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A double blind randomized placebo controlled
pilot study of single-dose preoperative modafinil
for functional recovery after general anesthesia in
patients with obstructive sleep apnea
Zyad J. Carr, MDa,∗
, Brian Vells, MSNa
, Brendan R. Wood, BSa
, Joshua D. Lowery, BSb
, Ann M. Rogers, MDa
,
Allen A. Kunselman, MAa
, Kunal Karamchandani, MDa
, Sonia J. Vaida, MDc
Abstract
Background: We theorized that modafinil, an atypical psychomotor stimulant, utilized to improve daytime somnolence in patients
with obstructive sleep apnea, would improve functional recovery after general anesthesia by improving time to extubation, post-
anesthesia care unit (PACU) length of stay and subjective recovery after general anesthesia.
Methods: A double blind, randomized, placebo-controlled pilot study was performed. 102 patients with the diagnosis of
obstructive sleep apnea (OSA) were randomized to receive either 200mg of modafinil or placebo before general anesthesia. The trial
was terminated for futility. The primary outcome was PACU length of stay between groups. Secondary functional metrics of improved
post-anesthesia recovery were compared between groups.
Results: No difference between groups was found on the primary outcome of PACU length of stay (PACULOS). Emergence from
general anesthesia was not significantly different when assessed by the time period between termination of volatile anesthetic and
extubation. Similarly, no difference between groups was found in intraoperative bispectral index (BIS) values, postoperative pain
scores or narcotic consumption (morphine equivalent units). In the post-anesthesia care unit, respiratory rate was increased and
mean arterial pressure was lower in the modafinil group.
Conclusions: Our results suggest that the use of single-dose preoperative modafinil may not improve functional recovery after
general anesthesia in patients with the diagnosis of OSA. Further research is needed before use of atypical psychomotor stimulants in
this surgical population.
Abbreviations: BIS = bispectral index, BMI = body mass index, CPAP = continuous positive airway pressure, EEG =
electroencephalography, MAC = minimum alveolar concentration, MEU = morphine equivalent units, OSA = obstructive sleep
apnea, PACU = post-anesthesia care unit, PQRS = postoperative quality recovery scale.
Keywords: anesthesia recovery, atypical psychomotor stimulant, emergence, modafinil, obstructive sleep apnea, OSA
1. Introduction
Obstructive sleep apnea (OSA) is a common disorder of upper
airway obstruction resulting in intermittent periods of hypopnea,
apnea, disordered sleep architecture and deleterious long-term
cardiopulmonary effects. Postoperatively, OSA has been associ-
ated with increased apnea-hypopnea index score, frequency of
oxygen desaturations, and in-hospital respiratory complications
compared to non-OSA patients.[1–5]
In addition, postoperative
patients with OSA have been found to have higher rates of
postoperative oxygen therapy, postoperative noninvasive venti-
lation, reintubation, and unplanned intensive care unit admis-
sions.[6]
Furthermore, perioperative complications associated
with OSA are being increasingly reported as the precipitant of
malpractice suits.[7]
Given these findings, developing treatment
modalities to improve functional recovery after general anesthe-
sia in this population is of utmost importance. Modafinil, a long
acting wakefulness-promoting agent (half-life (t1/2): 15h), has
demonstrated effectiveness in the treatment of daytime somno-
lence associated with OSA, narcolepsy and third worker shift
syndrome.[8–12]
In contrast to psychomotor stimulants such as
methylphenidate, it has a lower incidence of adverse cardiopul-
monary effects and abuse potential.[13–15]
Its mechanism of
action is partly unknown, though studies have demonstrated
Editor: Hiroyuki Kinoshita.
ZJC, BV, BRW, JDL, AMR, AAK, KK, SJV. These authors helped design the
study, conduct the study, collect the data, analyze the data, and prepare the
manuscript.
This study was supported by a pilot study grant (00002957) from the
Department of Anesthesiology and Perioperative Medicine, Penn State Health
Milton S. Hershey Medical Center, Hershey PA.
Clinical Trial Number: NCT02494102 (https://clinicaltrials.gov/ct2/show/
NCT02494102).
The authors have no conflicts of interest to disclose.
a
Department of Anesthesiology and Perioperative Medicine, b
Department of
Surgery, Penn State Health Milton S. Hershey Medical Center, c
Department of
Public Health Sciences, Penn State University College of Medicine, Hershey, PA.
∗
Correspondence: Zyad J. Carr, H187 Dept. of Anesthesiology & Perioperative
Medicine, Penn State Health MSHMC, Hershey PA 17033
(e-mail: zcarr@pennstatehealth.psu.edu).
Copyright © 2018 the Author(s). Published by Wolters Kluwer Health, Inc.
This is an open access article distributed under the terms of the Creative
Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC-
ND), where it is permissible to download and share the work provided it is
properly cited. The work cannot be changed in any way or used commercially
without permission from the journal.
Medicine (2018) 97:39(e12585)
Received: 6 June 2018 / Accepted: 4 September 2018
http://dx.doi.org/10.1097/MD.0000000000012585
Clinical Trial/Experimental Study Medicine®
OPEN
1
increased central monoamine (dopamine, serotonin, and nor-
adrenaline) activity in central nervous system centers (nucleus
accumbens, prefrontal cortex), and suppression of GABAergic
transmission in regulatory sleep-related areas of the brain (locus
coeruleus, preoptic areas, posterior hypothalamus).[16–20]
Clini-
cally, studies of chronic modafinil administration have demon-
strated improvements in attention, executive functioning, general
alertness, sleep architecture and activities of daily living in both
normal and OSA patient populations.[21–23]
In addition, there
have been studies examining its role in improving subjective
parameters of postoperative recovery after sedation and general
anesthesia.[24,25]
In this proof-of-concept study, we hypothesized
that preoperative single dose modafinil administration would
improve functional recovery after general anesthesia by reducing
time to readiness for discharge from the post-anesthesia care unit
(PACU) and time to extubation in patients with OSA.
2. Methods
2.1. Study design and eligible participants
This clinical study was approved by the Penn State College of
Medicine Institutional Review Board (Study No. 2957) and
written informed consent was obtained from all subjects
participating in the trial. Food and Drug Administration
Investigational New Drug exemption (PIND 127491) was
obtained before patient enrollment for off-label use of modafinil.
The trial was registered before patient enrollment at clinicaltrials.
gov (NCT02494102, Principal Investigator: Zyad J. Carr, M.D.,
Date of Registration: July 10, 2015). Patients were pre-screened
approximately 1 to 2 weeks before informed consent and were
initially approached with a phone call. Pre-screened participants
were then recruited and all signed informed consent in the pre-
anesthesia clinic of the Penn State Health Milton S. Hershey
Medical Center or 2 to 3hours before their elective surgical
procedure. In total, 540 patients were screened, 105 enrolled and
89 completed the study (Fig. 1).
Inclusion criteria included: age greater than or equal to 18
years, mild, moderate, or severe OSA with documented sleep
study diagnosis and scheduled for an elective surgical procedure
to be performed under general anesthesia. Exclusion criteria
included medical conditions that, in the physician’s judgement,
would interfere with safe administration of the study drug.
Patients were excluded if the following conditions were present;
angina, poorly controlled hypertension, severe valvular heart
disease, recent myocardial infarction (within 6 months), severe
renal or liver disease, poorly controlled diabetes, or elevated liver
enzymes greater than twice normal). In addition, patients with
neurological disorders or major psychiatric disorders, concurrent
modafinil, methylphenidate, ethynyl estradiol, or triazolam
administration or current dependence on recreational drugs
Assessed for eligibility (n = 540)
Excluded (n = 435)
• Not meeƟng inclusion criteria
(n = 258)
• Declined to parƟcipate (n = 153)
• Other reasons (n = 24)
Analyzed: (n = 47)
Removed from study protocol (n = 7)
• Patient refusal DOS (n = 2)
• Deviated from study protocol (n = 5)
Allocated to modafinil (n = 55)
♦ Received allocated intervention (n = 54)
♦ Did not receive allocated intervention (case
cancelled) (n = 1)
Removed from study protocol (n=5)
• Patient refusal DOS (n = 2)
• Deviated from study protocol (n = 3)
Allocated to placebo (n = 50)
♦ Received allocated intervention (n = 47)
♦ Did not receive allocated intervention (case
cancelled) (n = 3)
Analyzed: (n = 42)
Randomized (n = 105)
Figure 1. CONSORT diagram of patient screening, recruitment and outcome of participants through the clinical trial.
Carr et al. Medicine (2018) 97:39 Medicine
2
were excluded. We attempted to select for patients at the least risk
for modafinil’s rare cardiac, neurological and respiratory adverse
effects and to homogenize the study population. Due to these
limiting exclusion criteria, overall recruitment success was low in
this clinical investigation.
2.2. Procedures
After obtaining informed consent, patients were randomized in a
1 to 1 ratio to receive a single dose of modafinil (ProVigil, 200mg)
or placebo 30 to 45 minutes before their elective surgery to ensure
adequate gastrointestinal absorption. The investigational phar-
macy prepared and dispensed the drug according to a computer-
generated randomization list. Patients, research team members
and all clinical providers were blinded to the patient’s
assignment. After receiving the study medication or placebo,
patients proceeded for their elective surgical procedure. No
preoperative midazolam was administered by the anesthesia care
team. Induction of general anesthesia was at the discretion of the
attending anesthesiologist. The general anesthetic plan was
standardized as follows: All patients received 1 to 2mg/kg of
propofol for induction of anesthesia, general anesthesia was
maintained with either desflurane or sevoflurane, minimum
alveolar concentration (MAC) was maintained at 0.8 to 1.2 for
the duration of the procedure. To prevent the loss of study drug,
no gastric suctioning was performed for 45 minutes after
ingestion of the study medication. A bispectral index (BIS)
monitor (BIS, Medtronic, Minneapolis, MN) was placed within
15 minutes after the induction of general anesthesia to record
electroencephalography (EEG) information for the duration of
the anesthetic procedure. At the end of the surgical procedure, the
clinician was instructed to terminate the flow of volatile
anesthetic, and administer oxygen and/or air flows at 10 liters
per minute to standardize the measurement of the secondary
outcome (termination of volatile anesthetic to extubation time).
After extubation, patients were transported to the PACU and the
attending nurse was instructed to document the time that the
patient met nursing discharge based on the modified Aldrete Scale
used in our institution (Table 1). Postoperative patients that were
continuous positive airway pressure (CPAP) compliant were
placed on CPAP as per usual practice at our institution.
2.3. Measurements
The primary endpoint was PACU length of stay (PACULOS) and
was defined as the time period from extubation to readiness to
discharge from Phase I of PACU. We utilized this measure as a
useful clinical metric of improved recovery from general
anesthesia and utilized “readiness to discharge” as documented
by the PACU nurse to reduce measurement errors related to
delays in transport from Phase I to Phase II. The secondary
outcome was the time period from the termination of the volatile
anesthetic to extubation time as documented by the clinical
anesthesia provider to assess rapidity of emergence from general
anesthesia. In addition, the Postoperative Quality Recovery Scale
(PQRS) was performed on the first 38 patients randomized to the
study to comprehensively assess physiologic, cognitive, and
functional postoperative recovery.[26]
Pre- and postoperative
PQRS batteries were performed in the preoperative clinic and in
the PACU at 1 hour post-admission, respectively. Three
intraoperative variables were compared between groups: intra-
operative blood pressure, BIS scores and narcotic consumption.
To standardize time periods in the setting of a wide range of
anesthesia times for surgical procedures, we examined 2 separate
time periods; from the induction of general anesthesia (measured
as the time of administration of the intravenous sedative-
hypnotic) to 60 minutes and 30 minutes before extubation. Blood
pressure and BIS measurements were averaged over each time
period per subject and compared between intervention and
placebo groups. Intraoperative narcotic consumption was
converted into morphine equivalent units (MEU) to determine
the average per minute of narcotic consumption between
groups.[27]
In addition to PACULOS, we measured 5 additional
postoperative variables. The PACU pain score was recorded from
the initial PACU admission vital signs by the PACU nurse and
compared between groups. We compared mean arterial blood
pressure, respiratory rate, and pulse oximetry values, all
measured every ten minutes for the first 60 minutes of the
PACU stay. PACU narcotic consumption was converted into
MEUs and the average per minute was analyzed over the first
60 minutes. After 2 weeks, participants were contacted by
phone and underwent a brief semi-structured survey to assess
for anesthesia-related complications and subjective recovery
after their general anesthesia.
2.4. Statistical analysis
Factoring in an anticipated 10% subject attrition over the course
of the study, the target sample size for this proof-of-concept trial
was 120 subjects. This sample size provided 90% power to detect
a difference of 45 minutes, assuming a standard deviation of 70
minutes, in the primary endpoint of PACULOS between the
modafinil and placebo groups using a 2-sided Wilcoxon rank-
sum test having a significance level of 0.05. The average PACU
length of stay was calculated utilizing a random sample of 100
patients with OSA undergoing general anesthesia for elective
surgery at our institution. For continuous outcomes that were
non-normally distributed (e.g., PACULOS, anesthesia time, pain
measurements), the Wilcoxon rank-sum test was used to compare
the treatment groups and the descriptive data are reported as
median (Q1, Q3), where Q1 is the first quartile and Q3 is the
third quartile. For continuous outcomes that were normally
distributed (e.g., age, body mass index [BMI]), the 2-sample t test
was used to compare the treatment groups and the descriptive
data are reported as mean±SD, where SD is the standard
deviation. The Pearson chi-square test, or the Fisher exact test if
the expected cell counts were small, was used to compare binary
variables (e.g., presence of hypertension, presence of gastro-
esophageal reflux disease [GERD]) between the 2 treatment
groups. For ordinal variables, such as ASA physical status class,
the exact Mantel–Haenszel chi-square test was used to compare
the 2 treatment groups. All hypothesis tests were 2-sided and a
Table 1
PACU recovery discharge criteria.
Neurologic Easily awakened and oriented, moves all 4 limbs on command,
reasonable pain control.
Cardiovascular Blood pressure±20mm Hg of preanesthesia level.
Respiratory O2 saturation at baseline, able to breathe deeply, cough freely,
gag, and swallow.
Gastrointestinal Nausea and vomiting controlled.
Urinary Urine output > 0.5 cc/kg body weight/hour.
Temperature > 36°C and < 38°C.
PACU discharge criteria consists of neurologic, cardiovascular, respiratory, gastrointestinal, urinary,
and temperature components.
°C=degrees celsius, cc/kg=cubic centimeter/kilogram, PACU=post-anesthesia care unit.
Carr et al. Medicine (2018) 97:39 www.md-journal.com
3
P<.05 was considered significant. Analyses were performed
using SAS software, version 9.4 (SAS Institute Inc., Cary, NC).
3. Results
One hundred five patients were randomized, and data from 89
patients (47 patient in modafinil group and 42 patients in placebo
group) were analyzed. The clinical trial was stopped for futility
on interim statistical analysis. Proportions by surgical procedure
were as follows (n(% total)): abdominal surgery (modafinil:30
(60%), placebo: 27 (64%)), orthopedic surgery (modafinil: 5
(10%) placebo: 2 (5%)), gynecology (modafinil: 7 (15%),
placebo: 4 (10%), otolaryngology (modafinil: 5 (11%), placebo:
8 (19%)), ophthalmology (modafinil: 0 (0%) placebo: 1 (2%)).
There were no clinically significant differences between groups
based on patient age, sex, ASA, physical status class, or medical
history (Table 2). The BMI in the modafinil group was greater
(44.9±11.6) than in the placebo group (38.2±11.1, P=.007).
Intraoperative and postoperative variables were also similar
between groups (Table 3). Length of surgery, time to extubation
from termination of volatile agent, mean arterial pressure, BIS,
and intraoperative MEU were not significant. PACULOS was
similar between groups (P=.28). Postoperative MEU and pain
score upon PACU admission did not demonstrate a statistically
significant difference. PACU pulse oximetry values were similar
between groups but there was a statistically significant difference
in PACU MAP (Placebo: 101.1±12.8mm Hg versus Modafinil:
95.3±11.7mm Hg, P=.03) and respiratory rate between
groups (Placebo: 16.6±2.5breaths/min versus Modafinil: 18.0
±2.7breaths/min P=.01). The PQRS was performed on the first
38 patients in this study (Table 4). In addition, intra-operative
surgically related variables were not significant between groups
(Table 5). Post-anesthesia recovery was found to be similar
between groups (P=.44). Two-week subjective recovery and
adverse effects were assessed utilizing a semi-structured telephone
interview. We found no evidence that modafinil treatment
improves subjective recovery from general anesthesia. Further-
Table 2
Demographical data. There was a statistically significant higher
BMI in the modafinil group compared to the control group.
Variable
Modafinil
(n=47)
Placebo
(n=42) P value
Age in years (mean±SD)
∗
54.0±13.0 56.0±13.1 .48
BMI kg/m2
(mean±SD)
∗
44.9±11.6 38.2±11.1 .007
Male (number)†
23 (48.9) 23 (54.8) .58
ASA Physical Status Class (number)‡
.52
2 11 (23.4) 15 (35.7)
3 36 (76.6) 25 (59.5)
4 0 (0.0) 2 (4.8)
Medical History
Hypertension (number)†
33 (70.2) 26 (61.9) .41
GERD (number)†
21 (44.7) 26 (61.9) .10
CPAP compliance (number)†
25 (53.2) 21 (53.9) .95
CAD (number)x
5 (10.6) 4 (9.8) 1.00
Delayed Emergence (number) 0 (0) 0 (0)
There were no additional statistically significant pre-operative findings between these groups.
Preoperative patient demographics.
ASA=American Society of Anesthesiologists, BMI=body mass index, CAD=coronary artery disease,
CPAP=continuous positive airway pressure, GERD=gastroesophageal reflux disease, SD=standard
deviation.
∗
Two-sample t test.
†
Pearson chi-square test.
‡
Exact Mantel–Haenszel chi-square test.
x
Fisher exact test.
Table 3
Intraoperative and Postoperative Outcomes. There were no
statistically significant differences in assessed intraoperative
variables.
Variable
Modafinil
N=47
Placebo
N=42 P value
Intraoperative Outcomes
Time (min)
Anesthesia, median (Q1, Q3)
∗
115.0 (93.0, 180.0) 113.5 (92.0, 146.0) .75
Anesthetic Termination to
Extubation, (Mean±SD)†
10.9±4.9 11.6±5.1 .54
MAP (mm Hg), (Mean±SD)†
Segment 1 93.9±10.9 93.2±10.2 .77
Segment 2 88.0±12.1 91.6±12.4 .17
BIS, (Mean±SD)†
Segment 1 40.3±7.4 41.2±9.9 .69
Segment 2 49.9±10.4 46.1±10.3 .12
Intraoperative MEU per hour,
median (Q1, Q3)
∗
0.13 (0.08, 0.19) 0.15 (0.09, 0.21) .43
Postoperative Outcomes
PACULOS (min), median (Q1, Q3)
∗
61.0 (46.0, 91.0) 53.5 (41.0, 80.0) .28
Vitals, mean±SD†
MAP (mmHg) 95.3±11.7 101.1±12.8 .03
RR (breaths/min) 18.0±2.7 16.6±2.5 .01
SpO2 (%) 96.6±2.0 96.7±1.8 .80
Pain Measurements, median (Q1, Q3)
∗
MEU per hour 0.08 (0.00, 0.15) 0.10 (0.02, 0.12) .78
Pain score at PACU
admission (0–10)
6.0 (0.0, 8.0) 5.5 (0.0, 8.0) .96
Two Week Survey, yes/no (%)
Subjective Recovery‡
26 (59.1) 18 (46.2) .24
Residual Effectsx
4 (8.9) 6 (15.4) .50
Postoperative PACU related outcomes were significant for a lower mean arterial pressure than the
placebo (P=.01) and a faster respiratory rate (P=.03) in the modafinil treated group.
BIS Segment 1=bispectral index averaged per patient over first 60 minutes of surgery starting at time
of intubation, BIS Segment 2=bispectral index averaged per patient over last 30 minutes of procedure
to time of extubation, MAP Segment 1=mean arterial pressure averaged per patient over first 30
minutes of procedure starting at time of intubation, MAP Segment 2=mean arterial pressure
averaged per patient over last 30 minutes of procedure to time of extubation, MAP=mean arterial
pressure averaged per patient from PACU admission to 60 minutes, MEU=morphine equivalent units,
PACULOS=time in minutes until PACU phase 1 discharge criteria met, Q1=1st quartile, Q2=2nd
quartile, Residual effects=residual effects in 24hours after surgery, RR=respiratory rate averaged
per patient from PACU admission to 60 minutes, SD=standard deviation, SpO2=Pulse oximetry
averaged per patient from PACU admission to 60 minutes, Subjective Recovery=defined as faster
recovery than prior anesthesia experiences.
∗
Wilcoxon rank-sum test with value expressed as Median (1st Quartile, 3rd Quartile).
†
Two sample t test with value expressed as Mean±Standard Deviation.
‡
Pearson chi-square test with value expressed as number of yes responses (%).
x
Fisher’s exact test with value expressed as number of yes responses (%).
Table 4
Component analysis of the PQRS findings did not demonstrate any
difference in quality of postoperative recovery between groups
(N=38).
PQRS
component
Placebo
mean (SD)
Modafinil
mean (SD) P value
Physiological À0.67 (1.00) À1.36 (1.29) .20
Nociceptive À1.78 (1.39) À2.91 (2.59) .25
Emotional 0.11 (0.78) À0.45 (2.42) .51
Cognitive À3.33 (4.58) À4.18 (6.31) .74
Total Score À5.67 (4.74) À8.91 (7.98) .30
PQRS=postoperative quality recovery scale, SD=standard deviation.
Carr et al. Medicine (2018) 97:39 Medicine
4
more, we found no evidence that modafinil treatment was
associated with higher adverse events (nausea, headache) in the
immediate 24hours post treatment.
4. Discussion
In this proof-of-concept study, we tested the efficacy of an
atypical psychomotor stimulant, modafinil, to improve quantita-
tive and qualitative measures of cognitive recovery after general
anesthesia in patients with OSA. We were unable to find any
significant difference in clinically relevant metrics of anesthesia-
related emergence and recovery. In addition, we did not
demonstrate any significant adverse effects that could be directly
attributable to the effects of perioperative administration of
modafinil. The value of psychomotor stimulants to improve
cognitive recovery after general anesthesia remains unclear.
There is evidence that methylphenidate accelerates emergence
from isoflurane and propofol anesthesia in animal studies.[28,29]
As modafinil is a psychomotor stimulant with similar properties
to methylphenidate, we opted to utilize the termination of volatile
anesthesia to extubation time as a measure of the rapidity of
emergence but were unable to demonstrate a significant
difference between groups. Though there was a wide range in
anesthesia times, we believe that it was unlikely to affect
modafinil’s efficacy given its long half-life (t1/2: 15h). Similarly,
performance on the PQRS was nonsignificant between groups. A
trend towards more postoperative nausea was observed in the
modafinil group. In addition, postoperative PQRS cognitive
recovery was not statistically improved (Table 4). We presumed
that intraoperative and postoperative narcotic consumption
would be increased with the addition of a psychomotor stimulant
but did not find a difference between groups. Interestingly, PACU
respiratory rate was increased in the modafinil treatment group.
This finding was independent of postoperative pain and may
indicate a subtle increase in arousal in patients who received
modafinil. Finally, though our trial was terminated for futility,
our primary outcome, PACU length of stay, was not different
between groups. Strengths of this study include its randomized
placebo-controlled study design, standardized general anesthetic
protocol and observational endpoints. However, there are several
limitations to the findings of our study. Patients in the modafinil
group had higher BMI in comparison to controls. There is a
positive relationship between BMI and severity of OSA as
quantified by apnea-hypopnea index and higher frequency of
multi-level obstruction.[30,31]
In addition, higher BMIs are
associated with longer operation and emergence times.[32]
Given
this difference, it is possible that patients in the modafinil group
trended towards having more severe OSA, mitigating any subtle
beneficial properties of modafinil treatment. It is unknown if the
administered dose, the recommended dose for the treatment of
daytime somnolence for OSA, was adequate for functional
recovery after anesthesia. However, in clinical trials of daytime
somnolence with OSA, insignificant differences in performance
measures of wakefulness were observed between 200 and 400
milligrams per day dosing regimens.[33]
In addition, clinical
heterogeneity in induction, length of anesthesia time, extubation
thresholds, and type of surgery were potential factors in masking
any beneficial treatment effect. In conclusion, we did not find
any clinically relevant evidence that the addition of a single
preoperative dose of an atypical psychomotor stimulant
improved functional recovery from general anesthesia in an at-
risk population. We believe that further studies are needed before
abandoning the use of psychomotor stimulants to ameliorate
recovery from anesthesia. Further research should consider the
use of typical psychomotor stimulants such as methylphenidate,
timing of dosing, continued perioperative dosing and examining
other at-risk subpopulations such as geriatric populations and
patients with documented delayed emergence from general
anesthesia. In conclusion, further studies examining psychomo-
tor stimulants will be needed before recommending their
inclusion as part of a balanced general anesthetic technique in
patients with OSA.
Author contributions
Conceptualization: Zyad James Carr, Brian Vells, Allen A
Kunselman, Sonia J Vaida, Kunal Karamchandani.
Data curation: Zyad James Carr, Brian Vells, Brendan R Wood,
Joshua D Lowery, Ann M Rogers, Allen A Kunselman, Sonia J
Vaida, Kunal Karamchandani.
Formal analysis: Zyad James Carr, Brendan R Wood, Allen A
Kunselman.
Investigation: Zyad James Carr, Brian Vells, Brendan R Wood,
Joshua D Lowery.
Methodology: Zyad James Carr, Brian Vells, Joshua D Lowery,
Allen A Kunselman, Kunal Karamchandani.
Table 5
Intra-operative surgical variables analysis between groups did not demonstrate significant differences between groups in estimated
blood loss, laparoscopic rates, length of stay, delirium, and postoperative oxygen desaturations.
Intra-operative Surgical Variables Modafinil (N=47) Placebo (N=42) P value
∗
Intraoperative Blood Loss (mean (SD))†
46.745 (±90.8) 51.4 (±81.8) .798 (NS)
Type of Surgery‡
Laparoscopic (n) 28 23 .647 (NS)
Open (n) 19 19
Post-operative Surgical Variables
Length of Hospital Stay (mean (SD))x
2.27 (±2.3) 2.071 (±1.42) .753 (NS)
In-hospital Respiratory Complications (mean (SD))5
0.483 (±0.67) 0.424 (±0.56) .654 (NS)
Documentation of Postoperative Delirium (n)jj
1 1 NS
∗
NS=nonsignificant.
†
Two sample t-test.
‡
Chi-Square test X2
(1, N=87) = 3.841, p=0.647 3
Mann–Whitney test: Modafinil (Mdn=2.27) did not significantly differ from placebo (Mdn=2.071) in LOS, U=950.5, P=.753.
x
Documented episodes of desaturations (sp02 88%) in electronic medical record for inpatient hospitalization/length of stay in days. Two sample t test demonstrates no difference between modafinil (M=0.483)
and placebo (M=0.424).
jj
Number of documented positive Confusion Assessment Method (CAM) for entire hospital stay.
Carr et al. Medicine (2018) 97:39 www.md-journal.com
5
Project administration: Zyad James Carr, Brendan R Wood.
Supervision: Zyad James Carr.
Validation: Zyad James Carr, Joshua D Lowery.
Writing – original draft: Zyad James Carr, Brian Vells, Ann M
Rogers, Sonia J Vaida, Kunal Karamchandani.
Writing – review & editing: Zyad James Carr, Brendan R Wood,
Joshua D Lowery, Ann M Rogers, Sonia J Vaida, Kunal
Karamchandani.
Zyad James Carr orcid: 0000-0002-6970-3340
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Apnea

  • 1. A double blind randomized placebo controlled pilot study of single-dose preoperative modafinil for functional recovery after general anesthesia in patients with obstructive sleep apnea Zyad J. Carr, MDa,∗ , Brian Vells, MSNa , Brendan R. Wood, BSa , Joshua D. Lowery, BSb , Ann M. Rogers, MDa , Allen A. Kunselman, MAa , Kunal Karamchandani, MDa , Sonia J. Vaida, MDc Abstract Background: We theorized that modafinil, an atypical psychomotor stimulant, utilized to improve daytime somnolence in patients with obstructive sleep apnea, would improve functional recovery after general anesthesia by improving time to extubation, post- anesthesia care unit (PACU) length of stay and subjective recovery after general anesthesia. Methods: A double blind, randomized, placebo-controlled pilot study was performed. 102 patients with the diagnosis of obstructive sleep apnea (OSA) were randomized to receive either 200mg of modafinil or placebo before general anesthesia. The trial was terminated for futility. The primary outcome was PACU length of stay between groups. Secondary functional metrics of improved post-anesthesia recovery were compared between groups. Results: No difference between groups was found on the primary outcome of PACU length of stay (PACULOS). Emergence from general anesthesia was not significantly different when assessed by the time period between termination of volatile anesthetic and extubation. Similarly, no difference between groups was found in intraoperative bispectral index (BIS) values, postoperative pain scores or narcotic consumption (morphine equivalent units). In the post-anesthesia care unit, respiratory rate was increased and mean arterial pressure was lower in the modafinil group. Conclusions: Our results suggest that the use of single-dose preoperative modafinil may not improve functional recovery after general anesthesia in patients with the diagnosis of OSA. Further research is needed before use of atypical psychomotor stimulants in this surgical population. Abbreviations: BIS = bispectral index, BMI = body mass index, CPAP = continuous positive airway pressure, EEG = electroencephalography, MAC = minimum alveolar concentration, MEU = morphine equivalent units, OSA = obstructive sleep apnea, PACU = post-anesthesia care unit, PQRS = postoperative quality recovery scale. Keywords: anesthesia recovery, atypical psychomotor stimulant, emergence, modafinil, obstructive sleep apnea, OSA 1. Introduction Obstructive sleep apnea (OSA) is a common disorder of upper airway obstruction resulting in intermittent periods of hypopnea, apnea, disordered sleep architecture and deleterious long-term cardiopulmonary effects. Postoperatively, OSA has been associ- ated with increased apnea-hypopnea index score, frequency of oxygen desaturations, and in-hospital respiratory complications compared to non-OSA patients.[1–5] In addition, postoperative patients with OSA have been found to have higher rates of postoperative oxygen therapy, postoperative noninvasive venti- lation, reintubation, and unplanned intensive care unit admis- sions.[6] Furthermore, perioperative complications associated with OSA are being increasingly reported as the precipitant of malpractice suits.[7] Given these findings, developing treatment modalities to improve functional recovery after general anesthe- sia in this population is of utmost importance. Modafinil, a long acting wakefulness-promoting agent (half-life (t1/2): 15h), has demonstrated effectiveness in the treatment of daytime somno- lence associated with OSA, narcolepsy and third worker shift syndrome.[8–12] In contrast to psychomotor stimulants such as methylphenidate, it has a lower incidence of adverse cardiopul- monary effects and abuse potential.[13–15] Its mechanism of action is partly unknown, though studies have demonstrated Editor: Hiroyuki Kinoshita. ZJC, BV, BRW, JDL, AMR, AAK, KK, SJV. These authors helped design the study, conduct the study, collect the data, analyze the data, and prepare the manuscript. This study was supported by a pilot study grant (00002957) from the Department of Anesthesiology and Perioperative Medicine, Penn State Health Milton S. Hershey Medical Center, Hershey PA. Clinical Trial Number: NCT02494102 (https://clinicaltrials.gov/ct2/show/ NCT02494102). The authors have no conflicts of interest to disclose. a Department of Anesthesiology and Perioperative Medicine, b Department of Surgery, Penn State Health Milton S. Hershey Medical Center, c Department of Public Health Sciences, Penn State University College of Medicine, Hershey, PA. ∗ Correspondence: Zyad J. Carr, H187 Dept. of Anesthesiology & Perioperative Medicine, Penn State Health MSHMC, Hershey PA 17033 (e-mail: zcarr@pennstatehealth.psu.edu). Copyright © 2018 the Author(s). Published by Wolters Kluwer Health, Inc. This is an open access article distributed under the terms of the Creative Commons Attribution-Non Commercial-No Derivatives License 4.0 (CCBY-NC- ND), where it is permissible to download and share the work provided it is properly cited. The work cannot be changed in any way or used commercially without permission from the journal. Medicine (2018) 97:39(e12585) Received: 6 June 2018 / Accepted: 4 September 2018 http://dx.doi.org/10.1097/MD.0000000000012585 Clinical Trial/Experimental Study Medicine® OPEN 1
  • 2. increased central monoamine (dopamine, serotonin, and nor- adrenaline) activity in central nervous system centers (nucleus accumbens, prefrontal cortex), and suppression of GABAergic transmission in regulatory sleep-related areas of the brain (locus coeruleus, preoptic areas, posterior hypothalamus).[16–20] Clini- cally, studies of chronic modafinil administration have demon- strated improvements in attention, executive functioning, general alertness, sleep architecture and activities of daily living in both normal and OSA patient populations.[21–23] In addition, there have been studies examining its role in improving subjective parameters of postoperative recovery after sedation and general anesthesia.[24,25] In this proof-of-concept study, we hypothesized that preoperative single dose modafinil administration would improve functional recovery after general anesthesia by reducing time to readiness for discharge from the post-anesthesia care unit (PACU) and time to extubation in patients with OSA. 2. Methods 2.1. Study design and eligible participants This clinical study was approved by the Penn State College of Medicine Institutional Review Board (Study No. 2957) and written informed consent was obtained from all subjects participating in the trial. Food and Drug Administration Investigational New Drug exemption (PIND 127491) was obtained before patient enrollment for off-label use of modafinil. The trial was registered before patient enrollment at clinicaltrials. gov (NCT02494102, Principal Investigator: Zyad J. Carr, M.D., Date of Registration: July 10, 2015). Patients were pre-screened approximately 1 to 2 weeks before informed consent and were initially approached with a phone call. Pre-screened participants were then recruited and all signed informed consent in the pre- anesthesia clinic of the Penn State Health Milton S. Hershey Medical Center or 2 to 3hours before their elective surgical procedure. In total, 540 patients were screened, 105 enrolled and 89 completed the study (Fig. 1). Inclusion criteria included: age greater than or equal to 18 years, mild, moderate, or severe OSA with documented sleep study diagnosis and scheduled for an elective surgical procedure to be performed under general anesthesia. Exclusion criteria included medical conditions that, in the physician’s judgement, would interfere with safe administration of the study drug. Patients were excluded if the following conditions were present; angina, poorly controlled hypertension, severe valvular heart disease, recent myocardial infarction (within 6 months), severe renal or liver disease, poorly controlled diabetes, or elevated liver enzymes greater than twice normal). In addition, patients with neurological disorders or major psychiatric disorders, concurrent modafinil, methylphenidate, ethynyl estradiol, or triazolam administration or current dependence on recreational drugs Assessed for eligibility (n = 540) Excluded (n = 435) • Not meeƟng inclusion criteria (n = 258) • Declined to parƟcipate (n = 153) • Other reasons (n = 24) Analyzed: (n = 47) Removed from study protocol (n = 7) • Patient refusal DOS (n = 2) • Deviated from study protocol (n = 5) Allocated to modafinil (n = 55) ♦ Received allocated intervention (n = 54) ♦ Did not receive allocated intervention (case cancelled) (n = 1) Removed from study protocol (n=5) • Patient refusal DOS (n = 2) • Deviated from study protocol (n = 3) Allocated to placebo (n = 50) ♦ Received allocated intervention (n = 47) ♦ Did not receive allocated intervention (case cancelled) (n = 3) Analyzed: (n = 42) Randomized (n = 105) Figure 1. CONSORT diagram of patient screening, recruitment and outcome of participants through the clinical trial. Carr et al. Medicine (2018) 97:39 Medicine 2
  • 3. were excluded. We attempted to select for patients at the least risk for modafinil’s rare cardiac, neurological and respiratory adverse effects and to homogenize the study population. Due to these limiting exclusion criteria, overall recruitment success was low in this clinical investigation. 2.2. Procedures After obtaining informed consent, patients were randomized in a 1 to 1 ratio to receive a single dose of modafinil (ProVigil, 200mg) or placebo 30 to 45 minutes before their elective surgery to ensure adequate gastrointestinal absorption. The investigational phar- macy prepared and dispensed the drug according to a computer- generated randomization list. Patients, research team members and all clinical providers were blinded to the patient’s assignment. After receiving the study medication or placebo, patients proceeded for their elective surgical procedure. No preoperative midazolam was administered by the anesthesia care team. Induction of general anesthesia was at the discretion of the attending anesthesiologist. The general anesthetic plan was standardized as follows: All patients received 1 to 2mg/kg of propofol for induction of anesthesia, general anesthesia was maintained with either desflurane or sevoflurane, minimum alveolar concentration (MAC) was maintained at 0.8 to 1.2 for the duration of the procedure. To prevent the loss of study drug, no gastric suctioning was performed for 45 minutes after ingestion of the study medication. A bispectral index (BIS) monitor (BIS, Medtronic, Minneapolis, MN) was placed within 15 minutes after the induction of general anesthesia to record electroencephalography (EEG) information for the duration of the anesthetic procedure. At the end of the surgical procedure, the clinician was instructed to terminate the flow of volatile anesthetic, and administer oxygen and/or air flows at 10 liters per minute to standardize the measurement of the secondary outcome (termination of volatile anesthetic to extubation time). After extubation, patients were transported to the PACU and the attending nurse was instructed to document the time that the patient met nursing discharge based on the modified Aldrete Scale used in our institution (Table 1). Postoperative patients that were continuous positive airway pressure (CPAP) compliant were placed on CPAP as per usual practice at our institution. 2.3. Measurements The primary endpoint was PACU length of stay (PACULOS) and was defined as the time period from extubation to readiness to discharge from Phase I of PACU. We utilized this measure as a useful clinical metric of improved recovery from general anesthesia and utilized “readiness to discharge” as documented by the PACU nurse to reduce measurement errors related to delays in transport from Phase I to Phase II. The secondary outcome was the time period from the termination of the volatile anesthetic to extubation time as documented by the clinical anesthesia provider to assess rapidity of emergence from general anesthesia. In addition, the Postoperative Quality Recovery Scale (PQRS) was performed on the first 38 patients randomized to the study to comprehensively assess physiologic, cognitive, and functional postoperative recovery.[26] Pre- and postoperative PQRS batteries were performed in the preoperative clinic and in the PACU at 1 hour post-admission, respectively. Three intraoperative variables were compared between groups: intra- operative blood pressure, BIS scores and narcotic consumption. To standardize time periods in the setting of a wide range of anesthesia times for surgical procedures, we examined 2 separate time periods; from the induction of general anesthesia (measured as the time of administration of the intravenous sedative- hypnotic) to 60 minutes and 30 minutes before extubation. Blood pressure and BIS measurements were averaged over each time period per subject and compared between intervention and placebo groups. Intraoperative narcotic consumption was converted into morphine equivalent units (MEU) to determine the average per minute of narcotic consumption between groups.[27] In addition to PACULOS, we measured 5 additional postoperative variables. The PACU pain score was recorded from the initial PACU admission vital signs by the PACU nurse and compared between groups. We compared mean arterial blood pressure, respiratory rate, and pulse oximetry values, all measured every ten minutes for the first 60 minutes of the PACU stay. PACU narcotic consumption was converted into MEUs and the average per minute was analyzed over the first 60 minutes. After 2 weeks, participants were contacted by phone and underwent a brief semi-structured survey to assess for anesthesia-related complications and subjective recovery after their general anesthesia. 2.4. Statistical analysis Factoring in an anticipated 10% subject attrition over the course of the study, the target sample size for this proof-of-concept trial was 120 subjects. This sample size provided 90% power to detect a difference of 45 minutes, assuming a standard deviation of 70 minutes, in the primary endpoint of PACULOS between the modafinil and placebo groups using a 2-sided Wilcoxon rank- sum test having a significance level of 0.05. The average PACU length of stay was calculated utilizing a random sample of 100 patients with OSA undergoing general anesthesia for elective surgery at our institution. For continuous outcomes that were non-normally distributed (e.g., PACULOS, anesthesia time, pain measurements), the Wilcoxon rank-sum test was used to compare the treatment groups and the descriptive data are reported as median (Q1, Q3), where Q1 is the first quartile and Q3 is the third quartile. For continuous outcomes that were normally distributed (e.g., age, body mass index [BMI]), the 2-sample t test was used to compare the treatment groups and the descriptive data are reported as mean±SD, where SD is the standard deviation. The Pearson chi-square test, or the Fisher exact test if the expected cell counts were small, was used to compare binary variables (e.g., presence of hypertension, presence of gastro- esophageal reflux disease [GERD]) between the 2 treatment groups. For ordinal variables, such as ASA physical status class, the exact Mantel–Haenszel chi-square test was used to compare the 2 treatment groups. All hypothesis tests were 2-sided and a Table 1 PACU recovery discharge criteria. Neurologic Easily awakened and oriented, moves all 4 limbs on command, reasonable pain control. Cardiovascular Blood pressure±20mm Hg of preanesthesia level. Respiratory O2 saturation at baseline, able to breathe deeply, cough freely, gag, and swallow. Gastrointestinal Nausea and vomiting controlled. Urinary Urine output > 0.5 cc/kg body weight/hour. Temperature > 36°C and < 38°C. PACU discharge criteria consists of neurologic, cardiovascular, respiratory, gastrointestinal, urinary, and temperature components. °C=degrees celsius, cc/kg=cubic centimeter/kilogram, PACU=post-anesthesia care unit. Carr et al. Medicine (2018) 97:39 www.md-journal.com 3
  • 4. P<.05 was considered significant. Analyses were performed using SAS software, version 9.4 (SAS Institute Inc., Cary, NC). 3. Results One hundred five patients were randomized, and data from 89 patients (47 patient in modafinil group and 42 patients in placebo group) were analyzed. The clinical trial was stopped for futility on interim statistical analysis. Proportions by surgical procedure were as follows (n(% total)): abdominal surgery (modafinil:30 (60%), placebo: 27 (64%)), orthopedic surgery (modafinil: 5 (10%) placebo: 2 (5%)), gynecology (modafinil: 7 (15%), placebo: 4 (10%), otolaryngology (modafinil: 5 (11%), placebo: 8 (19%)), ophthalmology (modafinil: 0 (0%) placebo: 1 (2%)). There were no clinically significant differences between groups based on patient age, sex, ASA, physical status class, or medical history (Table 2). The BMI in the modafinil group was greater (44.9±11.6) than in the placebo group (38.2±11.1, P=.007). Intraoperative and postoperative variables were also similar between groups (Table 3). Length of surgery, time to extubation from termination of volatile agent, mean arterial pressure, BIS, and intraoperative MEU were not significant. PACULOS was similar between groups (P=.28). Postoperative MEU and pain score upon PACU admission did not demonstrate a statistically significant difference. PACU pulse oximetry values were similar between groups but there was a statistically significant difference in PACU MAP (Placebo: 101.1±12.8mm Hg versus Modafinil: 95.3±11.7mm Hg, P=.03) and respiratory rate between groups (Placebo: 16.6±2.5breaths/min versus Modafinil: 18.0 ±2.7breaths/min P=.01). The PQRS was performed on the first 38 patients in this study (Table 4). In addition, intra-operative surgically related variables were not significant between groups (Table 5). Post-anesthesia recovery was found to be similar between groups (P=.44). Two-week subjective recovery and adverse effects were assessed utilizing a semi-structured telephone interview. We found no evidence that modafinil treatment improves subjective recovery from general anesthesia. Further- Table 2 Demographical data. There was a statistically significant higher BMI in the modafinil group compared to the control group. Variable Modafinil (n=47) Placebo (n=42) P value Age in years (mean±SD) ∗ 54.0±13.0 56.0±13.1 .48 BMI kg/m2 (mean±SD) ∗ 44.9±11.6 38.2±11.1 .007 Male (number)† 23 (48.9) 23 (54.8) .58 ASA Physical Status Class (number)‡ .52 2 11 (23.4) 15 (35.7) 3 36 (76.6) 25 (59.5) 4 0 (0.0) 2 (4.8) Medical History Hypertension (number)† 33 (70.2) 26 (61.9) .41 GERD (number)† 21 (44.7) 26 (61.9) .10 CPAP compliance (number)† 25 (53.2) 21 (53.9) .95 CAD (number)x 5 (10.6) 4 (9.8) 1.00 Delayed Emergence (number) 0 (0) 0 (0) There were no additional statistically significant pre-operative findings between these groups. Preoperative patient demographics. ASA=American Society of Anesthesiologists, BMI=body mass index, CAD=coronary artery disease, CPAP=continuous positive airway pressure, GERD=gastroesophageal reflux disease, SD=standard deviation. ∗ Two-sample t test. † Pearson chi-square test. ‡ Exact Mantel–Haenszel chi-square test. x Fisher exact test. Table 3 Intraoperative and Postoperative Outcomes. There were no statistically significant differences in assessed intraoperative variables. Variable Modafinil N=47 Placebo N=42 P value Intraoperative Outcomes Time (min) Anesthesia, median (Q1, Q3) ∗ 115.0 (93.0, 180.0) 113.5 (92.0, 146.0) .75 Anesthetic Termination to Extubation, (Mean±SD)† 10.9±4.9 11.6±5.1 .54 MAP (mm Hg), (Mean±SD)† Segment 1 93.9±10.9 93.2±10.2 .77 Segment 2 88.0±12.1 91.6±12.4 .17 BIS, (Mean±SD)† Segment 1 40.3±7.4 41.2±9.9 .69 Segment 2 49.9±10.4 46.1±10.3 .12 Intraoperative MEU per hour, median (Q1, Q3) ∗ 0.13 (0.08, 0.19) 0.15 (0.09, 0.21) .43 Postoperative Outcomes PACULOS (min), median (Q1, Q3) ∗ 61.0 (46.0, 91.0) 53.5 (41.0, 80.0) .28 Vitals, mean±SD† MAP (mmHg) 95.3±11.7 101.1±12.8 .03 RR (breaths/min) 18.0±2.7 16.6±2.5 .01 SpO2 (%) 96.6±2.0 96.7±1.8 .80 Pain Measurements, median (Q1, Q3) ∗ MEU per hour 0.08 (0.00, 0.15) 0.10 (0.02, 0.12) .78 Pain score at PACU admission (0–10) 6.0 (0.0, 8.0) 5.5 (0.0, 8.0) .96 Two Week Survey, yes/no (%) Subjective Recovery‡ 26 (59.1) 18 (46.2) .24 Residual Effectsx 4 (8.9) 6 (15.4) .50 Postoperative PACU related outcomes were significant for a lower mean arterial pressure than the placebo (P=.01) and a faster respiratory rate (P=.03) in the modafinil treated group. BIS Segment 1=bispectral index averaged per patient over first 60 minutes of surgery starting at time of intubation, BIS Segment 2=bispectral index averaged per patient over last 30 minutes of procedure to time of extubation, MAP Segment 1=mean arterial pressure averaged per patient over first 30 minutes of procedure starting at time of intubation, MAP Segment 2=mean arterial pressure averaged per patient over last 30 minutes of procedure to time of extubation, MAP=mean arterial pressure averaged per patient from PACU admission to 60 minutes, MEU=morphine equivalent units, PACULOS=time in minutes until PACU phase 1 discharge criteria met, Q1=1st quartile, Q2=2nd quartile, Residual effects=residual effects in 24hours after surgery, RR=respiratory rate averaged per patient from PACU admission to 60 minutes, SD=standard deviation, SpO2=Pulse oximetry averaged per patient from PACU admission to 60 minutes, Subjective Recovery=defined as faster recovery than prior anesthesia experiences. ∗ Wilcoxon rank-sum test with value expressed as Median (1st Quartile, 3rd Quartile). † Two sample t test with value expressed as Mean±Standard Deviation. ‡ Pearson chi-square test with value expressed as number of yes responses (%). x Fisher’s exact test with value expressed as number of yes responses (%). Table 4 Component analysis of the PQRS findings did not demonstrate any difference in quality of postoperative recovery between groups (N=38). PQRS component Placebo mean (SD) Modafinil mean (SD) P value Physiological À0.67 (1.00) À1.36 (1.29) .20 Nociceptive À1.78 (1.39) À2.91 (2.59) .25 Emotional 0.11 (0.78) À0.45 (2.42) .51 Cognitive À3.33 (4.58) À4.18 (6.31) .74 Total Score À5.67 (4.74) À8.91 (7.98) .30 PQRS=postoperative quality recovery scale, SD=standard deviation. Carr et al. Medicine (2018) 97:39 Medicine 4
  • 5. more, we found no evidence that modafinil treatment was associated with higher adverse events (nausea, headache) in the immediate 24hours post treatment. 4. Discussion In this proof-of-concept study, we tested the efficacy of an atypical psychomotor stimulant, modafinil, to improve quantita- tive and qualitative measures of cognitive recovery after general anesthesia in patients with OSA. We were unable to find any significant difference in clinically relevant metrics of anesthesia- related emergence and recovery. In addition, we did not demonstrate any significant adverse effects that could be directly attributable to the effects of perioperative administration of modafinil. The value of psychomotor stimulants to improve cognitive recovery after general anesthesia remains unclear. There is evidence that methylphenidate accelerates emergence from isoflurane and propofol anesthesia in animal studies.[28,29] As modafinil is a psychomotor stimulant with similar properties to methylphenidate, we opted to utilize the termination of volatile anesthesia to extubation time as a measure of the rapidity of emergence but were unable to demonstrate a significant difference between groups. Though there was a wide range in anesthesia times, we believe that it was unlikely to affect modafinil’s efficacy given its long half-life (t1/2: 15h). Similarly, performance on the PQRS was nonsignificant between groups. A trend towards more postoperative nausea was observed in the modafinil group. In addition, postoperative PQRS cognitive recovery was not statistically improved (Table 4). We presumed that intraoperative and postoperative narcotic consumption would be increased with the addition of a psychomotor stimulant but did not find a difference between groups. Interestingly, PACU respiratory rate was increased in the modafinil treatment group. This finding was independent of postoperative pain and may indicate a subtle increase in arousal in patients who received modafinil. Finally, though our trial was terminated for futility, our primary outcome, PACU length of stay, was not different between groups. Strengths of this study include its randomized placebo-controlled study design, standardized general anesthetic protocol and observational endpoints. However, there are several limitations to the findings of our study. Patients in the modafinil group had higher BMI in comparison to controls. There is a positive relationship between BMI and severity of OSA as quantified by apnea-hypopnea index and higher frequency of multi-level obstruction.[30,31] In addition, higher BMIs are associated with longer operation and emergence times.[32] Given this difference, it is possible that patients in the modafinil group trended towards having more severe OSA, mitigating any subtle beneficial properties of modafinil treatment. It is unknown if the administered dose, the recommended dose for the treatment of daytime somnolence for OSA, was adequate for functional recovery after anesthesia. However, in clinical trials of daytime somnolence with OSA, insignificant differences in performance measures of wakefulness were observed between 200 and 400 milligrams per day dosing regimens.[33] In addition, clinical heterogeneity in induction, length of anesthesia time, extubation thresholds, and type of surgery were potential factors in masking any beneficial treatment effect. In conclusion, we did not find any clinically relevant evidence that the addition of a single preoperative dose of an atypical psychomotor stimulant improved functional recovery from general anesthesia in an at- risk population. We believe that further studies are needed before abandoning the use of psychomotor stimulants to ameliorate recovery from anesthesia. Further research should consider the use of typical psychomotor stimulants such as methylphenidate, timing of dosing, continued perioperative dosing and examining other at-risk subpopulations such as geriatric populations and patients with documented delayed emergence from general anesthesia. In conclusion, further studies examining psychomo- tor stimulants will be needed before recommending their inclusion as part of a balanced general anesthetic technique in patients with OSA. Author contributions Conceptualization: Zyad James Carr, Brian Vells, Allen A Kunselman, Sonia J Vaida, Kunal Karamchandani. Data curation: Zyad James Carr, Brian Vells, Brendan R Wood, Joshua D Lowery, Ann M Rogers, Allen A Kunselman, Sonia J Vaida, Kunal Karamchandani. Formal analysis: Zyad James Carr, Brendan R Wood, Allen A Kunselman. Investigation: Zyad James Carr, Brian Vells, Brendan R Wood, Joshua D Lowery. Methodology: Zyad James Carr, Brian Vells, Joshua D Lowery, Allen A Kunselman, Kunal Karamchandani. Table 5 Intra-operative surgical variables analysis between groups did not demonstrate significant differences between groups in estimated blood loss, laparoscopic rates, length of stay, delirium, and postoperative oxygen desaturations. Intra-operative Surgical Variables Modafinil (N=47) Placebo (N=42) P value ∗ Intraoperative Blood Loss (mean (SD))† 46.745 (±90.8) 51.4 (±81.8) .798 (NS) Type of Surgery‡ Laparoscopic (n) 28 23 .647 (NS) Open (n) 19 19 Post-operative Surgical Variables Length of Hospital Stay (mean (SD))x 2.27 (±2.3) 2.071 (±1.42) .753 (NS) In-hospital Respiratory Complications (mean (SD))5 0.483 (±0.67) 0.424 (±0.56) .654 (NS) Documentation of Postoperative Delirium (n)jj 1 1 NS ∗ NS=nonsignificant. † Two sample t-test. ‡ Chi-Square test X2 (1, N=87) = 3.841, p=0.647 3 Mann–Whitney test: Modafinil (Mdn=2.27) did not significantly differ from placebo (Mdn=2.071) in LOS, U=950.5, P=.753. x Documented episodes of desaturations (sp02 88%) in electronic medical record for inpatient hospitalization/length of stay in days. Two sample t test demonstrates no difference between modafinil (M=0.483) and placebo (M=0.424). jj Number of documented positive Confusion Assessment Method (CAM) for entire hospital stay. Carr et al. Medicine (2018) 97:39 www.md-journal.com 5
  • 6. Project administration: Zyad James Carr, Brendan R Wood. Supervision: Zyad James Carr. Validation: Zyad James Carr, Joshua D Lowery. Writing – original draft: Zyad James Carr, Brian Vells, Ann M Rogers, Sonia J Vaida, Kunal Karamchandani. Writing – review & editing: Zyad James Carr, Brendan R Wood, Joshua D Lowery, Ann M Rogers, Sonia J Vaida, Kunal Karamchandani. Zyad James Carr orcid: 0000-0002-6970-3340 References [1] Chung F, Liao P, Elsaid H, et al. Factors associated with postoperative exacerbation of sleep-disordered breathing. Anesthesiology 2014;120: 299–311. [2] Liao P, Yegneswaran B, Vairavanathan S, et al. Postoperative complications in patients with obstructive sleep apnea: a retrospective matched cohort study. Can J Anaesth 2009;56:819–28. [3] Benumof JL. Obesity, sleep apnea, the airway and anesthesia. Curr Opin Anaesthesiol 2004;17:21–30. [4] Vasu TS, Grewal R, Doghramji K. 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