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Adop%on 
and 
Compliance 
with 
Energy 
Codes: 
ASHRAE 
90.1 
and 
NECB 
Lessons 
Learned 
from 
Bri.sh 
Columbia 
! Graham 
Finch, 
MASc, 
P.Eng 
Principal, 
Building 
Science 
Research 
Engineer 
RDH 
Building 
Engineering 
Ltd. 
Vancouver, 
BC 
RCIC 
2013 
Edmonton 
– 
May 
1, 
2013
Presenta%on 
Outline 
! Energy 
Efficiency 
Requirements 
for 
Part 
3 
Buildings 
in 
BC 
! Enforcement 
& 
Compliance 
! ASHRAE 
90.1 
Overview 
& 
Lessons 
Learned 
! NECB 
2011 
Similari.es 
& 
Differences
Overview 
of 
Energy 
Efficiency 
Requirements 
in 
BC 
! In 
the 
Past: 
! City 
of 
Vancouver 
(VBBL 
2007), 
ASHRAE 
90.1-­‐2007 
• ASHRAE 
in 
code 
for 
more 
than 
a 
decade 
• Enforcement 
boosted 
in 
past 
few 
years 
(checklists) 
! Rest 
of 
BC 
(BCBC 
2006), 
ASHRAE 
90.1-­‐2004 
• ASHRAE 
added 
in 
2008 
• Enforcement 
up 
to 
the 
authority 
having 
jurisdic.on 
(AHJ) 
! Window 
Performance 
– 
BC 
Energy 
Efficiency 
Act 
(2009) 
! LEED 
– 
ASHRAE 
90.1-­‐2007 
PRM 
or 
MNECB 
1997 
! Upcoming: 
! City 
of 
Vancouver 
(VBBL 
2013), 
ASHRAE 
90.1-­‐2010 
or 
NECB 
2011 
! Rest 
of 
BC 
(BCBC 
2012+), 
ASHRAE 
90.1-­‐2010 
or 
NECB 
2011 
! Window 
Performance 
– 
BC 
Energy 
Efficiency 
Act 
& 
Within 
Code
Enforcement 
& 
Compliance 
! City 
of 
Vancouver 
released 
new 
building 
permit 
& 
occupancy 
documenta.on 
process 
to 
improve 
compliance 
with 
ASHRAE 
90.1 
! Checklists 
signed 
off 
by 
each 
registered 
professional 
(mechanical, 
electrical, 
enclosure/architect) 
and 
coordina.ng 
professional 
! Effec.ve 
R-­‐values 
on 
drawings/ 
“Insula.on 
schedules” 
! Energy 
model 
outputs
ASHRAE 
90.1 
Overview 
! ASHRAE 
90.1 
“Energy 
Standard 
for 
Buildings 
Except 
Low-­‐Rise 
Residen.al 
Buildings” 
! Compliance 
involves 
mee.ng 
energy 
efficiency 
requirements 
in 
all 
sec.ons: 
! 5 
– 
Building 
Envelope 
(Enclosure) 
! 6 
– 
Hea.ng, 
Ven.la.ng, 
and 
Air 
Condi.oning 
! 7 
– 
Service 
Water 
Hea.ng 
! 8 
– 
Power 
! 9 
– 
Ligh.ng 
! 10 
– 
Other 
Equipment
ASHRAE 
90.1 
Overview 
! Alternate 
compliance 
op.ons 
within 
each 
sec.on 
! Prescrip.ve 
! Trade-­‐offs 
! Energy 
Simula.on 
! Involves 
several 
disciplines 
with 
professional 
engineers 
coordina.ng 
their 
efforts 
plus 
one 
coordina.ng 
professional 
taking 
overall 
responsibility 
! Chosen 
compliance 
path 
has 
implica.ons 
for 
building 
design
ASHRAE 
90.1 
Building 
Enclosure 
Compliance 
! Mandatory 
Provisions 
(Sec.on 
5.4) 
! Insula.on 
• Protec.on, 
Ra.ng, 
Labeling, 
Installa.on 
! Fenestra.on 
& 
Doors 
• NFRC 
cer.fica.on, 
air.ghtness, 
labels 
! Air 
Leakage 
• “con.nuous 
air 
barrier”, 
prescrip.ve 
sealing, 
Ves.bules, 
weather 
seals 
! Prescrip.ve 
Compliance 
Path 
(Sec.on 
5.5) 
! All 
components 
must 
meet 
prescrip.ve 
tables, 
maximum 
40% 
glazing 
area 
! Building 
Envelope 
Trade-­‐off 
Compliance 
Path 
(Sec.on 
5.6) 
! Trade-­‐off 
enclosure 
components 
using 
ASHRAE 
ENVStd 
somware 
! Energy 
Cost 
Budget 
(ECB) 
Path 
(Sec.on 
11) 
! Whole 
building 
energy 
cost 
simula.on 
& 
tradeoffs 
($ 
not 
kWh)
ASHRAE 
90.1 
Building 
Enclosure 
Compliance 
! Compliance 
pathway 
is 
heavily 
influenced 
by 
building 
enclosure 
design 
: 
! Window 
to 
wall 
ra.o 
• Maximum 
40% 
for 
Prescrip.ve 
Op.on 
• No 
limit 
for 
BE 
Trade-­‐off 
op.on 
or 
ECB 
! Minimum 
assembly 
and 
component 
R-­‐values 
• Prescrip.ve 
Op.on 
-­‐ 
difficult 
to 
comply 
with 
thermal 
bridging 
• BE 
Trade-­‐off 
Op.on 
– 
detailed 
area 
weighted 
U-­‐value 
calcula.ons 
input 
into 
ENVStd 
somware 
• Energy 
Cost 
Budget 
(ECB) 
-­‐ 
detailed 
area 
weighted 
U-­‐value 
calcula.ons 
input 
into 
energy 
model 
! Changes 
to 
design 
during 
tendering 
and 
construc.on 
can 
erode 
final 
compliance 
– 
need 
for 
“factor 
of 
safety”
Prescrip%ve 
Building 
Envelope 
Op%on 
! All 
building 
envelope 
assemblies 
(including 
details) 
must 
meet 
Table 
5.5 
thermal 
requirements 
(by 
climate 
zone) 
! Opaque 
Walls/Roof: 
Assembly 
Maximum 
U-­‐value 
(Minimum 
effec.ve 
R-­‐value) 
or 
Insula%on 
Minimum 
R-­‐value 
(nominal 
insula.on) 
! Windows/Doors/Skylights: 
Maximum 
U-­‐value 
and 
SHGC 
restric.ons 
! Maximum 
of 
40% 
window 
to 
wall 
ra.o 
! Maximum 
of 
5% 
skylight 
to 
roof 
ra.o 
! Basic 
area 
take-­‐offs 
only 
necessary 
to 
verify 
window-­‐wall 
ra.o 
(and 
skylight 
to 
roof 
ra.o) 
! Can 
be 
difficult 
to 
comply 
with 
for 
many 
common 
building 
designs
Prescrip%ve 
Building 
Envelope 
R-­‐value 
Tables 
! Two 
alternate 
ways 
to 
meet 
prescrip.ve 
requirements 
! Assembly 
Maximum 
U-­‐value 
(Minimum 
R-­‐value) 
• Accounts 
for 
all 
materials 
in 
assembly 
including 
air-­‐films 
• Easiest 
method 
to 
comply 
with 
and 
greatest 
flexibility 
in 
design 
! Insula.on 
Minimum 
R-­‐value 
• Prescrip.ve 
rated 
R-­‐value 
of 
installed 
insula.on 
(nominal 
minimum) 
• Many 
assemblies 
prescrip.vely 
require 
con.nuous 
insula.on 
(ci)
Con%nuous 
Insula%on 
(ci) 
! Only 
screws/nails 
are 
considered 
“fasteners” 
(or 
adhesives) 
! Where 
any 
con.nuous 
or 
discon.nuous 
framing 
(girts, 
studs, 
clips, 
brick 
.es, 
shelf 
angles, 
slab 
edges) 
penetrate 
through 
the 
insula.on 
– 
it 
is 
not 
considered 
c.i. 
! Note: 
Con.nuous 
insula.on 
is 
not 
necessarily 
a 
mandatory 
requirement 
for 
prescrip.ve 
compliance 
(high 
enough 
R-­‐ 
values 
can 
be 
achieved 
without 
true 
ci)
Nominal 
vs 
Effec%ve 
R-­‐values 
! Nominal 
R-­‐values 
= 
Rated 
R-­‐values 
of 
insula.on 
which 
do 
not 
include 
impacts 
of 
how 
they 
are 
installed 
! For 
example 
R-­‐20 
baq 
insula.on 
or 
R-­‐10 
foam 
insula.on 
! Effec.ve 
R-­‐values 
or 
Real 
R-­‐values 
= 
Calculated 
R-­‐values 
of 
assemblies/ 
details 
which 
include 
impacts 
of 
installa.on 
and 
thermal 
bridges 
! For 
example 
nominal 
R-­‐20 
baqs 
within 
steel 
studs 
becoming 
~R-­‐9 
effec.ve, 
or 
in 
wood 
studs 
~R-­‐15
Thermal 
Bridging 
! Thermal 
bridging 
occurs 
when 
a 
more 
conduc.ve 
material 
(e.g. 
aluminum, 
steel, 
concrete, 
wood 
etc.) 
provides 
a 
path 
for 
heat 
to 
flow 
such 
that 
it 
bypasses 
a 
less 
conduc.ve 
material 
(insula.on) 
! The 
bypassing 
“bridging” 
of 
the 
less 
conduc.ve 
material 
significantly 
reduces 
its 
effec.veness 
as 
an 
insulator 
! Examples: 
! Wood 
framing 
(studs, 
plates) 
in 
insulated 
wall 
! Steel 
framing 
in 
insulated 
wall 
! Conduc.ve 
cladding 
aqachments 
through 
insula.on 
(metal 
girts, 
clips, 
anchors, 
screws 
etc) 
! Concrete 
slab 
edge 
(balcony, 
exposed 
slab 
edge) 
through 
a 
wall 
! Window 
frames 
and 
windows 
themselves
Why 
Thermal 
Bridging 
is 
Important 
! Effec.ve 
R-­‐values 
account 
for 
thermal 
bridges 
and 
represent 
actual 
heat 
flow 
through 
enclosure 
assemblies 
and 
details 
! Heat 
flow 
finds 
the 
path 
of 
least 
resistance 
! Dispropor.onate 
amount 
of 
heat 
flow 
occurs 
through 
thermal 
bridges 
! Omen 
adding 
more/thicker 
insula.on 
can’t 
help 
! Required 
for 
almost 
all 
energy 
and 
building 
code 
calcula.ons 
! Energy 
code 
compliance 
has 
historically 
focused 
on 
assembly 
R-­‐values 
– 
however 
more 
importance 
is 
being 
placed 
on 
details 
and 
interfaces 
& 
whole 
building 
impacts 
of 
thermal 
bridges
ASHRAE/NECB/NBC 
Climate 
Zone 
Divisions 
• >7000 HDD 
• 6000 to 6999 HDD 
• 5000 to 5999 HDD 
• 4000 to 4999 HDD 
• 3000 to 3999 HDD 
• < 3000 HDD
Wall, 
Roof 
& 
Window 
Requirements 
for 
Alberta 
(Part 
3) 
Climate 
Zone 
Wall 
– 
Above 
Grade: 
Minimum 
R-­‐value 
(IP) 
Roof 
– 
Flat 
or 
Sloped: 
Minimum 
R-­‐value 
(IP) 
Window: 
Max. 
U-­‐ 
value 
(IP) 
8 
31.0 
40.0 
0.28 
7B 
27.0 
35.0 
0.39 
7A 
27.0 
35.0 
0.39 
6 
23.0 
31.0 
0.39 
ASHRAE 
90.1-­‐2010 
– 
Residen%al 
Building 
NECB 
2011 
Climate 
Zone 
Wall 
(Mass, 
Wood, 
Steel): 
Min 
R-­‐value 
Roof 
(A]c, 
Cathedral/ 
Flat): 
Min 
R-­‐ 
value 
Window 
(Alum, 
PVC/FG):Max. 
U-­‐value 
8 
19.2, 
27.8, 
27.0 
47.6, 
20.8 
0.45, 
0.35 
7B 
14.1, 
19.6, 
23.8 
37.0, 
20.8 
0.45, 
0.35 
7A 
14.1, 
19.6, 
23.8 
37.0, 
20.8 
0.45, 
0.35 
6 
12.5, 
19.6, 
15.6 
37,0, 
20.8 
0.55, 
0.35 
*7A/7B 
combined 
in 
ASHRAE 
90.1
Wall, 
Roof 
& 
Window 
Requirements 
for 
Alberta 
(Part 
9) 
For 
Comparison 
to 
NBC 
2010 
(2012 
Update) 
Sec.on 
9.36 
Climate 
Zone 
Wall 
-­‐ 
Above 
Grade: 
Minimum 
R-­‐value 
(IP) 
Roof 
– 
Flat/ 
Cathedral: 
Minimum 
R-­‐ 
value 
(IP) 
Roof 
– 
A]c: 
Minimum 
R-­‐value 
(IP) 
Window: 
Max. 
U-­‐ 
value 
(IP) 
/ 
Min. 
ER 
8 
21.9 
28.5 
59.2 
0.25 
/ 
29 
7B 
21.9 
28.5 
59.2 
0.25 
/ 
29 
7A 
17.5 
28.5 
59.2 
0.28 
/ 
25 
6 
17.5 
26.5 
49.2 
0.28 
/ 
25 
Without 
a 
HRV 
Climate 
Zone 
Wall 
-­‐ 
Above 
Grade: 
Minimum 
R-­‐value 
(IP) 
Roof 
– 
Flat/ 
Cathedral: 
Minimum 
R-­‐ 
value 
(IP) 
Roof 
– 
A]c: 
Minimum 
R-­‐value 
(IP) 
Window: 
Max. 
U-­‐ 
value 
(IP) 
/ 
Min. 
ER 
8 
17.5 
28.5 
59.2 
0.25 
/ 
29 
7B 
17.5 
28.5 
59.2 
0.25 
/ 
29 
7A 
16.9 
28.5 
49.2 
0.28 
/ 
25 
6 
16.9 
26.5 
49.2 
0.28 
/ 
25 
With 
a 
HRV
Excerpt 
from 
90.1-­‐2010 
Table 
5.5-­‐7 
(Edmonton, 
AB) 
Building 
Enclosure 
Component 
Climate 
Zone 
7 
– 
Residen%al 
Buildings 
Minimum 
Assembly 
R-­‐value 
c2 
⋅°F⋅ 
h/Btu 
Minimum 
Insula%on 
R-­‐value 
c2 
⋅°F⋅ 
h/Btu 
Roof 
– 
Insula.on 
Above 
Deck 
R-­‐20.8 
R-­‐20 
c.i. 
Roof 
– 
Avc 
R-­‐37.0 
R-­‐38 
Above 
Grade 
Wall 
– 
Wood-­‐Frame 
R-­‐19.6 
R-­‐13 
+ 
7.5 
c.i. 
Above 
Grade 
Wall 
– 
Steel 
Frame 
R-­‐23.8 
R-­‐13 
+ 
15.6 
c.i. 
Above 
Grade 
Wall 
– 
Mass 
R-­‐14.1 
R-­‐15.2 
c.i. 
Below 
Grade 
Wall 
– 
Concrete 
R-­‐10.9 
R-­‐10.0 
c.i. 
Windows 
Maximum 
Window 
U-­‐value 
Btu/h·∙m2·∙°F 
Non 
Metal 
Frame 
(Vinyl, 
Fibreglass 
and 
Wood) 
U-­‐0.35 
(no 
SHGC 
requirement) 
Metal 
Framed 
Windows 
(Aluminum, 
Window 
Wall) 
U-­‐0.45 
(no 
SHGC 
requirement) 
Metal 
frames 
(Curtainwall 
& 
Storefront) 
U-­‐0.40 
(no 
SHGC 
requirement) 
* 
c.i. 
= 
con)nuous 
insula)on
Common 
Difficul%es 
in 
Mee%ng 
Prescrip%ve 
Compliance 
! Window-­‐wall 
ra.os 
>40% 
! Curtain-­‐wall 
or 
window-­‐wall 
spandrel 
panels 
! Balconies 
& 
exposed 
slab 
edge 
projec.ons 
! Mass 
concrete 
walls 
with 
interior 
insula.on 
! Roof 
parapet, 
overhang 
details, 
canopies 
! Insula.on 
placed 
between 
steel 
studs 
or 
z-­‐girts 
! Best 
suited 
for 
simple 
buildings
Common 
Difficul%es 
in 
Mee%ng 
Prescrip%ve 
Compliance 
! Structural 
Stud 
Framing 
in 
Taller 
Mul.-­‐Unit 
Residen.al 
Buildings
Common 
Difficul%es 
in 
Mee%ng 
Prescrip%ve 
Compliance 
! Spandrel 
Panels 
ver.cals
Solu%ons 
for 
Mee%ng 
Prescrip%ve 
Compliance 
! Cladding 
Aqachment 
through 
Exterior 
Insula.on 
– 
Minimize 
Thermal 
Bridging
Alternate 
Cladding 
Support 
Comparison
Solu%ons 
for 
Mee%ng 
Prescrip%ve 
Compliance 
! Cast-­‐in-­‐Place 
Concrete 
Balcony 
& 
Slab 
Edge 
Thermal 
Breaks
Building 
Envelope 
Trade-­‐off 
Op%on 
! Allows 
for 
greater 
flexibility 
in 
architectural 
design 
! Common 
path 
for 
Mul.-­‐Unit 
Residen.al 
Buildings 
where 
more 
complex 
enclosure 
designs 
are 
u.lized 
! Necessary 
where 
window-­‐wall 
ra.os 
exceed 
40% 
and 
enclosure 
assemblies/details 
may 
not 
meet 
minimum 
prescrip.ve 
requirements 
! Requires 
determina.on 
of 
effec.ve 
thermal 
performance 
of 
all 
enclosure 
assemblies, 
details, 
and 
components 
! Trade-­‐offs 
made 
between 
any 
enclosure 
component 
(i.e. 
between 
walls 
and 
windows, 
or 
walls 
and 
roofs 
etc.)
Building 
Envelope 
Trade-­‐off 
Op%on 
! Compliance 
is 
assessed 
by 
calcula.on 
of 
Envelope 
Performance 
Factor 
(EPF) 
calculated 
using 
ASHRAE 
EnvStd 
somware 
! EPF 
approximates 
the 
total 
hea.ng 
and 
cooling 
energy 
associated 
with 
a 
single 
square 
foot 
of 
surface. 
A 
lower 
EPF 
is 
beqer 
than 
a 
high 
EPF 
! Overall 
U-­‐value 
of 
building 
enclosure 
driving 
factor 
in 
EPF 
plus 
day-­‐ 
ligh.ng 
and 
solar-­‐heat 
gain 
through 
windows 
! Proposed 
building 
enclosure 
is 
compared 
to 
a 
minimally 
prescrip.vely 
compliant 
baseline 
building 
enclosure 
! Baseline 
building 
construc.on 
is 
iden.cal 
except 
that 
all 
building 
enclosure 
assemblies 
meet 
maximum 
U-­‐value 
(minimum 
R-­‐value) 
requirements 
within 
each 
class 
of 
construc.on 
and 
a 
40% 
window-­‐wall 
ra.o 
is 
assumed
Building 
Envelope 
Trade-­‐off 
Op%on 
Process 
! Step 
1: 
Iden.fy 
Building 
“Spaces” 
! Step 
2: 
Define 
“Surfaces” 
within 
each 
Space 
! Step 
3: 
Coordinate 
Surfaces 
& 
Assemblies 
! Step 
4: 
Summarize 
Windows/Doors 
for 
each 
surface 
! Step 
5: 
Summarize 
Data 
and 
Calculate 
Areas 
! Step 
6: 
Enter 
Data 
and 
run 
EnvStd 
Program
Building 
Envelope 
Trade-­‐off 
Op%on 
! Wall 
and 
Roof 
Areas 
and 
U-­‐values 
input 
into 
ENVStd 
Somware 
by 
construc.on 
type, 
orienta.on 
and 
occupancy 
! Window/door 
areas 
entered 
within 
each 
of 
the 
assemblies 
! Output 
from 
ENVStd 
shows 
Pass/Fail 
& 
No. 
of 
EPF 
Points
Assessing 
Reasons 
for 
Non-­‐Compliance 
Component Current 
Design 
Area UxA % 
of 
Heat 
Loss 
Windows 
Proposed 10,884 
Base Margin 4,898 % 
Difference 
55.7% 
Doors 
Roof 981 1,093 
1011 492 30 -­‐3% 
5.6% 
Wall 
Skylight EW1 
0 8,479 
0 1,495 0 
17.0% 
Wall 
Exterior 
EW2 
Walls 
and 
Windows 6552 894 
5753 147 -­‐799 14% 
1.7% 
Wall 
Floor EW3 
873 168 
779 26 -­‐95 12% 
0.3% 
Slab 0 0 0 
Curb 
Below 
and 
Grade 
slab 
Wall edge 
details 
0 1,585 
0 652 0 
7.4% 
Floor 
Daylighting 
and 
Soffit 
Potential Areas 
3478 7,466 
4140 622 663 -­‐16% 
7.1% 
Roof 
Total and 
Deck 
Areas 
11884 7,474 
11683 460 -­‐201 1.7% 
5.2% 
TOTAL 
38,043 
8,791 
Lower 
EPF 
is 
beqer 
FAILS 
Overall 
Effective 
U-­‐Value 0.23 
Overall 
Effective 
R-­‐Value 4.33
Impact 
of 
Window 
to 
Wall 
Ra%o 
on 
Overall 
Performance
Value 
of 
High 
Performance 
Windows 
on 
ASHRAE 
Compliance 
Compliant 
Non-­‐Compliant 
Improve 
Enclosure 
R-­‐value 
ASHRAE, 
Maximum 
40% 
Glazing 
Area 
1. 
Allows 
for 
Higher 
Window-­‐Wall 
Ra%os
Energy 
Cost 
Budget 
Op%on 
! Whole 
building 
energy 
simula.on 
considers 
building 
envelope 
plus 
HVAC, 
DHW, 
ligh.ng 
and 
power. 
! Trade-­‐offs 
allowed 
between 
BE 
and 
mechanical 
systems 
! Energy 
cost 
($) 
of 
proposed 
building 
compared 
to 
baseline 
building 
(with 
minimally 
compliant 
enclosure 
and 
baseline 
HVAC 
system) 
! Used 
where 
building 
envelope 
performance 
cannot 
meet 
BE 
Trade-­‐off 
or 
prescrip.ve 
requirements 
! Requires 
detailed 
building 
envelope 
R-­‐value 
calcula.ons 
for 
energy 
model 
input 
– 
same 
level 
of 
detail 
as 
required 
for 
BE 
Trade-­‐off 
with 
overall 
R-­‐values 
! ECB 
energy 
model 
is 
different 
the 
LEED 
PRM 
energy 
model
Trends 
with 
Energy 
Cost 
Budget 
Op%on 
! Energy 
Cost 
Budget 
– 
depends 
on 
$ 
savings, 
not 
necessarily 
energy 
! Bigger 
benefit 
to 
addressing 
higher 
cost 
fuel 
(omen 
electricity) 
rather 
than 
higher 
energy 
use 
(ie 
gas 
hea.ng) 
! Common 
approach 
for 
compliance 
for 
buildings 
undergoing 
LEED 
or 
other 
energy 
modeling 
! Mechanical 
systems 
omen 
make-­‐up 
for 
poor 
enclosure 
choices 
– 
not 
great 
from 
long-­‐term 
or 
passive 
approach 
! Allows 
for 
most 
flexibility 
in 
design, 
higher 
window 
to 
wall 
ra.o, 
more 
thermal 
bridging 
(to 
a 
point)
Compliance 
Documenta%on 
! ASHRAE 
Mandatory 
Provisions 
Checklist 
! City 
of 
Vancouver 
Submission 
Checklist 
! “Insula.on 
Schedule” 
and 
Effec.ve 
R-­‐values 
on 
Drawings 
! Comparison 
of 
actual 
vs 
prescrip.ve 
R-­‐ 
values 
! Energy 
Modeling 
outputs
NECB 
2011 
Similari%es 
& 
Differences 
! Na.onal 
Energy 
Code 
of 
Canada 
for 
Buildings 
(NECB) 
2011 
replaces 
MNECB 
1997 
! Similar 
compliance 
paths 
to 
ASHRAE 
90.1 
– 
Prescrip.ve, 
Trade-­‐offs, 
and 
Energy 
Modeling 
! 3 
– 
Building 
Envelope 
! 4 
– 
Ligh.ng 
! 5 
– 
HVAC 
! 6 
– 
Service 
Water 
Hea.ng 
! 7 
– 
Electrical 
Power 
Systems 
and 
Motors 
! 8 
– 
Building 
Energy 
Performance 
Compliance 
Path 
! Building 
Envelope: 
Maximum 
window 
to 
wall 
ra.o 
from 
40% 
(HDD 
<4000) 
down 
to 
20% 
(HDD 
>7000) 
! Energy 
Consump.on 
vs 
Energy 
Cost
ASHRAE 
90.1-­‐2010 
vs 
NECB 
2011 
Climate 
Zone 
Wall 
– 
Above 
Grade: 
Minimum 
R-­‐value 
(IP) 
Roof 
– 
Flat 
or 
Sloped: 
Minimum 
R-­‐value 
(IP) 
Window: 
Max. 
U-­‐ 
value 
(IP) 
8 
31.0 
40.0 
0.28 
7B 
27.0 
35.0 
0.39 
7A 
27.0 
35.0 
0.39 
6 
23.0 
31.0 
0.39 
ASHRAE 
90.1-­‐2010 
– 
Residen%al 
Building 
NECB 
2011 
Climate 
Zone 
Wall 
(Mass, 
Wood, 
Steel): 
Min 
R-­‐value 
Roof 
(A]c, 
Cathedral/ 
Flat): 
Min 
R-­‐ 
value 
Window 
(Alum, 
PVC/FG):Max. 
U-­‐value 
8 
19.2, 
27.8, 
27.0 
47.6, 
20.8 
0.45, 
0.35 
7B 
14.1, 
19.6, 
23.8 
37.0, 
20.8 
0.45, 
0.35 
7A 
14.1, 
19.6, 
23.8 
37.0, 
20.8 
0.45, 
0.35 
6 
12.5, 
19.6, 
15.6 
37,0, 
20.8 
0.55, 
0.35 
*7A/7B 
combined 
in 
ASHRAE 
90.1
For 
More 
Informa%on 
& 
Assistance 
! Builder 
Insight 
Bulle.ns 
& 
Building 
Enclosure 
Design 
Guides 
! www.hpo.bc.ca 
! City 
of 
Vancouver 
Checklists 
! ASHRAE 
90.1 
User 
Guides 
! NECB 
2011 
Presenta.ons
Discussion 
! Graham 
Finch, 
MASc, 
P.Eng 
gfinch@rdhbe.com 
604-­‐873-­‐1181

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Adoption and Compliance with Energy Codes: ASHRAE 90.1 and NECB

  • 1. Adop%on and Compliance with Energy Codes: ASHRAE 90.1 and NECB Lessons Learned from Bri.sh Columbia ! Graham Finch, MASc, P.Eng Principal, Building Science Research Engineer RDH Building Engineering Ltd. Vancouver, BC RCIC 2013 Edmonton – May 1, 2013
  • 2. Presenta%on Outline ! Energy Efficiency Requirements for Part 3 Buildings in BC ! Enforcement & Compliance ! ASHRAE 90.1 Overview & Lessons Learned ! NECB 2011 Similari.es & Differences
  • 3. Overview of Energy Efficiency Requirements in BC ! In the Past: ! City of Vancouver (VBBL 2007), ASHRAE 90.1-­‐2007 • ASHRAE in code for more than a decade • Enforcement boosted in past few years (checklists) ! Rest of BC (BCBC 2006), ASHRAE 90.1-­‐2004 • ASHRAE added in 2008 • Enforcement up to the authority having jurisdic.on (AHJ) ! Window Performance – BC Energy Efficiency Act (2009) ! LEED – ASHRAE 90.1-­‐2007 PRM or MNECB 1997 ! Upcoming: ! City of Vancouver (VBBL 2013), ASHRAE 90.1-­‐2010 or NECB 2011 ! Rest of BC (BCBC 2012+), ASHRAE 90.1-­‐2010 or NECB 2011 ! Window Performance – BC Energy Efficiency Act & Within Code
  • 4. Enforcement & Compliance ! City of Vancouver released new building permit & occupancy documenta.on process to improve compliance with ASHRAE 90.1 ! Checklists signed off by each registered professional (mechanical, electrical, enclosure/architect) and coordina.ng professional ! Effec.ve R-­‐values on drawings/ “Insula.on schedules” ! Energy model outputs
  • 5. ASHRAE 90.1 Overview ! ASHRAE 90.1 “Energy Standard for Buildings Except Low-­‐Rise Residen.al Buildings” ! Compliance involves mee.ng energy efficiency requirements in all sec.ons: ! 5 – Building Envelope (Enclosure) ! 6 – Hea.ng, Ven.la.ng, and Air Condi.oning ! 7 – Service Water Hea.ng ! 8 – Power ! 9 – Ligh.ng ! 10 – Other Equipment
  • 6. ASHRAE 90.1 Overview ! Alternate compliance op.ons within each sec.on ! Prescrip.ve ! Trade-­‐offs ! Energy Simula.on ! Involves several disciplines with professional engineers coordina.ng their efforts plus one coordina.ng professional taking overall responsibility ! Chosen compliance path has implica.ons for building design
  • 7. ASHRAE 90.1 Building Enclosure Compliance ! Mandatory Provisions (Sec.on 5.4) ! Insula.on • Protec.on, Ra.ng, Labeling, Installa.on ! Fenestra.on & Doors • NFRC cer.fica.on, air.ghtness, labels ! Air Leakage • “con.nuous air barrier”, prescrip.ve sealing, Ves.bules, weather seals ! Prescrip.ve Compliance Path (Sec.on 5.5) ! All components must meet prescrip.ve tables, maximum 40% glazing area ! Building Envelope Trade-­‐off Compliance Path (Sec.on 5.6) ! Trade-­‐off enclosure components using ASHRAE ENVStd somware ! Energy Cost Budget (ECB) Path (Sec.on 11) ! Whole building energy cost simula.on & tradeoffs ($ not kWh)
  • 8. ASHRAE 90.1 Building Enclosure Compliance ! Compliance pathway is heavily influenced by building enclosure design : ! Window to wall ra.o • Maximum 40% for Prescrip.ve Op.on • No limit for BE Trade-­‐off op.on or ECB ! Minimum assembly and component R-­‐values • Prescrip.ve Op.on -­‐ difficult to comply with thermal bridging • BE Trade-­‐off Op.on – detailed area weighted U-­‐value calcula.ons input into ENVStd somware • Energy Cost Budget (ECB) -­‐ detailed area weighted U-­‐value calcula.ons input into energy model ! Changes to design during tendering and construc.on can erode final compliance – need for “factor of safety”
  • 9. Prescrip%ve Building Envelope Op%on ! All building envelope assemblies (including details) must meet Table 5.5 thermal requirements (by climate zone) ! Opaque Walls/Roof: Assembly Maximum U-­‐value (Minimum effec.ve R-­‐value) or Insula%on Minimum R-­‐value (nominal insula.on) ! Windows/Doors/Skylights: Maximum U-­‐value and SHGC restric.ons ! Maximum of 40% window to wall ra.o ! Maximum of 5% skylight to roof ra.o ! Basic area take-­‐offs only necessary to verify window-­‐wall ra.o (and skylight to roof ra.o) ! Can be difficult to comply with for many common building designs
  • 10. Prescrip%ve Building Envelope R-­‐value Tables ! Two alternate ways to meet prescrip.ve requirements ! Assembly Maximum U-­‐value (Minimum R-­‐value) • Accounts for all materials in assembly including air-­‐films • Easiest method to comply with and greatest flexibility in design ! Insula.on Minimum R-­‐value • Prescrip.ve rated R-­‐value of installed insula.on (nominal minimum) • Many assemblies prescrip.vely require con.nuous insula.on (ci)
  • 11. Con%nuous Insula%on (ci) ! Only screws/nails are considered “fasteners” (or adhesives) ! Where any con.nuous or discon.nuous framing (girts, studs, clips, brick .es, shelf angles, slab edges) penetrate through the insula.on – it is not considered c.i. ! Note: Con.nuous insula.on is not necessarily a mandatory requirement for prescrip.ve compliance (high enough R-­‐ values can be achieved without true ci)
  • 12. Nominal vs Effec%ve R-­‐values ! Nominal R-­‐values = Rated R-­‐values of insula.on which do not include impacts of how they are installed ! For example R-­‐20 baq insula.on or R-­‐10 foam insula.on ! Effec.ve R-­‐values or Real R-­‐values = Calculated R-­‐values of assemblies/ details which include impacts of installa.on and thermal bridges ! For example nominal R-­‐20 baqs within steel studs becoming ~R-­‐9 effec.ve, or in wood studs ~R-­‐15
  • 13. Thermal Bridging ! Thermal bridging occurs when a more conduc.ve material (e.g. aluminum, steel, concrete, wood etc.) provides a path for heat to flow such that it bypasses a less conduc.ve material (insula.on) ! The bypassing “bridging” of the less conduc.ve material significantly reduces its effec.veness as an insulator ! Examples: ! Wood framing (studs, plates) in insulated wall ! Steel framing in insulated wall ! Conduc.ve cladding aqachments through insula.on (metal girts, clips, anchors, screws etc) ! Concrete slab edge (balcony, exposed slab edge) through a wall ! Window frames and windows themselves
  • 14. Why Thermal Bridging is Important ! Effec.ve R-­‐values account for thermal bridges and represent actual heat flow through enclosure assemblies and details ! Heat flow finds the path of least resistance ! Dispropor.onate amount of heat flow occurs through thermal bridges ! Omen adding more/thicker insula.on can’t help ! Required for almost all energy and building code calcula.ons ! Energy code compliance has historically focused on assembly R-­‐values – however more importance is being placed on details and interfaces & whole building impacts of thermal bridges
  • 15. ASHRAE/NECB/NBC Climate Zone Divisions • >7000 HDD • 6000 to 6999 HDD • 5000 to 5999 HDD • 4000 to 4999 HDD • 3000 to 3999 HDD • < 3000 HDD
  • 16. Wall, Roof & Window Requirements for Alberta (Part 3) Climate Zone Wall – Above Grade: Minimum R-­‐value (IP) Roof – Flat or Sloped: Minimum R-­‐value (IP) Window: Max. U-­‐ value (IP) 8 31.0 40.0 0.28 7B 27.0 35.0 0.39 7A 27.0 35.0 0.39 6 23.0 31.0 0.39 ASHRAE 90.1-­‐2010 – Residen%al Building NECB 2011 Climate Zone Wall (Mass, Wood, Steel): Min R-­‐value Roof (A]c, Cathedral/ Flat): Min R-­‐ value Window (Alum, PVC/FG):Max. U-­‐value 8 19.2, 27.8, 27.0 47.6, 20.8 0.45, 0.35 7B 14.1, 19.6, 23.8 37.0, 20.8 0.45, 0.35 7A 14.1, 19.6, 23.8 37.0, 20.8 0.45, 0.35 6 12.5, 19.6, 15.6 37,0, 20.8 0.55, 0.35 *7A/7B combined in ASHRAE 90.1
  • 17. Wall, Roof & Window Requirements for Alberta (Part 9) For Comparison to NBC 2010 (2012 Update) Sec.on 9.36 Climate Zone Wall -­‐ Above Grade: Minimum R-­‐value (IP) Roof – Flat/ Cathedral: Minimum R-­‐ value (IP) Roof – A]c: Minimum R-­‐value (IP) Window: Max. U-­‐ value (IP) / Min. ER 8 21.9 28.5 59.2 0.25 / 29 7B 21.9 28.5 59.2 0.25 / 29 7A 17.5 28.5 59.2 0.28 / 25 6 17.5 26.5 49.2 0.28 / 25 Without a HRV Climate Zone Wall -­‐ Above Grade: Minimum R-­‐value (IP) Roof – Flat/ Cathedral: Minimum R-­‐ value (IP) Roof – A]c: Minimum R-­‐value (IP) Window: Max. U-­‐ value (IP) / Min. ER 8 17.5 28.5 59.2 0.25 / 29 7B 17.5 28.5 59.2 0.25 / 29 7A 16.9 28.5 49.2 0.28 / 25 6 16.9 26.5 49.2 0.28 / 25 With a HRV
  • 18. Excerpt from 90.1-­‐2010 Table 5.5-­‐7 (Edmonton, AB) Building Enclosure Component Climate Zone 7 – Residen%al Buildings Minimum Assembly R-­‐value c2 ⋅°F⋅ h/Btu Minimum Insula%on R-­‐value c2 ⋅°F⋅ h/Btu Roof – Insula.on Above Deck R-­‐20.8 R-­‐20 c.i. Roof – Avc R-­‐37.0 R-­‐38 Above Grade Wall – Wood-­‐Frame R-­‐19.6 R-­‐13 + 7.5 c.i. Above Grade Wall – Steel Frame R-­‐23.8 R-­‐13 + 15.6 c.i. Above Grade Wall – Mass R-­‐14.1 R-­‐15.2 c.i. Below Grade Wall – Concrete R-­‐10.9 R-­‐10.0 c.i. Windows Maximum Window U-­‐value Btu/h·∙m2·∙°F Non Metal Frame (Vinyl, Fibreglass and Wood) U-­‐0.35 (no SHGC requirement) Metal Framed Windows (Aluminum, Window Wall) U-­‐0.45 (no SHGC requirement) Metal frames (Curtainwall & Storefront) U-­‐0.40 (no SHGC requirement) * c.i. = con)nuous insula)on
  • 19. Common Difficul%es in Mee%ng Prescrip%ve Compliance ! Window-­‐wall ra.os >40% ! Curtain-­‐wall or window-­‐wall spandrel panels ! Balconies & exposed slab edge projec.ons ! Mass concrete walls with interior insula.on ! Roof parapet, overhang details, canopies ! Insula.on placed between steel studs or z-­‐girts ! Best suited for simple buildings
  • 20. Common Difficul%es in Mee%ng Prescrip%ve Compliance ! Structural Stud Framing in Taller Mul.-­‐Unit Residen.al Buildings
  • 21. Common Difficul%es in Mee%ng Prescrip%ve Compliance ! Spandrel Panels ver.cals
  • 22. Solu%ons for Mee%ng Prescrip%ve Compliance ! Cladding Aqachment through Exterior Insula.on – Minimize Thermal Bridging
  • 24. Solu%ons for Mee%ng Prescrip%ve Compliance ! Cast-­‐in-­‐Place Concrete Balcony & Slab Edge Thermal Breaks
  • 25. Building Envelope Trade-­‐off Op%on ! Allows for greater flexibility in architectural design ! Common path for Mul.-­‐Unit Residen.al Buildings where more complex enclosure designs are u.lized ! Necessary where window-­‐wall ra.os exceed 40% and enclosure assemblies/details may not meet minimum prescrip.ve requirements ! Requires determina.on of effec.ve thermal performance of all enclosure assemblies, details, and components ! Trade-­‐offs made between any enclosure component (i.e. between walls and windows, or walls and roofs etc.)
  • 26. Building Envelope Trade-­‐off Op%on ! Compliance is assessed by calcula.on of Envelope Performance Factor (EPF) calculated using ASHRAE EnvStd somware ! EPF approximates the total hea.ng and cooling energy associated with a single square foot of surface. A lower EPF is beqer than a high EPF ! Overall U-­‐value of building enclosure driving factor in EPF plus day-­‐ ligh.ng and solar-­‐heat gain through windows ! Proposed building enclosure is compared to a minimally prescrip.vely compliant baseline building enclosure ! Baseline building construc.on is iden.cal except that all building enclosure assemblies meet maximum U-­‐value (minimum R-­‐value) requirements within each class of construc.on and a 40% window-­‐wall ra.o is assumed
  • 27. Building Envelope Trade-­‐off Op%on Process ! Step 1: Iden.fy Building “Spaces” ! Step 2: Define “Surfaces” within each Space ! Step 3: Coordinate Surfaces & Assemblies ! Step 4: Summarize Windows/Doors for each surface ! Step 5: Summarize Data and Calculate Areas ! Step 6: Enter Data and run EnvStd Program
  • 28. Building Envelope Trade-­‐off Op%on ! Wall and Roof Areas and U-­‐values input into ENVStd Somware by construc.on type, orienta.on and occupancy ! Window/door areas entered within each of the assemblies ! Output from ENVStd shows Pass/Fail & No. of EPF Points
  • 29. Assessing Reasons for Non-­‐Compliance Component Current Design Area UxA % of Heat Loss Windows Proposed 10,884 Base Margin 4,898 % Difference 55.7% Doors Roof 981 1,093 1011 492 30 -­‐3% 5.6% Wall Skylight EW1 0 8,479 0 1,495 0 17.0% Wall Exterior EW2 Walls and Windows 6552 894 5753 147 -­‐799 14% 1.7% Wall Floor EW3 873 168 779 26 -­‐95 12% 0.3% Slab 0 0 0 Curb Below and Grade slab Wall edge details 0 1,585 0 652 0 7.4% Floor Daylighting and Soffit Potential Areas 3478 7,466 4140 622 663 -­‐16% 7.1% Roof Total and Deck Areas 11884 7,474 11683 460 -­‐201 1.7% 5.2% TOTAL 38,043 8,791 Lower EPF is beqer FAILS Overall Effective U-­‐Value 0.23 Overall Effective R-­‐Value 4.33
  • 30. Impact of Window to Wall Ra%o on Overall Performance
  • 31. Value of High Performance Windows on ASHRAE Compliance Compliant Non-­‐Compliant Improve Enclosure R-­‐value ASHRAE, Maximum 40% Glazing Area 1. Allows for Higher Window-­‐Wall Ra%os
  • 32. Energy Cost Budget Op%on ! Whole building energy simula.on considers building envelope plus HVAC, DHW, ligh.ng and power. ! Trade-­‐offs allowed between BE and mechanical systems ! Energy cost ($) of proposed building compared to baseline building (with minimally compliant enclosure and baseline HVAC system) ! Used where building envelope performance cannot meet BE Trade-­‐off or prescrip.ve requirements ! Requires detailed building envelope R-­‐value calcula.ons for energy model input – same level of detail as required for BE Trade-­‐off with overall R-­‐values ! ECB energy model is different the LEED PRM energy model
  • 33. Trends with Energy Cost Budget Op%on ! Energy Cost Budget – depends on $ savings, not necessarily energy ! Bigger benefit to addressing higher cost fuel (omen electricity) rather than higher energy use (ie gas hea.ng) ! Common approach for compliance for buildings undergoing LEED or other energy modeling ! Mechanical systems omen make-­‐up for poor enclosure choices – not great from long-­‐term or passive approach ! Allows for most flexibility in design, higher window to wall ra.o, more thermal bridging (to a point)
  • 34. Compliance Documenta%on ! ASHRAE Mandatory Provisions Checklist ! City of Vancouver Submission Checklist ! “Insula.on Schedule” and Effec.ve R-­‐values on Drawings ! Comparison of actual vs prescrip.ve R-­‐ values ! Energy Modeling outputs
  • 35. NECB 2011 Similari%es & Differences ! Na.onal Energy Code of Canada for Buildings (NECB) 2011 replaces MNECB 1997 ! Similar compliance paths to ASHRAE 90.1 – Prescrip.ve, Trade-­‐offs, and Energy Modeling ! 3 – Building Envelope ! 4 – Ligh.ng ! 5 – HVAC ! 6 – Service Water Hea.ng ! 7 – Electrical Power Systems and Motors ! 8 – Building Energy Performance Compliance Path ! Building Envelope: Maximum window to wall ra.o from 40% (HDD <4000) down to 20% (HDD >7000) ! Energy Consump.on vs Energy Cost
  • 36. ASHRAE 90.1-­‐2010 vs NECB 2011 Climate Zone Wall – Above Grade: Minimum R-­‐value (IP) Roof – Flat or Sloped: Minimum R-­‐value (IP) Window: Max. U-­‐ value (IP) 8 31.0 40.0 0.28 7B 27.0 35.0 0.39 7A 27.0 35.0 0.39 6 23.0 31.0 0.39 ASHRAE 90.1-­‐2010 – Residen%al Building NECB 2011 Climate Zone Wall (Mass, Wood, Steel): Min R-­‐value Roof (A]c, Cathedral/ Flat): Min R-­‐ value Window (Alum, PVC/FG):Max. U-­‐value 8 19.2, 27.8, 27.0 47.6, 20.8 0.45, 0.35 7B 14.1, 19.6, 23.8 37.0, 20.8 0.45, 0.35 7A 14.1, 19.6, 23.8 37.0, 20.8 0.45, 0.35 6 12.5, 19.6, 15.6 37,0, 20.8 0.55, 0.35 *7A/7B combined in ASHRAE 90.1
  • 37. For More Informa%on & Assistance ! Builder Insight Bulle.ns & Building Enclosure Design Guides ! www.hpo.bc.ca ! City of Vancouver Checklists ! ASHRAE 90.1 User Guides ! NECB 2011 Presenta.ons
  • 38. Discussion ! Graham Finch, MASc, P.Eng gfinch@rdhbe.com 604-­‐873-­‐1181