Gleason advanced what he called an “individualistic concept” of the plant asso- ciation (Gleason, 1917, 1926, 1939; McIntosh, 1975; Nicol- son, 1990; Nicolson and McIntosh, 2002; for an alternative perspective, Eliot, 2007, 2011). Gleason acknowledged that plant communities could be studied and mapped in the field and that their structure was the product of interaction be- tween and among species. However, he denied that associ- ations were highly integrated and that they were the funda- mental units of vegetation. Gleason asserted that associations have no functional properties beyond the sum of the agencies and interactions of their constituent plants. Vegetation was an assemblage of individual plants, with each species being distributed according to its own physiological requirements and competitive interactions with other plants. Species com- position varied constantly in time and continuously in space. The classification of vegetation was merely a matter of con- venience. 6 Ecosystem theory Gleason’s thesis was influential among the pioneers of gradi- ent analysis of the 1960s, such as John Curtis (1959; McIn- tosh, 1993; Nicolson, 2001) and Robert Whittaker (1951, 1953; Westman and Peet, 1982). However, ideas similar to Clements’ concept of a high level of interspecific integra- tion within the community unit may be discerned within early systems ecology (Hagen, 1992; Simberloff, 1980). Eu- gene Odum, for instance, emphasised that “unique princi- ples ... emerge at the supra-individual levels or organisation” (Odum, 1977, p. 1289; Taylor, 1988) and that adjustment to the environment took place at the level of the ecosystem as a whole: We theorized that new systems properties emerge in the course of ecological development, and that it is these properties that largely account for the species and growth form changes that occur ... [T]here is a holistic strategy for ecosystem devel- opment (Odum, 1977, p. 1290). But these views were not universally accepted (McIntosh, 1980, p. 239–44). John Curtis, for instance, reacted strongly against the approach to ecological theory developed by Eu- gene Odum and his brother Howard: “Only by getting many people to see the weakness of the Odum techniques will this evangelistic school be restrained” (Curtis, 1961). Curtis par- ticularly denigrated Howard Odum’s assertion that the then current understanding of the tropical rain forest permitted it being represented as embodying a stable “steady state” (Curtis, 1961). Likewise the British ecologist, John Harper, “harked back to the ‘individualistic’ interpretation of vege- tation” (Harper, 1977a, p. 146) and vigorously expressed his dissent from the homeostatic and maximal productivity the- ses of the system ecologists: For a long time (and still in some quarters) the view has prevailed that the ecosystems of nature are too complex for understanding – that all we can do is to describe them – or to measure their function as if they were whole organisms. This was the view of some biochemists in the 30’s about the struc- ture of proteins yet great leaps of understanding were made by those who were prepared to sim- plify the complexity and, as an act of faith, assume that the complex whole is no more than the sum of the components and their interactions. The devel- opment of plant ecology into a predictive and rigid science depends on a similar willingness (Harper, 1977a, p. 154). Harper, moreover, regarded the holism of systems ecology as incompatible with the Darwinian Synthesis. A theory of natural selection that is based on the fitness of individuals leaves little room for the evo- lution of populations or species toward some op- timum, such as better use of environmental re- sources, higher productivity per area of land, more stable ecosystems or even the view that plants in some way become more efficient than their ances- tors (Harper, 1977b, p. 777). And indeed, more recent studies have tended to emphasise that even complex ecosystems are characterised by instability and non-equilibrium conditions (Bocking, 2013). One looks in vain for any consensus as to the essential characteristics of natural communities, or how best to clas- sify them. As Robert Whittaker acknowledged, the roots of Web Ecol., 13, 95–102, 2013 www.web-ecol.net/13/95/2013/
  • 7. M. Nicolson: Community concepts in plant ecology 101 these controversies seem to lie too deep for scientific obser- vation or experiment ever to wither them away: The basis of understanding and judging classifica- tions cannot be one of literal verisimilitude or fi- delity to nature. Rather than this, one finds that classifications develop in accordance with whole systems of interbalanced ... judgements ... A clas- sification must be viewed as a cultural product, understood in a context which includes both cul- tural values and ecological conditions, and judged in its functional relation to present understanding and practice (Whittaker, 1962, p. 123). Acknowledgements. I am particularly grateful to Sigidur Oladottir, who rendered the work of the Nordic Humboldtians accessible to me. Thanks also to the reviewers of an earlier version of this essay. Edited by: K. Jax Reviewed by: F. N. Egerton and two anonymous referees References Becking, R. 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