SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI)
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Securities and exchange board of india
The Securities and Exchange Board of India (SEBI) is the apex regulatory body for the securities market in India. It was established to protect investors, maintain fair practices, and promote the development of the securities market. SEBI regulates stock exchanges, trading of securities, registration of market intermediaries, and issues guidelines for companies regarding public offers. It aims to educate investors and enforce regulations regarding insider trading, disclosure requirements, and corporate governance.
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The Securities and Exchange Board of India (SEBI) was established in 1988 as a non-statutory body and was later given statutory powers through the SEBI Act of 1992. SEBI regulates the securities markets and protects investor interests. It has its headquarters in Mumbai and regional offices in major Indian cities. SEBI is responsible for framing regulations, registering market intermediaries, monitoring activities of stock exchanges and changes to protect investors and ensure safety of investments in the securities market.
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This document provides an overview of the Securities Contracts (Regulation) Act of 1956 in India. It defines key terms, explains what the act deals with such as stock exchanges and contracts in securities. The act was created to regulate undesirable transactions in securities and promote a healthy stock market. It discusses the history behind the need for the act due to stock market crashes and malpractices. Amendments over time expanded investor protections. The implications were reducing serious crises and restoring public trust in stock exchanges.
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This document summarizes a project report on online trading. It discusses how online trading allows investors to place orders over the internet through a broker. It must be ensured that sufficient funds and securities are available in the investor's account. Contract notes detailing trades must be issued within 24 hours. The objectives of the study are to understand how the stock market and investment patterns work. A literature review and methodology involving a survey of 100 respondents is presented. Charts show most invest with India Bulls and trade intraday. Many see market uncertainty as a challenge but an opportunity. Lack of knowledge and unsatisfactory broker services are key problems.
SEBI
The document summarizes the role and functions of the Securities and Exchange Board of India (SEBI). It states that SEBI was established in 1988 as the regulator of India's securities market, with its headquarters in Mumbai. SEBI's key responsibilities include protecting investors, promoting market development, and regulating securities markets. It has powers to regulate stock exchanges and other market participants like brokers. SEBI is divided into departments that oversee the primary market, intermediaries, and secondary market. The document also provides brief definitions of related terms like shares, equity shares, bonds, derivatives, debentures, and preference shares.
Securities and exchange board of indiaupdated (sebi
Securities and Exchange Board of India (SEBI) is the regulator of the securities market in India. It was established in 1988 and given statutory powers through the SEBI Act of 1992. SEBI is responsible for protecting investors, regulating the securities market, and promoting its development. It has quasi-legislative, quasi-judicial and quasi-executive powers and has been successful in pushing for reforms and regulations in the Indian market.
SEBI
The document summarizes the establishment and functions of the Securities Exchange Board of India (SEBI). SEBI was established in 1988 as a non-statutory body and became a statutory body in 1992 with the passing of the SEBI Act. The SEBI Act established SEBI as the regulator of the securities market in India and granted it powers to regulate stock exchanges, brokers, and other market intermediaries. The objectives of SEBI include protecting investor interests and promoting an orderly securities market.
Sebi and regulations
SEBI (Securities and Exchange Board of India) was established in 1988 to regulate the securities market in India. SEBI aims to protect investors, maintain orderly markets, and promote market development. It oversees stock exchanges, registers market intermediaries like brokers and merchant bankers, and regulates substantial acquisitions of shares and takeovers. SEBI is divided into departments and has offices across major Indian cities. It works with advisory committees to achieve its goals of regulating primary and secondary markets and protecting investors.
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Securities and exchange board of india
The Securities and Exchange Board of India (SEBI) is the apex regulatory body for the securities market in India. It was established to protect investors, maintain fair practices, and promote the development of the securities market. SEBI regulates stock exchanges, trading of securities, registration of market intermediaries, and issues guidelines for companies regarding public offers. It aims to educate investors and enforce regulations regarding insider trading, disclosure requirements, and corporate governance.
Sebi presentation
The Securities and Exchange Board of India (SEBI) was established in 1988 as a non-statutory body and was later given statutory powers through the SEBI Act of 1992. SEBI regulates the securities markets and protects investor interests. It has its headquarters in Mumbai and regional offices in major Indian cities. SEBI is responsible for framing regulations, registering market intermediaries, monitoring activities of stock exchanges and changes to protect investors and ensure safety of investments in the securities market.
SCA - Security Contract Act
This document provides an overview of the Securities Contracts (Regulation) Act of 1956 in India. It defines key terms, explains what the act deals with such as stock exchanges and contracts in securities. The act was created to regulate undesirable transactions in securities and promote a healthy stock market. It discusses the history behind the need for the act due to stock market crashes and malpractices. Amendments over time expanded investor protections. The implications were reducing serious crises and restoring public trust in stock exchanges.
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This document summarizes a project report on online trading. It discusses how online trading allows investors to place orders over the internet through a broker. It must be ensured that sufficient funds and securities are available in the investor's account. Contract notes detailing trades must be issued within 24 hours. The objectives of the study are to understand how the stock market and investment patterns work. A literature review and methodology involving a survey of 100 respondents is presented. Charts show most invest with India Bulls and trade intraday. Many see market uncertainty as a challenge but an opportunity. Lack of knowledge and unsatisfactory broker services are key problems.
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The document summarizes the role and functions of the Securities and Exchange Board of India (SEBI). It states that SEBI was established in 1988 as the regulator of India's securities market, with its headquarters in Mumbai. SEBI's key responsibilities include protecting investors, promoting market development, and regulating securities markets. It has powers to regulate stock exchanges and other market participants like brokers. SEBI is divided into departments that oversee the primary market, intermediaries, and secondary market. The document also provides brief definitions of related terms like shares, equity shares, bonds, derivatives, debentures, and preference shares.
Securities and exchange board of indiaupdated (sebi
Securities and Exchange Board of India (SEBI) is the regulator of the securities market in India. It was established in 1988 and given statutory powers through the SEBI Act of 1992. SEBI is responsible for protecting investors, regulating the securities market, and promoting its development. It has quasi-legislative, quasi-judicial and quasi-executive powers and has been successful in pushing for reforms and regulations in the Indian market.
SEBI
The document summarizes the establishment and functions of the Securities Exchange Board of India (SEBI). SEBI was established in 1988 as a non-statutory body and became a statutory body in 1992 with the passing of the SEBI Act. The SEBI Act established SEBI as the regulator of the securities market in India and granted it powers to regulate stock exchanges, brokers, and other market intermediaries. The objectives of SEBI include protecting investor interests and promoting an orderly securities market.
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SEBI (Securities and Exchange Board of India) was established in 1988 to regulate the securities market in India. SEBI aims to protect investors, maintain orderly markets, and promote market development. It oversees stock exchanges, registers market intermediaries like brokers and merchant bankers, and regulates substantial acquisitions of shares and takeovers. SEBI is divided into departments and has offices across major Indian cities. It works with advisory committees to achieve its goals of regulating primary and secondary markets and protecting investors.
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The Securities and Exchange Board of India (SEBI) is the regulator for the securities market in India, established in 1988 and given statutory powers in 1992 through the SEBI Act. SEBI has three main functions: quasi-legislative, quasi-judicial, and quasi-executive. Its objectives are to protect investors, promote securities market development, and regulate the securities market. Some of SEBI's roles include licensing brokers and dealers, stopping fraud, regulating mergers and acquisitions, auditing stock market performance, and educating investors. SEBI has achieved several milestones like facilitating dematerialization of shares and shortening the settlement cycle. Key ongoing challenges include enforcement, developing talent and market intelligence, and deep
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Introduction
Objectives
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Functions
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Legislations:Acts
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Policy Development: SEBI Regulations on Primary Markets, Capital markets, Collective Investment Vehicles, and Debt markets.
SEBI By Aakash Tiwari
SEBI stands for Securities and Exchange Board of India. It was established in 1988 as a non-statutory body and was later given statutory powers in 1992 via an Act of Parliament. SEBI works to protect investors in the securities market, promote securities market development, and regulate market activities. It registers various market participants like stock exchanges, brokers, mutual funds etc. and regulates their activities while also prohibiting unfair trade practices. SEBI aims to promote investor education and take action against insider trading.
SEBI ACT
The Securities and Exchange Board of India (SEBI) was established in 1988 as the regulator of the securities market in India. It was later given statutory powers through the SEBI Act of 1992. SEBI has the objective of protecting investors, regulating the securities market, and promoting its development. It carries out regulatory functions like controlling stock exchanges and intermediaries, as well as developmental functions like investor education. SEBI has various departments and regional/local offices. It is funded by the Central Government and has powers to regulate activities in the Indian capital market.
Securities & Exchanges Board of India through analysis of Satyam fiasco.
SEBI is the regulatory body for India's securities markets. It was established in 1988 and given statutory powers in 1992 to protect investors, regulate stock exchanges, and promote the healthy growth of the securities market. The document discusses SEBI's objectives, functions, importance, and investors' rights. It also summarizes the Satyam scam case, where fraudulent accounting practices were discovered, and new rules SEBI implemented afterwards to strengthen investor protections, such as stricter audit requirements and disclosure of share pledges. Overall, the role of regulatory authorities like SEBI is considered important to encourage investment by maintaining stable, efficient markets and protecting investors.
SEBI
SEBI was established in 1988 as a non-statutory body and was given statutory powers through the SEBI Act in 1992. SEBI regulates the securities market in India by promoting its orderly and healthy development. It aims to protect investors, maintain fair practices, and ensure transparency through regulating stock exchanges, intermediaries, and other market participants. SEBI performs protective, developmental and regulatory functions like prohibiting unfair trade practices, promoting training and activities, and registering and regulating various intermediaries and institutions.
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This document discusses the demutualization and corporatization of stock exchanges in India. It provides background on the mutual structure of Indian stock exchanges prior to demutualization. It then outlines the steps taken towards demutualizing exchanges, including the BSE becoming a company limited by shares in 2005. Research analyzed BSE index and turnover data, finding more stability and increased turnover after demutualization in May 2005. Challenges of the process included potential ongoing conflicts of interest and loss of exchange identity.
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The title of the slide is Securities and Exchange Board of India. Its all about Introduction, Reasons for its establishment, Role, Functions, Its Organizational Structure and Powers of SEBI.
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SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body and was given more autonomous powers in 1992 to regulate the securities market. It has a board consisting of a chairman, government officials, and other members appointed by the central government. SEBI was established to address rampant malpractices in the capital market such as by companies, brokers, and consultants that eroded investor confidence. The objectives of SEBI include regulating market intermediaries, prohibiting unfair trade practices, promoting investor education, and regulating mergers and acquisitions. SEBI regulates the primary market, secondary market, mutual funds, and foreign institutional investments.
Sebi ppt
The document discusses the Indian capital markets regulatory framework and some of the key issues faced by investors. It notes that the capital markets are regulated by the Ministry of Finance, Securities and Exchange Board of India (SEBI), and Reserve Bank of India. SEBI was established in 1988 as the main regulator and has objectives of protecting investors, ensuring fair practices, and promoting an efficient securities market. The document also outlines some stock trading procedures and types of members/brokers that operate on the stock exchanges.
Sebi
The Securities and Exchange Board of India (SEBI) was formed on April 12, 1992 to regulate the securities market. SEBI is headquartered in Mumbai and is managed by a chairman and other members appointed by the Union Government of India. SEBI was established to protect investors, promote the securities market, and regulate market activities. It oversees stock exchanges, registers intermediaries, and enforces regulations related to market conduct, insider trading, and more.
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SEBI was established in 1992 to regulate the securities markets and protect investors. It aims to promote orderly development of the markets and ensure investor protection. SEBI has various powers to regulate stock exchanges, intermediaries, and impose penalties. Its functions include protective, developmental, and regulatory roles like prohibiting unfair practices, promoting training, and regulating intermediaries. Over time, SEBI has helped transform trading infrastructure and made the markets safer for investors.
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The Securities and Exchange Board of India (SEBI) is the regulator for the securities market in India. It was established in the year 1988 and given statutory powers on 12 April 1992 through the SEBI Act, 1992.
Sebi
SEBI was established in 1988 as the regulator for India's securities market and was granted statutory powers in 1992. It is headquartered in Mumbai and has regional offices across India. SEBI's objectives are to protect investors, promote market development, and regulate securities trading. It has comprehensive regulatory powers over stock exchanges, intermediaries, and market participants. SEBI aims to integrate the national securities market and diversify trading products to increase participation.
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The document discusses the powers and functions of the Securities and Exchange Board of India (SEBI). SEBI regulates the securities market in India and protects investors. It has powers to approve stock exchange bylaws, inspect books of accounts, compel certain companies to list on exchanges, and register brokers. SEBI has pushed for electronic and paperless trading through T+2 settlement and eliminating physical share certificates. It also set exit guidelines for regional exchanges that did not meet criteria for minimum net worth and trading volume.
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The document discusses the role of SEBI as the regulator of the Indian stock market and its impact on small investors. It notes that SEBI was established in 1988 to regulate stock exchanges and protect investor interests. It aims to promote awareness among small investors and educate them. The conclusion states that SEBI performs legislative, judicial and executive functions to create accountability for small investors, and their returns ultimately depend on the economic conditions and growth of the overall economy.
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The document discusses sub-brokers in the stock market. It defines a sub-broker as an intermediary channel for brokers who provides brokerage services to clients and earns commission. It outlines the registration process for sub-brokers with SEBI, eligibility criteria which includes education and age requirements. The key differences and functions of brokers and sub-brokers are explained. Code of conduct and guidelines issued by SEBI for dealing with brokers and sub-brokers are also summarized.
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This document provides an overview of Indian securities law. It discusses the key statutes that govern the securities market such as the SEBI Act 1992, SCRA 1956, and Depositories Act 1996. It describes SEBI as the primary regulator with quasi-legislative, executive and judicial powers. The document also outlines the various rules and regulations framed by the central government and SEBI to administer the securities market.
Sebi role
SEBI was established in 1988 by the Government of India to regulate the securities market and protect investors' interests. It was initially unable to exercise full control over stock market transactions. In 1992, SEBI was granted legal status to better regulate activities and curb malpractices like price rigging. SEBI aims to protect investors, ensure fair practices, promote market development and regulate market intermediaries and institutions. It performs protective, developmental and regulatory functions through activities like prohibiting insider trading, educating investors, registering market participants and regulating takeovers.
Sebi
SEBI stands for the Securities and Exchange Board of India, which was established to regulate and promote the healthy growth of India's stock markets. It has several key objectives, including protecting investors, promoting market development, and regulating securities markets. SEBI performs important functions grouped into protective, developmental, and regulatory categories. Some of its main roles are to prevent price manipulation and insider trading, educate investors, and register and regulate various intermediaries and institutions involved in stock trading.
SEBI ACT 1992.pptx.pptx
The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity markets in India. It was established in 1988 and given statutory powers through the SEBI Act in 1992. SEBI regulates the securities market, monitors capital markets, and protects investor interests by enforcing rules and regulations. Its objectives include protecting investors, preventing malpractices, and ensuring the fair and proper functioning of capital markets.
SEBI.pptx
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The Securities and Exchange Board of India (SEBI) is the regulator for the securities market in India, established in 1988 and given statutory powers in 1992 through the SEBI Act. SEBI has three main functions: quasi-legislative, quasi-judicial, and quasi-executive. Its objectives are to protect investors, promote securities market development, and regulate the securities market. Some of SEBI's roles include licensing brokers and dealers, stopping fraud, regulating mergers and acquisitions, auditing stock market performance, and educating investors. SEBI has achieved several milestones like facilitating dematerialization of shares and shortening the settlement cycle. Key ongoing challenges include enforcement, developing talent and market intelligence, and deep
Securities and Exchange Board of India
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Contents:
Introduction
Objectives
Organisation
Functions
Powers
Legislations:Acts
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Policy Development: SEBI Regulations on Primary Markets, Capital markets, Collective Investment Vehicles, and Debt markets.
SEBI By Aakash Tiwari
SEBI stands for Securities and Exchange Board of India. It was established in 1988 as a non-statutory body and was later given statutory powers in 1992 via an Act of Parliament. SEBI works to protect investors in the securities market, promote securities market development, and regulate market activities. It registers various market participants like stock exchanges, brokers, mutual funds etc. and regulates their activities while also prohibiting unfair trade practices. SEBI aims to promote investor education and take action against insider trading.
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The Securities and Exchange Board of India (SEBI) was established in 1988 as the regulator of the securities market in India. It was later given statutory powers through the SEBI Act of 1992. SEBI has the objective of protecting investors, regulating the securities market, and promoting its development. It carries out regulatory functions like controlling stock exchanges and intermediaries, as well as developmental functions like investor education. SEBI has various departments and regional/local offices. It is funded by the Central Government and has powers to regulate activities in the Indian capital market.
Securities & Exchanges Board of India through analysis of Satyam fiasco.
SEBI is the regulatory body for India's securities markets. It was established in 1988 and given statutory powers in 1992 to protect investors, regulate stock exchanges, and promote the healthy growth of the securities market. The document discusses SEBI's objectives, functions, importance, and investors' rights. It also summarizes the Satyam scam case, where fraudulent accounting practices were discovered, and new rules SEBI implemented afterwards to strengthen investor protections, such as stricter audit requirements and disclosure of share pledges. Overall, the role of regulatory authorities like SEBI is considered important to encourage investment by maintaining stable, efficient markets and protecting investors.
SEBI
SEBI was established in 1988 as a non-statutory body and was given statutory powers through the SEBI Act in 1992. SEBI regulates the securities market in India by promoting its orderly and healthy development. It aims to protect investors, maintain fair practices, and ensure transparency through regulating stock exchanges, intermediaries, and other market participants. SEBI performs protective, developmental and regulatory functions like prohibiting unfair trade practices, promoting training and activities, and registering and regulating various intermediaries and institutions.
Corporatisation and demutualisation of stock exchange
This document discusses the demutualization and corporatization of stock exchanges in India. It provides background on the mutual structure of Indian stock exchanges prior to demutualization. It then outlines the steps taken towards demutualizing exchanges, including the BSE becoming a company limited by shares in 2005. Research analyzed BSE index and turnover data, finding more stability and increased turnover after demutualization in May 2005. Challenges of the process included potential ongoing conflicts of interest and loss of exchange identity.
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The title of the slide is Securities and Exchange Board of India. Its all about Introduction, Reasons for its establishment, Role, Functions, Its Organizational Structure and Powers of SEBI.
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SEBI (Securities and Exchange Board of India) was established in 1988 as a non-statutory body and was given more autonomous powers in 1992 to regulate the securities market. It has a board consisting of a chairman, government officials, and other members appointed by the central government. SEBI was established to address rampant malpractices in the capital market such as by companies, brokers, and consultants that eroded investor confidence. The objectives of SEBI include regulating market intermediaries, prohibiting unfair trade practices, promoting investor education, and regulating mergers and acquisitions. SEBI regulates the primary market, secondary market, mutual funds, and foreign institutional investments.
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The document discusses the Indian capital markets regulatory framework and some of the key issues faced by investors. It notes that the capital markets are regulated by the Ministry of Finance, Securities and Exchange Board of India (SEBI), and Reserve Bank of India. SEBI was established in 1988 as the main regulator and has objectives of protecting investors, ensuring fair practices, and promoting an efficient securities market. The document also outlines some stock trading procedures and types of members/brokers that operate on the stock exchanges.
Sebi
The Securities and Exchange Board of India (SEBI) was formed on April 12, 1992 to regulate the securities market. SEBI is headquartered in Mumbai and is managed by a chairman and other members appointed by the Union Government of India. SEBI was established to protect investors, promote the securities market, and regulate market activities. It oversees stock exchanges, registers intermediaries, and enforces regulations related to market conduct, insider trading, and more.
SEBI - Security Exchange Board of India
SEBI was established in 1992 to regulate the securities markets and protect investors. It aims to promote orderly development of the markets and ensure investor protection. SEBI has various powers to regulate stock exchanges, intermediaries, and impose penalties. Its functions include protective, developmental, and regulatory roles like prohibiting unfair practices, promoting training, and regulating intermediaries. Over time, SEBI has helped transform trading infrastructure and made the markets safer for investors.
Sebi Act. 1992 Presentation
The Securities and Exchange Board of India (SEBI) is the regulator for the securities market in India. It was established in the year 1988 and given statutory powers on 12 April 1992 through the SEBI Act, 1992.
Sebi
SEBI was established in 1988 as the regulator for India's securities market and was granted statutory powers in 1992. It is headquartered in Mumbai and has regional offices across India. SEBI's objectives are to protect investors, promote market development, and regulate securities trading. It has comprehensive regulatory powers over stock exchanges, intermediaries, and market participants. SEBI aims to integrate the national securities market and diversify trading products to increase participation.
Sp for sebi 12 commerce
The document discusses the powers and functions of the Securities and Exchange Board of India (SEBI). SEBI regulates the securities market in India and protects investors. It has powers to approve stock exchange bylaws, inspect books of accounts, compel certain companies to list on exchanges, and register brokers. SEBI has pushed for electronic and paperless trading through T+2 settlement and eliminating physical share certificates. It also set exit guidelines for regional exchanges that did not meet criteria for minimum net worth and trading volume.
SEBI " The Regulator " by Abhishek Pande
The document discusses the role of SEBI as the regulator of the Indian stock market and its impact on small investors. It notes that SEBI was established in 1988 to regulate stock exchanges and protect investor interests. It aims to promote awareness among small investors and educate them. The conclusion states that SEBI performs legislative, judicial and executive functions to create accountability for small investors, and their returns ultimately depend on the economic conditions and growth of the overall economy.
Sub brokers
The document discusses sub-brokers in the stock market. It defines a sub-broker as an intermediary channel for brokers who provides brokerage services to clients and earns commission. It outlines the registration process for sub-brokers with SEBI, eligibility criteria which includes education and age requirements. The key differences and functions of brokers and sub-brokers are explained. Code of conduct and guidelines issued by SEBI for dealing with brokers and sub-brokers are also summarized.
An overview of Capital Markets - NLU Jodhpur
This document provides an overview of Indian securities law. It discusses the key statutes that govern the securities market such as the SEBI Act 1992, SCRA 1956, and Depositories Act 1996. It describes SEBI as the primary regulator with quasi-legislative, executive and judicial powers. The document also outlines the various rules and regulations framed by the central government and SEBI to administer the securities market.
Sebi role
SEBI was established in 1988 by the Government of India to regulate the securities market and protect investors' interests. It was initially unable to exercise full control over stock market transactions. In 1992, SEBI was granted legal status to better regulate activities and curb malpractices like price rigging. SEBI aims to protect investors, ensure fair practices, promote market development and regulate market intermediaries and institutions. It performs protective, developmental and regulatory functions through activities like prohibiting insider trading, educating investors, registering market participants and regulating takeovers.
Sebi
SEBI stands for the Securities and Exchange Board of India, which was established to regulate and promote the healthy growth of India's stock markets. It has several key objectives, including protecting investors, promoting market development, and regulating securities markets. SEBI performs important functions grouped into protective, developmental, and regulatory categories. Some of its main roles are to prevent price manipulation and insider trading, educate investors, and register and regulate various intermediaries and institutions involved in stock trading.
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The Securities and Exchange Board of India (SEBI) is the regulatory body for securities and commodity markets in India. It was established in 1988 and given statutory powers through the SEBI Act in 1992. SEBI regulates the securities market, monitors capital markets, and protects investor interests by enforcing rules and regulations. Its objectives include protecting investors, preventing malpractices, and ensuring the fair and proper functioning of capital markets.
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SEBI was established in 1988 by the Government of India to regulate the securities market. It acquired statutory powers through the SEBI Act of 1992. SEBI aims to protect investors, regulate stock exchanges and intermediaries, and ensure orderly development of the securities market. It carries out protective, developmental and regulatory functions like prohibiting insider trading, promoting training and registering intermediaries. SEBI has made the markets electronic and introduced T+2 rolling settlements. However, it has also faced controversies regarding procedures for key appointments.
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SEBI (Securities and Exchange Board of India) was constituted in 1988 as the apex regulatory body for securities markets in India. It regulates the securities markets, including the stock exchanges. SEBI has its headquarters in Mumbai and regional offices in major cities across India. It is composed of a chairman and other full-time and part-time members appointed by the central government of India. SEBI was established to protect investors, ensure orderly development of the securities market, and regulate securities exchanges. It performs various regulatory, developmental and protective functions towards these objectives, such as prohibiting insider trading and price manipulation.
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sebi presentation useful for bussiness analytics
- SEBI (Securities and Exchange Board of India) is the regulator for securities markets in India, established in 1988 and given statutory powers in 1992 through the SEBI Act.
- SEBI is headquartered in Mumbai and has regional offices across India. It was established to regulate the stock market and protect investors due to issues like price rigging and non-delivery of shares.
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This document provides information about stock exchanges and the role of SEBI in regulating them in India. It defines what a stock exchange is and lists some key stock exchanges in India like NSE and BSE. It describes the various types of members that operate on a stock exchange like brokers, sub-brokers, and jobbers. It also summarizes SEBI's objectives to protect investors, ensure fair practices, and promote development of the stock market. It outlines SEBI's regulatory, protective and developmental functions and its powers to regulate stock exchanges and intermediaries.
INVESTING IN STOCK MARKETS PPT.pptx
The document provides an introduction to investing in the Indian stock market. It discusses key concepts like shares, stocks, and bonds. It explains that shares represent ownership in a company and provide returns through dividends or capital appreciation. It also gives a brief history of the Indian stock market, highlighting the establishment of the Bombay Stock Exchange in 1875. Finally, it notes that the Securities and Exchange Board of India (SEBI) acts as the primary regulatory body governing the stock markets.
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SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI)
- 1. SECURITIES AND EXCHANGE BOARD OF INDIA (SEBI)
- 2. Securities and exchange Board of India (SEBI)
- 3. • Securities and exchange Board of India (SEBI) was first established in the year 1988 as a non-statutory body for regulating the securities market. • It was made as an autonomous body
- 4. • The Securities and Exchange Board of India is the regulator of the securities and commodity market in India owned by the Government of India. It was established on 12 April 1988 and given Statutory Powers on 30 January 1992 through the SEBI Act, 1992. • Founded: 12 April 1992 • Sector: Securities market • Jurisdiction: India • Headquarters: Mumbai • Type: Statutory corporation • Chairperson: Ajay Tyagi
- 6. Director Additional directors/Joint Directors Addional Director(Administraon) Technical Director /Joint Directors(System) Deputy Directors /Assistant Directors Deputy Director(Administraon) Deputy Directors(System) Assistant Director(Administraon) Assistant Director(System)
- 7. 1.Monitor's the working of mutual funds 2. Restricts illegal practices of firms 3. Plays a great role in protecting investors interest 4. Regulates working of stock exchanges 5.Conducts audit, inspection 6. Prohibits insider activity
- 8. Objectives of SEBI 1. Regulation of Stock Exchanges 2. Protection to the Investors 3. Checking the Insider Trading 4. Control over Brokers
- 9. Functions of SEBI • Securities and Exchange Board of India (frequently abbreviated SEBI) is the nodal agency which safeguards the interests of an investor in the Indian Financial market. • SEBI performs three key functions: quasi- legislative, quasi-judicial and quasi-executive. It drafts regulations, conducts investigation & enforcement action and it passes rulings and orders.
- 10. Powers of SEBI • Powers Relating to Stock Exchanges &Intermediaries • Power to Impose Monetary Penalties • Power to Initiate Actions in Functions Assigned • Power to Regulate Insider Trading • Powers Under Securities Contracts Act • Power to Regulate Business of Stock Exchanges
- 11. Dematerialization (DEMAT Dematerialization is the process by which physical share certificates of an investor are taken back by the company/registrar and destroyed
- 12. Benefits of Dematerialization • The risks pertaining to physical certificates like loss, theft, forgery and damage are eliminated completely with a DEMAT account. • The lack of paperwork enables quicker transactions and higher efficiency in trading • Trading has become more convenient as one can trade through computers at any location, without the need of visiting a broker. • The shares that are created through mergers and consolidation of companies are credited automatically in the DEMAT account.
- 13. Questions 1. What are the functions of SEBI? 2. Explain the powers of SEBI. 3. What are the benefits of Dematerialisation?