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Part D Enhanced Medication Therapy
Management (MTM)
Welcome to Today’s Webinar
Part D Enhanced MTM Model: Proposed Encounter Data Specifications
We will begin promptly at 1:30 PM EST
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Meeting Room: *6291628#
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Tuesday, March 1,
2016 1:30-3:00 PM EST
Part D Enhanced MTM Model:
Proposed Encounter Data Specifications
Center for Medicare &
Medicaid Innovation (CMMI)
Centers for Medicare &
Medicaid Services (CMS)
U.S. Department of Health and
Human Services (HHS)
March 1, 2016
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Speakers
• Gregory Woods, Centers for Medicare & Medicaid Services
– CMMI Introduction and Overview
• Nicholas Minter, Centers for Medicare & Medicaid Services
– Update on Model Application Process
– Background on Proposed Enhanced MTM Encounter Data Specifications
• Justine Wagner, IMPAQ International
– Key Features of the Proposed Enhanced MTM Encounter Data Structure
• Ilene Harris, IMPAQ International
– Definition of Enhanced MTM Encounters
– Enhanced MTM Encounter Codes and SNOMED CT Examples
– Enhanced MTM Encounter Data Examples
• Evan Perlman, IMPAQ International
– Correcting Enhanced MTM Encounter Records
– File Submission Format
– Data Element Walkthrough
• !u’Sha Washington, Centers for Medicare & Medicaid Services
– Closing Remarks
4
CMMI Introduction and Overview
Gregory Woods 

Director, Health Plan Innovation

Center for Medicare & Medicaid Innovation

https://innovation.cms.gov/initiatives/enhancedmtm/

5
CMMI Overview
•	 Center for Medicare & Medicaid Innovation (Innovation
Center)
–	 Created by the Affordable Care Act
–	 Tasked with developing and testing “innovative payment and
service delivery models to reduce program expenditures 0 while
preserving or enhancing the quality of care” in Medicare,
Medicaid, or CHIP
•	 Work on Health Plan Innovation
–	 Medicare Advantage Value-Based Insurance Design
–	 Part D Enhanced Medication Therapy Management
–	 Additional potential models are currently under consideration
and/or in development
6
Snapshot of the Enhanced MTM Model
• 5 year model performance period, 2017-2021
• 5 selected PDP regions
• Standalone basic PDPs with 2K minimum enrollment

• Increased flexibility
• Payment incentives
• Medicare data provision to participants
• New data collection
• Learning and diffusion events
7
Enhanced MTM Model Update
Nicholas Minter

Team Lead, 

Enhanced Medication Therapy Management Model

Center for Medicare & Medicaid Innovation

https://innovation.cms.gov/initiatives/enhancedmtm/

8
Update on Model Application Process
•	 Application submission deadline was January 8th, 2016
•	 CMS plans to issue provisional determination to applicants by early April
•	 Provisionally approved applicants will need to update applications by mid-
July
•	 Areas where plans may need to provide updated information
–	 Additional details on targeting, engagement, and intervention activities
–	 Contracting arrangements
–	 Enrollment estimates to align with Part D bid submission
–	 Related actuarial estimates
•	 CMS will issue further guidance on the July update window to participants
in April
•	 Final approval to participate in the model will be formalized as an
addendum to the Part D agreement in September
9
Background on Proposed Enhanced MTM
Encounter Data Specifications
•	 Proposed Enhanced MTM Model Encounter Data
Structure and Pilot Monitoring Measures
–	 February 26, 2016: HPMS memo released for public comment
–	 Stakeholders are invited to submit comments to
EnhancedMTM@cms.hhs.gov until 5:00 p.m. ET, Tuesday, April 26,
2016
•	 Enhanced MTM Model Implementation Contractor:
IMPAQ International, LLC
–	 In consultation with CMS, IMPAQ developed the encounter data
and monitoring measure specifications
–	 Will walk through the specification plan and data dictionary
released as attachments to the HPMS memo
10
Today’s Objectives
•	 Introduce proposed enhanced MTM encounter data elements

•	 Review examples of enhanced MTM encounters
•	 Demonstrate how to record example encounters using the
proposed data elements
•	 Explain the proposed enhanced MTM encounter data file
format
•	 Explain how to submit corrections to encounter data records

•	 Introduce proposed monitoring measures to be calculated by
Implementation Contractor using the enhanced MTM
encounter data
•	 Encourage stakeholders to submit comments on the proposed
enhanced MTM encounter data specifications and proposed
monitoring measures
11
Key Features of the Proposed Enhanced MTM
Encounter Data Structure
Justine Wagner

Task Lead,

Enhanced MTM Model Implementation Contractor

IMPAQ International, LLC

www.impaqint.com

12
Key Features of the Proposed Enhanced MTM
Encounter Data Structure (cont’d)
•	 Designed to be flexible in order to capture all participating sponsors’ Enhanced
MTM approaches
•	 Designed to leverage existing code sets
–	 Systematized Nomenclature of Medicine–Clinical Terms® (SNOMED CT®)1
–	 National Plan & Provider Enumeration System (NPPES): National Provider
Identifier (NPI)
–	 Washington Publishing Company: Healthcare Provider Taxonomy Code (HPTCs)
–	 RxNorm: Concept Unique Identifier (RXCUI)
–	 CMS: Healthcare Common Procedure Coding System (HCPCS) Level II codes
•	 Designed as a “long” rather than “wide” data structure to record each Enhanced
MTM touch-point (referral, procedure, issue, and outcome) as it occurs
chronologically
1This material includes SNOMED Clinical Terms® (SNOMED CT®) which is used by permission of the International Health
Terminology Standards Development Organisation (IHTSDO). All rights reserved. SNOMED CT®, was originally created by The
College of !merican Pathologists. “SNOMED” and “SNOMED CT” are registered trademarks of the IHTSDO. 13
Key Features of the Proposed Enhanced MTM
Encounter Data Structure (cont’d)
•	 17 unique encounter data elements
–	 6 record identifiers
–	 3 service identifiers
–	 8 additional identifiers
•	 Encounter records will be unique at the Record and Version
level
• Each record is an enhanced MTM encounter, represented by 

the Encounter Code data element (e.g., SNOMED CT code)

•	 Quarterly enhanced MTM encounter data files due 1 month
after the close of every quarter
14
Record Identifiers (6)
Required Excerpt from Example #2:
•	 Record Unique
Key
•	 Version
•	 CMS Contract ID
•	 Plan Benefit
Package ID
•	 Beneficiary HICN
•	 Beneficiary
Sequence
Record Version CMS Contract ID
Plan Benefit
Package ID
Beneficiary HICN
Beneficiary
Sequence
Encounter
Date
5201 1 S4567 001 2222222222A 1 20170909
5202 1 S4567 001 2222222222A 2 20170909
5203 1 S4567 001 2222222222A 3 20170909
5204 1 S4567 001 2222222222A 4 20170909
5205 1 S4567 001 2222222222A 5 20170909
5206 1 S4567 001 2222222222A 6 20170909
5207 1 S4567 001 2222222222A 7 20170909
15
Service Identifiers (3)
Required
• Encounter Date
• Encounter Code
• Encounter Code Description

16
Additional Identifiers (8)
Situationally Required (depending upon the nature of
the encounter)
• Provider Identifier
• Provider Type
• Other Provider Type Description
• Service Location
• Drug Product Identifier (repeats 10 times)
• DMEPOS Service
• Beneficiary Incentive
• Amount of Cost Sharing Provided
17
Enhanced MTM Encounters
Ilene Harris

Project Director,

Enhanced MTM Model Implementation Contractor

IMPAQ International, LLC

www.impaqint.com

18
Enhanced MTM Encounters (cont’d)
• What are enhanced MTM encounters?
• Encounter Codes
• Examples of enhanced MTM encounter data records

19
Enhanced MTM Encounters (cont’d)
What are enhanced MTM encounters?

•	 The records of services delivered to Medicare beneficiaries enrolled in a Part
D Prescription Drug Plan that is participating in the CMMI Enhanced MTM
model
•	 Essential for measuring and monitoring quality, service utilization and
compliance with Enhanced MTM model participation and contract
requirements
•	 An important source of information that may be used to evaluate the
effectiveness of the Enhanced MTM model on health outcomes and
Medicare expenditures
•	 Encounter data are not tied to per-service payment from Medicare to the
Part D Prescription Drug Plan
•	 Encounter data do not include payment information
20
Enhanced MTM Encounters (cont’d)
What information do enhanced MTM encounter data
capture?
•	 Referral: Document who notified or who referred the beneficiary to
receive MTM
•	 Procedure: Document what service or intervention the beneficiary
received
•	 Issue. Document the beneficiary’s medication therapy issue
•	 Outcome: Document what happened following an MTM procedure
21
Enhanced MTM Encounters (cont’d)
• Each encounter record is assigned a series of record identifiers
– Record
– Version
– CMS Contract ID
– Plan Benefit Package ID
– Beneficiary HICN
– Beneficiary Sequence
– Each encounter record is unique at the Record – Version level
•
 The following data elements provide information on the actual
encounter
The Beneficiary Sequence indicates the temporal order in which enhanced
MTM encounters occurred
– Encounter Date
– Encounter Code
– Encounter Code Description
– Additional data elements provide detailed information about the
encounter 22
Enhanced MTM Encounters (cont’d)
What are examples of enhanced MTM encounter data records?

•	 Referral: Document who notified or who referred the beneficiary to
receive MTM
•	 Examples include
–	 Referred by health care professional
–	 Referred by self
–	 Transition from acute care to self-care
–	 Met sponsor’s auto-referral targeting criteria
• Reporting enhanced MTM encounters for beneficiaries that meet auto-referral
targeting criteria is optional since the MARx system will be capturing beneficiaries
targeted for enhanced MTM.
• However, Part D sponsors may choose to include auto-referral as an enhanced MTM
encounter record to clearly demonstrate what initiated the sequence of enhanced
MTM encounters for a particular beneficiary.
23
Enhanced MTM Encounters (cont’d)
What are examples of enhanced MTM encounter data records?

•	 Procedure: Document what service or intervention the beneficiary
received
•	 Examples include
 Assessment of compliance with medication regimen

 Chronic disease process education

 Medication regimen review

 Consultation

 Telemedicine consultation with patient

24
Enhanced MTM Encounters (cont’d)
What are examples of MTM encounter data records?

• Issue. Document the beneficiary’s medication therapy issue
• Examples include
 Medication therapy unnecessary
 Additional medication therapy required
 Polypharmacy
 Medication taken at higher dose than recommended
 Adverse drug interaction
 Noncompliance with medication regimen
25
Enhanced MTM Encounters (cont’d)
What are examples of MTM encounter data records?
• Outcome: Document what happened following an MTM procedure
• Examples include
 Medication stopped – contra-indication
 Medication dose increased
 Medication therapy management recommendation accepted by
prescriber
 Medication therapy management recommendation refused by
prescriber
 Patient’s condition improved

 Transition of care

 Patient died

26
Enhanced MTM Encounter odes (cont’d)
SNOMED CT
•	 Systematized Nomenclature of Medicine – Clinical Terms
•	 A clinical coding standard for the electronic exchange of health
information
•	 A required standard in the interoperability specifications as defined
by the US Healthcare Information Technology Panel
•	 Owned, maintained, and distributed by the International Health
Terminology Standards Development Organisation (IHTSDO), a not-
for-profit association in Denmark
•	 The National Library of Medicine (NLM) is the US Member of the
IHTSDO and distributes SNOMED CT at no cost
•	 Technical information and files for download may be found here:
https://www.nlm.nih.gov/research/umls/Snomed/us_edition.html
27
Enhanced MTM Encounter Codes
SNOMED CT Examples
SNOMED CT
Code
Description
Potential Enhanced
MTM Activity
185369008 Referred by pharmacist (finding) Referral
1991000124105 Referred by self (finding) Referral
309014007 Referred by doctor (finding) Referral
435411000124108
Patient notified of eligibility for medication therapy management service
(situation)
Referral
429621000124102 Medication therapy unnecessary (finding) Issue
435451000124109 Preventive medication therapy needed (situation) Issue
182836005 Review of medication (procedure) Procedure
429101000124104 Documentation of medication therapy management plan (procedure) Procedure
435441000124107 Medication reminder device set-up (procedure) Procedure
11429006 Consultation (procedure) Procedure
448337001 Telemedicine consultation with patient (procedure) Procedure
394725008 Diabetes medication review (procedure) Procedure
447871000124109
Medication therapy management recommendation accepted by prescriber
(situation)
Outcome
435431000124102
Medication therapy management information sent to health care provider
(situation)
Outcome
395008009 Medication stopped - contra-indication (situation) Outcome
395006008 Medication stopped - interaction (situation) Outcome
271299001 Patient's condition worsened (finding) Outcome
370996005 Patient condition resolved (finding) Outcome
1861000124105 Transition of care (finding) Outcome, Referral
28
Enhanced MTM Encounter Codes
If a relevant SNOMED CT code does not exist
•	 Enter “ZZZZZ” in the Encounter Code variable
•	 Enter a text description of the enhanced MTM encounter (up to 100
characters)
•	 Examples
 Met sponsor’s auto-referral targeting criteria (OPTIONAL)
 Met sponsor’s CMS-approved criteria for cost sharing assistance
•	 If a relevant SNOMED CT code cannot be identified, sponsors may
contact the Enhanced MTM value set steward to identify additional
SNOMED CT codes
	 Enhanced MTM Model Encounter Data Companion Guide
29
Enhanced MTM Encounter Data Example #1:
Comprehensive Documentation of Services
Beneficiary
Sequence
Encounter
Date
Encounter Code
Encounter Code
Description
Provider
Identifier
Provider
Type
Service
Location
Drug
Product
Identifier
1
Drug
Product
Identifier
2
1 20170110 435411000124108 Patient notified of
eligibility for medication
therapy management
service (situation)
2 20170201 448337001 Telemedicine
consultation with
patient (procedure)
1234567893 1835P0018X Remote
3 20170201 432341000124108 Taking multiple
medications for chronic
diseases (finding)
4 20170201 448177004 Adverse drug
interaction with
drug (disorder)
855334 105944
5 20170201 408377007 Compliance issues
discussed with
patient (finding)
30
Enhanced MTM Encounter Data Example #1:
Comprehensive Documentation of Services (cont’d)
Beneficiary
Sequence
Encounter
Date
Encounter Code
Encounter Code
Description
Provider
Identifier
Provider
Type
Service
Location
Drug
Product
Identifier 1
Drug
Product
Identifier 2
6 20170210 11429006 Consultation (procedure) 1234567893 1835P0018X Remote
7 20170210 447871000124109 Medication therapy
management
recommendation accepted
by prescriber (situation)
8 20170210 395006008 Medication stopped ­
interaction (situation)
105944
9 20170215 435441000124107 Medication reminder
device set up (procedure)
1234567893 1835P0018X 12
10 20170305 448337001 Telemedicine consultation
with patient (procedure)
1234567893 1835P0018X Remote
11 20170305 414059009 Drug therapy compliance
observations (finding)
12 20170305 359746009 Patient's condition
stable (finding)
31
Enhanced MTM Encounter Data Example #1:
omprehensive Documentation of Services (cont’d)
Beneficiary
Sequence
Encounter
Date
Encounter Code
Encounter Code
Description
Provider
Identifier
Provider
Type
Service
Location
Drug
Product
Identifier 1
Drug
Product
Identifier 2
13 20170507 1991000124105 Referred by self (finding)
14 20170507 448337001 Telemedicine consultation
with patient (procedure)
1234567893 1835P0018X Remote
15 20170507 448511000124101 Transition from acute care
to self-care (finding)
16 20170507 6021000124103 Targeted medication
therapy review (procedure)
1234567893 1835P0018X Remote
17 20170507 473234001 Dyslipidemia medication
review (procedure)
1234567893 1835P0018X Remote
18 20170507 473226007 Heart failure medication
review (procedure)
1234567893 1835P0018X Remote
19 20170507 423167009 Chronic disease process
education (procedure)
1234567893 1835P0018X Remote
20 20170507 162667001 Patient's condition
poor (finding)
32
Enhanced MTM Encounter Data Example #2:
Beneficiary Self-Referral for Enhanced MTM Services
Beneficiary
Sequence
Encounter
Date
Encounter Code
Encounter Code
Description
Provider
Identifier
Provider Type
Service
Location
Drug
Product
Identifier 1
1 20170909 1991000124105 Referred by self (finding)
2 20170909 429621000124102 Medication therapy
unnecessary (finding)
198014
3 20170909 431531000124101 Health literacy
assessment (procedure)
1234567893 1835P0018X Remote
4 20170909 129866007 Deficient knowledge
of medication
regimen (finding)
5 20170909 967006 Medication education
(procedure)
1234567893 1835P0018X Remote
6 20170909 412710004 Medication reminder chart
given (situation)
1234567893 1835P0018X Remote
7 20170909 423167009 Chronic disease process
education (procedure)
1234567893 1835P0018X Remote
33
Enhanced MTM Encounter Data Example #3:
Multiple Encounter Sequences, Including Encounters
for Cost Sharing Assistance
Bene-
ficiary
Sequence
Encounter
Date
Encounter
code
Encounter Code
Description
DRUG_ID1
DRUG_ID2
DRUG_ID3
DRUG_ID4
DRUG_ID5
DRUG_ID6
DRUG_ID7
DRUG_ID8
Amount of
Cost
Sharing
Provided
1 20170703 201100012
4105
Referred by health care
professional (finding)
2 20170703 208100012
4103
Multiple chronic
diseases (situation)
3 20170703 432341000
124108
Taking multiple
medications for chronic
disease (finding)
4 20170706 428911000
124108
Comprehensive
medication therapy
review (procedure)
5 20170706 41022002 Assessment of compliance
with medication
regimen (procedure)
6 20170706 129834002 Noncompliance
with medication
regimen (finding)
7 20170707 200100012
4107
Referred by
payer (finding)
34
-
Enhanced MTM Encounter Data Example #3:
Multiple Encounter Sequences, Including Encounters
for Cost Sharing !ssistance (cont’d)
Bene
ficiary
Sequence
Encounter
Date
Encounter
code
Encounter Code
Description
DRUG_ID1
DRUG_ID2
DRUG_ID3
DRUG_ID4
DRUG_ID5
DRUG_ID6
DRUG_ID7
DRUG_ID8
Amount of
Cost
Sharing
Provided
8 20170707 ZZZZZ Met sponsor's
approved criteria for
cost sharing assistance
9 20170707 ZZZZZ Provided medication
at zero co-payment
205326 313988 866412 861004 803295 1000870 262095 966158 80.00
10 20170809 ZZZZZ Met sponsor's
approved criteria for
cost sharing assistance
11 20170809 41022002 Assessment of
compliance with
medication regimen
(procedure)
12 20170809 182884001 Drug compliance
good (finding)
13 20170809 ZZZZZ Provided medication
at zero co-payment
205326 313988 866412 861004 803295 1000870 262095 966158 80.00
35
Enhanced MTM Encounter Data Example #4:
Beneficiary Experiences a Care Transition
Beneficiary
Sequence
Encounter
Date
Encounter code Encounter Code Description
Provider
Identifier
Provider
Type
Service
Location
Drug
Product
Identifier
1
1 20170102 2001000124107 Referred by payer (finding)
2 20170102 ZZZZZ Met sponsor's auto-referral
targeting criteria
3 20170102 435411000124108 Patient notified of eligibility for
medication therapy management
service (situation)
4 20170102 391156007 Medication review without patient
(procedure)
1245567895 1835P0018X Remote
5 20170102 432341000124108 Taking multiple medications
for chronic disease (finding)
6 20170102 2091000124100 Under care of multiple
providers (finding)
7 20170110 11429006 Consultation (procedure) 1245567895 1835P0018X Remote
8 20170110 304540007 Recommendation to stop drug
treatment (procedure)
1245567895 1835P0018X Remote 995278
9 20170110 6091000124101 Medication therapy management
recommendation refused
by prescriber (situation)
36
Enhanced MTM Encounter Data Example #4:
eneficiary Experiences a are Transition (cont’d)
Beneficiary
Sequence
Encounter
Date
Encounter code Encounter Code Description
Provider
Identifier
Provider
Type
Service
Location
Drug
Product
Identifier 1
10 20170127 448511000124101 Transition from acute care
to self-care (finding)
11 20170127 395009001 Medication stopped –
side effect (situation)
995278
12 20170130 428711000124105 Recommendation to change
medication (procedure)
1245567895 1835P0018X 1439829
13 20170130 447871000124109 Medication therapy management
recommendation accepted by
prescriber (situation)
14 20170130 408374000 Drug changed to cost effective
alternative (finding)
647555
15 20170130 359746003 Patient condition stable (finding) 1245567895 1835P0018X
37
Enhanced MTM Encounters - Summary
•	 An enhanced MTM encounter should be submitted to document the
following categories of MTM activities
–	 Referral: who notified and/or who referred the beneficiary to receive MTM
–	 Procedure: what service or intervention the beneficiary received
–	 Issue: the beneficiary’s medication therapy issue
–	 Outcome: what happened following an MTM procedure, including recommendations
made and assessment of the beneficiary’s health status
•	 The Beneficiary Sequence indicates the temporal order in which enhanced
MTM encounters occurred
•	 Sponsors will use existing SNOMED CT codes to document enhanced MTM
activities
•	 The forthcoming Enhanced MTM Model Encounter Data Companion Guide
will contain instructions on how to access enhanced MTM SNOMED CT code
sets
38
Correcting Enhanced MTM Encounter Records
Evan Perlman 

Task Lead,

Enhanced MTM Model Implementation Contractor

IMPAQ International, LLC

www.impaqint.com

39
Correcting Enhanced MTM Encounter Records
(cont’d)
•	 Record and Version data elements uniquely identify an encounter record
•	 Record and Version are used to correct any previously-submitted record that
has been accepted by the system (i.e., records that passed front-end edit
checks at the point of file submission)
Record Version Beneficiary HICN Encounter Date
Submission Q1 2017
1 1 123456789A 20170108
2 1 123456789A 20170219
Submission Q2 2017
1 2 111111111A 20170107
2 2 111111111A 20170219
40
File Submission Format
•	 Tab delimited ASCII file
•	 Include a header record with variable names
•	 File naming convention:
MTMEncounter_[ContractID]_Q[1-4]_[YYYY].TXT
•	 More information on file format, size, and upload
instructions to be included in the forthcoming Enhanced
MTM Model Encounter Data Companion Guide
41
Data Element Walkthrough
Variable
Name
Label Definition Optionality Allowable Values Source
RECORD Record Unique identifier for
every enhanced MTM
encounter.
Required Any whole number
beginning at 1 and
increasing by 1 per record
Part D
Sponsor
VERSION Version Unique identifier to
distinguish original
versus corrected
encounter records.
Required Any whole number
beginning at 1 and
increasing by
1 per record version
Part D
Sponsor
CNTRCT_ID CMS Contract
ID
5-digit identifier of
the CMS contract.
Required Valid CMS Contract ID CMS
PBP_ID Plan Benefit
Package ID
3-digit identifier of
the specific plan
benefit package (PBP)
in which the
beneficiary is
enrolled.
Required Valid CMS PBP ID CMS
42
Data Element Walkthrough (cont’d)
Variable
Name
Label Definition Optionality Allowable Values Source
HICN Beneficiary
HICN
Unique number the Social
Security Administration assigns
to each Medicare beneficiary,
which is the Health Insurance
Claim number (HICN). For
Railroad Retirement Board (RRB)
beneficiaries, provide the RRB
number in this field.
Required Alphanumeric
characters. Do
not use hyphens
or other symbols
CMS
SEQUENCE Beneficiary
Sequence
Temporal order in which an
enhanced MTM encounter for a
beneficiary occurred.
Required Any whole
number
beginning at 1
and increasing by
1 per beneficiary
Part D
Sponsor
43
Data Element Walkthrough (cont’d)
Variable
Name
Label Definition Optionality
Allowable
Values
Source
ENCTR_DT Encounter
Date
Date the encounter occurs. Required Any date during
reporting
period
Part D Sponsor
ENCTR_CD Encounter
Code
SNOMED CT code identifying the
encounter, including referrals,
procedures, medication therapy
issues, or outcomes.
Required SNOMED CT
codes
Otherwise use
code ZZZZZ
SNOMED CT
ENCT_DESC SNOMED CT
Code
Description
Text description of the
encounter code.
Required Text SNOMED CT
or
Part D Sponsor
44
Data Element Walkthrough (cont’d)
Variable Name Label Definition Optionality Allowable Values Source
PROVIDER Provider The NPI number that uniquely identifies Situationally Any valid NPI or NPPES
Identifier an individual or organizational provider Required “N!
that initiated the enhanced MTM service.
PROVIDER_TYPE Provider
Type
Type of provider performing the MTM
service (e.g., pharmacist, nurse
Situationally
Required
Health Care
Provider Taxonomy
Washington
Publishing Company;
practitioner). If not one of the Health
Care Provider Taxonomy Codes, use
“Other” and specify in the Other Provider
Type Description field.
Code or Other CMS
OTHER_PROVIDER Other Text description of provider type if no Situationally Any text Part D Sponsor
_TYPE_DESC Provider Health Care Provider Taxonomy Code is Required or blank
Type available. Must be populated if Provider
Description Type is “Other”/
LOCATION Service
Location
Where the service was provided, [e.g.,
pharmacy- home- physician’s office-
assisted living facility; remotely (as in
telehealth)]. CMS Place of Service code.
Can also use “Remote”
Situationally
Required
Any valid code,
Remote,
or blank
CMS Place of Service
code; or, Remote if
service delivered via
telehealth/email
(for non-face-to-face encounters).
45
Data Element Walkthrough (cont’d)
Variable Name Label Definition Optionality Allowable Values Source
DRUG_ID Drug Product
Identifier
[Repeats 10
Times]
RXCUI code(s) for the product(s)
associated with the medication therapy
issue. May not be applicable
to all services provided.
Situationally
Required
RXCUI
or blank
RxNORM
DMEPOS DMEPOS
Service
HCPCS Level II code that uniquely
identifies products, supplies,
and services.
Situationally
Required
Any valid HCPCS
Level II code
or blank
CMS: HCPCS
Level II codes
INCENTIVE Beneficiary
Incentive
Text description of a CMS-approved
service, product or incentive, such as a
gift card to encourage beneficiary
participation in MTM, or medication
reminder device to improve
medication compliance.
Situationally
Required
Any text
or blank
Part D Sponsor
COST_SHR_
AMT
Amount of
Cost Sharing
Provided
Amount of CMS-approved cost sharing, if
any, provided to the beneficiary for the
service, item, or drug product (see
Enhanced MTM RFA, p. 26).
Situationally
Required
Currency
or blank
Part D Sponsor
46
Proposed Monitoring Measures
•	 Use enhanced MTM encounter data to assess program’s implementation and
effectiveness
•	 Primary goals are to verify that approved services are reaching targeted population,
and to identify barriers and successes
•	 Measures may be calculated for sub-populations of interest based on targeting
approaches
– Chronic diseases
– Beneficiary sociodemographics (e.g., region, LIS status)
•	 Measures are NOT used for payment calculations
•	 Measure results may be shared with sponsors for learning and model improvement
•	 Measure specifications and measure sets will be adjusted and updated to reflect
public comment, and to address approved Enhanced MTM plans
47
Proposed Monitoring Measures (cont’d)
Example measures under development
•	 Percentage of Beneficiaries Discharged from the Hospital who
Received Enhanced Medication Therapy Management Services
•	 Percentage of Targeted Beneficiaries with at least One
Medication Therapy Issue
•	 Percentage of MTM Recommendations that were Implemented

48
Closing Remarks
!u’Sha Washington

Learning System Co-Lead, 

Enhanced Medication Therapy Management Model

Center for Medicare  Medicaid Innovation

https://innovation.cms.gov/initiatives/enhancedmtm/

49
Closing Remarks
•	 Proposed enhanced MTM encounter data specifications leverage existing
code sets and are designed to be flexible in order to capture all
participating sponsors’ Enhanced MTM approaches
•	 Enhanced MTM encounter data and proposed monitoring measures will
be used for measuring and monitoring quality, service utilization and
compliance with Enhanced MTM Model participation and contract
requirements
•	 Enhanced MTM encounter data and proposed monitoring measures are
not used for reimbursement or payment calculations
•	 Proposed enhanced MTM encounter data specifications, measure sets
and measure specifications will be updated to reflect public comment
50
Thank You for Participating in Today’s
Learning Event!
•	 Stakeholders are invited to submit comments to
EnhancedMTM@cms.hhs.gov until 5:00 p.m. ET, Tuesday, April 26, 2016
•	 For questions pertaining to today’s event and to propose learning event
topics please email EnhancedMTM@cms.hhs.gov
•	 Visit the Part D Enhanced MTM model webpage to access model-specific
details, including, previous learning events, and supplemental
information
•	 The recording, transcript and slides from today’s event will be available
on the CMMI website:
https://innovation.cms.gov/initiatives/enhancedmtm/
51
Reminder: Please Provide Your Feedback
You can access the survey by using the Post Survey box
that appears onscreen
Click the Post
Event Survey
Then click
“rowse To”
52

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  • 1. Part D Enhanced Medication Therapy Management (MTM) Welcome to Today’s Webinar Part D Enhanced MTM Model: Proposed Encounter Data Specifications We will begin promptly at 1:30 PM EST Dial-in: 1-800-832-0736 Meeting Room: *6291628# Note: All attendee phone lines are muted to prevent audio feedback. Tuesday, March 1, 2016 1:30-3:00 PM EST
  • 2. Part D Enhanced MTM Model: Proposed Encounter Data Specifications Center for Medicare & Medicaid Innovation (CMMI) Centers for Medicare & Medicaid Services (CMS) U.S. Department of Health and Human Services (HHS) March 1, 2016
  • 3. Tips for a Successful Event • – • – – Telephone All attendee phone lines are muted Webinar Environment Features Please type any questions you have for the speakers in the Q&A window to the right Download the slides in the box in the lower right corner of your screen – A short feedback survey is available through the post-event survey pod shown on the screen Click here to download a PDF copy of the slides Type questions here and hit “Enter” Access the post-event survey here
  • 4. Speakers • Gregory Woods, Centers for Medicare & Medicaid Services – CMMI Introduction and Overview • Nicholas Minter, Centers for Medicare & Medicaid Services – Update on Model Application Process – Background on Proposed Enhanced MTM Encounter Data Specifications • Justine Wagner, IMPAQ International – Key Features of the Proposed Enhanced MTM Encounter Data Structure • Ilene Harris, IMPAQ International – Definition of Enhanced MTM Encounters – Enhanced MTM Encounter Codes and SNOMED CT Examples – Enhanced MTM Encounter Data Examples • Evan Perlman, IMPAQ International – Correcting Enhanced MTM Encounter Records – File Submission Format – Data Element Walkthrough • !u’Sha Washington, Centers for Medicare & Medicaid Services – Closing Remarks 4
  • 5. CMMI Introduction and Overview Gregory Woods Director, Health Plan Innovation Center for Medicare & Medicaid Innovation https://innovation.cms.gov/initiatives/enhancedmtm/ 5
  • 6. CMMI Overview • Center for Medicare & Medicaid Innovation (Innovation Center) – Created by the Affordable Care Act – Tasked with developing and testing “innovative payment and service delivery models to reduce program expenditures 0 while preserving or enhancing the quality of care” in Medicare, Medicaid, or CHIP • Work on Health Plan Innovation – Medicare Advantage Value-Based Insurance Design – Part D Enhanced Medication Therapy Management – Additional potential models are currently under consideration and/or in development 6
  • 7. Snapshot of the Enhanced MTM Model • 5 year model performance period, 2017-2021 • 5 selected PDP regions • Standalone basic PDPs with 2K minimum enrollment • Increased flexibility • Payment incentives • Medicare data provision to participants • New data collection • Learning and diffusion events 7
  • 8. Enhanced MTM Model Update Nicholas Minter Team Lead, Enhanced Medication Therapy Management Model Center for Medicare & Medicaid Innovation https://innovation.cms.gov/initiatives/enhancedmtm/ 8
  • 9. Update on Model Application Process • Application submission deadline was January 8th, 2016 • CMS plans to issue provisional determination to applicants by early April • Provisionally approved applicants will need to update applications by mid- July • Areas where plans may need to provide updated information – Additional details on targeting, engagement, and intervention activities – Contracting arrangements – Enrollment estimates to align with Part D bid submission – Related actuarial estimates • CMS will issue further guidance on the July update window to participants in April • Final approval to participate in the model will be formalized as an addendum to the Part D agreement in September 9
  • 10. Background on Proposed Enhanced MTM Encounter Data Specifications • Proposed Enhanced MTM Model Encounter Data Structure and Pilot Monitoring Measures – February 26, 2016: HPMS memo released for public comment – Stakeholders are invited to submit comments to EnhancedMTM@cms.hhs.gov until 5:00 p.m. ET, Tuesday, April 26, 2016 • Enhanced MTM Model Implementation Contractor: IMPAQ International, LLC – In consultation with CMS, IMPAQ developed the encounter data and monitoring measure specifications – Will walk through the specification plan and data dictionary released as attachments to the HPMS memo 10
  • 11. Today’s Objectives • Introduce proposed enhanced MTM encounter data elements • Review examples of enhanced MTM encounters • Demonstrate how to record example encounters using the proposed data elements • Explain the proposed enhanced MTM encounter data file format • Explain how to submit corrections to encounter data records • Introduce proposed monitoring measures to be calculated by Implementation Contractor using the enhanced MTM encounter data • Encourage stakeholders to submit comments on the proposed enhanced MTM encounter data specifications and proposed monitoring measures 11
  • 12. Key Features of the Proposed Enhanced MTM Encounter Data Structure Justine Wagner Task Lead, Enhanced MTM Model Implementation Contractor IMPAQ International, LLC www.impaqint.com 12
  • 13. Key Features of the Proposed Enhanced MTM Encounter Data Structure (cont’d) • Designed to be flexible in order to capture all participating sponsors’ Enhanced MTM approaches • Designed to leverage existing code sets – Systematized Nomenclature of Medicine–Clinical Terms® (SNOMED CT®)1 – National Plan & Provider Enumeration System (NPPES): National Provider Identifier (NPI) – Washington Publishing Company: Healthcare Provider Taxonomy Code (HPTCs) – RxNorm: Concept Unique Identifier (RXCUI) – CMS: Healthcare Common Procedure Coding System (HCPCS) Level II codes • Designed as a “long” rather than “wide” data structure to record each Enhanced MTM touch-point (referral, procedure, issue, and outcome) as it occurs chronologically 1This material includes SNOMED Clinical Terms® (SNOMED CT®) which is used by permission of the International Health Terminology Standards Development Organisation (IHTSDO). All rights reserved. SNOMED CT®, was originally created by The College of !merican Pathologists. “SNOMED” and “SNOMED CT” are registered trademarks of the IHTSDO. 13
  • 14. Key Features of the Proposed Enhanced MTM Encounter Data Structure (cont’d) • 17 unique encounter data elements – 6 record identifiers – 3 service identifiers – 8 additional identifiers • Encounter records will be unique at the Record and Version level • Each record is an enhanced MTM encounter, represented by the Encounter Code data element (e.g., SNOMED CT code) • Quarterly enhanced MTM encounter data files due 1 month after the close of every quarter 14
  • 15. Record Identifiers (6) Required Excerpt from Example #2: • Record Unique Key • Version • CMS Contract ID • Plan Benefit Package ID • Beneficiary HICN • Beneficiary Sequence Record Version CMS Contract ID Plan Benefit Package ID Beneficiary HICN Beneficiary Sequence Encounter Date 5201 1 S4567 001 2222222222A 1 20170909 5202 1 S4567 001 2222222222A 2 20170909 5203 1 S4567 001 2222222222A 3 20170909 5204 1 S4567 001 2222222222A 4 20170909 5205 1 S4567 001 2222222222A 5 20170909 5206 1 S4567 001 2222222222A 6 20170909 5207 1 S4567 001 2222222222A 7 20170909 15
  • 16. Service Identifiers (3) Required • Encounter Date • Encounter Code • Encounter Code Description 16
  • 17. Additional Identifiers (8) Situationally Required (depending upon the nature of the encounter) • Provider Identifier • Provider Type • Other Provider Type Description • Service Location • Drug Product Identifier (repeats 10 times) • DMEPOS Service • Beneficiary Incentive • Amount of Cost Sharing Provided 17
  • 18. Enhanced MTM Encounters Ilene Harris Project Director, Enhanced MTM Model Implementation Contractor IMPAQ International, LLC www.impaqint.com 18
  • 19. Enhanced MTM Encounters (cont’d) • What are enhanced MTM encounters? • Encounter Codes • Examples of enhanced MTM encounter data records 19
  • 20. Enhanced MTM Encounters (cont’d) What are enhanced MTM encounters? • The records of services delivered to Medicare beneficiaries enrolled in a Part D Prescription Drug Plan that is participating in the CMMI Enhanced MTM model • Essential for measuring and monitoring quality, service utilization and compliance with Enhanced MTM model participation and contract requirements • An important source of information that may be used to evaluate the effectiveness of the Enhanced MTM model on health outcomes and Medicare expenditures • Encounter data are not tied to per-service payment from Medicare to the Part D Prescription Drug Plan • Encounter data do not include payment information 20
  • 21. Enhanced MTM Encounters (cont’d) What information do enhanced MTM encounter data capture? • Referral: Document who notified or who referred the beneficiary to receive MTM • Procedure: Document what service or intervention the beneficiary received • Issue. Document the beneficiary’s medication therapy issue • Outcome: Document what happened following an MTM procedure 21
  • 22. Enhanced MTM Encounters (cont’d) • Each encounter record is assigned a series of record identifiers – Record – Version – CMS Contract ID – Plan Benefit Package ID – Beneficiary HICN – Beneficiary Sequence – Each encounter record is unique at the Record – Version level • The following data elements provide information on the actual encounter The Beneficiary Sequence indicates the temporal order in which enhanced MTM encounters occurred – Encounter Date – Encounter Code – Encounter Code Description – Additional data elements provide detailed information about the encounter 22
  • 23. Enhanced MTM Encounters (cont’d) What are examples of enhanced MTM encounter data records? • Referral: Document who notified or who referred the beneficiary to receive MTM • Examples include – Referred by health care professional – Referred by self – Transition from acute care to self-care – Met sponsor’s auto-referral targeting criteria • Reporting enhanced MTM encounters for beneficiaries that meet auto-referral targeting criteria is optional since the MARx system will be capturing beneficiaries targeted for enhanced MTM. • However, Part D sponsors may choose to include auto-referral as an enhanced MTM encounter record to clearly demonstrate what initiated the sequence of enhanced MTM encounters for a particular beneficiary. 23
  • 24. Enhanced MTM Encounters (cont’d) What are examples of enhanced MTM encounter data records? • Procedure: Document what service or intervention the beneficiary received • Examples include  Assessment of compliance with medication regimen  Chronic disease process education  Medication regimen review  Consultation  Telemedicine consultation with patient 24
  • 25. Enhanced MTM Encounters (cont’d) What are examples of MTM encounter data records? • Issue. Document the beneficiary’s medication therapy issue • Examples include  Medication therapy unnecessary  Additional medication therapy required  Polypharmacy  Medication taken at higher dose than recommended  Adverse drug interaction  Noncompliance with medication regimen 25
  • 26. Enhanced MTM Encounters (cont’d) What are examples of MTM encounter data records? • Outcome: Document what happened following an MTM procedure • Examples include  Medication stopped – contra-indication  Medication dose increased  Medication therapy management recommendation accepted by prescriber  Medication therapy management recommendation refused by prescriber  Patient’s condition improved  Transition of care  Patient died 26
  • 27. Enhanced MTM Encounter odes (cont’d) SNOMED CT • Systematized Nomenclature of Medicine – Clinical Terms • A clinical coding standard for the electronic exchange of health information • A required standard in the interoperability specifications as defined by the US Healthcare Information Technology Panel • Owned, maintained, and distributed by the International Health Terminology Standards Development Organisation (IHTSDO), a not- for-profit association in Denmark • The National Library of Medicine (NLM) is the US Member of the IHTSDO and distributes SNOMED CT at no cost • Technical information and files for download may be found here: https://www.nlm.nih.gov/research/umls/Snomed/us_edition.html 27
  • 28. Enhanced MTM Encounter Codes SNOMED CT Examples SNOMED CT Code Description Potential Enhanced MTM Activity 185369008 Referred by pharmacist (finding) Referral 1991000124105 Referred by self (finding) Referral 309014007 Referred by doctor (finding) Referral 435411000124108 Patient notified of eligibility for medication therapy management service (situation) Referral 429621000124102 Medication therapy unnecessary (finding) Issue 435451000124109 Preventive medication therapy needed (situation) Issue 182836005 Review of medication (procedure) Procedure 429101000124104 Documentation of medication therapy management plan (procedure) Procedure 435441000124107 Medication reminder device set-up (procedure) Procedure 11429006 Consultation (procedure) Procedure 448337001 Telemedicine consultation with patient (procedure) Procedure 394725008 Diabetes medication review (procedure) Procedure 447871000124109 Medication therapy management recommendation accepted by prescriber (situation) Outcome 435431000124102 Medication therapy management information sent to health care provider (situation) Outcome 395008009 Medication stopped - contra-indication (situation) Outcome 395006008 Medication stopped - interaction (situation) Outcome 271299001 Patient's condition worsened (finding) Outcome 370996005 Patient condition resolved (finding) Outcome 1861000124105 Transition of care (finding) Outcome, Referral 28
  • 29. Enhanced MTM Encounter Codes If a relevant SNOMED CT code does not exist • Enter “ZZZZZ” in the Encounter Code variable • Enter a text description of the enhanced MTM encounter (up to 100 characters) • Examples  Met sponsor’s auto-referral targeting criteria (OPTIONAL)  Met sponsor’s CMS-approved criteria for cost sharing assistance • If a relevant SNOMED CT code cannot be identified, sponsors may contact the Enhanced MTM value set steward to identify additional SNOMED CT codes  Enhanced MTM Model Encounter Data Companion Guide 29
  • 30. Enhanced MTM Encounter Data Example #1: Comprehensive Documentation of Services Beneficiary Sequence Encounter Date Encounter Code Encounter Code Description Provider Identifier Provider Type Service Location Drug Product Identifier 1 Drug Product Identifier 2 1 20170110 435411000124108 Patient notified of eligibility for medication therapy management service (situation) 2 20170201 448337001 Telemedicine consultation with patient (procedure) 1234567893 1835P0018X Remote 3 20170201 432341000124108 Taking multiple medications for chronic diseases (finding) 4 20170201 448177004 Adverse drug interaction with drug (disorder) 855334 105944 5 20170201 408377007 Compliance issues discussed with patient (finding) 30
  • 31. Enhanced MTM Encounter Data Example #1: Comprehensive Documentation of Services (cont’d) Beneficiary Sequence Encounter Date Encounter Code Encounter Code Description Provider Identifier Provider Type Service Location Drug Product Identifier 1 Drug Product Identifier 2 6 20170210 11429006 Consultation (procedure) 1234567893 1835P0018X Remote 7 20170210 447871000124109 Medication therapy management recommendation accepted by prescriber (situation) 8 20170210 395006008 Medication stopped ­ interaction (situation) 105944 9 20170215 435441000124107 Medication reminder device set up (procedure) 1234567893 1835P0018X 12 10 20170305 448337001 Telemedicine consultation with patient (procedure) 1234567893 1835P0018X Remote 11 20170305 414059009 Drug therapy compliance observations (finding) 12 20170305 359746009 Patient's condition stable (finding) 31
  • 32. Enhanced MTM Encounter Data Example #1: omprehensive Documentation of Services (cont’d) Beneficiary Sequence Encounter Date Encounter Code Encounter Code Description Provider Identifier Provider Type Service Location Drug Product Identifier 1 Drug Product Identifier 2 13 20170507 1991000124105 Referred by self (finding) 14 20170507 448337001 Telemedicine consultation with patient (procedure) 1234567893 1835P0018X Remote 15 20170507 448511000124101 Transition from acute care to self-care (finding) 16 20170507 6021000124103 Targeted medication therapy review (procedure) 1234567893 1835P0018X Remote 17 20170507 473234001 Dyslipidemia medication review (procedure) 1234567893 1835P0018X Remote 18 20170507 473226007 Heart failure medication review (procedure) 1234567893 1835P0018X Remote 19 20170507 423167009 Chronic disease process education (procedure) 1234567893 1835P0018X Remote 20 20170507 162667001 Patient's condition poor (finding) 32
  • 33. Enhanced MTM Encounter Data Example #2: Beneficiary Self-Referral for Enhanced MTM Services Beneficiary Sequence Encounter Date Encounter Code Encounter Code Description Provider Identifier Provider Type Service Location Drug Product Identifier 1 1 20170909 1991000124105 Referred by self (finding) 2 20170909 429621000124102 Medication therapy unnecessary (finding) 198014 3 20170909 431531000124101 Health literacy assessment (procedure) 1234567893 1835P0018X Remote 4 20170909 129866007 Deficient knowledge of medication regimen (finding) 5 20170909 967006 Medication education (procedure) 1234567893 1835P0018X Remote 6 20170909 412710004 Medication reminder chart given (situation) 1234567893 1835P0018X Remote 7 20170909 423167009 Chronic disease process education (procedure) 1234567893 1835P0018X Remote 33
  • 34. Enhanced MTM Encounter Data Example #3: Multiple Encounter Sequences, Including Encounters for Cost Sharing Assistance Bene- ficiary Sequence Encounter Date Encounter code Encounter Code Description DRUG_ID1 DRUG_ID2 DRUG_ID3 DRUG_ID4 DRUG_ID5 DRUG_ID6 DRUG_ID7 DRUG_ID8 Amount of Cost Sharing Provided 1 20170703 201100012 4105 Referred by health care professional (finding) 2 20170703 208100012 4103 Multiple chronic diseases (situation) 3 20170703 432341000 124108 Taking multiple medications for chronic disease (finding) 4 20170706 428911000 124108 Comprehensive medication therapy review (procedure) 5 20170706 41022002 Assessment of compliance with medication regimen (procedure) 6 20170706 129834002 Noncompliance with medication regimen (finding) 7 20170707 200100012 4107 Referred by payer (finding) 34
  • 35. - Enhanced MTM Encounter Data Example #3: Multiple Encounter Sequences, Including Encounters for Cost Sharing !ssistance (cont’d) Bene ficiary Sequence Encounter Date Encounter code Encounter Code Description DRUG_ID1 DRUG_ID2 DRUG_ID3 DRUG_ID4 DRUG_ID5 DRUG_ID6 DRUG_ID7 DRUG_ID8 Amount of Cost Sharing Provided 8 20170707 ZZZZZ Met sponsor's approved criteria for cost sharing assistance 9 20170707 ZZZZZ Provided medication at zero co-payment 205326 313988 866412 861004 803295 1000870 262095 966158 80.00 10 20170809 ZZZZZ Met sponsor's approved criteria for cost sharing assistance 11 20170809 41022002 Assessment of compliance with medication regimen (procedure) 12 20170809 182884001 Drug compliance good (finding) 13 20170809 ZZZZZ Provided medication at zero co-payment 205326 313988 866412 861004 803295 1000870 262095 966158 80.00 35
  • 36. Enhanced MTM Encounter Data Example #4: Beneficiary Experiences a Care Transition Beneficiary Sequence Encounter Date Encounter code Encounter Code Description Provider Identifier Provider Type Service Location Drug Product Identifier 1 1 20170102 2001000124107 Referred by payer (finding) 2 20170102 ZZZZZ Met sponsor's auto-referral targeting criteria 3 20170102 435411000124108 Patient notified of eligibility for medication therapy management service (situation) 4 20170102 391156007 Medication review without patient (procedure) 1245567895 1835P0018X Remote 5 20170102 432341000124108 Taking multiple medications for chronic disease (finding) 6 20170102 2091000124100 Under care of multiple providers (finding) 7 20170110 11429006 Consultation (procedure) 1245567895 1835P0018X Remote 8 20170110 304540007 Recommendation to stop drug treatment (procedure) 1245567895 1835P0018X Remote 995278 9 20170110 6091000124101 Medication therapy management recommendation refused by prescriber (situation) 36
  • 37. Enhanced MTM Encounter Data Example #4: eneficiary Experiences a are Transition (cont’d) Beneficiary Sequence Encounter Date Encounter code Encounter Code Description Provider Identifier Provider Type Service Location Drug Product Identifier 1 10 20170127 448511000124101 Transition from acute care to self-care (finding) 11 20170127 395009001 Medication stopped – side effect (situation) 995278 12 20170130 428711000124105 Recommendation to change medication (procedure) 1245567895 1835P0018X 1439829 13 20170130 447871000124109 Medication therapy management recommendation accepted by prescriber (situation) 14 20170130 408374000 Drug changed to cost effective alternative (finding) 647555 15 20170130 359746003 Patient condition stable (finding) 1245567895 1835P0018X 37
  • 38. Enhanced MTM Encounters - Summary • An enhanced MTM encounter should be submitted to document the following categories of MTM activities – Referral: who notified and/or who referred the beneficiary to receive MTM – Procedure: what service or intervention the beneficiary received – Issue: the beneficiary’s medication therapy issue – Outcome: what happened following an MTM procedure, including recommendations made and assessment of the beneficiary’s health status • The Beneficiary Sequence indicates the temporal order in which enhanced MTM encounters occurred • Sponsors will use existing SNOMED CT codes to document enhanced MTM activities • The forthcoming Enhanced MTM Model Encounter Data Companion Guide will contain instructions on how to access enhanced MTM SNOMED CT code sets 38
  • 39. Correcting Enhanced MTM Encounter Records Evan Perlman Task Lead, Enhanced MTM Model Implementation Contractor IMPAQ International, LLC www.impaqint.com 39
  • 40. Correcting Enhanced MTM Encounter Records (cont’d) • Record and Version data elements uniquely identify an encounter record • Record and Version are used to correct any previously-submitted record that has been accepted by the system (i.e., records that passed front-end edit checks at the point of file submission) Record Version Beneficiary HICN Encounter Date Submission Q1 2017 1 1 123456789A 20170108 2 1 123456789A 20170219 Submission Q2 2017 1 2 111111111A 20170107 2 2 111111111A 20170219 40
  • 41. File Submission Format • Tab delimited ASCII file • Include a header record with variable names • File naming convention: MTMEncounter_[ContractID]_Q[1-4]_[YYYY].TXT • More information on file format, size, and upload instructions to be included in the forthcoming Enhanced MTM Model Encounter Data Companion Guide 41
  • 42. Data Element Walkthrough Variable Name Label Definition Optionality Allowable Values Source RECORD Record Unique identifier for every enhanced MTM encounter. Required Any whole number beginning at 1 and increasing by 1 per record Part D Sponsor VERSION Version Unique identifier to distinguish original versus corrected encounter records. Required Any whole number beginning at 1 and increasing by 1 per record version Part D Sponsor CNTRCT_ID CMS Contract ID 5-digit identifier of the CMS contract. Required Valid CMS Contract ID CMS PBP_ID Plan Benefit Package ID 3-digit identifier of the specific plan benefit package (PBP) in which the beneficiary is enrolled. Required Valid CMS PBP ID CMS 42
  • 43. Data Element Walkthrough (cont’d) Variable Name Label Definition Optionality Allowable Values Source HICN Beneficiary HICN Unique number the Social Security Administration assigns to each Medicare beneficiary, which is the Health Insurance Claim number (HICN). For Railroad Retirement Board (RRB) beneficiaries, provide the RRB number in this field. Required Alphanumeric characters. Do not use hyphens or other symbols CMS SEQUENCE Beneficiary Sequence Temporal order in which an enhanced MTM encounter for a beneficiary occurred. Required Any whole number beginning at 1 and increasing by 1 per beneficiary Part D Sponsor 43
  • 44. Data Element Walkthrough (cont’d) Variable Name Label Definition Optionality Allowable Values Source ENCTR_DT Encounter Date Date the encounter occurs. Required Any date during reporting period Part D Sponsor ENCTR_CD Encounter Code SNOMED CT code identifying the encounter, including referrals, procedures, medication therapy issues, or outcomes. Required SNOMED CT codes Otherwise use code ZZZZZ SNOMED CT ENCT_DESC SNOMED CT Code Description Text description of the encounter code. Required Text SNOMED CT or Part D Sponsor 44
  • 45. Data Element Walkthrough (cont’d) Variable Name Label Definition Optionality Allowable Values Source PROVIDER Provider The NPI number that uniquely identifies Situationally Any valid NPI or NPPES Identifier an individual or organizational provider Required “N! that initiated the enhanced MTM service. PROVIDER_TYPE Provider Type Type of provider performing the MTM service (e.g., pharmacist, nurse Situationally Required Health Care Provider Taxonomy Washington Publishing Company; practitioner). If not one of the Health Care Provider Taxonomy Codes, use “Other” and specify in the Other Provider Type Description field. Code or Other CMS OTHER_PROVIDER Other Text description of provider type if no Situationally Any text Part D Sponsor _TYPE_DESC Provider Health Care Provider Taxonomy Code is Required or blank Type available. Must be populated if Provider Description Type is “Other”/ LOCATION Service Location Where the service was provided, [e.g., pharmacy- home- physician’s office- assisted living facility; remotely (as in telehealth)]. CMS Place of Service code. Can also use “Remote” Situationally Required Any valid code, Remote, or blank CMS Place of Service code; or, Remote if service delivered via telehealth/email (for non-face-to-face encounters). 45
  • 46. Data Element Walkthrough (cont’d) Variable Name Label Definition Optionality Allowable Values Source DRUG_ID Drug Product Identifier [Repeats 10 Times] RXCUI code(s) for the product(s) associated with the medication therapy issue. May not be applicable to all services provided. Situationally Required RXCUI or blank RxNORM DMEPOS DMEPOS Service HCPCS Level II code that uniquely identifies products, supplies, and services. Situationally Required Any valid HCPCS Level II code or blank CMS: HCPCS Level II codes INCENTIVE Beneficiary Incentive Text description of a CMS-approved service, product or incentive, such as a gift card to encourage beneficiary participation in MTM, or medication reminder device to improve medication compliance. Situationally Required Any text or blank Part D Sponsor COST_SHR_ AMT Amount of Cost Sharing Provided Amount of CMS-approved cost sharing, if any, provided to the beneficiary for the service, item, or drug product (see Enhanced MTM RFA, p. 26). Situationally Required Currency or blank Part D Sponsor 46
  • 47. Proposed Monitoring Measures • Use enhanced MTM encounter data to assess program’s implementation and effectiveness • Primary goals are to verify that approved services are reaching targeted population, and to identify barriers and successes • Measures may be calculated for sub-populations of interest based on targeting approaches – Chronic diseases – Beneficiary sociodemographics (e.g., region, LIS status) • Measures are NOT used for payment calculations • Measure results may be shared with sponsors for learning and model improvement • Measure specifications and measure sets will be adjusted and updated to reflect public comment, and to address approved Enhanced MTM plans 47
  • 48. Proposed Monitoring Measures (cont’d) Example measures under development • Percentage of Beneficiaries Discharged from the Hospital who Received Enhanced Medication Therapy Management Services • Percentage of Targeted Beneficiaries with at least One Medication Therapy Issue • Percentage of MTM Recommendations that were Implemented 48
  • 49. Closing Remarks !u’Sha Washington Learning System Co-Lead, Enhanced Medication Therapy Management Model Center for Medicare Medicaid Innovation https://innovation.cms.gov/initiatives/enhancedmtm/ 49
  • 50. Closing Remarks • Proposed enhanced MTM encounter data specifications leverage existing code sets and are designed to be flexible in order to capture all participating sponsors’ Enhanced MTM approaches • Enhanced MTM encounter data and proposed monitoring measures will be used for measuring and monitoring quality, service utilization and compliance with Enhanced MTM Model participation and contract requirements • Enhanced MTM encounter data and proposed monitoring measures are not used for reimbursement or payment calculations • Proposed enhanced MTM encounter data specifications, measure sets and measure specifications will be updated to reflect public comment 50
  • 51. Thank You for Participating in Today’s Learning Event! • Stakeholders are invited to submit comments to EnhancedMTM@cms.hhs.gov until 5:00 p.m. ET, Tuesday, April 26, 2016 • For questions pertaining to today’s event and to propose learning event topics please email EnhancedMTM@cms.hhs.gov • Visit the Part D Enhanced MTM model webpage to access model-specific details, including, previous learning events, and supplemental information • The recording, transcript and slides from today’s event will be available on the CMMI website: https://innovation.cms.gov/initiatives/enhancedmtm/ 51
  • 52. Reminder: Please Provide Your Feedback You can access the survey by using the Post Survey box that appears onscreen Click the Post Event Survey Then click “rowse To” 52