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ISO 17025:2007
LABORATORY MANAGEMENT SYSTEM
Solomon Abate
Ethiopian Institute of Agricultural Research
November 30b, 2015
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ISO/IEC17025:2005 Quality is:
• The degree to which an item or process meets or exceeds the
customers requirements and expectations
• The degree to which a set of inherent (existing) characteristics
fulfils requirements
• A satisfied customer
• Act as agreed
• Flexibility
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ISO 17025
Accreditation attests that a laboratory has demonstrated:
• It is competent to perform specific tests, types of tests,
calibration or types of calibrations listed on its scope (s) of
accreditation.
• Its management system addresses and conforms to all
elements of ISO/IEC, is documented per ISO/IEC 17025, and is
fully operational
• It is operating in accordance with its management system; and
• It conforms to any additional requirements of the organ (EIAR)
or specific fields or programs necessary to meet particular user
needs.
ISO/IEC17025:2005
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ISO 17025ISO/IEC17025:2005
17025 contains “all of the requirements that testing and
calibration laboratories have to meet if they wish to demonstrate
that they operate a management system, are technically
competent and are able to generate technically valid results”
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ISO/IEC17025:2005
Conditions for Accreditation
• In order to attain and maintain accreditation, laboratories must comply
with the conditions for accreditation according to ISO/IEC 17025
• In order to apply, the applicant laboratory’s Authorized Representative
and Authorized Deputy Representative, must agree to the conditions
for accreditation and must attest that all statements made on the
application are correct to the best of his/her knowledge and belief.
• An accredited laboratory’s Authorized Representative is responsible for
ensuring that all of the relevant conditions for accreditation are met.
• During on-site assessment, the assessor will examine records and
documentation to verify compliance with the Conditions for
Accreditation.
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ISO/IEC17025:2005
During application for accreditation, detailed supporting
information must be provided including:
• Proposed scope of testing or calibration in terms of field(s) of testing or
calibration, testing or calibration technologies, methods and relevant
standards, and measurement uncertainty
• Quality manual
• Organizational structure, and
• Proficiency testing results
All documentation must be provided in English and the assessment
conducted in English.
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ISO/IEC17025:2005
Scope of testing for accreditation:
• . It is the official listing of the various tests, types of tests and/or
technologies that the laboratory has been deemed competent to
perform under the requirement.
• The testing scope identifies, wherever possible, the materials
and/or products on which the testing is being performed, and
the specific test method/ specifications/ in-house methods that
apply to the accredited tests.
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ISO 17025
Management Requirements
Technical Requirements
ISO/IEC17025:2005
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Contents of ISO / IEC 17025 : 2005
1. Scope
2. Normative References
3. Terms and Definitions
4. Management Requirements
5. Technical Requirements
ISO/IEC17025:2005
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1. SCOPE
 Specifies requirements applicable to Testing / Calibration
laboratories
 Notes given in the standard are for guidance and do not contain
requirements
 Standard is meant for use by laboratories, Customers,
accreditation bodies etc.
 Compliance with this standard ensures compliance with ISO
9001:2000
ISO/IEC17025:2005
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2. NORMATIVE REFERENCES
 ISO 9001 :2000 Quality Management System
 ISO / IEC Guide 2 : General terms and their definitions concerning
standardization
 VIM: International Vocabulary of basic and general terms in
metrology
ISO/IEC17025:2005
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Terms given in ISO/ IEC guide 2 and VIM are applicable
ISO/IEC17025:2005 3. TERMS AND DEFINITIONS
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4.1 Organization
4.2 Management System
4.3 Document control
4.4 Review of requests, tenders and contracts
4.5 Subcontracting of tests and calibrations
4.6 Purchasing services and supplies
4.7 Service to Customer
4.8 Complaints
ISO/IEC17025:2005 4. MANAGEMENT REQUIREMENTS
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4.9 Control of non-conforming testing/ calibration
4.10 Improvement
4.11 Corrective actions
4.12 Preventive actions
4.13 Control of records
4.14 Internal audits
4.15 Management reviews
ISO/IEC17025:2005 4. MANAGEMENT REQUIREMENTS –contd.
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4.1.1 Laboratory/ organization shall be an entity that can be held legally
responsible
4.1.2 Laboratory to carry out activities to meet the requirements of this
standard, Customers, regulatory authorities and organizations
providing recognition
4.1.3 Management system to cover permanent, temporary and mobile
facilities
4.1.4 If laboratory is part of an organization having different activities,
responsibility of key personnel shall be defined
ISO/IEC17025:2005 4.1 ORGANIZATION
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4.1.5 The laboratory shall have
a) Managerial and technical personnel
b) Policies and procedures to ensure personnel are free from undue
pressures
c) Policies and procedures to ensure protection of Customer’s
confidential information
d) Policies and procedures to avoid involvement in any activities that
would diminish confidence
e) Defined management structure
f) Defined authority and responsibility and inter-relationship of
personnel
g) Adequate supervision of testing / calibration staff
h) Technical management
i) Appointment of Quality Manger
j) Deputies for key Management personnel
ISO/IEC17025:2005
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4.2.1 Establish, maintain and implement Quality system appropriate to
the scope of activities
4.2.2 Management System Policies and Objectives shall be defined in
Quality Manual. Quality policy shall be issued under the authority of
chief executive and shall Contain
a) Commitment to good professional practices
b) Statement of laboratory’s service
c) Objectives of Management System
d) Requirement that personnel concerned get familiarized with
Management System
e) Commitment to comply with ISO/IEC 17025:2005
ISO/IEC17025:2005 4.2 Management System
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4.2.3 Quality Manual shall include / refer to supporting procedures and
outline structure of Management System
4.2.4 Defined responsibility and authority of technical management and
Quality Manager
ISO/IEC17025:2005
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4.3.1 GENERAL
Procedure for Document Control, covering documents of internal and external
origin
4.3.2 DOCUMENT APPROVAL AND ISSUE
4.3.2.1 Approval of Documents by authorized personnel. Maintenance of Master
List
4.3.2.2 The procedure shall ensure that
a) Availability of authorized appropriate documents
b) Periodic review and revision as needed
c) Removal of obsolete/ invalid documents
d) Suitable identification of obsolete document retained for knowledge/
legal purposes
4.3.2.3 Unique identification: date, Revision status, page number and number of
pages
ISO/IEC17025:2005 4.3 DOCUMENT CONTROL
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4.3.3 DOCUMENT CHANGES
4.3.3.1 Approval of changes by the same agency as original issue or
authorized otherwise
4.3.3.2 Identification of changes either on the document or on
attachments
4.3.3.3 If manual corrections are permitted define the same in the
procedure
4.3.3.4 If documents are maintained on computer memory define the
controls
ISO/IEC17025:2005
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4.4.1 Establish and maintain documented procedure for review of
requests, tenders and contracts for testing / calibration. The
procedure shall cover
a) Ensure that the requirements are adequately defined,
documented and understood
b) Laboratory has the capability and resources to meet the
requirements
c) Selection of appropriate test/ calibration method. Resolution of
differences between contract and tender, if any
ISO/IEC17025:2005 4.4 REVIEW OF REQUESTS, TENDERS AND CONTRACTS
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4.4.2 Maintenance of records of review
4.4.3 Review also to cover sub-contracted work
4.4.4 Customer to be informed any deviation
4.4.5 Amendments to a contract shall also to be reviewed and communicated
ISO/IEC17025:2005
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4.5.1 If laboratory sub-contracts the work, this shall be done on suitable
subcontractors: satisfying the requirements of this standard
4.5.2 Information to Customer on such arrangement
4.5.3 Laboratory shall be responsible for subcontractor’s work
4.5.4 Maintenance of register of subcontractors
ISO/IEC17025:2005 4.5 SUBCONTRACTING OF TESTS AND CALIBRATIONS
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4.6.1 Procedure for selection and purchasing of services and supplies that affect
quality of tests/ calibration
4.6.2 Use of purchased materials only after inspection / verification
4.6.3 Review and approval of purchase documents before release
4.6.4 Evaluation of suppliers and maintenance of records (for critical materials)
ISO/IEC17025:2005 4.6 PURCHASING SERVICES AND SUPPLIES
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Laboratory shall afford Customer cooperation to clarify Customer’s request and
monitor performance of laboratory in relation to work performed and protect
confidentiality of other Customers
ISO/IEC17025:2005 4.7 SERVICE TO Customer
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 Procedure for resolution of complaints from Customers and
other parties
 Maintenance of Records of Complaints
ISO/IEC17025:2005 4.8 COMPLAINTS
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4.9.1 Procedure for dealing with nonconforming testing/ calibration. The procedure
shall ensure
a) Authority for management of nonconforming work to be defined
b) Evaluation of nonconforming work
c) Notification to Customer, if needed
d) Defined responsibility for resumption of work
4.9.2 In case of possibility of recurrence , initiation of suitable corrective action
ISO/IEC17025:2005 4.9 CONTROL OF NONCONFORMING TESTING/ CALIBRATION
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ISO/IEC17025:2005
The laboratory shall continually improve the effectiveness of its
management system through the use of the quality policy, quality
objectives, audit results, analysis of data, corrective and preventive actions
and management review.
4.10 Improvement
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4.11.1 Procedure for implementing Corrective Action
4.11.2 Cause Analysis - Investigation of root cause
4.11.3 Selection and implementation of Corrective Action
 Document and implement any changes as result of Corrective Action
4.11.4 Monitoring of Corrective Action
4.11.5 Additional Audits, where needed
ISO/IEC17025:2005 4.11 CORRECTIVE ACTION
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4.12.1 Identification and implementation of Preventive Actions
4.12.2 Procedure for Preventive Action shall include initiation and control
ISO/IEC17025:2005 4.12 PREVENTIVE ACTION
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4.13.1 GENERAL
4.13.1.1 Procedure for Quality and Technical Records (identification,
collection, indexing, access filing, storage, maintenance and
disposal)
4.13.1.2 Records shall be legible
4.13.1.3 Security of records
4.13.1.4 Procedure for protection and back-up
ISO/IEC17025:2005 4.13 CONTROL OF RECORDS
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4.13.2 TECHNICAL REPORTS
4.13.2.1 Records of original observations, derived data and personnel
responsible for checking
4.13.2.2 Observations, data and conclusions shall be made when they are
made
4.13.2.3 When mistakes occur the changes are entered after crossing the
original observation; not by erasing
ISO/IEC17025:2005
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4.14.1 Internal Audits as per predetermined schedule and procedure
* All elements of Management System shall be covered by Quality
Manager to ensure conducting audits
* Audits by qualified and trained personnel, if possible independent of
the area being audited (Cycle time for audits is usually 1 year)
4.14.2 Timely corrective action and notification to Customer, if needed
4.14.3 Records of Internal Audits
4.14.4 Follow up audit to verify effectiveness of corrective actions
ISO/IEC17025:2005 4.14 INTERNAL AUDITS
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4.15.1 Predetermined procedure and schedule for Management review. The
review shall cover
 Suitability of policies and procedures
 Reports from Management and supervisors
 Outcome of Internal Audits
 Corrective and Preventive actions
 Assessment by external agencies
 Inter-laboratory comparisons/ proficiency testing
 Changes in volume and type of work
 Customer feedback / complaints
4.15.2 Records of Management Review and follow up for actions
ISO/IEC17025:2005 4.15 MANAGEMENT REVIEWS
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Technical Requirements
ISO/IEC17025:2005
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5. TECHNICAL REQUIREMENTS
5.1 General
5.2 Personnel
5.3 Accommodation and environmental conditions
5.4 Test and calibration methods and method
validation
5.5 Equipment
5.6 Measurement traceability
5.7 Sampling
5.8 Handling of test and calibration items
5.9 Assuring quality of test and calibration results
5.10 Reporting the results
ISO/IEC17025:2005
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5.1 GENERAL
5.1.1 Factors affecting calibration / Test results
5.1.2 All these shall be taken into account while
developing procedures, selection of equipment
and training of personnel
ISO/IEC17025:2005
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5.2 PERSONNEL
5.2.1 Personnel performing specific tasks shall be
qualified on the basis of education, training,
experience and skills
5.2.2 Policy and procedure for identifying training
needs and providing training
5.2.3 Ensure that contracted personnel work in
accordance with laboratory’s Management System
5.2.4 Maintenance of job description of technical,
managerial and key personnel
5.2.5 Authorization for sampling, testing/ Calibration.
Issue of certificates, interpretations/ opinions,
operation of particular equipment
Maintenance of Records of qualifications, training
and skills of personnel
ISO/IEC17025:2005
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ISO/IEC17025:2005
5.3 ACCOMMODATION AND
ENVIRONMENTAL CONDITIONS
5.3.1 Technical requirements of accommodation and
environmental conditions affecting testing/
calibration shall be documented and controlled
5.3.2 Monitor, control and record environmental
conditions
5.3.3 Effective separation between neighboring
areas
5.3.4 Controlled access to testing/ calibration areas
5.3.5 Good housekeeping
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ISO/IEC17025:2005 5.4 TEST AND CALIBRATION METHODS
AND METHOD VALIDATION
5.4.1 GENERAL
 Use of appropriate methods for tests / calibration
 These include sampling, transport, storage, estimation of uncertainty
etc.
 Availability of up to date instructions, standards, manuals and data at
work places
5.4.2 SELECTION OF METHODS
 Use of published methods/ procedures
 Use of validated laboratory developed methods
 Information to Customer when Customer suggested method is
inappropriate
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ISO/IEC17025:2005
5.4.3 LABORATORY DEVELOPED METHODS
 Plan for development of test/ calibration methods
 Assignment of activity to qualified personnel
 Updating of plan as the development proceeds
5.4.4 NON-STANDARD METHODS
 Use of non-standard method is subject to agreement by Customer
 Validation of such methods before use
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ISO/IEC17025:2005
5.4.5 VALIDATION OF METHODS
5.4.5.1 Validation is the confirmation by
examination and provision of objective
evidence for suitability
5.4.5.2 Validation of non-standard, laboratory
developed methods. Maintenance of
records of validation
5.4.5.3 Range and accuracy obtainable from
validation methods to suit Customer’s needs
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ISO/IEC17025:2005
5.4.6 ESTIMATION OF UNCERTAINTY OF
MEASUREMENT
5.4.6.1 Procedure for estimation of uncertainty of
measurement in all calibrations
5.4.6.2 Procedure for estimation of uncertainty of
measurement in testing, to the extent possible
using statistical methods
5.4.6.3 Consideration to all components in uncertainty
estimation
5.4.7 CONTROL OF DATA
5.4.7.1 Checks on calculations and data transfers
5.4.7.2 Suitable controls when data is acquired and
processed through computers or automated
equipment
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5.5 EQUIPMENT
5.5.1 Availability of necessary equipment
5.5.2 Equipment and software shall be suitable
for achieving the required accuracy.
Establishment of calibration programme
5.5.3 Operation by authorized personnel using
up to date instructions
5.5.4 Unique identification of each item of
equipment
5.5.5 Maintenance of records of equipment
5.5.6 Procedures for safe handling, transport,
storage, use and planned maintenance
ISO/IEC17025:2005
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ISO/IEC17025:2005 5.5.7 Removal from service subjected to
overloading/ mishandling. Use of such
equipment only after checking or calibration
after repair
5.5.8 Indication of calibration status on the equipment
5.5.9 When an equipment goes outside the control
of the laboratory, checking calibration
validity before reuse
5.5.10 Intermediate checks as per defined procedure
5.5.11 Procedure to ensure application of correction
factors where needed
5.5.12 Safeguarding equipment against unintentional
adjustments
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ISO/IEC17025:2005
5.6 MEASUREMENT TRACEABILITY
5.6.1 GENERAL
 Calibration of equipment before use
 A programme for calibration
5.6.2 SPECIFIC REQUIREMENTS
5.6.2.1 Calibration
5.6.2.1.1 Calibrations traceable to International
System of Units (SI Units)
5.6.2.1.2 Where there is no possibility of use of SI
units, establishment of measurement
traceability through
 Use of certified materials and specified methods
 Inter-laboratory comparisons
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ISO/IEC17025:2005 5.6.3 REFERENCE STANDARDS AND MATERIALS
5.6.3.1 Reference Standards
 Programme for calibration of reference Standards
 Use only for calibrations
 Calibration before after adjustments, if any
5.6.3.2 Reference Materials
 Reference Materials traceable to SI units, wherever possible
5.6.3.3 Intermediate Checks
 Intermediate checks as per defined procedures and schedules
5.6.3.4 Transport and Storage
 Procedures for safe handling of reference materials, reference
standards
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ISO/IEC17025:2005
5.7 SAMPLING
5.7.1 Sampling Plan / procedure for sampling where
needed. This shall be based on appropriate
statistical techniques, where possible
5.7.2 Where Customer wants deviation to the procedure
necessary details shall be included in all
documents related to testing/ calibration
5.7.3 Procedures for recording relevant data on
sampling carried out
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ISO/IEC17025:2005
5.8 HANDLING OF TEST AND CALIBRATION
ITEMS
5.8.1 Procedure for transportation, receipt, handling,
protection, storage, retention and disposal of
items received for testing/ calibration
5.8.2 A system/ procedure for identification of test/
calibration items
5.8.3 Recording abnormalities of items, if any and
consultation with the Customer for necessary
further instructions/ action
5.8.4 Procedure for avoiding deterioration during
handling, storage and preparation
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ISO/IEC17025:2005
5.9 ASSURING THE QUALITY OF TEST AND
CALIBRATION RESULTS
 Use of quality control procedures for monitoring the validity of test/
calibrations
 Monitoring may include, but not limited to
a) Use of certified materials
b) Participation in inter-laboratory comparisons/ proficiency testing
c) Replicate testing
d) Re-testing / re-calibration of retained items
e) Correlation of results for different characteristics
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ISO/IEC17025:2005
5.10 REPORTING THE RESULTS
5.10.1 GENERAL
 Reporting the results clearly and objectively in a Test / Calibration
Report form
 In case of internal Customer or special agreement with Customer the
results may be reported in a simplified way; however complete
information (listed in 5.10.2 – 5.10.4) shall be maintained by the
laboratory
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ISO/IEC17025:2005 5.10.2 TEST AND CALIBRATION CERTIFICATES
 Test Report/ Calibration Certificate shall contain
a) Title (Test Report/ Calibration Certificate)
b) Name & address of the laboratory
c) Unique identification (like serial number)
d) Name & address of the Customer
e) Identification of Test Method
f) Condition & identification of Test/ Calibration item
g) Date of receipt & date of test/ calibration
h) Reference to sampling plan, if any
i) Test/ calibration results
j) Name & designation of persons authorizing report
k) A statement to the effect that the results relate to only the items tested/
calibrated
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ISO/IEC17025:2005
5.10.3 TEST REPORTS
5.10.3.1 In addition to the above (5.10.2) Test Reports
shall contain
a) Deviations from Test Procedures & environmental conditions, if applicable
b) Statement of compliance / non-compliance, if relevant
c) Statement of estimated uncertainty
d) Opinions/ interpretations, if applicable
e) Additional information required by Customer
5.10.3.2 Where sampling is applicable details of date,
method, environmental conditions etc. shall
be included
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ISO/IEC17025:2005
5.10.4 CALIBRATION CERTIFICATE
5.10.4.1 In addition to the details given in 5.10.2
Calibration Certificates shall include
a) Environmental conditions, if applicable
b) Uncertainty of measurement
c) Evidence measurement traceability
5.10.4.2 Statement of compliance shall include
which parameters of specification are met /
not met
5.10.4.3 Any adjustments/ repairs carried out shall
be reported
5.10.4.4 No recommendation on calibration interval
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ISO/IEC17025:2005
5.10.5 OPINIONS AND INTERPRETATIONS
 Document the basis of giving opinions/ interpretations
 Clear marking of the same in the reports
5.10.6 TESTING/ CALIBRATION RESULTS FROM
SUBCONTRACTORS
 Clear identification of results from subcontractor
5.10.7 ELECTRONIC TRANSMISSION OF RESULTS
 Necessary controls to protect confidentiality while transmitting results
by electronic media like fax, telephone etc
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ISO/IEC17025:2005
5.10.8 FORMAT OF REPORTS/ CERTIFICATES
 Suitable format for test/ calibration report/ certificate to avoid
misunderstanding
5.10.9 AMENDMENTS TO TEST REPORTS AND
CALIBRATION CERTIFICATES
 Material amendments to test/ calibration reports through a further
report, giving reference to earlier report
 Amendments shall meet this international standard
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NEW ACTIVITY PROPOSAL
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2. Justification and background

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Accreditation of Research Laboratories: An Awareness Creation

  • 1. ISO 17025:2007 LABORATORY MANAGEMENT SYSTEM Solomon Abate Ethiopian Institute of Agricultural Research November 30b, 2015
  • 2. Doc ID 1 ISO/IEC17025:2005 Quality is: • The degree to which an item or process meets or exceeds the customers requirements and expectations • The degree to which a set of inherent (existing) characteristics fulfils requirements • A satisfied customer • Act as agreed • Flexibility
  • 3. Doc ID 2 ISO 17025 Accreditation attests that a laboratory has demonstrated: • It is competent to perform specific tests, types of tests, calibration or types of calibrations listed on its scope (s) of accreditation. • Its management system addresses and conforms to all elements of ISO/IEC, is documented per ISO/IEC 17025, and is fully operational • It is operating in accordance with its management system; and • It conforms to any additional requirements of the organ (EIAR) or specific fields or programs necessary to meet particular user needs. ISO/IEC17025:2005
  • 4. Doc ID 3 ISO 17025ISO/IEC17025:2005 17025 contains “all of the requirements that testing and calibration laboratories have to meet if they wish to demonstrate that they operate a management system, are technically competent and are able to generate technically valid results”
  • 5. Doc ID 4 ISO/IEC17025:2005 Conditions for Accreditation • In order to attain and maintain accreditation, laboratories must comply with the conditions for accreditation according to ISO/IEC 17025 • In order to apply, the applicant laboratory’s Authorized Representative and Authorized Deputy Representative, must agree to the conditions for accreditation and must attest that all statements made on the application are correct to the best of his/her knowledge and belief. • An accredited laboratory’s Authorized Representative is responsible for ensuring that all of the relevant conditions for accreditation are met. • During on-site assessment, the assessor will examine records and documentation to verify compliance with the Conditions for Accreditation.
  • 6. Doc ID 5 ISO/IEC17025:2005 During application for accreditation, detailed supporting information must be provided including: • Proposed scope of testing or calibration in terms of field(s) of testing or calibration, testing or calibration technologies, methods and relevant standards, and measurement uncertainty • Quality manual • Organizational structure, and • Proficiency testing results All documentation must be provided in English and the assessment conducted in English.
  • 7. Doc ID 6 ISO/IEC17025:2005 Scope of testing for accreditation: • . It is the official listing of the various tests, types of tests and/or technologies that the laboratory has been deemed competent to perform under the requirement. • The testing scope identifies, wherever possible, the materials and/or products on which the testing is being performed, and the specific test method/ specifications/ in-house methods that apply to the accredited tests.
  • 8. Doc ID 7 ISO 17025 Management Requirements Technical Requirements ISO/IEC17025:2005
  • 9. Doc ID 8 Contents of ISO / IEC 17025 : 2005 1. Scope 2. Normative References 3. Terms and Definitions 4. Management Requirements 5. Technical Requirements ISO/IEC17025:2005
  • 10. Doc ID 9 1. SCOPE  Specifies requirements applicable to Testing / Calibration laboratories  Notes given in the standard are for guidance and do not contain requirements  Standard is meant for use by laboratories, Customers, accreditation bodies etc.  Compliance with this standard ensures compliance with ISO 9001:2000 ISO/IEC17025:2005
  • 11. Doc ID 10 2. NORMATIVE REFERENCES  ISO 9001 :2000 Quality Management System  ISO / IEC Guide 2 : General terms and their definitions concerning standardization  VIM: International Vocabulary of basic and general terms in metrology ISO/IEC17025:2005
  • 12. Doc ID 11 Terms given in ISO/ IEC guide 2 and VIM are applicable ISO/IEC17025:2005 3. TERMS AND DEFINITIONS
  • 13. Doc ID 12 4.1 Organization 4.2 Management System 4.3 Document control 4.4 Review of requests, tenders and contracts 4.5 Subcontracting of tests and calibrations 4.6 Purchasing services and supplies 4.7 Service to Customer 4.8 Complaints ISO/IEC17025:2005 4. MANAGEMENT REQUIREMENTS
  • 14. Doc ID 13 4.9 Control of non-conforming testing/ calibration 4.10 Improvement 4.11 Corrective actions 4.12 Preventive actions 4.13 Control of records 4.14 Internal audits 4.15 Management reviews ISO/IEC17025:2005 4. MANAGEMENT REQUIREMENTS –contd.
  • 15. Doc ID 14 4.1.1 Laboratory/ organization shall be an entity that can be held legally responsible 4.1.2 Laboratory to carry out activities to meet the requirements of this standard, Customers, regulatory authorities and organizations providing recognition 4.1.3 Management system to cover permanent, temporary and mobile facilities 4.1.4 If laboratory is part of an organization having different activities, responsibility of key personnel shall be defined ISO/IEC17025:2005 4.1 ORGANIZATION
  • 16. Doc ID 15 4.1.5 The laboratory shall have a) Managerial and technical personnel b) Policies and procedures to ensure personnel are free from undue pressures c) Policies and procedures to ensure protection of Customer’s confidential information d) Policies and procedures to avoid involvement in any activities that would diminish confidence e) Defined management structure f) Defined authority and responsibility and inter-relationship of personnel g) Adequate supervision of testing / calibration staff h) Technical management i) Appointment of Quality Manger j) Deputies for key Management personnel ISO/IEC17025:2005
  • 17. Doc ID 16 4.2.1 Establish, maintain and implement Quality system appropriate to the scope of activities 4.2.2 Management System Policies and Objectives shall be defined in Quality Manual. Quality policy shall be issued under the authority of chief executive and shall Contain a) Commitment to good professional practices b) Statement of laboratory’s service c) Objectives of Management System d) Requirement that personnel concerned get familiarized with Management System e) Commitment to comply with ISO/IEC 17025:2005 ISO/IEC17025:2005 4.2 Management System
  • 18. Doc ID 17 4.2.3 Quality Manual shall include / refer to supporting procedures and outline structure of Management System 4.2.4 Defined responsibility and authority of technical management and Quality Manager ISO/IEC17025:2005
  • 19. Doc ID 18 4.3.1 GENERAL Procedure for Document Control, covering documents of internal and external origin 4.3.2 DOCUMENT APPROVAL AND ISSUE 4.3.2.1 Approval of Documents by authorized personnel. Maintenance of Master List 4.3.2.2 The procedure shall ensure that a) Availability of authorized appropriate documents b) Periodic review and revision as needed c) Removal of obsolete/ invalid documents d) Suitable identification of obsolete document retained for knowledge/ legal purposes 4.3.2.3 Unique identification: date, Revision status, page number and number of pages ISO/IEC17025:2005 4.3 DOCUMENT CONTROL
  • 20. Doc ID 19 4.3.3 DOCUMENT CHANGES 4.3.3.1 Approval of changes by the same agency as original issue or authorized otherwise 4.3.3.2 Identification of changes either on the document or on attachments 4.3.3.3 If manual corrections are permitted define the same in the procedure 4.3.3.4 If documents are maintained on computer memory define the controls ISO/IEC17025:2005
  • 21. Doc ID 20 4.4.1 Establish and maintain documented procedure for review of requests, tenders and contracts for testing / calibration. The procedure shall cover a) Ensure that the requirements are adequately defined, documented and understood b) Laboratory has the capability and resources to meet the requirements c) Selection of appropriate test/ calibration method. Resolution of differences between contract and tender, if any ISO/IEC17025:2005 4.4 REVIEW OF REQUESTS, TENDERS AND CONTRACTS
  • 22. Doc ID 21 4.4.2 Maintenance of records of review 4.4.3 Review also to cover sub-contracted work 4.4.4 Customer to be informed any deviation 4.4.5 Amendments to a contract shall also to be reviewed and communicated ISO/IEC17025:2005
  • 23. Doc ID 22 4.5.1 If laboratory sub-contracts the work, this shall be done on suitable subcontractors: satisfying the requirements of this standard 4.5.2 Information to Customer on such arrangement 4.5.3 Laboratory shall be responsible for subcontractor’s work 4.5.4 Maintenance of register of subcontractors ISO/IEC17025:2005 4.5 SUBCONTRACTING OF TESTS AND CALIBRATIONS
  • 24. Doc ID 23 4.6.1 Procedure for selection and purchasing of services and supplies that affect quality of tests/ calibration 4.6.2 Use of purchased materials only after inspection / verification 4.6.3 Review and approval of purchase documents before release 4.6.4 Evaluation of suppliers and maintenance of records (for critical materials) ISO/IEC17025:2005 4.6 PURCHASING SERVICES AND SUPPLIES
  • 25. Doc ID 24 Laboratory shall afford Customer cooperation to clarify Customer’s request and monitor performance of laboratory in relation to work performed and protect confidentiality of other Customers ISO/IEC17025:2005 4.7 SERVICE TO Customer
  • 26. Doc ID 25  Procedure for resolution of complaints from Customers and other parties  Maintenance of Records of Complaints ISO/IEC17025:2005 4.8 COMPLAINTS
  • 27. Doc ID 26 4.9.1 Procedure for dealing with nonconforming testing/ calibration. The procedure shall ensure a) Authority for management of nonconforming work to be defined b) Evaluation of nonconforming work c) Notification to Customer, if needed d) Defined responsibility for resumption of work 4.9.2 In case of possibility of recurrence , initiation of suitable corrective action ISO/IEC17025:2005 4.9 CONTROL OF NONCONFORMING TESTING/ CALIBRATION
  • 28. Doc ID 27 ISO/IEC17025:2005 The laboratory shall continually improve the effectiveness of its management system through the use of the quality policy, quality objectives, audit results, analysis of data, corrective and preventive actions and management review. 4.10 Improvement
  • 29. Doc ID 28 4.11.1 Procedure for implementing Corrective Action 4.11.2 Cause Analysis - Investigation of root cause 4.11.3 Selection and implementation of Corrective Action  Document and implement any changes as result of Corrective Action 4.11.4 Monitoring of Corrective Action 4.11.5 Additional Audits, where needed ISO/IEC17025:2005 4.11 CORRECTIVE ACTION
  • 30. Doc ID 29 4.12.1 Identification and implementation of Preventive Actions 4.12.2 Procedure for Preventive Action shall include initiation and control ISO/IEC17025:2005 4.12 PREVENTIVE ACTION
  • 31. Doc ID 30 4.13.1 GENERAL 4.13.1.1 Procedure for Quality and Technical Records (identification, collection, indexing, access filing, storage, maintenance and disposal) 4.13.1.2 Records shall be legible 4.13.1.3 Security of records 4.13.1.4 Procedure for protection and back-up ISO/IEC17025:2005 4.13 CONTROL OF RECORDS
  • 32. Doc ID 31 4.13.2 TECHNICAL REPORTS 4.13.2.1 Records of original observations, derived data and personnel responsible for checking 4.13.2.2 Observations, data and conclusions shall be made when they are made 4.13.2.3 When mistakes occur the changes are entered after crossing the original observation; not by erasing ISO/IEC17025:2005
  • 33. Doc ID 32 4.14.1 Internal Audits as per predetermined schedule and procedure * All elements of Management System shall be covered by Quality Manager to ensure conducting audits * Audits by qualified and trained personnel, if possible independent of the area being audited (Cycle time for audits is usually 1 year) 4.14.2 Timely corrective action and notification to Customer, if needed 4.14.3 Records of Internal Audits 4.14.4 Follow up audit to verify effectiveness of corrective actions ISO/IEC17025:2005 4.14 INTERNAL AUDITS
  • 34. Doc ID 33 4.15.1 Predetermined procedure and schedule for Management review. The review shall cover  Suitability of policies and procedures  Reports from Management and supervisors  Outcome of Internal Audits  Corrective and Preventive actions  Assessment by external agencies  Inter-laboratory comparisons/ proficiency testing  Changes in volume and type of work  Customer feedback / complaints 4.15.2 Records of Management Review and follow up for actions ISO/IEC17025:2005 4.15 MANAGEMENT REVIEWS
  • 36. Doc ID 35 5. TECHNICAL REQUIREMENTS 5.1 General 5.2 Personnel 5.3 Accommodation and environmental conditions 5.4 Test and calibration methods and method validation 5.5 Equipment 5.6 Measurement traceability 5.7 Sampling 5.8 Handling of test and calibration items 5.9 Assuring quality of test and calibration results 5.10 Reporting the results ISO/IEC17025:2005
  • 37. Doc ID 36 5.1 GENERAL 5.1.1 Factors affecting calibration / Test results 5.1.2 All these shall be taken into account while developing procedures, selection of equipment and training of personnel ISO/IEC17025:2005
  • 38. Doc ID 37 5.2 PERSONNEL 5.2.1 Personnel performing specific tasks shall be qualified on the basis of education, training, experience and skills 5.2.2 Policy and procedure for identifying training needs and providing training 5.2.3 Ensure that contracted personnel work in accordance with laboratory’s Management System 5.2.4 Maintenance of job description of technical, managerial and key personnel 5.2.5 Authorization for sampling, testing/ Calibration. Issue of certificates, interpretations/ opinions, operation of particular equipment Maintenance of Records of qualifications, training and skills of personnel ISO/IEC17025:2005
  • 39. Doc ID 38 ISO/IEC17025:2005 5.3 ACCOMMODATION AND ENVIRONMENTAL CONDITIONS 5.3.1 Technical requirements of accommodation and environmental conditions affecting testing/ calibration shall be documented and controlled 5.3.2 Monitor, control and record environmental conditions 5.3.3 Effective separation between neighboring areas 5.3.4 Controlled access to testing/ calibration areas 5.3.5 Good housekeeping
  • 40. Doc ID 39 ISO/IEC17025:2005 5.4 TEST AND CALIBRATION METHODS AND METHOD VALIDATION 5.4.1 GENERAL  Use of appropriate methods for tests / calibration  These include sampling, transport, storage, estimation of uncertainty etc.  Availability of up to date instructions, standards, manuals and data at work places 5.4.2 SELECTION OF METHODS  Use of published methods/ procedures  Use of validated laboratory developed methods  Information to Customer when Customer suggested method is inappropriate
  • 41. Doc ID 40 ISO/IEC17025:2005 5.4.3 LABORATORY DEVELOPED METHODS  Plan for development of test/ calibration methods  Assignment of activity to qualified personnel  Updating of plan as the development proceeds 5.4.4 NON-STANDARD METHODS  Use of non-standard method is subject to agreement by Customer  Validation of such methods before use
  • 42. Doc ID 41 ISO/IEC17025:2005 5.4.5 VALIDATION OF METHODS 5.4.5.1 Validation is the confirmation by examination and provision of objective evidence for suitability 5.4.5.2 Validation of non-standard, laboratory developed methods. Maintenance of records of validation 5.4.5.3 Range and accuracy obtainable from validation methods to suit Customer’s needs
  • 43. Doc ID 42 ISO/IEC17025:2005 5.4.6 ESTIMATION OF UNCERTAINTY OF MEASUREMENT 5.4.6.1 Procedure for estimation of uncertainty of measurement in all calibrations 5.4.6.2 Procedure for estimation of uncertainty of measurement in testing, to the extent possible using statistical methods 5.4.6.3 Consideration to all components in uncertainty estimation 5.4.7 CONTROL OF DATA 5.4.7.1 Checks on calculations and data transfers 5.4.7.2 Suitable controls when data is acquired and processed through computers or automated equipment
  • 44. Doc ID 43 5.5 EQUIPMENT 5.5.1 Availability of necessary equipment 5.5.2 Equipment and software shall be suitable for achieving the required accuracy. Establishment of calibration programme 5.5.3 Operation by authorized personnel using up to date instructions 5.5.4 Unique identification of each item of equipment 5.5.5 Maintenance of records of equipment 5.5.6 Procedures for safe handling, transport, storage, use and planned maintenance ISO/IEC17025:2005
  • 45. Doc ID 44 ISO/IEC17025:2005 5.5.7 Removal from service subjected to overloading/ mishandling. Use of such equipment only after checking or calibration after repair 5.5.8 Indication of calibration status on the equipment 5.5.9 When an equipment goes outside the control of the laboratory, checking calibration validity before reuse 5.5.10 Intermediate checks as per defined procedure 5.5.11 Procedure to ensure application of correction factors where needed 5.5.12 Safeguarding equipment against unintentional adjustments
  • 46. Doc ID 45 ISO/IEC17025:2005 5.6 MEASUREMENT TRACEABILITY 5.6.1 GENERAL  Calibration of equipment before use  A programme for calibration 5.6.2 SPECIFIC REQUIREMENTS 5.6.2.1 Calibration 5.6.2.1.1 Calibrations traceable to International System of Units (SI Units) 5.6.2.1.2 Where there is no possibility of use of SI units, establishment of measurement traceability through  Use of certified materials and specified methods  Inter-laboratory comparisons
  • 47. Doc ID 46 ISO/IEC17025:2005 5.6.3 REFERENCE STANDARDS AND MATERIALS 5.6.3.1 Reference Standards  Programme for calibration of reference Standards  Use only for calibrations  Calibration before after adjustments, if any 5.6.3.2 Reference Materials  Reference Materials traceable to SI units, wherever possible 5.6.3.3 Intermediate Checks  Intermediate checks as per defined procedures and schedules 5.6.3.4 Transport and Storage  Procedures for safe handling of reference materials, reference standards
  • 48. Doc ID 47 ISO/IEC17025:2005 5.7 SAMPLING 5.7.1 Sampling Plan / procedure for sampling where needed. This shall be based on appropriate statistical techniques, where possible 5.7.2 Where Customer wants deviation to the procedure necessary details shall be included in all documents related to testing/ calibration 5.7.3 Procedures for recording relevant data on sampling carried out
  • 49. Doc ID 48 ISO/IEC17025:2005 5.8 HANDLING OF TEST AND CALIBRATION ITEMS 5.8.1 Procedure for transportation, receipt, handling, protection, storage, retention and disposal of items received for testing/ calibration 5.8.2 A system/ procedure for identification of test/ calibration items 5.8.3 Recording abnormalities of items, if any and consultation with the Customer for necessary further instructions/ action 5.8.4 Procedure for avoiding deterioration during handling, storage and preparation
  • 50. Doc ID 49 ISO/IEC17025:2005 5.9 ASSURING THE QUALITY OF TEST AND CALIBRATION RESULTS  Use of quality control procedures for monitoring the validity of test/ calibrations  Monitoring may include, but not limited to a) Use of certified materials b) Participation in inter-laboratory comparisons/ proficiency testing c) Replicate testing d) Re-testing / re-calibration of retained items e) Correlation of results for different characteristics
  • 51. Doc ID 50 ISO/IEC17025:2005 5.10 REPORTING THE RESULTS 5.10.1 GENERAL  Reporting the results clearly and objectively in a Test / Calibration Report form  In case of internal Customer or special agreement with Customer the results may be reported in a simplified way; however complete information (listed in 5.10.2 – 5.10.4) shall be maintained by the laboratory
  • 52. Doc ID 51 ISO/IEC17025:2005 5.10.2 TEST AND CALIBRATION CERTIFICATES  Test Report/ Calibration Certificate shall contain a) Title (Test Report/ Calibration Certificate) b) Name & address of the laboratory c) Unique identification (like serial number) d) Name & address of the Customer e) Identification of Test Method f) Condition & identification of Test/ Calibration item g) Date of receipt & date of test/ calibration h) Reference to sampling plan, if any i) Test/ calibration results j) Name & designation of persons authorizing report k) A statement to the effect that the results relate to only the items tested/ calibrated
  • 53. Doc ID 52 ISO/IEC17025:2005 5.10.3 TEST REPORTS 5.10.3.1 In addition to the above (5.10.2) Test Reports shall contain a) Deviations from Test Procedures & environmental conditions, if applicable b) Statement of compliance / non-compliance, if relevant c) Statement of estimated uncertainty d) Opinions/ interpretations, if applicable e) Additional information required by Customer 5.10.3.2 Where sampling is applicable details of date, method, environmental conditions etc. shall be included
  • 54. Doc ID 53 ISO/IEC17025:2005 5.10.4 CALIBRATION CERTIFICATE 5.10.4.1 In addition to the details given in 5.10.2 Calibration Certificates shall include a) Environmental conditions, if applicable b) Uncertainty of measurement c) Evidence measurement traceability 5.10.4.2 Statement of compliance shall include which parameters of specification are met / not met 5.10.4.3 Any adjustments/ repairs carried out shall be reported 5.10.4.4 No recommendation on calibration interval
  • 55. Doc ID 54 ISO/IEC17025:2005 5.10.5 OPINIONS AND INTERPRETATIONS  Document the basis of giving opinions/ interpretations  Clear marking of the same in the reports 5.10.6 TESTING/ CALIBRATION RESULTS FROM SUBCONTRACTORS  Clear identification of results from subcontractor 5.10.7 ELECTRONIC TRANSMISSION OF RESULTS  Necessary controls to protect confidentiality while transmitting results by electronic media like fax, telephone etc
  • 56. Doc ID 55 ISO/IEC17025:2005 5.10.8 FORMAT OF REPORTS/ CERTIFICATES  Suitable format for test/ calibration report/ certificate to avoid misunderstanding 5.10.9 AMENDMENTS TO TEST REPORTS AND CALIBRATION CERTIFICATES  Material amendments to test/ calibration reports through a further report, giving reference to earlier report  Amendments shall meet this international standard
  • 58. Doc ID 57 2. Justification and background