SlideShare a Scribd company logo
Regulation of
in
Stock trading
Welcome to All…
SHANSON SHAJI
15-PEC-25
AN OVER VIEW….
B.S.E (Bombay stock exchange) N.S.E (National stock exchange)
ESTABLISHMENT OF SEBI
The Securities and Exchange Board of India was established on
April 12, 1992 in accordance with the provisions of the
Securities and Exchange Board of India Act, 1992.
PREAMBLE
The Preamble of the Securities and Exchange Board of India describes
the basic functions of the Securities and Exchange Board of India as"...to
protect the interests of investors in securities and to promote the
development of, and to regulate the securities market and for matters
connected therewith or incidental thereto"
4 main Legislation governing the security
market are the following…..
S.E.B.I Act 1992;Which establishes S.E.B.I to protect investors and develop
and regulate security market.
The companies Act 1956;Which set out the code of conduct for the corporate
sector in relation to issue; allotment and transfer of securities and disclosures
to be made in public issues.
The securities contract (regulation) Act 1956;Which provides for regulation
of transfer in securities through control over stock exchanges.
The Depositories Act 1996;Which provides for electronic maintance and
transfer of ownership of demat securities.
Statutory powers of S.E.B.I.
Protecting the interest of investor in securities.
Promoting the development of the securities
market.
Regulating the security market.
Under this Act , S.E.B.I has full Autonomy
and authority to regulate and develop an
orderly security market.
The responsible for the regulation of the
security market is shared by
I. Department of economic affairs(DEA)
II. Reserve bank of India(R.B.I)
III. Security exchange board of
India(S.E.B.I)
 Providing Licence to dealers
and brokers.
 Auditing the performance of
various stock exchange.
 Controlling merge, acquisitions
and take –overs of the
company.
 Prohibiting unfair trade
practices in the market.
Rules and Regulations
 During trading B.S.E. and N.S.E. stock market opens at 9:00 am.
 The pre-open market start at 9:00-9:07am.
 During trading B.S.E. and N.S.E. stock market close at 3:30 pm.
 The closing market start at 3:30-4:00pm.
 The duration of the offer for sale shall be as trading hours of the
secondary market and shall not exceed one trading day.
 The placing of order on the exchange system shall take place only
during trading hours.
• Each client is given information regarding the market through
telephone and via e-mail.
• After trading hours each client is given
information regarding the stock they have
brought and sold/holding.
• If research team given proper analysis
regarding the market information to the
clients so that he /she can Buy/Sell/Hold
according to their ability.
By
SHANSONSHAJI

More Related Content

What's hot

Financial regulations
Financial regulationsFinancial regulations
Financial regulations
Aditya Mehta
 
Indian Derivatives Market
Indian Derivatives MarketIndian Derivatives Market
Indian Derivatives Market
Krishna SN
 
Unit 3 sebi
Unit 3   sebiUnit 3   sebi
Unit 3 sebi
Deepika S.R.
 
Capital market reforms
Capital market reformsCapital market reforms
Capital market reforms
Shweta Joshi
 
Book building
Book buildingBook building
Book building
Jothi Ram
 
Securities and exchange board of india
Securities and exchange board of indiaSecurities and exchange board of india
Securities and exchange board of india
Ravi kumar
 
SEBI and Investor Protection-B.V.Raghunandan
SEBI and Investor Protection-B.V.RaghunandanSEBI and Investor Protection-B.V.Raghunandan
SEBI and Investor Protection-B.V.Raghunandan
SVS College
 
Capital market instruments
Capital market instrumentsCapital market instruments
Capital market instruments
kartikganga
 
POST-ISSUE ACTIVITIES
POST-ISSUE ACTIVITIESPOST-ISSUE ACTIVITIES
POST-ISSUE ACTIVITIES
Koshy Vaidyan.T.K
 
SEBI-Securities and Exchange Board of India
SEBI-Securities and Exchange Board of IndiaSEBI-Securities and Exchange Board of India
SEBI-Securities and Exchange Board of India
KULDEEP MATHUR
 
Fundamental analysis
Fundamental analysisFundamental analysis
Fundamental analysis
Prabhakar Murugesan
 
Book Building.pptx
Book Building.pptxBook Building.pptx
Book Building.pptx
Medias Ras
 
ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2
ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2
ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2
abhipray
 
SEBI
SEBI SEBI
Mutual fund
Mutual fundMutual fund
Mutual fund
Altacit Global
 
Indian capital market
Indian capital marketIndian capital market
Indian capital market
Jothi Ram
 
Mutual Fund
Mutual FundMutual Fund
Mutual Fund
Naresh Kumar
 
Development Financial Insistution
Development Financial InsistutionDevelopment Financial Insistution
Development Financial Insistution
Shekhar Purnendu
 
Npa presentation
Npa presentationNpa presentation
Npa presentation
MOLUGUSAISHIRISHAVAI
 
A presentation on the history of stock exchange in india, along with its memb...
A presentation on the history of stock exchange in india, along with its memb...A presentation on the history of stock exchange in india, along with its memb...
A presentation on the history of stock exchange in india, along with its memb...
Ravi kumar
 

What's hot (20)

Financial regulations
Financial regulationsFinancial regulations
Financial regulations
 
Indian Derivatives Market
Indian Derivatives MarketIndian Derivatives Market
Indian Derivatives Market
 
Unit 3 sebi
Unit 3   sebiUnit 3   sebi
Unit 3 sebi
 
Capital market reforms
Capital market reformsCapital market reforms
Capital market reforms
 
Book building
Book buildingBook building
Book building
 
Securities and exchange board of india
Securities and exchange board of indiaSecurities and exchange board of india
Securities and exchange board of india
 
SEBI and Investor Protection-B.V.Raghunandan
SEBI and Investor Protection-B.V.RaghunandanSEBI and Investor Protection-B.V.Raghunandan
SEBI and Investor Protection-B.V.Raghunandan
 
Capital market instruments
Capital market instrumentsCapital market instruments
Capital market instruments
 
POST-ISSUE ACTIVITIES
POST-ISSUE ACTIVITIESPOST-ISSUE ACTIVITIES
POST-ISSUE ACTIVITIES
 
SEBI-Securities and Exchange Board of India
SEBI-Securities and Exchange Board of IndiaSEBI-Securities and Exchange Board of India
SEBI-Securities and Exchange Board of India
 
Fundamental analysis
Fundamental analysisFundamental analysis
Fundamental analysis
 
Book Building.pptx
Book Building.pptxBook Building.pptx
Book Building.pptx
 
ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2
ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2
ANALYSIS OF MARKET INDICES AND COMPONENT STOCKS - PART 2
 
SEBI
SEBI SEBI
SEBI
 
Mutual fund
Mutual fundMutual fund
Mutual fund
 
Indian capital market
Indian capital marketIndian capital market
Indian capital market
 
Mutual Fund
Mutual FundMutual Fund
Mutual Fund
 
Development Financial Insistution
Development Financial InsistutionDevelopment Financial Insistution
Development Financial Insistution
 
Npa presentation
Npa presentationNpa presentation
Npa presentation
 
A presentation on the history of stock exchange in india, along with its memb...
A presentation on the history of stock exchange in india, along with its memb...A presentation on the history of stock exchange in india, along with its memb...
A presentation on the history of stock exchange in india, along with its memb...
 

Viewers also liked

Nbfc by ashok srikrishna
Nbfc by ashok srikrishnaNbfc by ashok srikrishna
Nbfc by ashok srikrishna
ashok srikrishna
 
Intro to BSE & NSE
Intro to BSE & NSEIntro to BSE & NSE
Intro to BSE & NSE
Nikit Jain
 
Ifs reform this
Ifs reform thisIfs reform this
Ifs reform this
Surangama Banerjee
 
Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...
Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...
Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...
Resurgent India
 
Bse
BseBse
Stock exchanges in india
Stock exchanges in indiaStock exchanges in india
Stock exchanges in india
Abhinav Kp
 
NBFC MBA I SEMESTER
NBFC MBA I SEMESTERNBFC MBA I SEMESTER
NBFC MBA I SEMESTER
Shruti Nigam (CWM, AFP)
 
Nbf cs ppt
Nbf cs pptNbf cs ppt
Nbf cs ppt
CS Neha Sarpal
 
Nbfc in india
Nbfc in indiaNbfc in india
Nbfc in india
SAGAR DODHIA
 
Banking industry reforms in india
Banking industry reforms in india Banking industry reforms in india
Banking industry reforms in india
Ketan Rai
 
BSE & NSE
BSE & NSEBSE & NSE
BSE & NSE
Karrar Mirza
 
Nbfc industry analysis
Nbfc industry analysisNbfc industry analysis
Nbfc industry analysis
Abirami Ayyaluswamy
 
Indian Economic Liberalisation
Indian Economic LiberalisationIndian Economic Liberalisation
Indian Economic Liberalisation
Vishal Jagetia
 
Stock Market In India
Stock Market In IndiaStock Market In India
Stock Market In India
sharadurvi
 
Nbfc ppt
Nbfc pptNbfc ppt
Nbfc ppt
Kapil Chhabra
 
Recent trends and development in Securities Market
Recent trends and development in Securities MarketRecent trends and development in Securities Market
Recent trends and development in Securities Market
Jyotsna Gupta
 
Indian Stock Market
Indian Stock MarketIndian Stock Market
Indian Stock Market
Dr Saif Siddiqui
 
Non-banking Finance Company(NBFCs)
Non-banking Finance Company(NBFCs)Non-banking Finance Company(NBFCs)
Non-banking Finance Company(NBFCs)
Mickey
 
BSE and NSE Stock Exchange
BSE and NSE Stock ExchangeBSE and NSE Stock Exchange
BSE and NSE Stock Exchange
Dipak Senapati
 

Viewers also liked (19)

Nbfc by ashok srikrishna
Nbfc by ashok srikrishnaNbfc by ashok srikrishna
Nbfc by ashok srikrishna
 
Intro to BSE & NSE
Intro to BSE & NSEIntro to BSE & NSE
Intro to BSE & NSE
 
Ifs reform this
Ifs reform thisIfs reform this
Ifs reform this
 
Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...
Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...
Making NBFCs relevant to ‘Make-in India’& ‘Start-up India, Stand-up India’ - ...
 
Bse
BseBse
Bse
 
Stock exchanges in india
Stock exchanges in indiaStock exchanges in india
Stock exchanges in india
 
NBFC MBA I SEMESTER
NBFC MBA I SEMESTERNBFC MBA I SEMESTER
NBFC MBA I SEMESTER
 
Nbf cs ppt
Nbf cs pptNbf cs ppt
Nbf cs ppt
 
Nbfc in india
Nbfc in indiaNbfc in india
Nbfc in india
 
Banking industry reforms in india
Banking industry reforms in india Banking industry reforms in india
Banking industry reforms in india
 
BSE & NSE
BSE & NSEBSE & NSE
BSE & NSE
 
Nbfc industry analysis
Nbfc industry analysisNbfc industry analysis
Nbfc industry analysis
 
Indian Economic Liberalisation
Indian Economic LiberalisationIndian Economic Liberalisation
Indian Economic Liberalisation
 
Stock Market In India
Stock Market In IndiaStock Market In India
Stock Market In India
 
Nbfc ppt
Nbfc pptNbfc ppt
Nbfc ppt
 
Recent trends and development in Securities Market
Recent trends and development in Securities MarketRecent trends and development in Securities Market
Recent trends and development in Securities Market
 
Indian Stock Market
Indian Stock MarketIndian Stock Market
Indian Stock Market
 
Non-banking Finance Company(NBFCs)
Non-banking Finance Company(NBFCs)Non-banking Finance Company(NBFCs)
Non-banking Finance Company(NBFCs)
 
BSE and NSE Stock Exchange
BSE and NSE Stock ExchangeBSE and NSE Stock Exchange
BSE and NSE Stock Exchange
 

Similar to REGULATIONS OF S.E.B.I AN OVERVIEW

Capital Market
Capital MarketCapital Market
Capital Market
chirag singla
 
SEBI ppt
SEBI pptSEBI ppt
SEBI ppt
Sumant Singh
 
A report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange CommissionA report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange Commission
HasibAlAmin
 
Project On Derivatives
Project On DerivativesProject On Derivatives
Project On Derivatives
indira 7
 
Derivatives 091208062317-phpapp02
Derivatives 091208062317-phpapp02Derivatives 091208062317-phpapp02
Derivatives 091208062317-phpapp02
Che Than
 
Finalsebi 130915081951-phpapp01
Finalsebi 130915081951-phpapp01Finalsebi 130915081951-phpapp01
Finalsebi 130915081951-phpapp01
Jyothi Ramesh
 
Sebi
SebiSebi
SEBI
SEBISEBI
Securities and exchange board of india
Securities and exchange board of indiaSecurities and exchange board of india
Securities and exchange board of india
Anish Samnani
 
SEBI (Securities and Exchange Board of India)
SEBI (Securities and Exchange Board of India)SEBI (Securities and Exchange Board of India)
SEBI (Securities and Exchange Board of India)
Rani Sandhya Singh
 
SEBI By Aakash Tiwari
SEBI By Aakash TiwariSEBI By Aakash Tiwari
SEBI By Aakash Tiwari
AAKASH TIWARI
 
SEBI
SEBISEBI
Sebi
SebiSebi
Sebi
SebiSebi
SEBI - Security Exchange Board of India
SEBI - Security Exchange Board of IndiaSEBI - Security Exchange Board of India
SEBI - Security Exchange Board of India
Nandhakumar M
 
Sebi
SebiSebi
Stock exchange
Stock exchangeStock exchange
Stock exchange
marutha muthu
 
Security Analysis Master's Thesis
Security Analysis Master's ThesisSecurity Analysis Master's Thesis
Security Analysis Master's Thesis
Kunal Singh
 
Securities and exchange board of india
Securities and exchange board of indiaSecurities and exchange board of india
Securities and exchange board of india
Ashish Jain
 

Similar to REGULATIONS OF S.E.B.I AN OVERVIEW (20)

Capital Market
Capital MarketCapital Market
Capital Market
 
SEBI ppt
SEBI pptSEBI ppt
SEBI ppt
 
A report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange CommissionA report on Bangladesh Securities and Exchange Commission
A report on Bangladesh Securities and Exchange Commission
 
Project On Derivatives
Project On DerivativesProject On Derivatives
Project On Derivatives
 
Derivatives 091208062317-phpapp02
Derivatives 091208062317-phpapp02Derivatives 091208062317-phpapp02
Derivatives 091208062317-phpapp02
 
Finalsebi 130915081951-phpapp01
Finalsebi 130915081951-phpapp01Finalsebi 130915081951-phpapp01
Finalsebi 130915081951-phpapp01
 
Sebi
SebiSebi
Sebi
 
SEBI
SEBISEBI
SEBI
 
Securities and exchange board of india
Securities and exchange board of indiaSecurities and exchange board of india
Securities and exchange board of india
 
SEBI (Securities and Exchange Board of India)
SEBI (Securities and Exchange Board of India)SEBI (Securities and Exchange Board of India)
SEBI (Securities and Exchange Board of India)
 
SEBI By Aakash Tiwari
SEBI By Aakash TiwariSEBI By Aakash Tiwari
SEBI By Aakash Tiwari
 
SEBI
SEBISEBI
SEBI
 
Sebi
SebiSebi
Sebi
 
Sebi
SebiSebi
Sebi
 
Sebi
SebiSebi
Sebi
 
SEBI - Security Exchange Board of India
SEBI - Security Exchange Board of IndiaSEBI - Security Exchange Board of India
SEBI - Security Exchange Board of India
 
Sebi
SebiSebi
Sebi
 
Stock exchange
Stock exchangeStock exchange
Stock exchange
 
Security Analysis Master's Thesis
Security Analysis Master's ThesisSecurity Analysis Master's Thesis
Security Analysis Master's Thesis
 
Securities and exchange board of india
Securities and exchange board of indiaSecurities and exchange board of india
Securities and exchange board of india
 

More from Shanson Shaji

CLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITY
CLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITYCLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITY
CLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITY
Shanson Shaji
 
reading maps
reading mapsreading maps
reading maps
Shanson Shaji
 
our government
our government our government
our government
Shanson Shaji
 
EARTH
EARTH EARTH
ASSET ALLOCATION
ASSET ALLOCATION ASSET ALLOCATION
ASSET ALLOCATION
Shanson Shaji
 
union excise
union exciseunion excise
union excise
Shanson Shaji
 
Role of entrepreneurs in economic development
Role of entrepreneurs in economic developmentRole of entrepreneurs in economic development
Role of entrepreneurs in economic development
Shanson Shaji
 
black money and corruption in india
black money and corruption in indiablack money and corruption in india
black money and corruption in india
Shanson Shaji
 
black money and corruption in india
black money and corruption in indiablack money and corruption in india
black money and corruption in india
Shanson Shaji
 
ECONOMICS OF RISKY HEALTHY BEHAVIOUR
ECONOMICS OF RISKY HEALTHY BEHAVIOURECONOMICS OF RISKY HEALTHY BEHAVIOUR
ECONOMICS OF RISKY HEALTHY BEHAVIOUR
Shanson Shaji
 
Rethinking of the global monetarist
Rethinking of the global monetaristRethinking of the global monetarist
Rethinking of the global monetarist
Shanson Shaji
 
FORMS OF PUBLIC ENTERPRISES
FORMS OF PUBLIC ENTERPRISESFORMS OF PUBLIC ENTERPRISES
FORMS OF PUBLIC ENTERPRISES
Shanson Shaji
 
IMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENT
IMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENTIMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENT
IMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENT
Shanson Shaji
 
agriculture economics
agriculture economicsagriculture economics
agriculture economics
Shanson Shaji
 
MICRO ECONOMIA1
MICRO ECONOMIA1MICRO ECONOMIA1
MICRO ECONOMIA1
Shanson Shaji
 
MICRO ECONOMICS 2.1
MICRO ECONOMICS 2.1MICRO ECONOMICS 2.1
MICRO ECONOMICS 2.1
Shanson Shaji
 
MARCO ECONOMICS 2ND SEMESTER
MARCO ECONOMICS 2ND SEMESTERMARCO ECONOMICS 2ND SEMESTER
MARCO ECONOMICS 2ND SEMESTER
Shanson Shaji
 
Micro economia1
Micro economia1Micro economia1
Micro economia1
Shanson Shaji
 

More from Shanson Shaji (18)

CLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITY
CLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITYCLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITY
CLASS 6 CIVICS CHAPTER 1 CELEBRATING DIVERSITY
 
reading maps
reading mapsreading maps
reading maps
 
our government
our government our government
our government
 
EARTH
EARTH EARTH
EARTH
 
ASSET ALLOCATION
ASSET ALLOCATION ASSET ALLOCATION
ASSET ALLOCATION
 
union excise
union exciseunion excise
union excise
 
Role of entrepreneurs in economic development
Role of entrepreneurs in economic developmentRole of entrepreneurs in economic development
Role of entrepreneurs in economic development
 
black money and corruption in india
black money and corruption in indiablack money and corruption in india
black money and corruption in india
 
black money and corruption in india
black money and corruption in indiablack money and corruption in india
black money and corruption in india
 
ECONOMICS OF RISKY HEALTHY BEHAVIOUR
ECONOMICS OF RISKY HEALTHY BEHAVIOURECONOMICS OF RISKY HEALTHY BEHAVIOUR
ECONOMICS OF RISKY HEALTHY BEHAVIOUR
 
Rethinking of the global monetarist
Rethinking of the global monetaristRethinking of the global monetarist
Rethinking of the global monetarist
 
FORMS OF PUBLIC ENTERPRISES
FORMS OF PUBLIC ENTERPRISESFORMS OF PUBLIC ENTERPRISES
FORMS OF PUBLIC ENTERPRISES
 
IMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENT
IMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENTIMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENT
IMPORTANCE OF INFRASTRUCTURE IN INDIA'S ECONOMIC DEVELOPMENT
 
agriculture economics
agriculture economicsagriculture economics
agriculture economics
 
MICRO ECONOMIA1
MICRO ECONOMIA1MICRO ECONOMIA1
MICRO ECONOMIA1
 
MICRO ECONOMICS 2.1
MICRO ECONOMICS 2.1MICRO ECONOMICS 2.1
MICRO ECONOMICS 2.1
 
MARCO ECONOMICS 2ND SEMESTER
MARCO ECONOMICS 2ND SEMESTERMARCO ECONOMICS 2ND SEMESTER
MARCO ECONOMICS 2ND SEMESTER
 
Micro economia1
Micro economia1Micro economia1
Micro economia1
 

Recently uploaded

State of D2C in India: A Logistics Update
State of D2C in India: A Logistics UpdateState of D2C in India: A Logistics Update
State of D2C in India: A Logistics Update
RedSeer
 
Registered-Establishment-List-in-Uttarakhand-pdf.pdf
Registered-Establishment-List-in-Uttarakhand-pdf.pdfRegistered-Establishment-List-in-Uttarakhand-pdf.pdf
Registered-Establishment-List-in-Uttarakhand-pdf.pdf
dazzjoker
 
Prescriptive analytics BA4206 Anna University PPT
Prescriptive analytics BA4206 Anna University PPTPrescriptive analytics BA4206 Anna University PPT
Prescriptive analytics BA4206 Anna University PPT
Freelance
 
Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...
Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...
Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...
Adani case
 
Cover Story - China's Investment Leader - Dr. Alyce SU
Cover Story - China's Investment Leader - Dr. Alyce SUCover Story - China's Investment Leader - Dr. Alyce SU
Cover Story - China's Investment Leader - Dr. Alyce SU
msthrill
 
Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...
Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...
Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...
dpbossdpboss69
 
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan ChartSatta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results
 
2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf
2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf
2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf
Cambridge Product Management Network
 
Kirill Klip GEM Royalty TNR Gold Copper Presentation
Kirill Klip GEM Royalty TNR Gold Copper PresentationKirill Klip GEM Royalty TNR Gold Copper Presentation
Kirill Klip GEM Royalty TNR Gold Copper Presentation
Kirill Klip
 
一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理
一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理
一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理
taqyea
 
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan ChartSatta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results
 
Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...
Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...
Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...
IPLTech Electric
 
High-Quality IPTV Monthly Subscription for $15
High-Quality IPTV Monthly Subscription for $15High-Quality IPTV Monthly Subscription for $15
High-Quality IPTV Monthly Subscription for $15
advik4387
 
CULR Spring 2024 Journal.pdf testing for duke
CULR Spring 2024 Journal.pdf testing for dukeCULR Spring 2024 Journal.pdf testing for duke
CULR Spring 2024 Journal.pdf testing for duke
ZevinAttisha
 
Pro Tips for Effortless Contract Management
Pro Tips for Effortless Contract ManagementPro Tips for Effortless Contract Management
Pro Tips for Effortless Contract Management
Eternity Paralegal Services
 
Ellen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women Magazine
Ellen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women MagazineEllen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women Magazine
Ellen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women Magazine
CIOWomenMagazine
 
1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf
1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf
1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf
ISONIKELtd
 
The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...
The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...
The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...
YourLegal Accounting
 
欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】
欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】
欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】
valvereliz227
 
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan ChartSatta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results
 

Recently uploaded (20)

State of D2C in India: A Logistics Update
State of D2C in India: A Logistics UpdateState of D2C in India: A Logistics Update
State of D2C in India: A Logistics Update
 
Registered-Establishment-List-in-Uttarakhand-pdf.pdf
Registered-Establishment-List-in-Uttarakhand-pdf.pdfRegistered-Establishment-List-in-Uttarakhand-pdf.pdf
Registered-Establishment-List-in-Uttarakhand-pdf.pdf
 
Prescriptive analytics BA4206 Anna University PPT
Prescriptive analytics BA4206 Anna University PPTPrescriptive analytics BA4206 Anna University PPT
Prescriptive analytics BA4206 Anna University PPT
 
Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...
Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...
Adani Group's Active Interest In Increasing Its Presence in the Cement Manufa...
 
Cover Story - China's Investment Leader - Dr. Alyce SU
Cover Story - China's Investment Leader - Dr. Alyce SUCover Story - China's Investment Leader - Dr. Alyce SU
Cover Story - China's Investment Leader - Dr. Alyce SU
 
Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...
Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...
Call 8867766396 Dpboss Matka Guessing Satta Matta Matka Kalyan Chart Indian M...
 
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan ChartSatta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
 
2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf
2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf
2024.06 CPMN Cambridge - Beyond Now-Next-Later.pdf
 
Kirill Klip GEM Royalty TNR Gold Copper Presentation
Kirill Klip GEM Royalty TNR Gold Copper PresentationKirill Klip GEM Royalty TNR Gold Copper Presentation
Kirill Klip GEM Royalty TNR Gold Copper Presentation
 
一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理
一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理
一比一原版(QMUE毕业证书)英国爱丁堡玛格丽特女王大学毕业证文凭如何办理
 
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan ChartSatta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
 
Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...
Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...
Sustainable Logistics for Cost Reduction_ IPLTech Electric's Eco-Friendly Tra...
 
High-Quality IPTV Monthly Subscription for $15
High-Quality IPTV Monthly Subscription for $15High-Quality IPTV Monthly Subscription for $15
High-Quality IPTV Monthly Subscription for $15
 
CULR Spring 2024 Journal.pdf testing for duke
CULR Spring 2024 Journal.pdf testing for dukeCULR Spring 2024 Journal.pdf testing for duke
CULR Spring 2024 Journal.pdf testing for duke
 
Pro Tips for Effortless Contract Management
Pro Tips for Effortless Contract ManagementPro Tips for Effortless Contract Management
Pro Tips for Effortless Contract Management
 
Ellen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women Magazine
Ellen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women MagazineEllen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women Magazine
Ellen Burstyn: From Detroit Dreamer to Hollywood Legend | CIO Women Magazine
 
1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf
1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf
1 Circular 003_2023 ISO 27001_2022 Transition Arrangments v3.pdf
 
The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...
The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...
The Role of White Label Bookkeeping Services in Supporting the Growth and Sca...
 
欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】
欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】
欧洲杯赌球-欧洲杯赌球买球官方官网-欧洲杯赌球比赛投注官网|【​网址​🎉ac55.net🎉​】
 
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan ChartSatta Matka Dpboss Kalyan Matka Results Kalyan Chart
Satta Matka Dpboss Kalyan Matka Results Kalyan Chart
 

REGULATIONS OF S.E.B.I AN OVERVIEW

  • 1. Regulation of in Stock trading Welcome to All… SHANSON SHAJI 15-PEC-25
  • 2. AN OVER VIEW…. B.S.E (Bombay stock exchange) N.S.E (National stock exchange)
  • 3. ESTABLISHMENT OF SEBI The Securities and Exchange Board of India was established on April 12, 1992 in accordance with the provisions of the Securities and Exchange Board of India Act, 1992.
  • 4. PREAMBLE The Preamble of the Securities and Exchange Board of India describes the basic functions of the Securities and Exchange Board of India as"...to protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected therewith or incidental thereto"
  • 5. 4 main Legislation governing the security market are the following….. S.E.B.I Act 1992;Which establishes S.E.B.I to protect investors and develop and regulate security market. The companies Act 1956;Which set out the code of conduct for the corporate sector in relation to issue; allotment and transfer of securities and disclosures to be made in public issues. The securities contract (regulation) Act 1956;Which provides for regulation of transfer in securities through control over stock exchanges. The Depositories Act 1996;Which provides for electronic maintance and transfer of ownership of demat securities.
  • 6. Statutory powers of S.E.B.I. Protecting the interest of investor in securities. Promoting the development of the securities market. Regulating the security market. Under this Act , S.E.B.I has full Autonomy and authority to regulate and develop an orderly security market. The responsible for the regulation of the security market is shared by I. Department of economic affairs(DEA) II. Reserve bank of India(R.B.I) III. Security exchange board of India(S.E.B.I)
  • 7.  Providing Licence to dealers and brokers.  Auditing the performance of various stock exchange.  Controlling merge, acquisitions and take –overs of the company.  Prohibiting unfair trade practices in the market.
  • 8. Rules and Regulations  During trading B.S.E. and N.S.E. stock market opens at 9:00 am.  The pre-open market start at 9:00-9:07am.  During trading B.S.E. and N.S.E. stock market close at 3:30 pm.  The closing market start at 3:30-4:00pm.  The duration of the offer for sale shall be as trading hours of the secondary market and shall not exceed one trading day.  The placing of order on the exchange system shall take place only during trading hours.
  • 9. • Each client is given information regarding the market through telephone and via e-mail. • After trading hours each client is given information regarding the stock they have brought and sold/holding. • If research team given proper analysis regarding the market information to the clients so that he /she can Buy/Sell/Hold according to their ability.
  • 10.
  • 11.
  • 12.
  • 13.
  • 14.
  • 15.
  • 16.
  • 17.
  • 18.
  • 19.
  • 20.
  • 21.
  • 22.