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Transition management past and future
Dr. Derk Loorbach
IST Zurich, 21-06-2013
What is transition management?
• Way to think about and act upon agency
in transitions
• Governance theory and framework
• Operationalized method and set of
systemic instruments
2000-2010
Policy sciences
Sustainable Development
Complexity theory
Sociology
Technology studies
1980
s
2000
Modeling
Multi-level
Multi fase
TM
Climate research
Onzerkerh.
Klimaat
modellen
Scene
IA
structuratie
management
SCOT
Transitie
Niche
CTA
History
Innovation studies
1990
s
Multi-level
Multi-fase
Uncertainty.
CAS
Scaling
Climate
models
3P
governance
IA
Structuration
Management
SCOT
Transition
Niche
CTA
Uncertainty
Transition
Management
TM 1.0
Monitoring,
evaluating
and learning
Developing
images
coalitions and
transition-
agendas
Mobilizing actors and
executing projects and
experiments
Problem structuring,
establishment of the
transition arena and
envisioning
society
Transition arenaRegular policy arena
- Short term
- Peloton
- Incremental change
- Problem- and goal oriented
- Long term
- Frontrunners
- System-innovation
- Problem- and goal searching
Predevelopment-based:
Creating space
Problem structuring/envisioning
Experimentation
Toolls/instruments
Theoretical evolution (1)
• Complex systems perspective on transition dynamics (De Haan &
Rotmans 2011, De Haan 2010, Loorbach et al. 2012, Loorbach and
Frantzeskaki 2012, Frantzeskaki & De Haan 2009,)
• Integrated sustainability assessment (Grosskurth & Rotmans
2005, Rotmans 2006, Rotmans et al. 2008)
• TM in relation to sustainability governance and policy design
(Frantzeskaki et al. 2012a, Loorbach et al 2011, Avelino 2009)
• Participatory methods for transition management (Van den
Bosch & Rotmans 2008, Wittmayer et al. 2009, Sondeijker 2009,
Van den Bosch 2010, Frantzeskaki et al 2012c, Roorda et al. 2012,
Taanman et al. 2012)
• Urban innovation processes (Loorbach 2009, Frantzeskaki et al.
2012b, Wittmayer et al. 2012, Roorda et al. 2012, Roorda 2012,
Van Steenbergen et al. 2012, Lodder & Krosse 2012)
Theoretical evolution (2)
• Analyses of sectoral transitions: energy (Loorbach & Verbong 2012),
mobility (Zijlstra & Avelino 2012, Avelino et al. 2012), health care (Van
Raak & De Haan forthcoming), water (Van der Brugge 2009, Frantzeskaki
2011), and infrasystems (Frantzeskaki & Loorbach 2010)
• Grassroots innovations, social movements, social economy and self-
organisation (Avelino & Kunze 2009, Wittmayer 2011, Avelino et al. 2012)
• Transitions in relation to socio-ecological resilience and biodiversity
(Van der Brugge & Van Raak 2007, Van der Brugge 2009, Westley et al.
2011, Frantzeskaki 2011)
• Power, politics, discourse and other critical engagements with
transition studies (Jhagroe 2011, Avelino 2011, Jhagroe & Wijsman 2011,
Eshuis, et al. 2012, Van Steenbergen & Wittmayer 2012, Wittmayer 2012,
Jhagroe & Frantzeskaki 2012)
• Transition perspectives on the economic crisis (Lijnis Huffenreuter
2012) and the role of business (Wijsman & Loorbach 2012)
Tools TM 1.0
SCENE
patterns
actor analysis
problem analysis
TRANSCE
reflexive
monitoring
monitoring
framework trans. indicators
MLP
DBU
Deepening, broadening, upscaling
transitioning
actor selection
expert-arena
system analysis
arena
agendaexperiments
evaluation
TM multiple participatory tools
2010-2020
20 culturele
organisaties
> 100.000
bezoekers
Transitie
UGent
38.000
studenten
7.100 staf
Onderzoek
biogas uit
GFT
Mobiliteitsarena
938 mobbers
Begeleidingstraject KMO’s
KLIMAAT-
ARENA
Inspiratie
partijprogramma’s
Klimaatwerkgroep
stadslandbouw
KWG EE in bedrijven
KWG valorisatie rioolwater en GFT
KWG Kunstsector
KWG mobiliteit
KWG consument duwt markt
Onderzoek
ESCO’s (in
opstart)
CEIP meets
GMS
Transition
Networks
Transition
Experiments
Transition
Arena
Phase III
Framing the transition
Phase IV
Envisioning a
sustainable city
Phase V
Reconnecting long term
& short term
Phase VI
Going into
action
Transition
Team
Phase I
Setting the
scene
Phase II
Exploring
dynamics
Phase VII
Engaging &
anchoring
Diversity
Emergence
Discourse
Conflicts
Pathways
Lock-in
First movers
Diversity
Emergence
Discourse
Conflicts
Pathways
Lock-in
First movers
Boundary shifting &
reconnecting
Storylines shifting
and new emerge
Spawning &
Multiplying
Dampening
Legitimacy
Inclusivity
Diversity
Scalability
Speed of
change
Justice
Time
Glocal
Legitimacy
Inclusivity
Diversity
Scalability
Speed of
change
Justice
Time
Glocal
Predevelopment selection zone Acceleration
Tools TM 2.0
tipping point
ethics
transition
potential
community engagement
communiciation
& discourse
financing (e.g. joint purchase)
empowerment
coalition building
business cases
cost-benefit
system analysis
arena
agendaexperiments
evaluation
TM
power analysis
institutionalization
power strategy
social movement
What’s going on?
predevelopment
take-off
acceleration
stabilisation
Based on Rotmans et al, 2001
System breakdown
Lock-in
Some argue we are here
But perhaps we’re here…
Or
here
…?
Transition lock-in?
• Transition field established, dominated by
socio-technical regime
• Different ‘schools’ hardly
interact/exchange/cocreate
• We are stuck in optimising the established
regime
• Lack of strategy to really impact science, policy
and society together
Escaping the lock-in
• Celebrate the diversity, make intellectual tensions
explicit and use them
• Kill our darlings: no more multiplying MLP, TIS, TM, SNM
• Strategize
– Global database of transition experiments/social innovation
– Face up to external (science/policy) regimes and destabilize
– Create global transition network based on existing hubs
– New themes: socio-economic domain, transition in science, policy
transition, …
– Our mission: a world in transition?

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Transition management agendasetting IST13

  • 1. Transition management past and future Dr. Derk Loorbach IST Zurich, 21-06-2013
  • 2. What is transition management? • Way to think about and act upon agency in transitions • Governance theory and framework • Operationalized method and set of systemic instruments
  • 4. Policy sciences Sustainable Development Complexity theory Sociology Technology studies 1980 s 2000 Modeling Multi-level Multi fase TM Climate research Onzerkerh. Klimaat modellen Scene IA structuratie management SCOT Transitie Niche CTA History Innovation studies 1990 s Multi-level Multi-fase Uncertainty. CAS Scaling Climate models 3P governance IA Structuration Management SCOT Transition Niche CTA Uncertainty Transition Management
  • 5. TM 1.0 Monitoring, evaluating and learning Developing images coalitions and transition- agendas Mobilizing actors and executing projects and experiments Problem structuring, establishment of the transition arena and envisioning society Transition arenaRegular policy arena - Short term - Peloton - Incremental change - Problem- and goal oriented - Long term - Frontrunners - System-innovation - Problem- and goal searching Predevelopment-based: Creating space Problem structuring/envisioning Experimentation Toolls/instruments
  • 6. Theoretical evolution (1) • Complex systems perspective on transition dynamics (De Haan & Rotmans 2011, De Haan 2010, Loorbach et al. 2012, Loorbach and Frantzeskaki 2012, Frantzeskaki & De Haan 2009,) • Integrated sustainability assessment (Grosskurth & Rotmans 2005, Rotmans 2006, Rotmans et al. 2008) • TM in relation to sustainability governance and policy design (Frantzeskaki et al. 2012a, Loorbach et al 2011, Avelino 2009) • Participatory methods for transition management (Van den Bosch & Rotmans 2008, Wittmayer et al. 2009, Sondeijker 2009, Van den Bosch 2010, Frantzeskaki et al 2012c, Roorda et al. 2012, Taanman et al. 2012) • Urban innovation processes (Loorbach 2009, Frantzeskaki et al. 2012b, Wittmayer et al. 2012, Roorda et al. 2012, Roorda 2012, Van Steenbergen et al. 2012, Lodder & Krosse 2012)
  • 7. Theoretical evolution (2) • Analyses of sectoral transitions: energy (Loorbach & Verbong 2012), mobility (Zijlstra & Avelino 2012, Avelino et al. 2012), health care (Van Raak & De Haan forthcoming), water (Van der Brugge 2009, Frantzeskaki 2011), and infrasystems (Frantzeskaki & Loorbach 2010) • Grassroots innovations, social movements, social economy and self- organisation (Avelino & Kunze 2009, Wittmayer 2011, Avelino et al. 2012) • Transitions in relation to socio-ecological resilience and biodiversity (Van der Brugge & Van Raak 2007, Van der Brugge 2009, Westley et al. 2011, Frantzeskaki 2011) • Power, politics, discourse and other critical engagements with transition studies (Jhagroe 2011, Avelino 2011, Jhagroe & Wijsman 2011, Eshuis, et al. 2012, Van Steenbergen & Wittmayer 2012, Wittmayer 2012, Jhagroe & Frantzeskaki 2012) • Transition perspectives on the economic crisis (Lijnis Huffenreuter 2012) and the role of business (Wijsman & Loorbach 2012)
  • 8. Tools TM 1.0 SCENE patterns actor analysis problem analysis TRANSCE reflexive monitoring monitoring framework trans. indicators MLP DBU Deepening, broadening, upscaling transitioning actor selection expert-arena system analysis arena agendaexperiments evaluation TM multiple participatory tools
  • 10. 20 culturele organisaties > 100.000 bezoekers Transitie UGent 38.000 studenten 7.100 staf Onderzoek biogas uit GFT Mobiliteitsarena 938 mobbers Begeleidingstraject KMO’s KLIMAAT- ARENA Inspiratie partijprogramma’s Klimaatwerkgroep stadslandbouw KWG EE in bedrijven KWG valorisatie rioolwater en GFT KWG Kunstsector KWG mobiliteit KWG consument duwt markt Onderzoek ESCO’s (in opstart) CEIP meets GMS
  • 11. Transition Networks Transition Experiments Transition Arena Phase III Framing the transition Phase IV Envisioning a sustainable city Phase V Reconnecting long term & short term Phase VI Going into action Transition Team Phase I Setting the scene Phase II Exploring dynamics Phase VII Engaging & anchoring
  • 12. Diversity Emergence Discourse Conflicts Pathways Lock-in First movers Diversity Emergence Discourse Conflicts Pathways Lock-in First movers Boundary shifting & reconnecting Storylines shifting and new emerge Spawning & Multiplying Dampening Legitimacy Inclusivity Diversity Scalability Speed of change Justice Time Glocal Legitimacy Inclusivity Diversity Scalability Speed of change Justice Time Glocal Predevelopment selection zone Acceleration
  • 13. Tools TM 2.0 tipping point ethics transition potential community engagement communiciation & discourse financing (e.g. joint purchase) empowerment coalition building business cases cost-benefit system analysis arena agendaexperiments evaluation TM power analysis institutionalization power strategy social movement
  • 14.
  • 15. What’s going on? predevelopment take-off acceleration stabilisation Based on Rotmans et al, 2001 System breakdown Lock-in Some argue we are here But perhaps we’re here… Or here …?
  • 16. Transition lock-in? • Transition field established, dominated by socio-technical regime • Different ‘schools’ hardly interact/exchange/cocreate • We are stuck in optimising the established regime • Lack of strategy to really impact science, policy and society together
  • 17. Escaping the lock-in • Celebrate the diversity, make intellectual tensions explicit and use them • Kill our darlings: no more multiplying MLP, TIS, TM, SNM • Strategize – Global database of transition experiments/social innovation – Face up to external (science/policy) regimes and destabilize – Create global transition network based on existing hubs – New themes: socio-economic domain, transition in science, policy transition, … – Our mission: a world in transition?