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Agricultural intensification for climate change
adaptation and mitigation: synergies and tradeoffs
             Copenhagen, Denmark – 2 May 2012
          Piet van Asten, Peter Läderach, Jim Gockowski
PRESENTATION
       Problem statement
           Climate change adaptation
           Climate change mitigation
       Synergies and trade-off examples
           Cocoa
           Coffee
       Challenges
           Research
           Policies and trade
       Conclusions/Outlook




    2        Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
PROBLEM STATEMENT – CC ADAPTATION
       Climate change may cause (a.o.):
           Increased drought stress
           Increased pest- and disease
            pressure
        → Yields decrease




                                                                     Jaramillo et al 2011
    3        Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
NEED FOR CC ADAPTATION


                                                                     Example: Arabica coffee
                                                                     • Areas reducing
                                                                     • Areas shifting
                                                                     • Suitability reducing




                                                                     MAXENT approach
                                                                     assuming current practices and varieties


                                                                      Laderach et al., 2011
4   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
NEED FOR CC ADAPTATION




                                                                                         Laderach et al., 2011

5   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
PROBLEM STATEMENT – CC ADAPTATION
       Adaptation is required – primarily five options
           Improved drought and pest-resistant varieties
           Adaptation of micro-climate through shade systems
           Irrigation systems
           Switch to other crops
           Develop new areas

   This requires investment!
           Smallholder farmers may
            not invest in long-term
            solutions if these do not
            generate short term
            returns on investment
                                                           © www.deansbeans.com


    6        Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
PROBLEM STATEMENT– CC MITIGATION
   Agriculture itself contributes to GHG emissions
       In 2005, 1.4–1.7 gigatons of carbon (GtC) emissions, equivalent to 10–12% of
        total anthropogenic GHG emissions
       38% of this is N2O released from soils due to nitrogenous fertilizer
       38% of this is CH4 from livestock, enteric fermentation, manure management
       11% of this is CH4 from cultivation of rice
       13% of this is N2O from burning of organic residues
       Beyond direct emissions, agricultural drives emissions in the industrial and
        energy sectors through production of fertilizers and pesticides, production and
        operation of farm machinery, and on-farm energy use
       Carbon footprint per unit produce is becoming marketing tool

   Agriculture is biggest driver of clearing of forests
       In 2005, 1.5 GtC emissions was accounted for by forest removal

    7     Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
CLASSIFICATION FOR EAST AFRICAN COFFEE
               Unshaded                                                             Unshaded
              monoculture                                                          monoculture
Estates




                Shaded                                                            Coffee – banana
              monoculture                                                            intercrop




                                                            Smallholder farming
                                                                                   Coffee – tree
                                                                                     system


                                                                                      Coffee
                                                                                      garden


                                                                                       Wild
                                                                                      coffee

          8   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
SMALLHOLDER COFFEE YIELDS IN EAST AFRICA
                                                                                                       1: Arabica x banana
                4000




                                                                                                       Unshaded (Uganda)
                                                                                                       2: Arabica x banana
                                                                                                       Shaded (Uganda)
                3000




                                                                                                       3: Robusta x banana
                                                                                                       Shaded (Uganda)
yield (kg/ha)

                2000




                                                                                                       4: Arabica monocrop
                                                                                                       Unshaded (Kenya)
                                                                                                       5: Arabica monocrop
                                                                                                       Unshaded (Uganda)
                1000




                                                                                                       6: Arabica monocrop
                                                                                                       Shaded (Uganda)
                                                                                                       7: Robusta monocrop
                0




                                                                                                       Shaded (Uganda)
                             1
                             1          2
                                        2         3
                                                  3         4
                                                            4         5
                                                                      5         6
                                                                                6         7
                                                                                          7

                                                      coffee system
                       → in low input systems, shading is not decreasing yield
                9         Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
SYNERGIES AT PLOT LEVEL
                                                   Microclimate: shading reduces
                                                    temperature by 2-5 Celsius
                                                   Shade plants increase revenue and
                                                    food security
                                                   Shade biomass increases carbon
                                                    stock → CC mitigation




10   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
CARBON FOOTPRINT – example LA
                                                                 Carbon footprint per unit product
                                 12
                                 11                                             Sum = 9.2
                                 10
                                                                                                  Sum = 9.4      Pesticide production
                                  9
kg CO2-e/kg-1 parchment coffee




                                  8                                                                              Gas use
                                           Sum = 3.7
                                  7                                                                              Diesel use
                                  6
                                                              Sum = 3.9
                                                                                                                 Electricity use
                                  5
                                                                                                                 Off-farm transport
                                  4
                                  3
                                                                                                                 Crop residue managment
                                  2                                                                              Waste water production
                                  1                                                                              Fertiliser induced N2O
                                  0                                                                              Fertiliser production
                                 -1     Trad-poly          Com-poly         Shad-mono        Unshad-mono
                                                                                                                 C sequestration in trees
                                 -2
                                 -3
                                 -4

                                     Carbon footprint of intensive systems 2-3 times higher, but
                                      primarily caused by differences in post-harvest processing.

                        11            Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
SYNERGIES AND TRADE-OFFS AT PLOT LEVEL




                  ↑ Data from CRIG – Ghana, presented by Joel Joffre at COPAL meeting
                                                      Gockowski and Sonwa, 2010 →




Highest yields achieved with fertilizer input and no-shade

  12    Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
SYNERGIES AND TRADE-OFFS AT PLOT LEVEL
    Shaded systems: adaptation and mitigation synergies
    Adoption constraint: short term returns on investment
    Shade → lower max yield → less $



         Plot level functions    Full sun         Shade tree            Banana / food   Polyculture   Forest
                                monocrop          monocrop                intercrop       system      system
           Yield quantity
            Yield quality
         External input use
         Nutrient recycling
          Production risks
           Plantation life
           Food security
           CC adaptation
           Carbon stock
         Ecological services
                                light color = low → dark color = high

    13     Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
MITIGATION IN COFFEE
   Markets increasingly focus on carbon footprint
        Price incentives for farmers to plant/maintain trees in agric fields
        GHG attribution along the value chain is a challenge (LCA)
        Trade-offs at landscape and global level are less obvious




            Retailers                                               Certification bodies

        14   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
TRADE-OFFS AT LANDSCAPE/GLOBAL SCALE
Agriculture is major driver of deforestation and GHG emission

→ low yields requires more area                       (Burney et al,
      2010)

→ clearing for small-scale agriculture is the
  greatest cause of African deforestation
      (IUFRO, 2010)

→ cocoa intensification could have
  reduced deforestation by 21k ha in
  West Africa (Gockowski & Sonwa, 2010)
→ better land sparing than land sharing
  for biodiversity (Ben Phanal et al, 2011)
                                                                       →




 15           Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
THE TRADE-OFFS AT LANDSCAPE/GLOBAL SCALE
 Coffee and cocoa area should not expand or shift to preserve forests?

  Change crop and move up
                                                                                                Mountain
        •   Lowland forest → Cocoa / Oil palm                                                   forest
        •   Robusta coffee → Cocoa / Oil Palm                                                            2300m
        •   Arabica coffee → Robusta coffee                                         Arabica
        •   Highland forest → Arabica coffee
                                                                                                         1400m
                                                                       Robusta

                                                                                                         1000m
                                         Cocoa / Oil palm
        Lowland Forest
                                                                                                       sea level
Possible changes in land use and crops induced by climate change


   16       Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
CHALLENGES
•   Research
    • Quantify carbon costs along value chain
    • Attributing carbon ‘opportunity costs’ when
      not intensifying
    • Balance smallholder needs at plot level
      (e.g. low risk, low dependency on external
      input, high sustainability) with ecological
      aims at global level (e.g. forest
      conservation).
    • Find adaptation practices that yield short
      term returns to investment but decrease
      climate change vulnerability in the long
      term
    • Develop tools for trade-off modeling



    17   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
CHALLENGES

•   Policies and trade
    • Make intensified agricultural systems a
      viable alternative to deforestation and forest
      degradation
    • Develop and implement policies to prevent
      higher yielding and more profitable
      production systems to accelerate
      encroaching at local scale
    • Develop strategies for land sparing, rather
      than focus too much on land sharing
    • Attribute carbon ‘opportunity costs’ when
      not intensifying production
    • Review carbon footprint calculations?
    • Encourage building in adaptation practices
    18   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
CONCLUSIONS / OUTLOOK
•   Adaptation to CC nearly always requires additional investments

•   Farmers will not adopt if investments don’t pay off in the short term

•   Building in resilience (e.g. plant shade trees, acquire new germplasm)
    may need to be combined with improved fertilizer input to pay off
    investments

•   Intensification may be required to encourage adaptation at plot level

•   Intensification may be required to encourage climate change mitigation
    at landscape level

•   Technical solutions have to be supported by development, public, and
    private sector

•   Policies and trade have to consider trade-offs across scales
    19   Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs

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CCAFS Science Meeting B.1 Peter Läderach - Synergies and trade-offs in climate change adaptation and mitigation

  • 1. Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs Copenhagen, Denmark – 2 May 2012 Piet van Asten, Peter Läderach, Jim Gockowski
  • 2. PRESENTATION  Problem statement  Climate change adaptation  Climate change mitigation  Synergies and trade-off examples  Cocoa  Coffee  Challenges  Research  Policies and trade  Conclusions/Outlook 2 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 3. PROBLEM STATEMENT – CC ADAPTATION  Climate change may cause (a.o.):  Increased drought stress  Increased pest- and disease pressure → Yields decrease Jaramillo et al 2011 3 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 4. NEED FOR CC ADAPTATION Example: Arabica coffee • Areas reducing • Areas shifting • Suitability reducing MAXENT approach assuming current practices and varieties Laderach et al., 2011 4 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 5. NEED FOR CC ADAPTATION Laderach et al., 2011 5 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 6. PROBLEM STATEMENT – CC ADAPTATION  Adaptation is required – primarily five options  Improved drought and pest-resistant varieties  Adaptation of micro-climate through shade systems  Irrigation systems  Switch to other crops  Develop new areas  This requires investment!  Smallholder farmers may not invest in long-term solutions if these do not generate short term returns on investment © www.deansbeans.com 6 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 7. PROBLEM STATEMENT– CC MITIGATION  Agriculture itself contributes to GHG emissions  In 2005, 1.4–1.7 gigatons of carbon (GtC) emissions, equivalent to 10–12% of total anthropogenic GHG emissions  38% of this is N2O released from soils due to nitrogenous fertilizer  38% of this is CH4 from livestock, enteric fermentation, manure management  11% of this is CH4 from cultivation of rice  13% of this is N2O from burning of organic residues  Beyond direct emissions, agricultural drives emissions in the industrial and energy sectors through production of fertilizers and pesticides, production and operation of farm machinery, and on-farm energy use  Carbon footprint per unit produce is becoming marketing tool  Agriculture is biggest driver of clearing of forests  In 2005, 1.5 GtC emissions was accounted for by forest removal 7 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 8. CLASSIFICATION FOR EAST AFRICAN COFFEE Unshaded Unshaded monoculture monoculture Estates Shaded Coffee – banana monoculture intercrop Smallholder farming Coffee – tree system Coffee garden Wild coffee 8 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 9. SMALLHOLDER COFFEE YIELDS IN EAST AFRICA 1: Arabica x banana 4000 Unshaded (Uganda) 2: Arabica x banana Shaded (Uganda) 3000 3: Robusta x banana Shaded (Uganda) yield (kg/ha) 2000 4: Arabica monocrop Unshaded (Kenya) 5: Arabica monocrop Unshaded (Uganda) 1000 6: Arabica monocrop Shaded (Uganda) 7: Robusta monocrop 0 Shaded (Uganda) 1 1 2 2 3 3 4 4 5 5 6 6 7 7 coffee system → in low input systems, shading is not decreasing yield 9 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 10. SYNERGIES AT PLOT LEVEL  Microclimate: shading reduces temperature by 2-5 Celsius  Shade plants increase revenue and food security  Shade biomass increases carbon stock → CC mitigation 10 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 11. CARBON FOOTPRINT – example LA Carbon footprint per unit product 12 11 Sum = 9.2 10 Sum = 9.4 Pesticide production 9 kg CO2-e/kg-1 parchment coffee 8 Gas use Sum = 3.7 7 Diesel use 6 Sum = 3.9 Electricity use 5 Off-farm transport 4 3 Crop residue managment 2 Waste water production 1 Fertiliser induced N2O 0 Fertiliser production -1 Trad-poly Com-poly Shad-mono Unshad-mono C sequestration in trees -2 -3 -4  Carbon footprint of intensive systems 2-3 times higher, but primarily caused by differences in post-harvest processing. 11 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 12. SYNERGIES AND TRADE-OFFS AT PLOT LEVEL ↑ Data from CRIG – Ghana, presented by Joel Joffre at COPAL meeting Gockowski and Sonwa, 2010 → Highest yields achieved with fertilizer input and no-shade 12 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 13. SYNERGIES AND TRADE-OFFS AT PLOT LEVEL  Shaded systems: adaptation and mitigation synergies  Adoption constraint: short term returns on investment  Shade → lower max yield → less $ Plot level functions Full sun Shade tree Banana / food Polyculture Forest monocrop monocrop intercrop system system Yield quantity Yield quality External input use Nutrient recycling Production risks Plantation life Food security CC adaptation Carbon stock Ecological services light color = low → dark color = high 13 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 14. MITIGATION IN COFFEE  Markets increasingly focus on carbon footprint  Price incentives for farmers to plant/maintain trees in agric fields  GHG attribution along the value chain is a challenge (LCA)  Trade-offs at landscape and global level are less obvious  Retailers  Certification bodies 14 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 15. TRADE-OFFS AT LANDSCAPE/GLOBAL SCALE Agriculture is major driver of deforestation and GHG emission → low yields requires more area (Burney et al, 2010) → clearing for small-scale agriculture is the greatest cause of African deforestation (IUFRO, 2010) → cocoa intensification could have reduced deforestation by 21k ha in West Africa (Gockowski & Sonwa, 2010) → better land sparing than land sharing for biodiversity (Ben Phanal et al, 2011) → 15 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 16. THE TRADE-OFFS AT LANDSCAPE/GLOBAL SCALE Coffee and cocoa area should not expand or shift to preserve forests? Change crop and move up Mountain • Lowland forest → Cocoa / Oil palm forest • Robusta coffee → Cocoa / Oil Palm 2300m • Arabica coffee → Robusta coffee Arabica • Highland forest → Arabica coffee 1400m Robusta 1000m Cocoa / Oil palm Lowland Forest sea level Possible changes in land use and crops induced by climate change 16 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 17. CHALLENGES • Research • Quantify carbon costs along value chain • Attributing carbon ‘opportunity costs’ when not intensifying • Balance smallholder needs at plot level (e.g. low risk, low dependency on external input, high sustainability) with ecological aims at global level (e.g. forest conservation). • Find adaptation practices that yield short term returns to investment but decrease climate change vulnerability in the long term • Develop tools for trade-off modeling 17 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 18. CHALLENGES • Policies and trade • Make intensified agricultural systems a viable alternative to deforestation and forest degradation • Develop and implement policies to prevent higher yielding and more profitable production systems to accelerate encroaching at local scale • Develop strategies for land sparing, rather than focus too much on land sharing • Attribute carbon ‘opportunity costs’ when not intensifying production • Review carbon footprint calculations? • Encourage building in adaptation practices 18 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs
  • 19. CONCLUSIONS / OUTLOOK • Adaptation to CC nearly always requires additional investments • Farmers will not adopt if investments don’t pay off in the short term • Building in resilience (e.g. plant shade trees, acquire new germplasm) may need to be combined with improved fertilizer input to pay off investments • Intensification may be required to encourage adaptation at plot level • Intensification may be required to encourage climate change mitigation at landscape level • Technical solutions have to be supported by development, public, and private sector • Policies and trade have to consider trade-offs across scales 19 Agricultural intensification for climate change adaptation and mitigation: synergies and tradeoffs