1. CARTAGENA PROTOCOL ON
BIO SAFETY
NISHANT KUMAR
M.Sc. (BIOTECHNOLOGY)
DEPARTMENT OF BIOTECHNOLOGY (CAMPUS) CCS
UNIVERSITY
2. BACKGROUND HISTORY
Protocol to the Convention on Biological Diversity
(CBD)
CBD opened for signature in 1992 and entered into
force on 29 Dec 1993
As far as possible and as appropriate, establish or
maintain means to regulate, manage or control the risks of
biotechnology”
Shall consider the need for a protocol setting out
appropriate procedures in the field of the safe transfer,
handling and use of any living modified organism resulting
from biotechnology …”
Cartagena Bio Safety Protocol (CBSP) negotiated
from 1996-2000; entered into force in Sept. 2003;
over 100 Party Members; an international treaty.
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BIO SAFETY AND THE CARTAGENA
PROTOCOL: OBJECTIVE & SCOPE
Biosafety: The need to protect human health and environment
from the possible adverse effects of the products of modern
biotechnology.
Protocol Objective: Adequate protection in the safe transfer,
handling and use of living modified organisms (LMOs) resulting
from modern biotechnology that may have adverse effects on the
environment & human health
Scope: Transboundary movement, transit, handling and use of
LMOs that can affect sustainable use of biological diversity.
Phramceuticalsa are excluded.
Adopts a Precautionary approach.
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KEY ELEMENTS OF THE PROTOCOL
Objective and scope
Advance informed agreement
LMO-FFPs
Risk assessment and management
Identification of LMOs (labeling)
Information sharing; Biosafety Clearing House
Capacity building
Socio-economic considerations
Liability and redress
Compliance
5. MAIN PILLARS OF THE PROTOCOL
SAFE HANDLING, TRANSPORT AND ID
RISK MANAGEMENT
RISK ASSESSMENT
BIOSAFETY CLEARING HOUSE
AIA PROCEDURE
6. ADVANCED INFORMED AGREEMENT
Differentiated procedures for LMOs for intentional
introduction into the environment and LMOs for direct
use as food, feed or for processing (LMO-FFPs)
AIA=Prior Informed Consent (PIC)
For first movement of LMOs for intentional introduction into
environment
Exporter must provide detailed information in advance of first
shipment
Importer may then authorize/refuse shipment, depending on RA
AIA Procedure :
Notification
Acknowledgement by importer (90 days)
Decision procedure and review of decisions
7. ADVANCED INFORMED AGREEMENT
Notification
Party of export must notify Party of import prior to 1st international
transboundary movement of an LMO for introduction into the
environment of the Party of import
Exporter must provide, as a minimum, information in Annex 1
Each Party of export must legally require its exporters to ensure
that information in the notification is accurate
Acknowledgement
Party of import must acknowledge receipt within 90 days & state
1. whether the notification contains the minimum information
required (in Article 8) and
2. whether the importation should proceed according to national
law or to the decision procedure in Article 10
8. DECISION PROCEDURE
Importer asks exporter to do a risk assessment
The onus is on the Party of export to establish the harmless nature
of the LMO in question
Importer submits risk assessment
Importer communicates decision to exporter in 270 days
To exporter :
i) approval with or without conditions
ii) prohibition/refusal
iii) request for additional information or
iv) extension of decision-making period beyond the 270 days
Importer may review/change its decision in light of new
information
Exporter may also request a review
9. RISK ASSESSMENT & RISK MANAGEMENT
Risk Assessment
Identification of potential environmental adverse effects or hazards,
and determining, when a hazard is identified, the probability of it
occurring
In accordance with principles, methodologies & details in Annex III
Identify/evaluate potential adverse effects—scientifically, case by case
Minimum information, Annex 1: Ensured by importer, cost by exporter
Lack of knowledge, not lack of risk
Risk Management
Methods applied to minimize potential hazards or adverse effects
identified by the assessment
Measures to manage and control risks
Prevent unintentional LMO movement
Ensure that LMOs are observed for an appropriate period before use
10. HANDLING, TRANSPORT, PACKAGING &
IDENTIFICATION
Shipments of different categories of LMOs will be
accompanied by documentation with varying details:
LMO-FFPs: will identify them as ‘may contain’ LMOs, not
intended for introduction into the environment and contact
details of consignee (details to be defined by COP-MOP)
Contained use: clearly identifies them as LMOs, specifies
conditions for safe handling, storage/use and contact details of
consignee
For introduction into environment: clearly identifies them as
LMOs, specifies the identity and relevant traits and/or
characteristics, along with any requirements for their safe
handling, storage, transport and use, contact information and
declaration that the movement conforms to the requirements of
the Protocol