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A guide for researchers
 Peer review is both a set of mechanisms and a
principle at the heart of the system for evaluating
and assuring the quality of research before and
after it is funded or published.
 It involves subjecting research proposals and
draft presentations, papers and other publications
to critical evaluation by independent experts
(peers).
 The origins of peer review are often traced to the
scholarly societies of 18th century Britain; but it
became an institutionalized part of the scholarly
process across all subject domains only in the
latter half of the 20th century, in response to the
growth of scholarly research and greater subject
specialization.
 Peer review is applied to a number of activities in
the research process, particularly in the context of
higher education.
 the evaluation of applications for funding, to
determine which applications are successful.
 the review of reports submitted by researchers
once their funding award has come to an end,
to assess whether a project has been completed
satisfactorily.
 the evaluation of draft conference
presentations, journal articles and monographs,
before they are published, to assess whether
they meet quality standards
 the evaluation of publications once they have
been published, through reviews and review
Articles.
 Survey evidence shows widespread, deep and
strong support in the research community for
peer review as an essential mechanism to
ensure that only high-quality research is funded,
published and rewarded.
 . Peer review also plays an important role in
enhancing the quality of research: the
overwhelming majority of researchers believe
that their work is improved as a result of the
peer review process.
 But peer review also attracts criticism, on the
grounds that it brings delay; that it is not always
effective in detecting misconduct and
malpractice; that the selection of reviewers may
introduce bias into the system; that the
judgments made are subjective and
inconsistent; that it tends toward conservatism
and stifles innovation; that it disadvantages
interdisciplinary research; and that it imposes
increasing and unsupportable burdens on
reviewers.
 As the research community has grown in size,
competition for funds has increased. It thus has
become more important, and more difficult, to
ensure that only the highest-quality research
proposals are funded.
 Detecting misconduct and malpractice .
 One of the key aims of peer review alongside
other mechanisms such as codes of ethics and
research practice is to filter out bad research,
including fabrication, falsification, plagiarism,
failure to disclose conflict of interests, and other
forms of scholarly misconduct. But instances of
malpractice and misconduct continue, and since
reviewers themselves are fallible, peer review
cannot provide a guarantee against the
publication of bad research. Hence a number of
published papers are retracted each year for a
variety of reasons; and there is evidence (Times
Higher Education, 2009) that the number is
rising.
 double-blind systems -the identities of both the
reviewers and the submitters of the proposal or
draft publication are hidden
 single-blind systems - reviewers’ identities are
hidden, but the submitters’ identities are not.
 open systems - the identities of both reviewers
and submitters are revealed to each.
 The internet has brought new ways of doing
research, and communicating and evaluating its
results. The popularity of services such as ArXiv
which is widely used in the physics community for
the rapid dissemination of papers before they are
formally published effectively separates out the
functions of dissemination and evaluation: papers
are circulated and read before they have been
subject to peer review. In most cases, the papers
are then peer reviewed and often revised before
being published in a scholarly journal.
 Advisory Board for the Research Councils (1990). Peer review: a report to
the Advisory Board for the ResearchCouncils from the Working Group on Peer
Review [Boden report
www.mrc.ac.uk/Utilities/Documentrecord/index.htm?d=MRC00395
 MRC003951Parliamentary Office of Science and Technology (2002). Peer
review (September, no 182)www.parliament.uk/post/pn182.pdf
 Report of the Research Councils UK efficiency and effectiveness of peer
reviewproject www.rcuk.ac.uk/research/peer/efficiencypr.htm

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Peer reviewing

  • 1. A guide for researchers
  • 2.  Peer review is both a set of mechanisms and a principle at the heart of the system for evaluating and assuring the quality of research before and after it is funded or published.  It involves subjecting research proposals and draft presentations, papers and other publications to critical evaluation by independent experts (peers).
  • 3.  The origins of peer review are often traced to the scholarly societies of 18th century Britain; but it became an institutionalized part of the scholarly process across all subject domains only in the latter half of the 20th century, in response to the growth of scholarly research and greater subject specialization.  Peer review is applied to a number of activities in the research process, particularly in the context of higher education.
  • 4.  the evaluation of applications for funding, to determine which applications are successful.  the review of reports submitted by researchers once their funding award has come to an end, to assess whether a project has been completed satisfactorily.  the evaluation of draft conference presentations, journal articles and monographs, before they are published, to assess whether they meet quality standards
  • 5.  the evaluation of publications once they have been published, through reviews and review Articles.
  • 6.  Survey evidence shows widespread, deep and strong support in the research community for peer review as an essential mechanism to ensure that only high-quality research is funded, published and rewarded.  . Peer review also plays an important role in enhancing the quality of research: the overwhelming majority of researchers believe that their work is improved as a result of the peer review process.
  • 7.  But peer review also attracts criticism, on the grounds that it brings delay; that it is not always effective in detecting misconduct and malpractice; that the selection of reviewers may introduce bias into the system; that the judgments made are subjective and inconsistent; that it tends toward conservatism and stifles innovation; that it disadvantages interdisciplinary research; and that it imposes increasing and unsupportable burdens on reviewers.
  • 8.  As the research community has grown in size, competition for funds has increased. It thus has become more important, and more difficult, to ensure that only the highest-quality research proposals are funded.  Detecting misconduct and malpractice .
  • 9.  One of the key aims of peer review alongside other mechanisms such as codes of ethics and research practice is to filter out bad research, including fabrication, falsification, plagiarism, failure to disclose conflict of interests, and other forms of scholarly misconduct. But instances of malpractice and misconduct continue, and since reviewers themselves are fallible, peer review cannot provide a guarantee against the publication of bad research. Hence a number of published papers are retracted each year for a variety of reasons; and there is evidence (Times Higher Education, 2009) that the number is rising.
  • 10.  double-blind systems -the identities of both the reviewers and the submitters of the proposal or draft publication are hidden  single-blind systems - reviewers’ identities are hidden, but the submitters’ identities are not.  open systems - the identities of both reviewers and submitters are revealed to each.
  • 11.  The internet has brought new ways of doing research, and communicating and evaluating its results. The popularity of services such as ArXiv which is widely used in the physics community for the rapid dissemination of papers before they are formally published effectively separates out the functions of dissemination and evaluation: papers are circulated and read before they have been subject to peer review. In most cases, the papers are then peer reviewed and often revised before being published in a scholarly journal.
  • 12.  Advisory Board for the Research Councils (1990). Peer review: a report to the Advisory Board for the ResearchCouncils from the Working Group on Peer Review [Boden report www.mrc.ac.uk/Utilities/Documentrecord/index.htm?d=MRC00395  MRC003951Parliamentary Office of Science and Technology (2002). Peer review (September, no 182)www.parliament.uk/post/pn182.pdf  Report of the Research Councils UK efficiency and effectiveness of peer reviewproject www.rcuk.ac.uk/research/peer/efficiencypr.htm