2. 1530 SIEGFRIED ZEPF
the therapeutic process (e.g. Fonagy, 1991), and that the application of attachment
theory concepts to clinical phenomena has contributed substantially to an understand-
ing of the origins of various forms of psychopathological developments, including
anxiety (e.g. Cassidy, 1995), depression (e.g. Blatt and Homann, 1992) and personal-
ity disorders (e.g. Fonagy, 1991).
However, it has remained questionable whether this integration of attachment
theory has led to a renewal of psychoanalysis or not. Gilmore (1990, p. 496), for
example, argued that attachment theory offers no alternative metapsychology, no
true developmental psychology, and fails to address the pivotal role attributed to
emotional conflicts, the cornerstone of psychoanalytic theory. Thus, she added,
âpresent attachment theory as a competing psychoanalytic school can only diminish
its valueâ. Kernberg (1976, p. 121) criticized Bowlby for neglecting the internal
world and internalized object relations as major structural organizers, and Dowling
found in attachment theory âno dynamic unconscious, no interplay of impulse and
defense, no conflict, no compromise formationâ (1985, p. 106).
In his analysis of various psychoanalytic criticisms, Fonagy (1999, p. 449; see
also Mitchell, 1999) assesses these critiques as âbased on misapprehensionâ which
ought to be âoutdatedâ by now. Fonagy (2001, pp. 185f.) acknowledges that attach-
ment theory should pay more attention to systematic distortions of the childâs
perceptions of the external world and to the fact that internal working models can
be in conflict which each other, whereby some of them may have a âgreater access
to consciousness than othersâ. He maintains, however, that Freudâs description âof
the egoâs capacity to create defenses that organize characterological and sympto-
matic constructions as part of the developmental process became a cornerstone of
Bowlbyâs trilogyâ (1999, pp. 451f., 2001, pp. 158f.), and that Bowlby in chapter 17
of the ïŹrst volume of his trilogy describes the representational system mediating
and ensuring the continuity of interpersonal behaviour with relative clarity (1999,
p. 455, 2001, p. 163). Fonagy (2001, pp. 158â63) also argues that four aspects of
attachment theory and psychoanalysis overlap epistemologically. Both theories, he
states, assume that social perception and social experience are distorted by expecta-
tions, that the ïŹrst years of life are most important for the personality development,
that maternal sensitivity is a causal factor in determining the quality of object rela-
tionships and therefore psychic development, andâreferring to the British object
relations school in particularâthat the infantâcaregiver relationship is based on an
independent need for a relationship. Additionally, in both theories early relation-
ships provide the context within which certain critical psychological functions are
acquired and developed (2001, p. 164), both focus on a speciïŹc symbolic functionâ
that of âmentalizationâ (2001, p. 165)âand both strive for an understanding of
personality development and psychological disorder (2001, pp. 191f.).
The controversial views on the conceptual compatibility of attachment theory and
psychoanalysis necessitate clariïŹcation. As it is impossible to compare all existing
versions of attachment theory with all the different elaborations of psychoanalysis
within the scope of this paper, I limit myself to an epistemological evaluation of
Bowlbyâs basic tenets and to comparison of these with central issues of Freudian
psychoanalysis. By this, I mean issues which remained unchanged throughout Freudâs
3. 1531
ATTACHMENT THEORY AND PSYCHOANALYSIS
work, amongst these the pleasureâunpleasure-principleâthe general striving of an
individual to achieve the most favourable relationship between pleasure and unpleas-
ureâand the assumption of drivesâunderstood as strivings for sensory contacts on
erotogenic zones (Zepf, 2000)âand of internal conflicts between drive wishes and sat-
isfaction caused by external events and followed by defence mechanisms thus forming
the dynamic unconscious which determines an individualâs behaviour and reappears
in the form of substitutive formations in consciousness. Whereas in the post-Freudian
era other basic Freudian tenets have been discussed and have been abandoned at least
by some psychoanalystsâfor instance the concept of primal repression (e.g. Brenner,
1957; Maze and Henry, 1996), the concept of the centrality of the Oedipus complex
(e.g. Basch, 1987; Blos, 1989; Whitebook, 1995), or the economic explanation of
internal affairs (e.g. Habermas, 1968; Kubie, 1947; Rubinstein, 1976; Sandler, 1983;
Zepf, 2001)âBowlbyâs basic tenets of attachment theory have hitherto not been
seriously and questioned by attachment theorists. They are seen obviously as being
equally valid for the more recent versions of his theory. If this can be upheld, an inves-
tigation of the compatibility of Bowlbyâs basic tenets with psychoanalytic concepts
could also shed some light on whether these more recent versions are consistent with
basic tenets of Freudian psychoanalysis. Following this, an attempt will be made to
ïŹnd out whether the criticisms can be upheld or whether Fonagyâs request is justiïŹed
and previous âpoints of divergence between classical psychoanalysis and attachment
theory constitute [now] points of convergence between contemporary psychoanalysis
and attachment theoryâ(Eagle, 1995, p. 123), and whether the psychoanalytic concepts
Gilmore (1990), Kernberg (1976) and Dowling (1985) declared to be missing are
actually inherent in attachment theory and its subsequent versions.
Bowlbyâs basic tenets
Attachment theory was developed by Bowlby (1969, 1973, 1979, 1980) 30 years ago.
Its basic assumptions are that human and animal behaviour is determined causally
by âhormones, characteristics of CNS, and environmental stimuliâ (1969, pp. 89f.),
and, similar to certain mechanical systems (1969, pp. 41f., 139), are controlled by
feedback circuits. Central concepts are
âŠthose of behavioural systems and their control, of information, negative feedback, and a
behavioural form of homeostasis ⊠Execution of a plan, it is supposed, is initiated on the
receipt of a certain information (derived by the sense organs either from external sources
or from internal sources, or from a combination of the two) and guided, and ultimately
terminated, by the continuous reception of further sets of information that have their origin
in the results of the action taken (and are derived, in the same way, by the sense organs from
external, internal, or combined sources). In the determination of the plans themselves and of
signals that control their execution, both learned and unlearned components are assumed to
enter. (1969, p. 18, italics omitted)
The âfunctionâ common to these biological systems
âŠis that consequence of its activity ⊠promotes the survival of the species (or population)
of which the organism is a memberâ and they âdevelop within an individual through the
interaction during ontogeny of genetically determined bias and the environment in which the
individual is reared. (1973, p. 82)
4. 1532 SIEGFRIED ZEPF
Attachment behaviour of a newborn infant would serve the same biological
function, being based on an independent behavioural system developed during the
evolutionary process. According to Bowlby, its value for survival lay in the protec-
tion it gave to animals as well as to the ïŹrst humans âfrom predatorsâ, and today it
would protect humans from dangers of everyday life (1973, p. 143). Bowlby turns
explicitly against what he calls the âcupboard love theory of object relationsâ(1969,
p. 178), which he attributes to Freud and which asserts that a baby attaches itself to
the mother because she is satisfying its âphysiological needsâ, and learns âthat she
is the source of his gratiïŹcationâ. His main argument is that attachment to mothers
develops, both in humans and in animals, independently and not through nourish-
ment (1969, pp. 210ff.).
In Bowlbyâs view, the category âdriveâ can be rejected as a motivational system.
The âconcept of driveâ, Bowlby states, âbecomes ⊠the less useful ⊠the better we
come to understand the causal factors influencing instinctual behaviourâ, i.e. the
more it is understood as âa result of an activation of behavioural systemsâ (1969,
p. 135). Therefore, âneither the concept of instinct as an entity nor that of drive is
employedâ (p. 135) in Bowlbyâs reasoning. â[S]exual behaviourâ, for example, is
not instigated by a drive, but is âa system of behaviour distinct from attachment
behaviourâ (p. 230) whose survival value lies in its reproductive function, and in
which âhormonal states of the organism and certain characteristics of the partner,
together, lead to sexual interest and play causal roles in eliciting sexual behaviourâ
(1979, p. 122).
As with drives, neither needs, wishes, nor emotions have motivational power.
âNeedâ is just another term referring âto the requirements of species survivalâ (1969,
pp. 137f.). Needs are not a âbehavioural system nor does any of them cause the
activation of a behavioural systemâ. Needs only âdetermine the function that behav-
ioural systems have to serveâ (p. 138). And in turn the terms ââwishâ and âdesireâ
refer to a human subjectâs awareness of a set-goal of some behavioural system or
integrate of systems that is already in action, or at least alerted for actionâ (p. 138).
Affects, emotions, and feelings are understood as a passive element of behaviour
evolving during the process of evaluation. This process consists of âcomparing input
with standards that have developed within the organism during its lifetimeâ, and of
âselecting certain general forms of behaviour in preference to other forms in accord-
ance with the results of comparisons previously madeâ (p. 112, italics omitted),
whereby parts of this process are âbeing feltâ (p. 108).
Epistemological problems of attachment theory
Before I discuss the arguments Bowlby puts forward against psychoanalysis, I would
like to point out some epistemological problems inherent in his conceptualizations.
Bowlby (1969, pp. 41f., 139) begins his argumentation with a cybernetic
feedback-model under which mechanical as well as living systems are subsumed
(pp. 65, 139), and equalizes them (p. 42) in a structural sense with an âelaborated
room thermostatâ. Such a thermostat would not only register a decrease in heat,
but also switch on cooling mechanisms, react to discrepancies between heat and
5. 1533
ATTACHMENT THEORY AND PSYCHOANALYSIS
cold as well as to the rate at which a difference is increased or decreased, and in
order to ensure âthat the temperature is kept at an exact level, all the machinery
could be duplicated or triplicated, using perhaps analogous but not identical proc-
essesâ (pp. 42f.).
Using the same room thermostat as an example von Bertalanffy describes the
characteristics of this feedback-model as follows:
The minimal elements of a cybernetic system are a âreceptorâ accepting âstimuliâ from
outside as âinputâ; from this a âmessageâ is led to a center, which in some way reacts to the
message and, as a rule, ampliïŹes the signal received; the center, in its turn, transmits the
message to an âeffectorâ which eventually reacts to the stimulus with a response as âoutputâ.
The output, however, is monitored back, by a feedback loop, to the receptor, which senses
the preliminary response and steers the subsequent action of the system so that eventually
the âdesired resultâ is obtained. In this way the system is self-regulating ⊠The function of
the cybernetic system further depends on âmessagesâ received from the outside and playing
between receptor, center, and effector, that is on transmission of a something which ⊠has a
âmeaningâ to the system. This constitutes âinformationâ. (1967, pp. 65f.)
As Engel (1971, pp. 184f.) argued in quoting von Bertalanffy (1967), this cyber-
netic model is a special case of general system theory in so far as it is ââclosedâ with
regard to exchange of matter with environment, and âopenâ only to informationâ
(1967, p. 68). âFor this reasonâ, von Bertalanffy goes on, âthe cybernetic model does
not provide for an essential characteristic of living systems, whose components are
continually destroyed in catabolic and replaced in anabolic processes, with corollar-
ies such as growth, development and differentiationâ (1967, p. 68).
It goes without saying that even in Bowlbyâs times his cybernetic model contra-
dicted psychoanalysis in so far as psychoanalysis did not conceptualize humans as
closed systems but as open ones (e.g. Hartmann, 1964).
Similarly, his attempts to substantiate his thesis that humansâbehavioural systems
are determined genetically are questionable. Bowlby (1969, pp. 184ff.) quotes data
from evolutionary biology and argues that attachment behaviour in humans and
sub-human primates shows a structural similarity. However, given structurally
similar behaviour amongst different species, it does not necessarily follow that it is
instigated for the same reason.2
Bowlby believes that âa teleological theory ⊠lies outside the realm of science âŠ
because such a theory entails supposing that the future determines the present through
some form of âïŹnalistic causationââ (1969, pp. 124f.). Yet, concealed in the term
âteleonomicâ (pp. 41, 139) he himself argues in a teleological manner. As regards
ïŹnalistic causation it makes no difference if I say, âBehavioural systems have the
biological function to guarantee the survival of the speciesâ or if I say, âBehavioural
systems have the biological aim to guarantee the survival of the speciesâ.
One could argue in favour of Bowlby that in the case of goal-directed
behaviourâwhich is governed by general laws and which he assumes (pp. 65, 139)
2
When dogs bark and humans speak their behaviour is identical in a structural sense in that both species
produce sounds. However, this structural identity does not allow concluding that both species produce
sounds for the same reason.
6. 1534 SIEGFRIED ZEPF
characterizes the operations of âany system, living or mechanicalâ3
âteleological
explanations can be transformed into causal explanations. If we suppose that a
process is completely determined, in the sense that the whole sequence of events
between the initial state and the ïŹnal state is governed by general laws, it makes no
difference whether a process is explained from its beginning or from its end. For,
in terms of formal logic, teleological and causal explanations are interchangeable:
if the phenomenon A is a necessary condition for the subsequent phenomenon B,
one can also say that B is a sufïŹcient condition for the existence of A, and if A is a
sufïŹcient condition for the existence of B, then B is a necessary condition for A.
However, only the operations of machines and the behaviour of most subhuman
forms of living can truly be subsumed under general laws, but not human behaviour.
Human behaviour is not goal-directed, but goal-intended. Nagel (1977; see also
Dretske, 1988, pp. 117ff.) differentiated between goal-intended and goal-directed
behaviour as follows: whereas goal-intended behaviour, being speciïŹc for human
behaviour in particular, is not driven by causal mechanisms, but by motivesâthus
implying cognitive representations of the initial state and the desired ïŹnal stateâ
goal-directed behaviour, characterizing mechanical operations and the behaviour of
most sub-humans, does not presuppose cognition, and is causally determined in so
far as the ïŹnal state implies the initial state as a necessary condition.
As goal-intended behaviour does not follow any general laws whatsoever (e.g.
Dretske, 1988, p. 120),4
teleological explanations cannot be transferred into causal
explanations. When Bowlby names âhormones, characteristics of CNS, and envi-
ronmental stimuliâ (1969, pp. 89f.) as causal factors, and at the same time justiïŹes
humansâbehavioural systems as necessary for the survival of the species, he is inter-
mingling causal and teleological explanations in a manner that must be rejected as
non-scientiïŹc, even by Bowlbyâs epistemological standards.
For similar reasons it is not possible to construct the future out of the present,
as Bowlby goes on to do. He describes his scientiïŹc strategy as follows: including
ïŹndings of evolutionary biology and using
âŠas primary data observations of how very young children behave in deïŹned situation, an
attempt is made to describe certain early phases of personality functioning and, from them, to
extrapolate forwards ⊠The change in perspective is radical. It entails as our starting point,
nor this or that symptom or syndrome ⊠but an event or experience deemed to be potentially
pathogenic to the developing personality. (1969, p. 4)
Whereas Freud started from the present and tried to reconstruct the past, Bowlby
reverses Freudâs perspective, thus misjudging the fact that the behaviour of small
infants cannot predict future behaviour. A scientiïŹc prognosis would demand that
the development of their behaviour were governed by general laws as in the case
of goal-directed behaviour. As this is not the case, the present only allows one to
conclude its origins but not to preclude what is going to happen later.
3
Thus, Bowlby not only âtreats humans as though they were animalsâ, as Susanna Isaacs Elmhirst, a
Kleinian psychoanalyst, remarked (quoted in Grosskurth, 1986, p. 406), but he also treats both humans
and animals as though they were machines.
4
If I visit a friend to please him, it can neither be concluded that when I and other persons want to please
friends we will always visit them nor that we always visit friends for this reason.
7. 1535
ATTACHMENT THEORY AND PSYCHOANALYSIS
In addition, some of Bowlbyâs argumentation appears to be tautological. For
instance, when discussing the survival of the species the factual survival of the
species leads Bowlby to conclude that there is a biological function guaranteeing
survival inherent in every behavioural system. After justifying this function with the
survival, he then explains the survival with this function.5
Bowlbyâs basic tenets and central issues of Freudian psychoanalysis
In addition to these epistemological weaknesses, several problems arise when com-
paring his basic tenets with central psychoanalytic issues. For instance, if one follows
Bowlby, the biological function of preservation of the species is the only function
sexual behaviour has. Freud, however, separated sexuality and reproduction on a con-
ceptual level (e.g. Freud, 1916â7, p. 321), thus opening the ïŹeld of psychosexuality,
for in his view âin man the sexual instinct does not originally serve the purpose of
reproduction at all, but has at its aim the gaining of particular kinds of pleasureâ(1908,
p. 188). In restricting sexual behaviour to âfertilisation and reproductionâ (Bowlby,
1973, p. 82), Bowlby disregards Freudâs discovery of psychosexuality.
Furthermore, as Engel (1971) and Anna Freud (1960) have already pointed out,
when questioning psychoanalytic concepts Bowlby does not confront his ïŹndings
with psychoanalytic theory but with his distorted reception of the same. Thus, in
arguing that the siblingâs attachment to the mother ïŹgure is independent of drive
needs and biologically based, Bowlby equates Freudâs notion of drive with âmajor
somatic needsâ (Freud, 1900, p. 565) which Freud explicitly differentiated from
sexual drive needs. The aims of sexual drives are not intake or elimination of some-
thing, but sensory contacts. In Freudâs view sexual drives originate in conjunction
with the satisfaction of âmajor somatic needsâ(1900, p. 565) like âhunger and thirst,â
which Freud subsumed under self-preservation- or ego-instincts until about 1916
(1916â7, p. 412):
The ïŹrst organ to emerge as an erotogenic zone and to make libidinal demands on the
mind is, from the time of birth onwards, the mouth. To begin with, all psychical activity is
concentrated on providing satisfaction for the needs of that zone. Primarily, of course, this
satisfaction serves the purpose of self-preservation by means of nourishment; but physiology
should not be confused with psychology. The babyâs obstinate persistence in sucking gives
evidence at an early stage of a need for satisfaction which, though it originates from and is
instigated by the taking of nourishment, nevertheless strives to obtain pleasure independently
of nourishment and for that reason may and should be termed sexual. (1940, p. 154; see also
1905a, pp. 182ff., 1914b, p. 86, 1916â7, p. 313, 1923, p. 245)
If one adds that ââoralâ experiencesâ include not only sucking but also âthe earliest
experiences minimising excitations: Skin contacts (warmth ⊠touching), acoustic
5
Bowlbyâs assumption that attachment behaviour has a selective advantage as it promotes the survival of
the species is the only one that has been questioned. For Fonagy Bowlbyâs assumption is âinconsistent
with the advances of sociobiology and behavior geneticsâ (2001, p. 187). He argues that the ââsurvival
of the speciesâ is not what drives evolution. It is the survival of the genetic code carried by a particular
individual that is at an evolutionary premiumâ. Yet to alter âsurvival of the speciesâ in âsurvival of the
genetic codeâ does not alter its tautological character.
8. 1536 SIEGFRIED ZEPF
contact (speech and intonation) and passive comforting by being moved to and froâ
(Mitscherlich, 1967, p. 32), and if one understands that ââ[o]ralâ is a single-word
representation of a complex motherâchild constellationâincluding âtactile gratiïŹca-
tionâ which is of âgreater importance ⊠as compared to direct feeding experienceâ
(Whitman, 1963, p. 772), the evolutionary-biological reasoning Bowlby uses to
support his thesis that attachment behaviour is an independent striving loses its
substance. Bowlby takes recourse to Harlowâs famous investigation of infant
primates to justify his refuting of Freudâs assumption that a child attaches itself
on to the mother because it has experienced her as the source of satisfaction of its
drives. The infant primates were taken from their mothers and raised in cages with
artiïŹcial ïŹgures as surrogate mothers, one a wire-surface ïŹgure and another ïŹgure
that was supple and covered in a soft terrycloth. In a series of varied experiments
Harlow showed that, regardless of nourishment, infant monkeys consistently pre-
ferred the terrycloth mother offering contact comfort to the solely milk-dispensing
ïŹgure, and that they clung to the soft-surface mother in situations of perceived
danger or uncertainty. It seems obvious that the infant monkeys preferred the soft-
surface mother because she offered tactile gratiïŹcation and bodily contactsâi.e.
satisfaction of oral needs (see also Arlow, 1963; Erikson, 1970; Greenspan, 1988).
âHarlowâs ïŹndings,â noted Spitz,
âŠprove experimentally what I have stressed for a quarter of a century: the importance
of breast feeding in establishing object relations does not lie in the fact that it assuages
hunger and thirst. That it stimulates the primal cavity, the oral region, is also only part of
its signiïŹcance. As I see it, the major role of breast feeding in the establishment of object
relations lies in the fact that it enforces the most consistent, the most multiform contact with
the motherâs body. (1962, p. 296, my italics)
The resulting attachment to the mother ïŹgure is not just due to drive satisfaction
in the form of pleasurable sensory contacts. The object is also chosen âaccord-
ing to the anaclitic [attachment] typeâ, Freud argues, becauseâas Bowlby also
emphasizedââthe mother ⊠becomes ⊠the childâs ⊠ïŹrst protection against all
the undeïŹned dangers which threaten it in the external worldâ (1927, pp. 23f.).
In a similar way to how infant primates clung to the soft-surface mother-ïŹgure in
situations of perceived danger, a childâs attachment to an object can also be seen
to stem from its attempts to avoid unpleasure when âthe infant has found out that
an external, perceptible object can put an end to the dangerous situationâ (Freud,
1926, p. 138). This second motivation for attaching oneself becomes immediately
clear when strivings both for pleasure and to avoid unpleasure conflict which each
other. This may result in defence mechanisms being produced if âthe motive force
of unpleasure shall have acquired more strength than the pleasure obtained from
satisfactionâ (1915b, p. 147). In terms of object relations, the realization of a drive
wish is threatened by an external dangerâsuch as object loss, loss of the objectâs
love, or castration (Freud, 1926)âso that in conflicts the striving to avoid unpleas-
ure must predominate over the striving for pleasure, and that is precisely the reason
why individuals ward off their drive wishes in order to maintain attachment to their
objects. The âloved person,â Freud stated,
9. 1537
ATTACHMENT THEORY AND PSYCHOANALYSIS
âŠwould not cease to love us nor should we be threatened with castration if we did not
entertain certain feelings and intentions within us. Thus such instinctual impulses are
determinants of external dangers and so become dangerous in themselves; and we can now
proceed against the external danger by taking measures against the internal ones. (1926,
p. 145)
In the face of thisâand in agreement with Bernardi (1998, p. 801), Astley and
Jacobson (1970, p. 153), and Anna Freud (1960, p. 55)âBowlbyâs postulate
that attachment is a striving in itself proves to be no more than a manifestation
of what Freud (1914b, p. 87) has termed the âanaclitic typeâ of object relation-
ship, serving both drive satisfaction and the avoidance of unpleasure. One of the
reasons why Bowlby was not aware of this may be his misunderstanding of the
pleasure-principle. As Bowlby (1969, pp. 16f.) understands it, Freudâs pleasure-
principle refers only to an increase or decrease of excitation; Freud, however,
always used this term also to designate feelings of pleasure and unpleasure. As on
several other occasions (e.g. Freud, 1900, p. 598, 1916â7, p. 355, 1940, p. 145),
Freud combined both aspects of the pleasure-principle and referred to them in the
following manner:
When we further ïŹnd that the activity of even the most highly developed mental apparatus
is subject to the pleasure principle, i.e., is automatically regulated by feelings belonging
to the pleasureâunpleasure series, we can hardly reject the further hypothesis that these
feelings reflect the manner in which the process of mastering stimuli takes placeâcertainly
in the sense that unpleasurable feelings are connected with an increase and pleasurable
feelings with a decrease of stimulus. (1915a, pp. 120â1, my italics)
Bowlby, adding to his already distorted and foreshortened reception of Freudâs
notions, misunderstands psychoanalysis again, believing it to be a science refer-
ring to observable behaviour. At all events, Bowlby argues exclusively within a
behavioural framework and reduces psychic processes and the representational
worldâthe real object of psychoanalysisâeither to passive epiphenomena of bio-
logical processes with no influence whatsoever, or he disregards them totally. In
chapter 17 of his trilogy, where, in Fonagyâs (1999, p. 455) view, Bowlby describes
with relative clarity the representational system mediating and ensuring the continu-
ity of interpersonal behaviour, the decisive passage reads: â[H]ow a child gradually
builds up his own âinternal worldââand âis busy constructing his working models âŠ
are matters ⊠that raise too many giant problems (and giant controversies) for it to
be sensible to attempt to deal with them hereâ (p. 354).
Although Bowlby states his theory âin no way imperils the fruits of psycho-
analytic insightâ (1969, p. 234), when he adds that in âany case systematic research
has only just begun and little that is ïŹrm is yet knownâ(p. 354), one gets the impres-
sion that in his view previous psychoanalytic insights into the internal world are
non-systematic, unstable and therefore lacking scientiïŹc value.6
Sciences, Bowlby
argues, use the
6
In a 1981 interview Bowlby said that Melanie Klein was âtotally unaware of the scientiïŹc methodâ, and
that âAnna Freud doesnât know what science is about eitherâ (quoted in Grosskurth, 1986, p. 404).
10. 1538 SIEGFRIED ZEPF
âŠmethod of hypothesis, deductive prediction, and there can be no doubt that if psychoanalysis
is to attain full status as one of the behavioural sciences, it must add to its traditional method
the tried methods of the natural sciences. Whilst the historical method will always be a
principal method of the consulting room (as it continues to be in all branches of medicine),
for research purposes it can and should be augmented by the method of hypothesis, deductive
prediction, and test. (p. 9)
Considering that Bowlby devaluates psychoanalytic insights acquired in the
consulting room, it is understandable why he did not focus on the psychoanalytic
conceptualizations of âintrapsychic processes involved in the development of object
relationsâ (Engel, 1971, p. 190) when answering the question how âthese models
are built up and thenceforward bias perceptions and evaluation, how adequate and
effective for planning they become, how valid or distorted as representations they
are, and what conditions help or hinder their developmentâ (Bowlby, 1969, p. 354).
Yet, even if Bowlby had answered these questions, which he regarded as âmatters
of great consequences for understanding the different ways in which attachment
behaviour becomes organised as children grow olderâ (p. 354), and had he trans-
ferred his data into psychological terms and used his interpretations to contradict
psychoanalytic conceptualizations, his ïŹndings could never seriously question
psychoanalytic conceptualizations of early development. Knowledge is always
dependent on the method with which it was obtained. In this case it would imply
that direct observation of infantsâ behaviour would be theoretically legitimated
as a method allowing one to decipher the infantâs inward life, and that Bowlbyâs
methodological basis is metatheoretically linked with the psychoanalytic method.7
Once one abandons this metatheoretical linkage, Wolffâs statement is clearly valid:
namely that âinfant observationsâ remain âessentially irrelevant for psychoanalysis
as a theory of personal meanings and hidden motifsâ (1996, p. 369).
Bowlby, however, mentions the individualâs inward life only on few occasions.
The ïŹrst remark touches on unconscious wishes:
To say that a wish is unconscious indicates that, in the person of whom it is said, a behavioural
system or integrate of systems having such and such a set-goal is active but that the person is
not aware of the fact (1969, p. 138).
As Bowlbyâs concept of the unconscious follows âclosely the concept of the
nonconscious as deïŹned by cognitive theoryâ (George and Solomon, 1999, p. 634),
and he explicitly states that â[t]he points of view not adopted are the dynamic and
economicâ (Bowlby, 1969, p. 14), it remains an open question as to why and how
wishes become and stay unconscious. To deïŹne repression as âdeactivation of a
[biological] systemâ in which âcertain information of signiïŹcance to the individuals
being systematically excluded from further processingâ (1980, p. 65), Bowlby does
not solve the problem. In spite of his statement that âthe hypothesis of multiple
models, one of which is highly influential but relatively or completely unconscious,
is no more than a version, in different terms, of Freudâs hypothesis of a dynamic
7
The psychoanalytic method depends on language: âNothing takes place in a psychoanalytic treatment
but an interchange of words between the patient and the analystâ (Freud, 1916â7, p. 17).
11. 1539
ATTACHMENT THEORY AND PSYCHOANALYSIS
unconsciousâ (1973, p. 239), his deïŹnitions are totally different from Freudâs view
on repression and the dynamic unconscious. In Freudâs conceptualization, repression
does not take place at the interface between representations and biology. Repression
operates within the representations themselves, and the dynamic unconscious is not
situated in the humanâs biological nature, as Bowlby maintains, commenting that
the âenvironmental and organismic models described here as necessary parts of a
sophisticated biological control system are ⊠none other than the âinternal worldsâ
of traditional psychoanalytic theoryâ.
In Freudâs view, both the internal world and the dynamic unconscious are not
of a biological nature, but have a representational character. Freud, for example,
states,
An instinct can never become an object of consciousnessâonly the idea that represents the
instinct can. Even in the unconscious, moreover, an instinct cannot be represented otherwise
than by an idea. If the instinct did not attach itself to an idea or manifest itself as an affective
state, we could know nothing about it. (1915c, p. 177; see also 1905a, pp. 165f., 1915a,
p. 121)
In the face of Bowlbyâs equation of the individualsââinternal worldsâand biological,
behavioural and controlling systems, it is difïŹcult to uphold Mitchellâs claim that
Bowlby âwas several steps ahead of his own timeâ (1999, p. 85). It seems more
likely that Bowlby was more in agreement with pre-Freudian views of academic
psychology, limiting psychological nature only to what was conscious and assessing
everything that was not conscious to the biological. Freud, referring to Lipps, who
shared the same opinion, argues against the view of his contemporary academic
psychology, and states that âwhat is unconsciousâ has âto be regarded as having the
full value of a psychical processâ (1900, p. 612; see also 1940, pp. 157f.), and adds
ïŹve years later âthat what are âreally psychically effectiveâ are psychical processes
which are unconscious in themselvesâ (1905a, p. 148). If one assigns the uncon-
scious to biology instead of to the âpresentation of the thing alone [Sachvorstellung]â
(1915c, p. 201), one abandons psychoanalysis as an independent âpsychical scienceâ
(1940, p. 159).
The concepts of Bowlbyâs followers
One could argue along with Fonagy (2001) and Bohleber (2002) that in the meantime
research in attachment has progressed from the description of behavioural systems to
the level of mental representations of attachment, which are no longer understood as
mere correspondences of real attachment experiences. â[R]epresentation of the self
with the attachment ïŹgureâ would now âinclude also fantasies and wishes about the
relationshipâleading to an understanding of ârepresentations as a mixture of external
perception and internal fantasies and affectsâ (Bohleber, 2002, p. 806). Therefore,
âone of the main psychoanalytical criticismsâwould have been âassimilatedâ(p. 805).
One could add in support of Bohleberâs statement that in the meantime the term
âunconsciousâ is also used more extensively by attachment theorists (e.g. Diamond
and Blatt, 1999; Fonagy and Target, 1998; George and Solomon, 1999; Hesse and
Main, 1999; Levy and Blatt, 1999; Main, 2000; Silverman, 1998; Slade, 2000).
12. 1540 SIEGFRIED ZEPF
Apart from the fact that it cannot be established how far the dynamic uncon-
scious is understood as a biological or psychical entity, neither in Bohleberâs (2002)
paper nor in the articles of authors involved in this move to the level of representa-
tion is there any reference to fantasies and wishes being unconscious in a dynamical
sense. For instance, Bretherton and Munholland (1999), Crittenden (1990), Main
(1991) and Sroufe (1990, 1996) followed Bowlbyâs notion of working models and
differentiated working models into four representational systemsâthese are models
pertaining to the nature of interactions with the attachment ïŹgure built up within the
ïŹrst year and elaborated later, to representations of events relevant for attachment
which are encoded and stored, to autobiographical memories in which certain events
are connected because they relate to the preceding and current personal history and
the development of self-understanding, and to the understanding of psychological
peculiarities of other persons. Yet in these representational systems there is no place
for psychic phenomena which are unconscious in a dynamical sense.8
Nor is there any comprehensive discussion of the relationship between attach-
ment and Freudâs concept of anaclitic object relations which would differentiate the
former from the latter using well-founded arguments. On the contrary, one gets the
impression that for attachment-theorists Freud may never have written that in âearly
infancy the individualâs ⊠most important interest really is that the people he is
dependent on should not withdraw their loving care of himâ (1926, p. 146).
Moreover, in later conceptions of attachment theory the question of how an
external conflictâfor instance, if the binding ïŹgure frustrates a wish for attach-
mentâis transformed into an internal conflict provoking defence mechanisms is
also left open. In substance the authors refer to âconflict behaviorsâthat is, behav-
iors believed to result from the simultaneous activation of incompatible systemsâ
(George and Solomon, 1999; Hesse and Main, 1999, p. 502; Main, 1999).
Tyson concludes that as a result of the âdevelopment into a theory more con-
cerned with interpersonal relations than with intrapsychic dynamics ⊠attachment
theory lost the depth and complexity provided by a theory of unconscious conflictâ
(2000, pp. 1047f.).
Gilmoreâs (1990, p. 496) and Dowlingâs (1985, p. 106) initial claimsâquoted
at the beginning and with reference to Bowlby (1988), and to Adamâs (1982),
Delozierâs (1982), Hindeâs (1982), Marrisâs (1982) and Parkesâs (1981) interpreta-
tions of Bowlbyâs attachment theoryâthus appear to apply also to the more recent
versions of attachment theory. The epistemological problems inherent in Bowlbyâs
attachment theory have neither been discussed nor resolved, nor is there a reference
to a dynamic unconscious, an interaction of drive wishes and defence, to internal
conflicts or substitutive formations. It is not simply the fact that, in Bowlbyâs
conceptualizations, âthe egoâs capacity to create defenses that organize charac-
terological and symptomatic constructions as part of the developmental processâ
does not constitute, as Fonagy (1999, pp. 451f.) would have it, a âcornerstoneâ
8
This is not surprising. For, as the attachment theorists George and Solomon note, âThe âdynamicâ or
overpowering aspects that are implicit to the psychoanalytic unconscious have been removed from
the attachment theory conceptâ (1999, p. 633).
13. 1541
ATTACHMENT THEORY AND PSYCHOANALYSIS
of his trilogy. One might say the same for the works of Adam (1994), Ainsworth
(1991), Hinde and Stevenson-Hinde (1990) and Parkes (1993), published later. To
invalidate previous criticism of Bowlbyâs conceptualizations (e.g. Engel, 1971;
A. Freud, 1960; Hanly, 1978; Kernberg, 1976, pp. 121f.; Rochlin, 1971; Roiphe,
1976) it is not sufïŹcient to talk about âinternal working model[s]â (e.g. Bretherton,
1992, p. 767; Levy and Blatt, 1999, p. 546; Silverman, 1998, p. 268) instead of
âworking modelsâ (Bowlby, 1969, pp. 80ff.), or to accentuate Bowlbyâs (1981,
p. 429; 1980, p. 55) term ârepresentational modelsâ (e.g. Diamond and Blatt, 1999,
p. 429; George and Solomon, 1999, p. 663; Slade, 2000, p. 1151) or to substi-
tute them by the concept of âmental representationsâ (e.g. Fonagy, 1999, p. 452;
Hesse and Main, 2000, p. 1108), and leaving Bowlbyâs understanding of these
concepts as mere epiphenomena of biological processes untouched. By way of
example, Ainsworth, Cassidy, Cummings, Cicchetti, Main and Solomon, Marvin
and Stewartâall of whose papers assembled in Greenberg et al. (1990)âveer
towards the internal world of the child via the concept of working models. But
they do not discuss Bowlbyâs basic tenets seriously, there is only a rudimentary
concept of defence, and nowhere in the book is there any attention given to the
vicissitudes of psychosexual development, to conflictsâsuch as those brought
about by changes in the anal phaseânor to the anxieties characteristic of the
phallic phase, and speciïŹc oedipal conflicts (see also Lilleskov, 1992).
Hence, Fonagyâs (1999) notion that the mutual misunderstandings between
attachment theory and psychoanalysis have been resolved and that psychoanalytic
criticism ought to be regarded as outdated is questionable. Differences between
scientiïŹc disciplines can be attributed neither to their objects of cognition nor to
their aims of cognition. They can only be put down to the methods with which
their objects are examined and to the manner in which they are conceptualized.
Therefore, arguments such as âIt is a fundamental tenet of both theories that social
perception and social experience are distorted by expectationsâ (2001, p. 158), both
theories âprivilege the ïŹrst years of life in their consideration of the relationship
between social environment and personality developmentâ (p. 159) and âassume
that early relationships provide the context within which certain critical psycho-
logical functions are acquired and developedâ (p. 164), both focus on a âspeciïŹc
symbolic functionââthat of âmentalizationâ (p. 165)â or âboth bodies of knowl-
edge are progressing towards the same end-point ⊠a developmental understanding
of personality and psychological disorderâ (pp. 191f.) cannot sufïŹce to resolve the
discrepancies between attachment theory and psychoanalysis.
In addition, as theoretical knowledge is not contained in single concepts but
in their systematic interrelations,9
Fonagyâs reference to Balintâs (1952) âprimary
loveâ, Fairbairnâs (1952) âobject seekingâ, or Winnicottâs (1965) âego related-
nessââin Fonagyâs (2001, p. 162) view also conceptualized as an autonomous
need for a relationshipâdoes not prove any similarity between attachment theory
9
This is probably one of the reasons why Freud reminded us ânot to forget that ⊠it is dangerous, not
only with men but also with concepts, to tear them from the sphere in which they have originated and
been evolvedâ (1930a, p. 144).
14. 1542 SIEGFRIED ZEPF
and psychoanalytical theories. Without investigating whether there is a structural
similarity between attachment theory and the conceptual interrelations these
notions have in Balintâs, Fairbairnâs and Winnicottâs thinking, Fonagyâs assertion
merely points to the fact that attachment theorists and these authors use the same
empirical generalization. This indicates a similarity between a concept used in
attachment theory and concepts put forward by Balint, Fairbairn and Winnicott on
a phenomenological level, but not a conceptual compatibility of attachment theory
and the psychoanalytical theories of these authors.
It is not simply the fact that attachment theory and Freudian psychoanalysis
conceptualize differently the influence of expectations on social perception and
social experience, the relationship between social environment and personality
development in the ïŹrst years of life, the connexion between early relationships
and the development of psychological functions and psychological disorders, and
other issues. These differences do not, as Fonagy believes, âboil down to relatively
few simple disagreementsâ (2001, p. 1). On the contrary, they areâas Cortina and
Marrone point outâembedded in a âparadigm shiftâ in that âattachment theory
proposes a completely new framework from which to understand clinical and
developmental phenomena that has traditionally been interpreted with concepts
of drives, libido, cathexis, ïŹxation, regression, sublimation and so forthâ (2004,
p. 141).10
So it would rather seem to me that the opposite of Fonagyâs statement is true:
psychoanalytic criticism of attachment theory can only be regarded as being invali-
dated if either basic tenets and conceptualizations of Freudian psychoanalysis, or
those of attachment theory or those of both are misunderstood.
Concluding remarks
Almost half a century ago, Spitz summarized his criticism of Bowlbyâs attachment
theory as follows:
When submitting new theories we should not violate the principle of parsimony in science by
offering hypotheses which in contrast to existing theory becloud the observational facts, are
oversimpliïŹed, and make no contribution to the better understanding of observed phenomena.
(1960, p. 94)
Thirty-ïŹve years later, Köhler diagnosed an âincompatibility [of the] concep-
tual frameworksâ of attachment theory and psychoanalysis (1995, p. 71; see
also Gullestad, 2001). From an epistemological viewpoint, human behaviour is
explained tautologically and is made a mere manifestation of an abstract idea
implanted in biology. One observes some kind of attachment behaviour and
10
If the same concepts are used in two theories with different frameworks, the concepts have not the same
meaning. For instance, in Freudian psychoanalysis mentalizationâdeïŹned as âthe capacity to think about
mental states in oneself and in othersâ (Fonagy, 2000, p. 1129)âappears in the psychoanalytic process
as an interplay of transference, countertransference, and empathy (Zepf and Hartmann, 2002, 2004).
These concepts also relate to the dynamic unconscious which is excluded in attachment theory. Since, as
Altman nicely puts it, the âmeaning of a concept ⊠is a function of the network of concepts in which it is
embeddedâ (1993, p. 86), mentalization has different meanings in both theories.
15. 1543
ATTACHMENT THEORY AND PSYCHOANALYSIS
concludes from this observation that there is a need to establish such a kind of
relationship, thus explaining the observation with a need which in turn is justiïŹed
by the observation. For instance, Krause observes âgood, tender, thoughtful, and
friendly relations to fellow menâ (1998, pp. 42f.) and concludes from them that
there is a âmotivational orderâ to form such kinds of relationships. In inferring
âbodily causesâ from âpsychological entitiesâ (p. 15) these motivational orders
obtained via abstraction are materialized in animating nature. Based on a confusion
of real processes and processes of gaining knowledge these false materializations
of abstract ideas share the same tradition as the criticism on such procedures. I do
not want to repeat this criticism, but rather quote ThomÀ who criticized Schultz-
Hencke for substituting Freudâs drive concept by abstract categorical experiences
such as âretentive impulse-experienceâ 40 years ago with the remark âthat a sibling
neither lives according to categories nor does he experience them; he simply drops
his faeces under himselfâ (1963/64, p. 102).
Bowlbyâs comprehensive allusions to the behaviour of subhuman precur-
sors of human behaviour might perhaps be deserving to some extent. But the
general presumption that these behaviours are biologically designed to preserve
the species is, epistemologically speaking, just as unmaintainable as the equation
of mechanical operations, animal and human behaviour while ignoring their dif-
ferentia speciïŹca.
The objections put forward in this paper can be deduced from Bowlbyâs and
from the work of his followers without effort. Although there is an epistemolog-
ical and objective incompatibility of basic psychoanalytic tenets and attachment
theory, attachment concepts in varying formulations have been adopted in
psychoanalytic reasoning. Not forgetting that in psychoanalysis âin the world of
neuroses it is psychical reality which is the decisive kindâ (Freud, 1916â7, p. 368,
my italics), one ought to be surprised. With this concept Freud (1916â7, p. 368;
see also 1914a, p. 18) refers to the existence of unconscious fantasies as psychic
phenomena in an ontological sense and to their âreality valueâ (1927, p. 31) in the
sense that they operate like real experiences (see Zepf et al., 2002). From here it
follows that a theory which omits these unconscious contents can hardly serve to
deepen psychoanalytic understanding of the representational world, of affective
regulation, of the therapeutic process and of the developmental origins of various
forms of psychopathology. How could psychoanalysis deepen its knowledge if it
became mixed up with concepts of a theory whose empirical subject Freud had
already conceptualized, a theory, in which not only the dynamic unconscious but
also the drive-conceptâboth belonging to the âCorner-stones of psychoanalytic
theoryâ (Freud, 1923, p. 246)âare discarded? It is the signiïŹcance of attach-
ment which should be integrated into the theoretical body of psychoanalysis to
support Freudâs concept of the âanaclitic typeâ of object relationship with regard
to the defence of drive wishes. In my view it is precisely because the production
of the dynamic unconscious is motivated by the necessity to relate to objects
âaccording to the anaclitic [attachment] typeâ, (Freud, 1927, pp. 23f.) in order to
avoid unpleasure, i.e. by a need for attachment, the concept of anaclitic object
relationships needs to be particularly stressed.
17. 1545
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