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Social Environmental Impacts of
Mining with special reference to
Rehabilitation & Resettlement
Introduction
•Society
•Ecology
•Air
•Water
•Noise
Social Impacts
Population
a) Normal population growth
b) Increase in population in
anticipation of economic
activities with discovery of
mineral
c) Population increase due to mining
project coming to the planned
stage
d) Population settlement due to
mining project coming to the
planned stage
e) The families of the employees and
other persons start coming for
settling
f) Normal population growth with
the mining activities
•Cultural changes
• Societal complexion
•Sex ratio
•Civic Facilities
•Education
•Increased cost of living
•Transportation and communication
•Medical facilities
•Recreation
•Addiction
•Aspirations
• Income pattern
Income pattern in two coal mining complexes
-----------------------------------------------------------------------------------------------------------
Sl.no. Monthly Income % of families at
(Rs.) West Bokaro Bhowra
-----------------------------------------------------------------------------------------------------------
1 < 1000 11 8
2 1000 – 4000 57 52
3 4000 – 6000 26 27
4 > 6000 6 13
•Employment
•Health problem
•Inter relationship
•Loss of various immovable items
•Loss of non – economic assets
For rural – Lost of fishing waters, irrigation works,
standing crops, trees.
For urban settlements – Loss of assets disruption
of commercial ties with the customers, suppliers and
distributors can cause special problem for traders,
small business, street vendor’s cottage industries
etc.
For very poor – Loss of assets or opportunities
could include collection of roots, berries or leaves
for sale or dietary supplement occasional portage.
Resettlement Plan
Above points clears the damage to host population by Mining. To minimize this
type of affects proper rehabilitation and resettlement policy is needed. The
underlying principle of rehabilitation and resettlement/ settlement is to improve,
or at least restore the social and economics well being of the displaced
population. This will entail rendering technical and financial assistance to the
displaced persons/families to enable them to rebuild (a) their lives (b) their self
sustaining economic basis. Both the people displaced and the managers of
resettlement will face extra ordinary difficulties, particularly because the starting
point of resettlement is the setback caused by the loss of key productive assets.
Resettlement plan should be an integral part of the project plan. Where large
number of people are to be moved, such as entire communities, a more detailed
plan is required than when only few people are to be located. For success,
resettlement planning and implementation requires close appreciation of the
essential needs of the settlers. Those responsible for planning the resettlement
need to think about the economic and cultural. Characteristics of the population
to be moved and how these will affect its response to relocation and its ability to
cope in the new environment it is desirable to have the advice of professional
sociologists, especially when dealing with isolated or culturally
non-homogeneous populations, or with particularly vulnerable groups, etc. (for
example, ethnic minorities, or women headed household etc.). Planning for
Resettlement should begin as early as possible
1. The Restoration/Improvement of
the productive base and the income
earning ability
The curx lies in ensuring that the productive
base and the income earning ability of
involuntarily resettled are improved. They
should also (a) share the benefits of the new
development and (b) should be compensated
for the transitional hardships. The idea is to help
the affected people to attain the standards they
would have attained/achieved if they were not
displaced
2. Development - oriented resettlement
Development- oriented resettlement calls for a change in approach. Planning
and design should incorporate that the development of social infrastructure
such as schools and the health services , the access to employment
opportunities, the allotment of housing plot and devilling should cater to the
needs of those likely to the resettled. It should be kept in view that their
family will grow and provision should be made to take into consideration at
least the first and second generation.
Similar approach should apply to the infrastructural systems comprising of
feeder roads and water supply, or service systems like marketing
networks and agricultural extension. Future expansions should be in-built.
The process of resettlement is facilitated when those displaced are allowed
to share in the benefits of the new developments. For example, being
resettled in the newly irrigable areas downstream, whereas possible, or by
getting access to a share of the new power capacities or revenues. Etc.
Following five points must be taken into consideration before planning of any
R&R policy
3. The social economic and cultural integration of
the resettlers with the host population
It is a slow process but an indispensable process, if viable
communities, settlements and new social networks are to be
rebuilt. Such a process can be accelerated by proper
planning that integrates host settler development.
Equitable treatment should be accorded as far as possible to
both hosts and settlers. If possible, education, water, health
and other services should be made available to both the
groups, on equitable basis.
A suitable social climate needs to be generated for their
integration. Any payment due to the hosts for land or other
assets, provided to settlers, should be promptly made as this
will promote the development of desired climate.
4. Resettlers Participation
This will improve the understanding of their
•needs,
•resources and preferences
•prevent costly mistakes
•help reduce the understandable reluctance to move and stress associated
with the dislocation, and
•accelerate the subsequent transition to and integration within the new
settlements.
•There should be dissemination of information about the relocation, and the
following need be known to those affected by displacement.
•Resettler’s rights
•Compensation procedures
•Available choices
•etc,
The lack of accurate information causes misunderstanding and
develops resistance. A program to inform and educate is therefore a
prerequisite for obtaining the co-operation of the affected population.
Involving the local leadership and the non-governmental
organisations (NGO’s) is another basic requirement.
NGO’s are apt to articulate resettler’s needs and defend their
entitlements
Traditional local organisations and the ethnic and religious leaders
are usually respected by the people.
Planners and administrators should seek their involvement in
planning relocation wherever possible , in order to
Facilitate communication
Mobilisation of group resources and co-operation
The various socio-cultural factors should be taken into account in
planning and implementation resettlement.
Base line information and studies required for planning
(A) Information on area to be evacuated
1. Census of population to be displaced demographic
indicators with key demographic indicators
Density Growth rate
Pattern Caste wise
Sex-ratio Age wise
Family size Social distinctions
Migration Life expectance
Child mortality rate
Aspirations
2. Inventory of property to be lost and their valuation
Irrigated land
Non-irrigated land
Houses
Wells
Trees
Cattle, etc.
3. Description of production systems existing in the area
4. The main social and ethnic groups
Farmers
Landless laborers
Tribal groups
Artisans-craftsman
Transporter
Manufacturer etc.
5. Forms of social organisation that operate
Ownership tenure system Kin groups or extended family
systems, etc.
6. Description of various groups at higher risk, particularly
of the women headed households, the elderly, the
handicapped etc.
7. Determination of major income sources.
8. Inventory / Description of public or common areas,
infrastructure and other productive or social resources,
shared or divided.
village school
temples
health rooms
shared grazing lands
access to adjoining forest
(B) Information and design for relocation sites
1.Identification of the new settlement sites - whether consolidated new
settlement or fill - In operations
2.Survey of host population at / around new settlement; areas and
their resource wise pattern.
•Attention to economic, demographic, ecological, ethnic or other
features that limit respectability to displaced population
•Estimate carrying capacity of existing resources
•Potential for intensification
3. Feasibility studies, including assessment of new site suitability
•Adequate water resources, soil capability, grazing lands, fuel wood
resources and others that are common.
•Suitability of residential sites
•Site preparation requirements charromg, leveling, tree
planning, etc.
•Assessment of required new infrastructure.
Tenets of Resettlement Plan
1 Development Packages and Strategies:
Development package
Two basic strategies
Land based
Non land based
Combination
Providing economic opportunities to re-establish the displaced populations are
agricultural producers, rural artisans etc. is the curx of any viable
resettlement.
Technically feasible agricultural production package are likely to be the main
channel of restoring the production systems of displaced persons from the
rural areas.
Economic opportunities can be provided by building into the agricultural
redevelopment packages specific project-funded activities such as :
land reclamation agricultural intensification
tree crops development vocational training
fisheries commercial or social forestry irrigation schemes
other kinds of income generating activities off farm employment
•Provision of land bank may be a fruitful step.
•Even when land is available, non -land-based strategies may be needed
for some displaced persons.
•In situations of extreme Land scarcity, non-land based strategy become
imperative.
•Opportunities then need to be opened in the industrial or service sectors of
the local or those of the region.
•Job creation through new investments in called for, because vocational
training alone, without actual provision of employment to those displaced,
does not restore income.
•When urban settlements are involved , the resettlement plan must give
attention to the complexities of
site ownership
legality of site occupation
site related economic (productive or service ) activities
•Planned provisions to ensure that services will be capable of handling the
needs of the displaced are also, a critical part of the resettlement plan.
2. Compensation: Difficulties associated with cash
compensation.
It is usually not adequate
3. Habitat
Housing at the new site Sanitary facilities
Drinking water supply systems Schools
Health care facilities Parks
Better infrastructure and housing standards than what
they were enjoying prior to dislocation. The following, for
example, is provided in NCL resettlement townships:
1. Roads 2. Drains
3. Hand pumps 4. Wells
5. School 6. Health centre
7. Shopping centre 8. Panch bhawan,
9. Play ground 10. Street lighting
11. Children park 12. Plantation
4. Social Organisation of Resettlers
a) Social and cultural institutions of those displaced should be supported and used as
much as possible. Their own initiative should be encouraged through self, help &
incentive program.
b) Many anthropological and sociological analysis or settlements schemes indicate the
positive role of own organisation & self management of those displaced:
• A gradual transfer of responsibility from the managers of resettlement to those
displaced and resettled.
• Action should be taken from the outset to prepare for the transfer of the
responsibilities or management to the displaced / resettled persons.
• The emergence of recognised community leaders be encouraged.
• This will increase participation stimulate local initiative, and greatly facilitate the
task resettlement.
The preference of the majority from among displaced to move in groups as cultural /
social units (e.g. as entire kin group, extended firmly, ethnic group, whole village
unit etc.) should be encouraged. Such group movement has the potential to get
socially organised and economically productive at the new location early.
Such arrangement for resettlement as cultural units would protect an important social
resource - the viable patterns of group organisation - which can act immediately at
the new location to caushion disruption caused by resettlement.
5. ENVIRONMENTAL MANAGEMENT
The resettlement plan must be drawn with a definite orientation
towards preventing environmental deterioration as
aconsequences not only of the main project but also of
resettlement as such:
The key indicator could be the ratio between the incoming
resettlement population and the host population already
inhabiting the receiving areas. This would measure the
incremental population density per unit of land caused by
resettlement and the likely increased pressure on the area's
natural resources.
If the projected consequences on the physical environment are
unacceptable, alternative resettlement sites must be found
Conclusion
In a nutshell a well balanced resettlement plan incorporating
•production based development packages,
•adequate compensation,
•provisions for habitat and new settlement, infrastructure,
•health & environmental protection measures,
•as well as the strengthening of social organisation and local
institution will initiative a positive response from those who are
affected by displacement.
The coal India has realized that the major challenges for
implementation of their new policy and taken several steps and
start several programs in this direction.
Reference
Training modules, Training of Environmental personnel, vol.-2,
set – 1, Indian school of mines, Dhanbad.
Coal sector impact assessment of the Indian coal Sector : A
CIL Report
Resettlement and Rehabilitation Policy of coal India, April 1994.
Census Report of Dhanbad district.
Saxena N.C., Environmental aspect of mining industry, under
press.
Personnel experience of retd. C.G.M, A. S. Prasad Mahanadi
coalfields ltd., incorporated during his tenure as a professor (as
Rajeev Gandhi chair post) in Indian school of mines.
Social environmental impacts of mining with special reference to rehabilitation &amp; resettlement

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Social environmental impacts of mining with special reference to rehabilitation &amp; resettlement

  • 1.
  • 2. Social Environmental Impacts of Mining with special reference to Rehabilitation & Resettlement
  • 4. Social Impacts Population a) Normal population growth b) Increase in population in anticipation of economic activities with discovery of mineral c) Population increase due to mining project coming to the planned stage d) Population settlement due to mining project coming to the planned stage e) The families of the employees and other persons start coming for settling f) Normal population growth with the mining activities
  • 5. •Cultural changes • Societal complexion •Sex ratio •Civic Facilities •Education •Increased cost of living •Transportation and communication •Medical facilities •Recreation •Addiction •Aspirations
  • 6. • Income pattern Income pattern in two coal mining complexes ----------------------------------------------------------------------------------------------------------- Sl.no. Monthly Income % of families at (Rs.) West Bokaro Bhowra ----------------------------------------------------------------------------------------------------------- 1 < 1000 11 8 2 1000 – 4000 57 52 3 4000 – 6000 26 27 4 > 6000 6 13
  • 7. •Employment •Health problem •Inter relationship •Loss of various immovable items •Loss of non – economic assets For rural – Lost of fishing waters, irrigation works, standing crops, trees. For urban settlements – Loss of assets disruption of commercial ties with the customers, suppliers and distributors can cause special problem for traders, small business, street vendor’s cottage industries etc. For very poor – Loss of assets or opportunities could include collection of roots, berries or leaves for sale or dietary supplement occasional portage.
  • 8. Resettlement Plan Above points clears the damage to host population by Mining. To minimize this type of affects proper rehabilitation and resettlement policy is needed. The underlying principle of rehabilitation and resettlement/ settlement is to improve, or at least restore the social and economics well being of the displaced population. This will entail rendering technical and financial assistance to the displaced persons/families to enable them to rebuild (a) their lives (b) their self sustaining economic basis. Both the people displaced and the managers of resettlement will face extra ordinary difficulties, particularly because the starting point of resettlement is the setback caused by the loss of key productive assets. Resettlement plan should be an integral part of the project plan. Where large number of people are to be moved, such as entire communities, a more detailed plan is required than when only few people are to be located. For success, resettlement planning and implementation requires close appreciation of the essential needs of the settlers. Those responsible for planning the resettlement need to think about the economic and cultural. Characteristics of the population to be moved and how these will affect its response to relocation and its ability to cope in the new environment it is desirable to have the advice of professional sociologists, especially when dealing with isolated or culturally non-homogeneous populations, or with particularly vulnerable groups, etc. (for example, ethnic minorities, or women headed household etc.). Planning for Resettlement should begin as early as possible
  • 9. 1. The Restoration/Improvement of the productive base and the income earning ability The curx lies in ensuring that the productive base and the income earning ability of involuntarily resettled are improved. They should also (a) share the benefits of the new development and (b) should be compensated for the transitional hardships. The idea is to help the affected people to attain the standards they would have attained/achieved if they were not displaced
  • 10. 2. Development - oriented resettlement Development- oriented resettlement calls for a change in approach. Planning and design should incorporate that the development of social infrastructure such as schools and the health services , the access to employment opportunities, the allotment of housing plot and devilling should cater to the needs of those likely to the resettled. It should be kept in view that their family will grow and provision should be made to take into consideration at least the first and second generation. Similar approach should apply to the infrastructural systems comprising of feeder roads and water supply, or service systems like marketing networks and agricultural extension. Future expansions should be in-built. The process of resettlement is facilitated when those displaced are allowed to share in the benefits of the new developments. For example, being resettled in the newly irrigable areas downstream, whereas possible, or by getting access to a share of the new power capacities or revenues. Etc. Following five points must be taken into consideration before planning of any R&R policy
  • 11. 3. The social economic and cultural integration of the resettlers with the host population It is a slow process but an indispensable process, if viable communities, settlements and new social networks are to be rebuilt. Such a process can be accelerated by proper planning that integrates host settler development. Equitable treatment should be accorded as far as possible to both hosts and settlers. If possible, education, water, health and other services should be made available to both the groups, on equitable basis. A suitable social climate needs to be generated for their integration. Any payment due to the hosts for land or other assets, provided to settlers, should be promptly made as this will promote the development of desired climate.
  • 12. 4. Resettlers Participation This will improve the understanding of their •needs, •resources and preferences •prevent costly mistakes •help reduce the understandable reluctance to move and stress associated with the dislocation, and •accelerate the subsequent transition to and integration within the new settlements. •There should be dissemination of information about the relocation, and the following need be known to those affected by displacement. •Resettler’s rights •Compensation procedures •Available choices •etc,
  • 13. The lack of accurate information causes misunderstanding and develops resistance. A program to inform and educate is therefore a prerequisite for obtaining the co-operation of the affected population. Involving the local leadership and the non-governmental organisations (NGO’s) is another basic requirement. NGO’s are apt to articulate resettler’s needs and defend their entitlements Traditional local organisations and the ethnic and religious leaders are usually respected by the people. Planners and administrators should seek their involvement in planning relocation wherever possible , in order to Facilitate communication Mobilisation of group resources and co-operation The various socio-cultural factors should be taken into account in planning and implementation resettlement.
  • 14. Base line information and studies required for planning (A) Information on area to be evacuated 1. Census of population to be displaced demographic indicators with key demographic indicators Density Growth rate Pattern Caste wise Sex-ratio Age wise Family size Social distinctions Migration Life expectance Child mortality rate Aspirations
  • 15. 2. Inventory of property to be lost and their valuation Irrigated land Non-irrigated land Houses Wells Trees Cattle, etc. 3. Description of production systems existing in the area 4. The main social and ethnic groups Farmers Landless laborers Tribal groups Artisans-craftsman Transporter Manufacturer etc.
  • 16. 5. Forms of social organisation that operate Ownership tenure system Kin groups or extended family systems, etc. 6. Description of various groups at higher risk, particularly of the women headed households, the elderly, the handicapped etc. 7. Determination of major income sources. 8. Inventory / Description of public or common areas, infrastructure and other productive or social resources, shared or divided. village school temples health rooms shared grazing lands access to adjoining forest
  • 17. (B) Information and design for relocation sites 1.Identification of the new settlement sites - whether consolidated new settlement or fill - In operations 2.Survey of host population at / around new settlement; areas and their resource wise pattern. •Attention to economic, demographic, ecological, ethnic or other features that limit respectability to displaced population •Estimate carrying capacity of existing resources •Potential for intensification 3. Feasibility studies, including assessment of new site suitability •Adequate water resources, soil capability, grazing lands, fuel wood resources and others that are common. •Suitability of residential sites •Site preparation requirements charromg, leveling, tree planning, etc. •Assessment of required new infrastructure.
  • 18. Tenets of Resettlement Plan 1 Development Packages and Strategies: Development package Two basic strategies Land based Non land based Combination Providing economic opportunities to re-establish the displaced populations are agricultural producers, rural artisans etc. is the curx of any viable resettlement. Technically feasible agricultural production package are likely to be the main channel of restoring the production systems of displaced persons from the rural areas. Economic opportunities can be provided by building into the agricultural redevelopment packages specific project-funded activities such as : land reclamation agricultural intensification tree crops development vocational training fisheries commercial or social forestry irrigation schemes other kinds of income generating activities off farm employment
  • 19. •Provision of land bank may be a fruitful step. •Even when land is available, non -land-based strategies may be needed for some displaced persons. •In situations of extreme Land scarcity, non-land based strategy become imperative. •Opportunities then need to be opened in the industrial or service sectors of the local or those of the region. •Job creation through new investments in called for, because vocational training alone, without actual provision of employment to those displaced, does not restore income. •When urban settlements are involved , the resettlement plan must give attention to the complexities of site ownership legality of site occupation site related economic (productive or service ) activities •Planned provisions to ensure that services will be capable of handling the needs of the displaced are also, a critical part of the resettlement plan.
  • 20. 2. Compensation: Difficulties associated with cash compensation. It is usually not adequate 3. Habitat Housing at the new site Sanitary facilities Drinking water supply systems Schools Health care facilities Parks Better infrastructure and housing standards than what they were enjoying prior to dislocation. The following, for example, is provided in NCL resettlement townships: 1. Roads 2. Drains 3. Hand pumps 4. Wells 5. School 6. Health centre 7. Shopping centre 8. Panch bhawan, 9. Play ground 10. Street lighting 11. Children park 12. Plantation
  • 21. 4. Social Organisation of Resettlers a) Social and cultural institutions of those displaced should be supported and used as much as possible. Their own initiative should be encouraged through self, help & incentive program. b) Many anthropological and sociological analysis or settlements schemes indicate the positive role of own organisation & self management of those displaced: • A gradual transfer of responsibility from the managers of resettlement to those displaced and resettled. • Action should be taken from the outset to prepare for the transfer of the responsibilities or management to the displaced / resettled persons. • The emergence of recognised community leaders be encouraged. • This will increase participation stimulate local initiative, and greatly facilitate the task resettlement. The preference of the majority from among displaced to move in groups as cultural / social units (e.g. as entire kin group, extended firmly, ethnic group, whole village unit etc.) should be encouraged. Such group movement has the potential to get socially organised and economically productive at the new location early. Such arrangement for resettlement as cultural units would protect an important social resource - the viable patterns of group organisation - which can act immediately at the new location to caushion disruption caused by resettlement.
  • 22. 5. ENVIRONMENTAL MANAGEMENT The resettlement plan must be drawn with a definite orientation towards preventing environmental deterioration as aconsequences not only of the main project but also of resettlement as such: The key indicator could be the ratio between the incoming resettlement population and the host population already inhabiting the receiving areas. This would measure the incremental population density per unit of land caused by resettlement and the likely increased pressure on the area's natural resources. If the projected consequences on the physical environment are unacceptable, alternative resettlement sites must be found
  • 23. Conclusion In a nutshell a well balanced resettlement plan incorporating •production based development packages, •adequate compensation, •provisions for habitat and new settlement, infrastructure, •health & environmental protection measures, •as well as the strengthening of social organisation and local institution will initiative a positive response from those who are affected by displacement. The coal India has realized that the major challenges for implementation of their new policy and taken several steps and start several programs in this direction.
  • 24. Reference Training modules, Training of Environmental personnel, vol.-2, set – 1, Indian school of mines, Dhanbad. Coal sector impact assessment of the Indian coal Sector : A CIL Report Resettlement and Rehabilitation Policy of coal India, April 1994. Census Report of Dhanbad district. Saxena N.C., Environmental aspect of mining industry, under press. Personnel experience of retd. C.G.M, A. S. Prasad Mahanadi coalfields ltd., incorporated during his tenure as a professor (as Rajeev Gandhi chair post) in Indian school of mines.