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Measuring and governing changes in forest
carbon stocks in complex landscapes


Ole Mertz, I-REDD+ Coordinator
With Thomas Sikor, Arne Jensen and many more

COP 18 Doha, 29th November 2012
Department of Geography & Geology




                                       I-REDD+
Impacts of Reducing Emissions from Deforestation and forest
    Degradation + enhancement of forest carbon stocks
                       2011-2014

                    Funding by European Commission
                       7th Framework Programme
    Organisation                                                               Country
    University of Copenhagen - Coordinator                           UCPH      Denmark
    Leibniz Institut für Agrarentwicklung in Mittel- und Osteuropa   IAMO      Germany
    Humboldt-Universität zu Berlin                                   UBER      Germany
    University of East Anglia                                        UEA       United Kingdom
    The University of Edinburgh                                      UEDIN     United Kingdom
    Institut de Recherche pour le Développement                      IRD       France
    Universität Bern                                                 UBERN     Switzerland
    Kunming Institute of Botany, Chinese Academy of Sciences         KIB       PR China
    CARES, Hanoi University of Agriculture                           CARES     Vietnam
    National University of Laos                                      NUOL      Laos
    Yayasan WWF Indonesia                                            WWF-IND   Indonesia
    Center for International Forestry Research                       CIFOR     International
    World Agroforestry Centre                                        ICRAF     International
    Nordic Agency for Development and Ecology                        NORDECO   Denmark
Department of Geography & Geology




I-REDD+ project overview
Department of Geography & Geology




I-REDD+ objectives




A specific focus on:

•   Degraded forests and complex landscapes

•   Sub-national and local level
Department of Geography & Geology




Study sites


• Vietnam: Nghe An Province, Con Cuong District

• China: Yunnan Province, Xishuangbanna Prefecture,
  Manlin Village, Xiangming Township

• Laos: Nam Et Phou Loeuy National Protected Area,
  Luang Prabang/Huaphan Provinces

• Indonesia: Kutai Barat Regency, East Kalimantan



Same methodologies applied in each country
Department of Geography & Geology




         How dependent is successful REDD+ on
         community participation in monitoring?


•   Can local communities accurately, cost-effectively and
    reliably measure carbon stocks in forests subject to
    degradation?

•   To what extent does sound REDD+ governance rely on local
    participation?

•   Can local participation in measuring carbon stocks be
    integrated in national (and sub-national) MRV?
Accuracy of community measurement
Department of Geography & Geology



Costs of measurement




       Measurement of woody biomass by:




                                                                       ,.l a t e nes e na D
                                                                                    l i
       Measurement of cut trees by:
Department of Geography & Geology




Reliability of community measurement

  Incentives to over-report carbon stocks if results are
  tied to payments?

  Perhaps, but:
   • Professional foresters from government agencies could also
      be prone to over-reporting if they know government
      funding depends on C-stocks

   • Any type of measurement has to be subject to 3rd party
     verification

   • Manipulation of large data sets can often be detected by
     analysing coherence in data
Monitoring and benefit distribution

             Payments of local people


    ?
             for C measurement?




budget for
technical
agency?




                                            Source:
                                            UN-REDD
Monitoring and governance

Monitoring is part of governance

Governance rights
   • management
   • enforcement
   • monitoring
   • ...

=> monitoring influences effectiveness and social justice
  of REDD+
I-REDD+ research on governance

Analysis of 10 existing benefit distribution mechanisms
  (BDM) in China, Vietnam, Laos and Indonesia:

Top-down state governance remains common:
   • local people may get limited use rights yet rarely
      receive governance rights
   • in some cases, international NGOs share some
      governance rights

Many of these BDMs are not considered effective and
  just by local people

Implementation of national REDD+ needs to learn from
  these experiences
Monitoring and safeguards

Participatory monitoring helps to integrate UNFCCC
safeguards into core REDD+ design



•safeguard 3: “respect for the knowledge and rights to
indigenous peoples and members of local communities”

•safeguard 4: “full and effective participation of relevant
stakeholders, in particular indigenous peoples and local
communities”
Department of Geography & Geology




Key messages

• Remote sensing based C-stock measurement in complex
  mosaic landscapes and degraded forests remains difficult

• It needs to be complemented by ground truth and local
  measurement

• Participatory monitoring (PM) provides accurate and cost-
  effective estimates for such controls

• PM also contributes to more effective and socially just
  REDD+ governance

• PM should be integrated in national MRV as a complement
  to professional forest inventories

         PM is an opportunity rather than an obstacle to
         successful REDD+
Department of Geography & Geology




           Thank you

  Read more on: www.i-redd.eu
Contact: Ole Mertz, om@geo.ku.dk

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Measuring of carbon stocks

  • 1. Measuring and governing changes in forest carbon stocks in complex landscapes Ole Mertz, I-REDD+ Coordinator With Thomas Sikor, Arne Jensen and many more COP 18 Doha, 29th November 2012
  • 2. Department of Geography & Geology I-REDD+ Impacts of Reducing Emissions from Deforestation and forest Degradation + enhancement of forest carbon stocks 2011-2014 Funding by European Commission 7th Framework Programme Organisation Country University of Copenhagen - Coordinator UCPH Denmark Leibniz Institut für Agrarentwicklung in Mittel- und Osteuropa IAMO Germany Humboldt-Universität zu Berlin UBER Germany University of East Anglia UEA United Kingdom The University of Edinburgh UEDIN United Kingdom Institut de Recherche pour le Développement IRD France Universität Bern UBERN Switzerland Kunming Institute of Botany, Chinese Academy of Sciences KIB PR China CARES, Hanoi University of Agriculture CARES Vietnam National University of Laos NUOL Laos Yayasan WWF Indonesia WWF-IND Indonesia Center for International Forestry Research CIFOR International World Agroforestry Centre ICRAF International Nordic Agency for Development and Ecology NORDECO Denmark
  • 3. Department of Geography & Geology I-REDD+ project overview
  • 4. Department of Geography & Geology I-REDD+ objectives A specific focus on: • Degraded forests and complex landscapes • Sub-national and local level
  • 5. Department of Geography & Geology Study sites • Vietnam: Nghe An Province, Con Cuong District • China: Yunnan Province, Xishuangbanna Prefecture, Manlin Village, Xiangming Township • Laos: Nam Et Phou Loeuy National Protected Area, Luang Prabang/Huaphan Provinces • Indonesia: Kutai Barat Regency, East Kalimantan Same methodologies applied in each country
  • 6. Department of Geography & Geology How dependent is successful REDD+ on community participation in monitoring? • Can local communities accurately, cost-effectively and reliably measure carbon stocks in forests subject to degradation? • To what extent does sound REDD+ governance rely on local participation? • Can local participation in measuring carbon stocks be integrated in national (and sub-national) MRV?
  • 7. Accuracy of community measurement
  • 8. Department of Geography & Geology Costs of measurement  Measurement of woody biomass by: ,.l a t e nes e na D l i  Measurement of cut trees by:
  • 9. Department of Geography & Geology Reliability of community measurement Incentives to over-report carbon stocks if results are tied to payments? Perhaps, but: • Professional foresters from government agencies could also be prone to over-reporting if they know government funding depends on C-stocks • Any type of measurement has to be subject to 3rd party verification • Manipulation of large data sets can often be detected by analysing coherence in data
  • 10. Monitoring and benefit distribution Payments of local people ? for C measurement? budget for technical agency? Source: UN-REDD
  • 11. Monitoring and governance Monitoring is part of governance Governance rights • management • enforcement • monitoring • ... => monitoring influences effectiveness and social justice of REDD+
  • 12. I-REDD+ research on governance Analysis of 10 existing benefit distribution mechanisms (BDM) in China, Vietnam, Laos and Indonesia: Top-down state governance remains common: • local people may get limited use rights yet rarely receive governance rights • in some cases, international NGOs share some governance rights Many of these BDMs are not considered effective and just by local people Implementation of national REDD+ needs to learn from these experiences
  • 13. Monitoring and safeguards Participatory monitoring helps to integrate UNFCCC safeguards into core REDD+ design •safeguard 3: “respect for the knowledge and rights to indigenous peoples and members of local communities” •safeguard 4: “full and effective participation of relevant stakeholders, in particular indigenous peoples and local communities”
  • 14. Department of Geography & Geology Key messages • Remote sensing based C-stock measurement in complex mosaic landscapes and degraded forests remains difficult • It needs to be complemented by ground truth and local measurement • Participatory monitoring (PM) provides accurate and cost- effective estimates for such controls • PM also contributes to more effective and socially just REDD+ governance • PM should be integrated in national MRV as a complement to professional forest inventories PM is an opportunity rather than an obstacle to successful REDD+
  • 15.
  • 16. Department of Geography & Geology Thank you Read more on: www.i-redd.eu Contact: Ole Mertz, om@geo.ku.dk