SLEEP APNOEA &STRIDOR
DR. NEERAJ RAUNIYAR
MS ENT RESIDENT, 3rd
YEAR
GMSMA For ENT – H & N STUDIES
MMC, TUTH, IOM
2.
SLEEP PHYSIOLOGY
Sleep temporary state of unconsciousness that can be interrupted by
external stimuli
Stages of sleep
Quiet/Non rapid eye movement sleep ( non-REM)
Active/Rapid eye movement sleep (REM)
Non-REM sleep
4 stages
Stage 1,2 EEG wave is low voltage & mixed frequency
Stage 3,4 high voltage & slow frequency so caleed Slow Wave Sleep (SWS)
Stage 2 account for ½ of adult sleep.
3.
REM speep
Low voltage & high frequency
2 pattern
Tonic REM depressed muscle tone
Phasic REM rapid eye movement & twitching of face & limbs
Dream, increased autonomic activity, fluctuation in BP, pulse, RR in sleep
1st
REM occur after 90 min of onset of sleep
REM account 25% of sleep
As sleep progresses REM increase & non-REM shortened
4.
Reticular activatingsystem promotes wakefulness when active &
promotes sleep when inactive.
Neurotransmitters in sleep
Amines
Amino acids
Peptides
Melatonin released in darkness & promotes sleep
5.
SLEEP & RESPIRATION
Respiratory centre in medulla
Afferent central chemoreceptor
sensitive to ph
Peripharal chemoreceptor sensitive to
P02
Mechanoreceptor in airway, lungs &
chest wall
Efferent phrenic nerve, peripheral
nerve, respiratory muscle
In non-Rem sleep no diaphragmatic
activity & increased intercostal activity
In REM sleep increased
diaphragmatic activity & decreased
intercostal activity
6.
Reduction ofmetabolic rate by 10-25% during sleep due to inhibition of
motoe activity & decreased body temp.
Upper airway muscle activity decreases during sleep with associated
increase in upper airway resistance predisposing to partial upper
airway obstruction
Snoring low frequency sound produced by vibration of upper airway
walls (esp. soft palate) during partial upper airway obstruction
EPIDEMIOLOGY OF OSAH
4 % male and 2% female ( Young et al,. 1993)
Approx. 5% in a given population ( Young et al,. 2002)
More common & severe in male
3-7 yrs of age in children with equal in both sexes
Greater in Chinese origin
Risk factor for OSAH
Obesity
Gender ( male)
Increased age
Sex hormone ( progesterone increases upper airway dilating muscle activity)
Individual variation in mandibular, tongue & soft palate size and position
Adenotonsillar hypertrophy
SYMPTOMS
Snoring
Fatigue
Witnessed breath-holds
Gasping & choking
Excessive daytime
sleepiness (EDS)
Fragmented sleep
• Unrefreshing sleep
• Reduced alertness
• Mood changes
• Nocturia
• Impaired work performance
• H/O DM, HTN, Hypertriglyceridaemai
In children
• Failure to thrive
• Sweet during sleep
• Unusual sleeping position
• Tracheal tug
• Hyperactivity Vs EDS in adult
16.
EXAMINATION
Central obesity
BMI > 28
Neck circumference > 47 cm (have predictive value)
Detailed nasal & oropharyngeal examination including
Mallampati score
Retrognathia
Craniofacial abnormality
Adenotonsillar hypertrophy
History & examination has sensitivity & specificity of 50% only (Hoffstein et al,.
1993)
EDS measured with Epworth Sleepiness Scale (ESS) ???????put scoring table
17.
THE EPWORTH SLEEPINESSSCALE
Score situation
Sitting and reading
Watching TV
Sitting inactive in a public
place (eg, theater, meeting)
As a passenger in a car for
an hour without break
Lying down to rest in the
afternoon when
circumstances permit
Sitting and talking to
someone
Sitting quietly after a lunch
without alcohol
In a car, while stopped for a
few minutes in the traffic
Normal score 2-10
Mod – severe OSA > 16
0 - Would never doze off
1 - Slight chance of dozing off
2 - Moderate chance of dozing off
3 - High chance of dozing off
18.
INVESTIGATIONS
Videondoscopy
Polysomnography
Sleep nasendoscopy +/- Video
Oesopharyngeal manometry
Cephalometry with Mueller manoeuver
Fluroscopy
3D CT
Dynamic ultrafast MRI
Acoustic analysis
Nasal spray test
Can identify site of snoring
19.
SLEEP NASENDOSCOPY-
Cansite of snoring be identified?
Widely used in UK
Procedure-:
Sleep Nasendoscopy Grading
Grade Obstruction
1 Simple palatal level snoring/palatal flutter
2 Single level palatal obstruction
3 Palatal level obstruction with intermittent
oropharyngeal involvement
4 Sustained multisegmental obstruction
5 Tongue base obstruction
6 Isolated epiglottic involvement
20.
Other wayto classify level of obstruction is
level 1 adenoid or valopharyngeal obstruction
Level 2 tonsillar obstruction
Level 3 tongue base obstruction
Level 4 supraglottic obstruction
Fig Findings at sleep nasendoscopy.
The photographs show the endoscopic view of the
obstruction at each level from 1 to 4.
21.
Polysomnography
EEG
EOG
EMG
Overnight oximetry
Domiciliary multichannel testing
Apnoae complete cessation of airflow for al least 10 sec. regardless of where there is
associated o2 desaturation or aurosal.
In children its 6 sec duration
Hypoapnoae reduction in airflow of 50 – 90%with or without =/>3% o2 desaturation
&/or EEG changes OR reduction in airflow of <50% accompanied by =/>3% o2
desaturation &/or EEG changes
22.
OVERNIGHT OXIMETRY
Measureo2 saturation & pulse rate
>97% SpO2 excludes hpoxia/ hpercarbia
< 87% SpO2 coexistient cardiac or broncho-pulmonary disease
Principle when apnoea/hypoanoae 02 saturation falls & when
apnoae/hyponoae relieved o2 saturation recovered
Rise & falls in 02 saturation o2 dip
A dip of fall in o2 saturation of 4% significant
O2 desaturation index (ODI) no. of times of o2 saturation falls by 4%
averaged our per hr
23.
A ODIof > 15/hr OSA
Other features in diagnosis of OSA are
ESS > 10
BMI > 28kg/m2
Co-morbidities
HTN
CAD
DM
Metabolic syndrome
O2 saturation monitored with wristwatch device which pt. wear at night
It’s a screening tool which has good specificity but lack sensitivity
It may miss OSA who do not desaturate
24.
HOME MULTICHANNEL TESTING
Usually consist of oronasal cannulae, thoracic &
abdominal band & finger oximeter probe
Thoracic & abdominal band determine type of upper
airway obstruction
OSAH chest & abdominal band display movement
Central Sleep apnoae/hypoapnoae no chest &
abdominal movement
Advantages-
Pt. comfort
Cost saving
Prevention of hosp. admission
Rapid analysis of data
25.
Disadvantages-
Sensorfailure
Loss of signal
A classic example of OSA with repetitive apnoeas. X-axis is five
minutes.
1st
- trace is the oronasal cannulae flow, 2nd
- thoracic band,
3rd
- abdominal band, 4th
- trace is oxygenation and 5th
- is
pulse rate.
26.
POLYSOMNOGRAPHY
Gold standard
Sleep state
EEG
EOG
EMG
Respiratory variables
O2 saturation
Oronasal airflow
Chest & abd movement
Tracheal microphone
Oesophageal balloon
manometer
Non respiratory variable
ECG
Anterior tibialis EMG
Sleeping position detector
Video monitoring
27.
Values calculated
Apnea/hypoanoae index(AHI)
Mild OSA = 5-20 / hour.
Moderate OSA = 20-40 / hour.
Severe OSA = >40 / per hour
Apnea type
Apnea duration
Degree of O2 saturation
Time spent at each level of desaturation
28.
OVERNIGHT POLYSOMNOGRAPHY
Indication-
Complex OSA such as OHS
Neuromuscular disorder which need ventilatory support
Narcolepsy
Periodic leg movement syndrome
29.
OESOPHAGEAL MANOMETRY
Usedwith sleep screening studies
To diagnose apnoae/hypoapnoae
Also used to evaluate relationship between reflux & OSA
C) Ultrafast MRI
Used in awake and asleep pt.
Also used to quantify surgical tissue volume resection to achieve resolution
of snoring
NASAL SPAY TEST
Decongestant on alternate night compare severity of snoring &
apnoae
treat nasal pathology Improvement
in symptoms
33.
Which testshould be used?
Oximetry as 1st
line screening
in borderline/ uncertain cases
PSG
34.
Apnoae/hypoapnoae index(AHI) no. of apnoae/hypoapnoae
averaged per hr.
American Apnoae Association grading of sleep apnoae
AHI Level of OSA
< 5 No OSA
5-20 Mild
20-40 Moderate
> 40 Severe
35.
TREATMENT
When totreat?
OSA without EDS &/or co-morbidity as HTN, DM, CAD no treatment
Lifestyle modification like reducing wt. particularly if BMI > 25 kg/m2 & treating any
co-morbidity
Mils OSA with EDS &/or co-morbidity as HTN, DM, CAD
Moderate/ Severe OSA with/ without EDS & co-morbidity
Treatment
A) medical
B) Surgical
Need treatment
36.
Medical management
Exclude hypothyroidism/ acromegaly
Alcohol advice
Drug review
Weight loss
Nasal medication
Nosovent
Drugs
Protryptyline
Acetazolamide, theophylline, doxapram, buspirone, nocotine
37.
MEDICAL TREATMENT
1.) Continuouspositive airway pressure (CPAP)
Acts as pneumatic splint
MOA blowing air through a tube & mask through nasal &/or oral passageway
will support pharyngeal & palatal walls thus preventing collapse of airway
The equipment
Fixed pressure CPAP constant blowing pressure
Auto CPAP vary pressure depending on presence of apnoae/hypoapnoae
Predicted pressure for CPAP ( cm H2O)
= (0.16 x BMI) + ( 0.13 x NC) + (0.04 x AHI) -5.12
Where NC = neck circumference
Used in children who are syndromic, obese, CP
38.
S/E ofCPAP
Claustrophobia
Nasal stuffiness
Leaks
Coryzal illness
Skin abrasions
Ulceration of bride of nose
Air swallowing
Pulmonary barotrauma
39.
Treatment Failure
Mainly due to poor tolerance to CPAP
Lead to continued symptoms + risk of co-morbidity esp. cardiovascular,
cerebrovascular & DM
Compliance & Troubleshooting
By 3 yr, 12-25% discontinued CPAP
Compliance increased =/>4 hrs of using CPAP for at least 5 nights/weeks
Close f/u
Adequate education abt. CPAP
Consequences of not treating OSA
Influence long-term use of CPAP
40.
2.) Nasopharyngeal airway:-
In new born & few days old baby
Length adjusted acc. to site of obstruction
e.g. in Pierre Robin sequence lies just above epiglottis
In Apart Syndrome free edge of soft palate
3.) Mandibular Advancement Splint (MAS):-
Not tolerate CPAP
Not fit for surgery
41.
NEW TREATMENT
inspire®Upper Airway Stimulation (UAS) therapy is a new treatment
option for obstructive sleep apnea patients who are unable to use
Continuous Positive Airway Pressure (CPAP)
Inspire is a fully implanted system that is designed to sense breathing
patterns and deliver mild stimulation to a patient’s airway muscles to
keep the airway open during sleep.
42.
MULLER MANOEVER
Scoring system( Sher et al 1985)
Degree of pharyngeal obstruction at each level
1+ minimal collapse
2+ collapse decreasing cross section area by 50%
3+ collapse decreasing cross section area by 75%
4 + obliteration of the airway
Soft palate level lower pharyng level UPPP
3+ 4+ - ideal
3+ 4+ 1+2+ suboptimal
<3+ > 2+ not suitable
43.
Indication forsurgery:-
Patient with severe antisocial snoring
Without OSA
Localized obstruction at one level in upper airway usually at palatal level
Multisegmental obstruction with predominant obs. at palatal level
Patient with mild-to-moderate sleep apnoae
With severe antisocial snoring
Failed or inadequate response to CPAP
Localized obstruction at one level in upper airway usually at palatal level
Patients with moderate-to-severe sleep apnoae
With severe antisocial snoring
Failed or inadequate response to CPAP
Multisegmental obstruction
RFTVR
LAUP
UPPP
Combination of procedure on
Palate
Tongue base
Lateral pharyngeal walls
44.
SURGICAL TREATMENT
A)Adenotonsillectomy :
Treatment of choice in children
Treatment acc. To level of obstruction :-
Level 1 adenoidectomy
Level 2 tonsillectomy
Level 3 nasopharyngeal airways, glossopexy, MAS, CPAP
Level 4 LASER supraglottoplasty, anterior epiglottopexy
45.
SURGICAL TECHNIQUE
B)Uvulopalatopharyngoplasty
Resection of a strip of soft palate & uvula in combination with tonsillectomy
tonsillar pillar sutured together
Principle to stiffen the soft palate by scarring and to increase space
behind the soft palate to minimize obstruction
Complication:-
Severe post-op pain
Haemorrage (2-14%)
Airway obstruction
Post-op pulmonary oedema & hypoxia(2-11%)
Nasal regurgitation (13%)
46.
valopharyngeal stenosis
Dry throat
Excessive pharyngeal hypersecretion (10%)
Swallowing problems (9%)
Voice changes (7%)
Taste disturbance
Short tern success rate 76-95%
Long term success rate 45% (Hicklin et al,. 2000)
47.
C) Laser-assisteduvulopalatoplasty (LAUP)
OPD procedure & done under local anaesthesia
Principle stiffen the soft palate and thereby minimize snoring due to palatal
flutter
Procedure Bilateral vertical incisions are made in the soft palate
followed by partial vaporization of the uvula with a CO2 laser after giving
local inj.
Adv. no post-op nasal regurgitation
Disadv. 1-5 procedure 1 month apart to complete treatment
48.
Complication:-
Comparativelyless than UPPP bt depend on degree of vaporization
Globus type sensation
Post-op pain
Fungal infection
Short tern success rate 79%
Long term success rate 55% (Berger et al,. 2001)
49.
D) RadiofrequencyTissue Volume Reduction (RFTVR)/ Thermal
ablation
Principle thermal injury to specific submucosal sites in the soft
palate resulting in fibrosis of the muscular layer and volumetric tissue
reduction
Advantages:-
Day care surgery under local
Less post-op pain
Less other complication
50.
Complications:-
Ulcerof tongue base & soft palate
Dysphagia
Temporary CN XII palsy
Abscess at tongue base
Short tern success rate 50-85% (Johnson et al,. 2002)
Long term success rate 52% (Said et al,. 2003)
Recent advances in treatment in RFTVR
Somnus device
Celon device bipolar electrode tip so reduced procedure time
Coblater unit larger electrode tip so more complication
51.
NASAL OBSTRUCTION ANDNASAL SURGERY IN THE
PATHOGENESIS AND TREATMENT OF SNORING AND
OBSTRUCTIVE SLEEP APNOEA
Exact role unclear
reduced nasal cross-sectional area promotes increased nasal
resistance to airflow and promotes inspiratory collapse of both the
oroand hypopharynx
If nasal obstruction contributes to OSA development, correction of
the obstructed airway should improve OSA but its not the case in
most of OSA
52.
OCCASIONAL PROCEDURES FORSNORING AND
OBSTRUCTIVE SLEEP APNOEA
Injection snoroplasty technique
Outpatient uvulopalatal flap
Palatal inplants
Repose tongue base suspension suture
Mandibular Advancement Surgery (MVS)
Brings tongue base forwards thus increasing dimension of upper airway
Adv.
simplicity
Reversibility
Cost effectiveness
53.
FOLLOW UP
Aimto
Determine compliance
Minimize intolerance
Improve symptoms
Continue to modify cardiovascular risk factor
Some centre uses repeat overnight oximetry with CPAP
STRIDOR
Stridor noisy sound of high pitch generated from turbulence of airflow in
larynx & trachea.
Stertor low pitch snoring type of noise produced by
obstruction of naso & oropharynx
Characteristics of stridor
Inspiratory extrathoracic obstruction from supraglottis
Expiratory obstruction in thoracic trachea or primary or
secondary bronchi
Biphasic obstruction in glottis or subglottis or cervical trachea
Bernoulli law – velocity increases, pressure decreases – collapse of airway
Pascal’s principle – pressure same at every point on containing walls
Type of stridor n site of origin
Age of onsetPossible Aetiology
Birth Vocal cord paralysis choanal atresia, laryngeal web, vascular ring
4-6 weeks Laryngomalacia
1-4 years Croup, epiglottitis, foreign body aspiration
Chronicity
Acute Foreign body aspiration, croup, epiglottitis, retropharyngeal abscess
chronic Structural lesion laryngomalacia, laryngeal web or larynogotracheal stenosis
ASSESSMENT
60.
Precipitating Factors PossibleAetiology
Worsening with straining or crying Laryngomalacia, tracheomalacia, macroglossia, micrognathi
Worsening in a supine position Viral or spasmodic croup
Worsening at night Viral or spasmodic croup
Worsening with feeding Croup, bacterial tracheitis
Antecedent upper respiratory tract
infection
Tracheoesophageal fistula, tracheomalacia, neurologic disorder,
vascular compression
Choking Foreign body aspiration, tracheoesophageal fistula
61.
Associated symptoms PossibleAetiology
Barking cough Croup
Brassy cough Tracheal lesion
Drooling Epiglottitis, foreign body in esophagus, retropharyngeal or
peritonsillar abscess
Weak cry Laryngeal anomaly or neuromuscular disorder
Muffled voice Supraglottic lesion
Hoarseness Croup, vocal cord paralysis
Snoring Adenoidal or tonsillar hypertrophy
62.
Past history PossibleAetiology
Intubation trauma Vocal cord paralysis, larynogotracheal stenosis
Birth trauma Vocal cord paralysis
Birth marks Hemangioma
Atopy Angioneurotic edema, spasmodic croup
Family history
Down syndrome
Hypothyroidism
63.
PHYSICAL EXAMINATION
General PossibleAetiology
Cyanosis Cardiac disorder, hypoventilation with hypoxia
Fever Underlying infection
Toxicity Epiglottitis
Tachycardia Cardiac failure
Bradycardia Hypothyroidism
Quality of stridor
Inspiratory Extrathoracic obstruction from supraglottis
Expiratory Obstruction in thoracic trachea or primary or secondary bronchi
Biphasic obstruction in glottis or subglottis or cervical trachea
64.
Position of childPossible Aetiology
Hyperextension of neck Extrinsic obstruction at or above larynx
Leaning over and drooling Epiglottitis
Lessening of stridor on prone Laryngomalacia, micrognathia, macroglossia
Chest finding
Prolonged inspiratory phase Laryngeal obstruction
Prolonged expiratory phase Tracheal obstruction
U/L decreases air entry Foreign body in ipsilateral bronchus
Associated signs
Arrhythmias, murmur, abnormal
heart sound
Structural heart disease
Cutaneous heamangiomas Subglottic haemangioma
Peripheral neuropathy Vocal cord paralysis
Utricaria/ angioedema Angioneurotic oedema
65.
INVESTIGATIONS
I.) Pre-endoscopic
ABGrespiratory acidosis
Imaging
A) plain chest x-ray
Ground glass appearance bronchopulmonary dysplasia
Mediastinal shift/ obstructive emphysema FB bronchus
B) Videofluroscopy
Young children with suspected FB
Tracheomalacia
C) Bronchography
Tracheobronchial stenosis
Tracheobronchial malacia
66.
D) USGof vocal cord
TVC palsy
E) 24 hr oesophageal pH probe monitoring
GERD
F) PFT using flow-volume-loops
To localize site of obstruction
67.
II.) Endoscopy
Confirmthe diagnosis
1) Flexible endoscopy in ward/OPD
Without anaethesia
Per-oral Vs transnasal
Screening
Miss second pathology
Dynamic abnormalities like laryngomalacia, TVC palsy
68.
2) Laryngotracheobronchoscopy(LTB)
Gold standard
Team work
Anesthesia
iv induction
intubation
jet ventilation–short pulses of injected anesthetic gas
laryngeal mask
Maintenance of anaesthesia O2 + halothane
69.
3) Microlaryngotracheobronchoscopy(MLTB)
With microscope/ rigid telescope
Microscope (400 mm lens) +/-
Hopkins rod telescopes
Age appropriate bronchoscopes
Laryngeal examination
ET tube removed
Superior view
Mobility of cricoarytenoid joint assessed
Post, laryngeal cleft
70.
4.) Bronchoscopy
Ventilating bronchoscope
Age-appropriate bronchoscope
Main bronchi, carina, trachea & subglottis examined
systemically
Tracheomalacia use small bronchoscope
Avoid +ve pressure to avoid splinting
71.
5.) Dynamicassessment of larynx on recovery from
anesthesia
Assess while withdrawing bronchoscope to just posterior to tip of the
epiglottis
Advantage:-
Look cord mobility
Posterior type of laryngomalacia
Disadvantage
Miss ant. collapse of epiglottis
Editor's Notes
#6 Other sites of vibration tonsil, epiglottis, base of tongue
#21 Since history n examination has poor sensitivity n specificity other tools used to diagnose OSAH
#24 Oronasal canulae nasal or nasal air flow
Thoracic/ abd. Band measure chest or abd. movenent
#25 A classic example of OSA with repetitive apnoeas. X-axis is five minutes. The top trace is the oronasal cannulae flow,
the second the thoracic band, the third the abdomi nal band, the fourth trace is oxygenation and the fifth is pulse rate. Note the
marked desaturations of oxygen with each apnoea, which recovers once the apnoea has ended, and because of lag time effect, the
nadir of oxygen saturation always follows the apnoea
#34 No. apnoae/hypoapnoae divided by total sleep time AHI
#37 No significant difference betn fixed or
(Sullivan et al 1981 auto CPAP
#45 Described by Ikemastu in 1950s n popularized by Fugita in 1985
#47 By kamami in france in 1993
Lignocaine with adrenaline is injected above the base of the uvula and 1 cm lateral to the midline in the inferior portion of the soft palate. Bilateral vertical
incisions are made in the soft palate followed by partial vaporization of the uvula with a CO2 laser.
#59 History
Perinatal history
Birth laryngeal web, subglottic stenosis
After 1st few weeks congenital vocal cord palsy
Pattern od stridor
Laryngomalacia better with siting, prone and asleep but worse with cry, feed and when distress
Associated feature
#68 Iv induction for older child, preop steroid, atopine for dry surgical field, gus for infant
Intubation quickly ventilated to level so that endoscope passed without gag n maintain spontaneous resp.
Jet ventilation child paralyzed, gas exchange maintained with short pulse of iv anaesthetic , s/e pneumothorax in neonates
Laryngeal mask in difficult intubation n mandibular hypoplasia, also 4 fibre optic bronchoscopy
#71 Excellent technique use fibre optic bronchoscope with laryngeal mask ventilation just above laryngeal inlet