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PCORnet: Building Evidence through
Innovation and Collaboration
Engelberg Center for Health Care Reform
The Brookings Institution • Washington, DC
January 21-22, 2014
Proposal Word Map: What are PCORnet
Partners Saying?
2
Multiple Networks Sharing Infrastructure
3
PCORnet Kickoff Meeting Agenda
4
Tuesday, January 21st
10:15 a.m. Welcome and Opening Remarks
Mark McClellan, Brookings Institution
Greg Daniel, Brookings Institution
Rachael Fleurence, Patient-Centered Outcomes Research
Institute
10:30 a.m. Introduction to PCORnet
Mark McClellan – Moderator
Joe Selby, Patient-Centered Outcomes Research Institute
External Partners
Bray Patrick-Lake, Duke Translational Medicine Institute
12:30 p.m. Lunch and Informal Networking
PCORnet Kickoff Meeting Agenda
5
Tuesday, January 21st
1:30 p.m. Envisioning the Network’s Research
Mark McClellan – Moderator
Rob Califf, Duke Translational Medicine
Rich Platt, Harvard Pilgrim Health Care Institute
3:00 p.m. Break
3:15 p.m. Building the Network Foundation: Part 1
Mark McClellan – Moderator
Erin Holve, Governance Task Force
Eric Larson, Health Systems and Sustainability Task Force
Katherine Newton, Health Systems and Sustainability Task
Force
Sean Tunis, Patient and Consumer Engagement Task Force
PCORnet Kickoff Meeting Agenda
6
Tuesday, January 21st
4:30 p.m. Day Recap
Mark McClellan – Moderator
Joe Selby
Rachael Fleurence
4:45 p.m. Adjournment
5:00 p.m. Cocktail Reception
6:00 p.m. Dinner
PCORnet Kickoff Meeting Agenda
7
Wednesday, January 22nd
9:00 a.m. Welcome and Recap of Day 1
Mark McClellan
Rachael Fleurence
9:15 a.m. Patient Engagement within PCORnet
Bray Patrick-Lake
Sue Sheridan, Patient-Centered Outcomes Research Institute
Sean Tunis
10:00 a.m. Building the Network Foundation: Part 2
Mark McClellan – Moderator
Jeremy Sugarman, Regulatory and Ethics Task Force
Deven McGraw, Privacy Task Force
Jeffrey Brown, Data Security, Standards, and Data
Infrastructure
PCORnet Kickoff Meeting Agenda
8
Wednesday, January 22nd
11:15 a.m. Break
11:30 a.m. Evaluation
Sarah Greene, Patient-Centered Outcomes Research Institute
– Moderator
Sarah Daugherty, Patient-Centered Outcomes Research
Institute
Erin Holve
Eric Schneider, RAND Corporation
12:10 p.m. Lunch and Informal Networking
PCORnet Kickoff Meeting Agenda
9
Wednesday, January 22nd
1:15 p.m. Next Steps for Developing Core Research Capacities
Mark McClellan – Moderator
Joe Selby
Rachael Fleurence
Richard Platt
Robert Califf
2:45 p.m. Closing Remarks
Mark McClellan – Moderator
Joe Selby
Rachael Fleurence
Richard Platt
Robert Califf
3:15 p.m. Adjournment
Introduction to PCORnet
Engelberg Center for Health Care Reform
The Brookings Institution • Washington, DC
January 21-22, 2014
Launching PCORnet, the National Patient-
Centered Clinical Research Network
PCORnet Kickoff Meeting
January 21st, 2014
11
PCORnet: the National Patient-Centered Clinical
Research Network
The goal of PCORI’s National Patient-Centered Clinical
Research Network Program is to improve the nation’s
capacity to conduct CER efficiently, by creating a large,
highly representative, national patient-centered clinical
research network for conducting clinical outcomes
research.
The vision is to support a learning US healthcare system,
which would allow for large-scale research to be conducted
with enhanced accuracy and efficiency.
12
Overall objectives of PCORnet: achieving a
single functional “network of networks”
13
Engagement of patients, providers and health system leaders
Support and conduct of multi-network observational and
interventional CER studies
External data and research partners participate with PCORI-funded
networks
Researchers not directly affiliated
with PCORnet participate through
collaborative arrangements.
PCORnet partners will use the
resources created with PCORI’s
support for a range of activities
supported by other organizations.
CDRN Highlights
14
• Networks of academic medical centers, hospitals and physician
practices
• Networks of non-profit integrated health systems
• Networks of low income clinics
• Networks leveraging AHRQ investments and NIH investments
(CTSAs)
• Inclusion of Health Information Exchanges
• Wide geographical spread
• Inclusion of underserved populations
• Range from 1M covered lives to 28M
15
• Variety of stakeholders in participating organizations and in
leadership team: patients, advocacy groups, physician organizations,
academic centers, PBRNs etc.
• Strong understanding of patient engagement
• Significant range of conditions and diseases
• Variety in populations represented (including pediatrics,
underserved populations etc.)
• 50% rare diseases
• Significant range in the maturity of the group in terms of data
available
• Several have capacity to work with biospecimens
PPRN Highlights
PCORnet Steering Committee
Each Clinical Data Research Network
Each Patient Powered Research Network
Patient representative
HHS agencies
 NIH
 FDA
 AHRQ
 CDC
 CMS
 ONC
 ASPE
Medical product / device manufacturers
PCORI and Coordinating Center
16
Multiple Networks Sharing Infrastructure
Each organization can participate in multiple networks
Each network controls its governance and coordination
Networks share infrastructure, data curation, analytics, lessons, security,
software development
Health
Plan 2
Health
Plan 1
Health
Plan 5
Health
Plan 4
Health
Plan 7
Hospital 1
Health
Plan 3
Health
Plan 6
Health
Plan 8
Hospital 3
Health
Plan 9
Hospital 2
Hospital 4
Hospital 6
Hospital 5
Outpatient
clinic 1
Outpatient
clinic 3
Patient
network 1
Patient
network 3
Patient
network 2
Outpatient
clinic 2
18
Bray Patrick-Lake
Patient Representative,
Executive Leadership Committee,
PCORnet Coordinating Center
Patients need relevant, high quality information
for informed decision making
Complex navigation of risk/benefit tradeoffs
Dependent on where patients are in trajectory
of the disease
Delicate balance of co-morbidities
Long term consequences vs. short term benefit
Quality vs. quantity of life
Respectful of cultural preferences
20
Based on my personal characteristics, what can I
expect my outcome to be? WE DON’T KNOW
Therapies reach market after
study in cleanest population
possible
Smallest number of patients,
shortest amount of time possible
Results often an average; some
receive benefit, others harm
Subgroup analysis on single
variables
Things patients care about most
are absent - QOL and PROs
21
The current system is broken;
patients are over it.
Incredible waste of resources on
repetitive activities
Unnecessary delays due to
bureaucracy
Recruitment and retention
failures rampant
Data that could help patients
remains inaccessible
Research results don’t get
disseminated to patients or
translated into decision support
tools
22
Patients dream of …
23
A high quality clinical research system
that is patient-centered and efficient,
enabling reliable and timely access to
evidence-based prevention &
treatment options that are responsive
to patients’ individual needs
Maybe we should ask
patients how to
achieve this …
24
Patient
Designer of Research
Creator of Disease Specific Infrastructure
Driver of National Research Infrastructure
Participant in Research
Activated Patient
Reviewer of Research
Evolution of patient engagement in research:
PCORnet’s history in the making
PCORnet and its partners make the dream a
reality
Dream team of research and patient experts working on
PCORnet
Historic amount of patient engagement in research
Unprecedented opportunities for collaboration, knowledge
sharing, and community building
Together we will make a difference in the lives of
millions of patients
(and change our nation’s clinical research system forever!)
25
Thank You!
bray.patrick-lake@duke.edu
Envisioning the Network's Research
Engelberg Center for Health Care Reform
The Brookings Institution • Washington, DC
January 21-22, 2014
Envisioning PCORnet’s research
Richard Platt, MD, MS
Robert Califf, MD
January 21, 2014
28
Our Clinical Research System is Not Generating
the Evidence we Need to Support Practice!
High % of decisions not supported by evidence
Poor health status of US population
Great disparities
Questions about reliability of the system growing
Current clinical research system is great except:
 Too slow
 Too expensive
 Unreliable
 Doesn’t answer the questions important to patients
 Unattractive to providers and administrators in the
system
Which Treatment is Best for Whom?
High-Quality Evidence is Scarce
< 15% of guideline recommendations
supported by high quality evidence
30
Tricoci P et al. JAMA 2009;301:831-41
31
Age-Standardized Years of Life Lost Relative to
Comparator Countries and Ranking by Cause in 2010
GBD 2010 Study. Lancet 2012 December
Sweden
Italy
Spain
Australia
Norway
Netherlands
Austria
Luxembourg
Germany
Canada
France
Ireland
Greece
UK
Finland
Belgium
Portugal
Denmark
USA
Ischemic heart
disease
10 5 3 6 7 4 13 8 15 12 1 16 19 14 17 9 2 11 18
COPD 5 3 7 9 14 15 8 12 10 11 1 13 4 17 2 16 6 18 19
Other
cardiovascular
and circulatory
4 2 10 1 6 13 7 19 16 3 17 9 8 14 5 15 18 11 12
Congenital
anomalies
3 11 10 9 5 12 14 1 6 17 2 19 15 16 7 8 4 13 18
Aortic aneurysm 15 7 2 10 16 14 3 6 4 8 5 12 13 18 17 9 1 19 11
Diabetes 10 14 7 12 6 13 15 2 11 17 8 5 3 1 4 9 18 16 19
Lower than mean Indistinguishable from mean Higher than mean
Mortality Experiences of the 8 Americas
Murray et al. PLoS Med 2006; 3:1513-1524
Learning health care systems
1
Finalize Protocol
Refine Protocol Design
Refine
Protocol
Select sites and Steering Committee
and Data Monitoring Committee
Design Data
Collection Instruments
Simulate
with Providers
and Patients
Assess EHR /
Registries / Other
Choose Topic
Prioritize Key Questions
Contract / Budget
Simulate Trial
Procedures
Patients
Providers
Contract / Study Procedures
Select Protocol
Design Committee
Contact and
Involve Patients
Assess
Population
Start with Final Protocol,
Contract and Budget
Site Initiated
Send to SitesContract
and Budget
IRB
Provider and Administration Patients and FacilitiesSite Training
2
Develop and Distribute
Study Materials
Devise Quality
by Design Plan
Assess
Regulatory
Status
Site Initiated
Enroll Patients
Trial Closeout
QBD Reassess
Data Monitoring
Committee / HRPP
3
Conduct Trial Data Monitoring Committee
Evaluate
HRPP Plan as
trial goes on
QBD Reassess
Early for Issues
Trial
Communication,
Protocol
Amendments
4
Study Closeout
Data Cleanup
Database Lock
Analysis
ClinicalTrials.gov
Journals
Meeting Presentations
Website
Distribution for
Others to Analyze
Interpretation Patients
Dissemination
Obesity-related Questions Suited for PCORnet:
Rare Exposures or Outcomes
To what extent is gestational diabetes associated with
offspring obesity and type 2 DM?
 Using sib-pair design to control for confounding
 Among subpopulations at higher risk of GDM
Which antipsychotics are most associated with weight
gain and incident type 2 DM?
 Are there class effects? Single drug effects?
Which types of bariatric surgery result in best
outcomes with least cost and risk?
 Better biochemical outcomes
 Lower utilization, cost, adverse events,
morbidity/mortality
Obesity-related Questions Suited for PCORnet:
Practice Variation
What explains variation in bariatric surgery type and
frequency?
 Is regionalization or high volume associated with better
benefit/risk?
How much variation exists in uptake of new weight-loss
drugs?
 What are the determinants of this variation at the health
plan, delivery system, provider, and patient levels?
Obesity-related Questions Suited for PCORnet:
Natural Experiments
To what extent does introduction of state policies on
school nutrition or child BMI screening, which vary
widely across states, influence maternal and child
obesity rates?
 How much does extent of implementation drive the
results?
Obesity-related Questions Suited for PCORnet:
Dissemination
Dissemination
 How well do delivery system interventions that are
proven to prevent childhood obesity (or change obesity-
related behaviors) in local cluster RCTs perform in
broader settings?
Obesity-related Questions Suited for PCORnet:
Simulation of Best Practices
Simulation of best practices
 How well do systems science models of implementation
of multiple-component obesity prevention interventions
perform in widely varying settings?
Obesity-related Questions Suited for PCORnet:
Clinical Trials
Cluster randomized controlled trial
 EMR-based identification, monitoring, evaluation, referral
and knowledge transfer
• E.g., to moderate excessive gestational weight gain
• E.g, to treat obesity in school age children
• [EpicCare has created tools for each of these examples]
Individual randomized controlled trial
 Comparative effectiveness trial of the 2 newly approved
drugs for obesity treatment in adults: lorcaserin vs.
phentermine/topiramate
• Weight loss, improvements in metabolic parameters
• Adverse events, toxicity
Building the Network Foundation: Part 1
Engelberg Center for Health Care Reform
The Brookings Institution • Washington, DC
January 21-22, 2014
Governance & Collaboration Task Force
Co-Leads
 Erin Holve – AcademyHealth
 Richard Platt – Harvard Pilgrim Health Care Institute
Deliverables
 Policies and procedures for PCORnet
 Collaboration guidelines and supporting materials for external
partners.
45
Network Policies and Procedures Are
Needed!
Success requires
 Clearly articulated goals
and purpose
 Transparent processes
 A high level of organization
 Forward thinking approach
 ….to build a culture of trust
46
G&C Task Force Will Focus on PCORnet
Policies
PCORnet
Policies
• Policies guiding
interactions
among Networks
in PCORnet
• Policies guiding
Networks’
interactions with
PCORI
Resources And
Assistance to
• Help partners
develop local
policies
• Guide PCORnet
policies for
external/future
partners
47
Requires Collaboration and Input from
Related Task Forces
PCORnet
Policies
Governance
and
Collaboration
Data Privacy
Ethics and
Regulatory
Data
Standards
and Security
Health
Systems
Interaction
Patient and
Consumer
Engagement
48
Key PCORnet Governance Topics
Decision-Making and
Leadership
Data Access and Use
Rights and Expectations of
Network Partners
Privacy, Security, and
Confidentiality
Patient and Consumer
Engagement
Intellectual Property
Methodology Standards Conflicts of Interest
Human Subjects Policies Translation and Dissemination
Coming Soon! PCORnet Policies - Version 1.0
Outlines shared goals, processes,
and requirements for participating
in PCORnet, including
 Potential areas of policy
guidance and planned policy
development.
A living document that will:
 Evolve over time to involve new
partners, data, and uses.
 Acknowledge natural variation
within CDRNs and PPRNs
Timeline of G&C Task Force Activities
Identify and prioritize
policies and
procedures required
for PCORnet start-up
phase
(January 2014)
Establish Task Force
and co-chairs
Review and vetting of
policies
(February 2014)
Identify areas for
additional policy
development
(Next 18 months)
51
HEALTH SYSTEMS INTERACTIONS and
SUSTAINABILITY: Issues and Challenges
Eric Larson, MD, MPH
Katherine Newton, PhD
Group Health Research Institute
Consider the following question
Should researchers need additional participant consent
(reconsent) to submit existing data to the federal database of
Genotypes and Phenotypes (dbGaP)?
53
Ludman E. Glad you asked: participants’ opinions of re-consent for
dbGAP data submission. J Empir Res Hum Res Ethics 2019 5:9-16
Participant Answers
What proportion said yes at re-consent?
1,340 / 1,159 (86%)
How important was it that they were asked?
Very (69%) or somewhat (21%)
Were notification only / opt-out acceptable?
NO 67% / 40 % unacceptable
54
Ludman E. Glad you asked: participants’ opinions of re-consent for
dbGAP data submission. J Empir Res Hum Res Ethics 2019 5:9-16
This image cannot currently be displayed.
Consider the Following Study:
Cluster Randomized Trial
Unit of Randomization: Clinic
Intervention: New approach to counseling about physical
activity
Control: Usual care
Data collected from the EHR
55
The Belmont Report - 1979
Ethical Principles and Guidelines for the Protection of
Human Subjects of Research
1.Respect for Persons
2.Beneficence
3.Justice
Informed Consent: Respect for persons requires that
subjects . . . be given the opportunity to choose what shall
or shall not happen to them.
56
Who should provide consent?
Physicians? Intervention patients? Control patients?
57
Take Away Messages
Being patient centered sometimes give us answers we don’t
like, or that make our work harder
Resolving differences in how our systems view these and
other issues is critical to PCORnet’s success, and our
success depends on our willingness to do so
58
Ludman E. Glad you asked: participants’ opinions of re-consent for
dbGAP data submission. J Empir Res Hum Res Ethics 2019 5:9-16
Lessons Learned from NIH Collaboratory
The ultimate goal is providing benefits for patients and
clinicians through answering practical, relevant research
questions
Trust is essential and is not automatic
Think sustainability from the beginning
59
The Peaceable Kingdome
60
Goal of HSI Task Force
Clarify issues individual partners face in ensuring they can
maintain and sustain the systems and policies needed to
participate in the network
Establish a common vision of health systems involvement
and sustainability.
Explore concerns about patient trust, provider burden and
impacts on workflow
Facilitate alignment and standardization of practices across
CDRNs to optimize activities
61
Collaboration
Pragmatic trials and network observational studies offer
healthcare researchers and HCS the chance to be a part of a
new era. However, require:
Research and HCS teams that listen closely to each other
A common commitment to a sustainable interventions
tested in clinical settings (trials)
An ability to compromise to achieve both research and
clinical priorities (trials and data studies)
62
NIH Collaboratory PCT Engagement White paper
Close relationship between researchers and HCS leaders,
administrators, clinical and IT staff.
Time commitment from all parties because communication
and negotiation occur before, during, and after the study
period.
Researchers must remember that traditional RCT-type data
are not possible in the everyday environment of PCTs, but
results will almost certainly be more easily translated than
traditional RCT findings.
HCS must remember that participation will pay off in
actionable results and tools to improve clinical care and
provide professional opportunities for HCS leadership, and
clinicians.
63
Relationship tips for researchers and HCS in PCTs
NIH Collaboratory PCT Engagement White paper
Researchers must get buy-in and input from all levels of the
organization.
Even if a HCS is willing, researchers must have an objective
way to determine if the system has the structure and
capacity to participate.
A good collaboration usually starts with a pilot project—
and ends with a sustainable, evidence-based healthcare
intervention and a long-term scientific relationship.
The ultimate goal is providing benefits for patients and
clinicians through answering practical, relevant research
questions.
64
Relationship tips for researchers and HCS in PCTs
Attitude check
The goal is improving healthcare - HCS leaders and clinical
staff are the experts in that area.
Research questions should focus on what the HCS wants to
learn
Generalizable knowledge is likely to be a worthwhile
byproduct of the research
Research must demonstrate value for the HCS, such as
improved patient outcomes, experience or satisfaction;
increased efficiency; or reduced burden for clinical staff
Span boundaries
Effective communication must
address that activities, culture,
language and priorities differ for
researchers and healthcare systems
Researchers with clinical experience
can help to convey practice changes
to doctors.
In turn, HCS leaders with academic
experience understand the culture,
language, and priorities of
researchers
“For PCTs to be designed and
implemented well while
addressing questions that
matter to clinicians and care
systems, it is very important to
have boundary-spanners—
people who straddle the gap
between care and research,”
Leif Solberg, MD of
HealthPartners
Monitor the environment for change
Opportunities for natural experiments arise when clinical
practice is affected by changes to healthcare policy or insurance
benefits, introduction of new diagnostics or therapies, or
changes in clinical workflow.
These changes give researchers a chance to observe how a
specific healthcare change that occurs in the ordinary clinical
environment affects patient outcomes.
Researchers with an active connection to HCS are in a position
to hear about natural experiment opportunities in time to plan
for a PCT.
Think sustainability from the start
Carry out pilot tests will determine
 technical issues, feasibility
 commitment to the partnership.
Research activities should provide the HCS with useful tools,
information, and an evidence-based, effective intervention.
 If the intervention was not effective, offer a rigorous
analysis of why and suggests what might be done to
increase effectiveness.
Tailor reports and follow-up information to the interests of
each group.
Building the Network Foundation: Part 2
Engelberg Center for Health Care Reform
The Brookings Institution • Washington, DC
January 21-22, 2014
Ethics and Regulatory Task Force
Co-Chairs: Rob Califf and Jeremy Sugarman
Coordinator: Joe Ali
Project Manager: Tammy Reece
The Ethics and Regulatory Minefield
Consent and notification
Determining “minimal risk”
Use of FDA approved products
Research design
 Cluster randomization
 Pre-randomization
IRB oversight
Data monitoring
Privacy and transparency
Ethics and engagement
Ethics of broadly collaborative research
Lessons from the NIH HCS Research
Collaboratory
Early discussions with multiple stakeholders can
clarify issues and identify a path forward
Investigators should articulate carefully why a
proposed endeavor should be considered as
“minimal risk” in appropriate settings
https://www.nihcollaboratory.org/Pages/sachrp.aspx
Current Plans
Serve as consultants, upon request, to PCORnet
for emerging ethical and regulatory issues and to
catalogue these issues
Conduct desk & document reviews to inform issue
briefs describing ethical and regulatory challenges
as well as strategies for managing IRB and
oversight processes
Towards Efficiency
There are broad moral claims to garner knowledge
to improve clinical care and to enhance research
efficiency
Doing so will be associated with some predictable
(and unpredictable) practical, regulatory and ethical
challenges
With collaboration and communication, PCORnet is
well-positioned to navigate these challenges and
develop appropriate means of overcoming them
Privacy Task Force
Chair: Deven McGraw
Project Manager: Alice Leiter
Task Force Goals
Work collectively to develop a set of privacy
policies to govern data sharing by the National
Patient-Centered Clinical Research Network
(PCORnet).
Identify privacy issues raising particular challenges
for PCORnet Partners; issue white papers
highlighting promising or best practices for
addressing them
Specific Aims
Develop privacy policies for PCORnet.
Surface particularly challenging privacy issues for
PCORnet Partners and collect promising or best
practices for addressing them.
 Potential issues to be addressed:
Data identifiability and de-identification
methodologies
Models for data sharing
Approaches to transparency and consent
Compliance with Laws
The Common Rule (governs federally funded
research on human subjects)
HIPAA (governs “covered entities” and their
business associates)
State laws may apply
FDA in some cases
Fair Information Practices
Openness and transparency
Purpose specification and minimization
Collection limitation
Use limitation
Individual participation and control
Data integrity and quality
Security safeguards and controls
Accountability and Oversight
Remedies
Data Minimization
The Common Rule applies only to data that are
identifiable to the researcher.
Data that meets HIPAA’s de-identification standards
are not subject to HIPAA’s research rules.
 Data in a “limited data set” are subject to less
stringent regulation (consent not required, but
data use agreement required)
Data disclosed/shared by PCORnet Partners will be
de-identified; however, access to the information to
run research questions will likely involve identifiable
health information
The Common Rule
Research requires review of Institutional Review
Board
 Can be “expedited” if research falls into an
approved category (for ex., research involving
data already collected for clinical purposes &
prospective collection of biospecimens through
noninvasive means).
The Common Rule (cont.)
Consent required, although can be waived if:
 The research involves no more than minimal
risk;
 The waiver will not adversely affect the rights &
welfare of subjects;
 The research could not be practicably
conducted w/out the waiver; and
 When appropriate, subjects are provided with
additional info after participation.
HIPAA
Before fully identifiable information can be used for
research purposes, the patient’s authorization must
be obtained (previous rule required authorizations
to be specific – but Omnibus rule allows for
authorizations for future research, as long as that
future research is “sufficiently described”)
 Can be waived by a Privacy Board or IRB if risk
to privacy is considered to be low
 Some exceptions (review of data onsite in
preparation for research, research on
decedent’s info, and use of limited data set)
Scope of new rule uncertain
Common Challenges for Multi-Site Research
Networks
Genuine confusion about both content and
application of the rules
Different tolerances for risk lead to different
interpretations of the rules
Concerns about sharing an institutional asset
How to better leverage patients to build trust in
research and research networks
Questions for Discussion
Do you have policies and procedures in place to
assure that each participant in your network is in
compliance with all applicable federal and state laws?
If your network involves more than one organizational
or institutional participant, do you have network-wide
policies and procedures that enable the network to be
used for the efficient conduct of research?
Are you prepared as an organization/institution or
network to work with the Coordinating Center and
other participants in PCORINet to develop and
implement the necessary PCORINet policies? If not,
what would it take to help you get there?
Data Standards, Security, Networking, and
Infrastructure (DSSNI) Task Force
Co-Chairs: Jeff Brown, Lesley Curtis, and Ed Hammond
Project Managers: Jenny Ibarra and Brie Purcell
Technical Leads: Shelley Rusincovitch and Jessica Sturtevant
PopMedNet Coordinator: Jessica Malenfant
PCORnet Distributed Research Network Aims
Create a research-ready PCORnet Distributed Research
Network (DRN)
 11 Clinical Data Research Networks
 18 Patient-Powered Research Networks
 Other interested participants
Leverage evolving resources and capabilities of HHS
existing multipurpose clinically embedded networks,
electronic data, and clinical research initiatives
87
Data Standards, Security & Network
Infrastructure Task Force
Key responsibilities
Create a distributed research network capable of
supporting rapid, efficient, and reproducible multi-network
research
Ensure that CDRNs/PPRNs maintain physical and
operational control over their data
Use distributed analysis methods that minimize the need
to share patient level data
88
Create a distributed research network
89
Operations center
 Network development and implementation
 Knowledge management
 Analytic tools
Secure network to send queries and receive responses
Flexible query approaches and interfaces
Distribution of executable code to conserve scarce
programming resources and assure uniformity of analysis
 Code should run without change
CDRN and PPRNs maintain physical and
operational control over their data
Distributed approach allows partners to maintain control of
their data and all uses
Partners have option to review requests before execution
and review results before release
No need to change local workflow related to release of
information
All activities secure and audited
90
Use distributed analysis methods that minimize
the need to share patient level data
Only the minimum information necessary should be
requested and shared
PCORnet DRN operations center oversees minimum
necessary policy implementation
Many analyses can be completed without sharing any
protected information
 Risk sets
 Propensity scores
 Highly aggregated and summarized person-level
information
91
PCORnet Distributed Analysis
92
CDRN 1
Review &
run query
Review &
run results
Enroll
Demographics
Utilization
Etc.
3 4
PPRN 1
Review &
run query
Review &
run results
Enroll
Demographics
Utilization
Etc.
3 4
1- User creates and
submits query (a computer
program)
2- Data partners retrieve
query
3- Data partners review and
run query against their local
data
4- Data partners review
results
5- Data partners return
results via secure network
6 Results are aggregated
5
PCORnet Secure Network Portal
1
PCORnet Operations Center
6
2
Building blocks of the PCORnet DRN
CDRNs and PPRNs
Guiding principles
 Network
 Data model
Common Data Model
Operations Center
 Secure portal
 Querying capability
 Development of new networking and collaboration tools
and functionality
93
Thank you
94

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PCORnet: Building Evidence through Innovation and Collaboration

  • 1. PCORnet: Building Evidence through Innovation and Collaboration Engelberg Center for Health Care Reform The Brookings Institution • Washington, DC January 21-22, 2014
  • 2. Proposal Word Map: What are PCORnet Partners Saying? 2
  • 3. Multiple Networks Sharing Infrastructure 3
  • 4. PCORnet Kickoff Meeting Agenda 4 Tuesday, January 21st 10:15 a.m. Welcome and Opening Remarks Mark McClellan, Brookings Institution Greg Daniel, Brookings Institution Rachael Fleurence, Patient-Centered Outcomes Research Institute 10:30 a.m. Introduction to PCORnet Mark McClellan – Moderator Joe Selby, Patient-Centered Outcomes Research Institute External Partners Bray Patrick-Lake, Duke Translational Medicine Institute 12:30 p.m. Lunch and Informal Networking
  • 5. PCORnet Kickoff Meeting Agenda 5 Tuesday, January 21st 1:30 p.m. Envisioning the Network’s Research Mark McClellan – Moderator Rob Califf, Duke Translational Medicine Rich Platt, Harvard Pilgrim Health Care Institute 3:00 p.m. Break 3:15 p.m. Building the Network Foundation: Part 1 Mark McClellan – Moderator Erin Holve, Governance Task Force Eric Larson, Health Systems and Sustainability Task Force Katherine Newton, Health Systems and Sustainability Task Force Sean Tunis, Patient and Consumer Engagement Task Force
  • 6. PCORnet Kickoff Meeting Agenda 6 Tuesday, January 21st 4:30 p.m. Day Recap Mark McClellan – Moderator Joe Selby Rachael Fleurence 4:45 p.m. Adjournment 5:00 p.m. Cocktail Reception 6:00 p.m. Dinner
  • 7. PCORnet Kickoff Meeting Agenda 7 Wednesday, January 22nd 9:00 a.m. Welcome and Recap of Day 1 Mark McClellan Rachael Fleurence 9:15 a.m. Patient Engagement within PCORnet Bray Patrick-Lake Sue Sheridan, Patient-Centered Outcomes Research Institute Sean Tunis 10:00 a.m. Building the Network Foundation: Part 2 Mark McClellan – Moderator Jeremy Sugarman, Regulatory and Ethics Task Force Deven McGraw, Privacy Task Force Jeffrey Brown, Data Security, Standards, and Data Infrastructure
  • 8. PCORnet Kickoff Meeting Agenda 8 Wednesday, January 22nd 11:15 a.m. Break 11:30 a.m. Evaluation Sarah Greene, Patient-Centered Outcomes Research Institute – Moderator Sarah Daugherty, Patient-Centered Outcomes Research Institute Erin Holve Eric Schneider, RAND Corporation 12:10 p.m. Lunch and Informal Networking
  • 9. PCORnet Kickoff Meeting Agenda 9 Wednesday, January 22nd 1:15 p.m. Next Steps for Developing Core Research Capacities Mark McClellan – Moderator Joe Selby Rachael Fleurence Richard Platt Robert Califf 2:45 p.m. Closing Remarks Mark McClellan – Moderator Joe Selby Rachael Fleurence Richard Platt Robert Califf 3:15 p.m. Adjournment
  • 10. Introduction to PCORnet Engelberg Center for Health Care Reform The Brookings Institution • Washington, DC January 21-22, 2014
  • 11. Launching PCORnet, the National Patient- Centered Clinical Research Network PCORnet Kickoff Meeting January 21st, 2014 11
  • 12. PCORnet: the National Patient-Centered Clinical Research Network The goal of PCORI’s National Patient-Centered Clinical Research Network Program is to improve the nation’s capacity to conduct CER efficiently, by creating a large, highly representative, national patient-centered clinical research network for conducting clinical outcomes research. The vision is to support a learning US healthcare system, which would allow for large-scale research to be conducted with enhanced accuracy and efficiency. 12
  • 13. Overall objectives of PCORnet: achieving a single functional “network of networks” 13 Engagement of patients, providers and health system leaders Support and conduct of multi-network observational and interventional CER studies External data and research partners participate with PCORI-funded networks Researchers not directly affiliated with PCORnet participate through collaborative arrangements. PCORnet partners will use the resources created with PCORI’s support for a range of activities supported by other organizations.
  • 14. CDRN Highlights 14 • Networks of academic medical centers, hospitals and physician practices • Networks of non-profit integrated health systems • Networks of low income clinics • Networks leveraging AHRQ investments and NIH investments (CTSAs) • Inclusion of Health Information Exchanges • Wide geographical spread • Inclusion of underserved populations • Range from 1M covered lives to 28M
  • 15. 15 • Variety of stakeholders in participating organizations and in leadership team: patients, advocacy groups, physician organizations, academic centers, PBRNs etc. • Strong understanding of patient engagement • Significant range of conditions and diseases • Variety in populations represented (including pediatrics, underserved populations etc.) • 50% rare diseases • Significant range in the maturity of the group in terms of data available • Several have capacity to work with biospecimens PPRN Highlights
  • 16. PCORnet Steering Committee Each Clinical Data Research Network Each Patient Powered Research Network Patient representative HHS agencies  NIH  FDA  AHRQ  CDC  CMS  ONC  ASPE Medical product / device manufacturers PCORI and Coordinating Center 16
  • 17.
  • 18. Multiple Networks Sharing Infrastructure Each organization can participate in multiple networks Each network controls its governance and coordination Networks share infrastructure, data curation, analytics, lessons, security, software development Health Plan 2 Health Plan 1 Health Plan 5 Health Plan 4 Health Plan 7 Hospital 1 Health Plan 3 Health Plan 6 Health Plan 8 Hospital 3 Health Plan 9 Hospital 2 Hospital 4 Hospital 6 Hospital 5 Outpatient clinic 1 Outpatient clinic 3 Patient network 1 Patient network 3 Patient network 2 Outpatient clinic 2 18
  • 19. Bray Patrick-Lake Patient Representative, Executive Leadership Committee, PCORnet Coordinating Center
  • 20. Patients need relevant, high quality information for informed decision making Complex navigation of risk/benefit tradeoffs Dependent on where patients are in trajectory of the disease Delicate balance of co-morbidities Long term consequences vs. short term benefit Quality vs. quantity of life Respectful of cultural preferences 20
  • 21. Based on my personal characteristics, what can I expect my outcome to be? WE DON’T KNOW Therapies reach market after study in cleanest population possible Smallest number of patients, shortest amount of time possible Results often an average; some receive benefit, others harm Subgroup analysis on single variables Things patients care about most are absent - QOL and PROs 21
  • 22. The current system is broken; patients are over it. Incredible waste of resources on repetitive activities Unnecessary delays due to bureaucracy Recruitment and retention failures rampant Data that could help patients remains inaccessible Research results don’t get disseminated to patients or translated into decision support tools 22
  • 23. Patients dream of … 23 A high quality clinical research system that is patient-centered and efficient, enabling reliable and timely access to evidence-based prevention & treatment options that are responsive to patients’ individual needs Maybe we should ask patients how to achieve this …
  • 24. 24 Patient Designer of Research Creator of Disease Specific Infrastructure Driver of National Research Infrastructure Participant in Research Activated Patient Reviewer of Research Evolution of patient engagement in research: PCORnet’s history in the making
  • 25. PCORnet and its partners make the dream a reality Dream team of research and patient experts working on PCORnet Historic amount of patient engagement in research Unprecedented opportunities for collaboration, knowledge sharing, and community building Together we will make a difference in the lives of millions of patients (and change our nation’s clinical research system forever!) 25
  • 27. Envisioning the Network's Research Engelberg Center for Health Care Reform The Brookings Institution • Washington, DC January 21-22, 2014
  • 28. Envisioning PCORnet’s research Richard Platt, MD, MS Robert Califf, MD January 21, 2014 28
  • 29. Our Clinical Research System is Not Generating the Evidence we Need to Support Practice! High % of decisions not supported by evidence Poor health status of US population Great disparities Questions about reliability of the system growing Current clinical research system is great except:  Too slow  Too expensive  Unreliable  Doesn’t answer the questions important to patients  Unattractive to providers and administrators in the system
  • 30. Which Treatment is Best for Whom? High-Quality Evidence is Scarce < 15% of guideline recommendations supported by high quality evidence 30 Tricoci P et al. JAMA 2009;301:831-41
  • 31. 31 Age-Standardized Years of Life Lost Relative to Comparator Countries and Ranking by Cause in 2010 GBD 2010 Study. Lancet 2012 December Sweden Italy Spain Australia Norway Netherlands Austria Luxembourg Germany Canada France Ireland Greece UK Finland Belgium Portugal Denmark USA Ischemic heart disease 10 5 3 6 7 4 13 8 15 12 1 16 19 14 17 9 2 11 18 COPD 5 3 7 9 14 15 8 12 10 11 1 13 4 17 2 16 6 18 19 Other cardiovascular and circulatory 4 2 10 1 6 13 7 19 16 3 17 9 8 14 5 15 18 11 12 Congenital anomalies 3 11 10 9 5 12 14 1 6 17 2 19 15 16 7 8 4 13 18 Aortic aneurysm 15 7 2 10 16 14 3 6 4 8 5 12 13 18 17 9 1 19 11 Diabetes 10 14 7 12 6 13 15 2 11 17 8 5 3 1 4 9 18 16 19 Lower than mean Indistinguishable from mean Higher than mean
  • 32. Mortality Experiences of the 8 Americas Murray et al. PLoS Med 2006; 3:1513-1524
  • 34. 1 Finalize Protocol Refine Protocol Design Refine Protocol Select sites and Steering Committee and Data Monitoring Committee Design Data Collection Instruments Simulate with Providers and Patients Assess EHR / Registries / Other Choose Topic Prioritize Key Questions Contract / Budget Simulate Trial Procedures Patients Providers Contract / Study Procedures Select Protocol Design Committee Contact and Involve Patients Assess Population
  • 35. Start with Final Protocol, Contract and Budget Site Initiated Send to SitesContract and Budget IRB Provider and Administration Patients and FacilitiesSite Training 2 Develop and Distribute Study Materials Devise Quality by Design Plan Assess Regulatory Status
  • 36. Site Initiated Enroll Patients Trial Closeout QBD Reassess Data Monitoring Committee / HRPP 3 Conduct Trial Data Monitoring Committee Evaluate HRPP Plan as trial goes on QBD Reassess Early for Issues Trial Communication, Protocol Amendments
  • 37. 4 Study Closeout Data Cleanup Database Lock Analysis ClinicalTrials.gov Journals Meeting Presentations Website Distribution for Others to Analyze Interpretation Patients Dissemination
  • 38. Obesity-related Questions Suited for PCORnet: Rare Exposures or Outcomes To what extent is gestational diabetes associated with offspring obesity and type 2 DM?  Using sib-pair design to control for confounding  Among subpopulations at higher risk of GDM Which antipsychotics are most associated with weight gain and incident type 2 DM?  Are there class effects? Single drug effects? Which types of bariatric surgery result in best outcomes with least cost and risk?  Better biochemical outcomes  Lower utilization, cost, adverse events, morbidity/mortality
  • 39. Obesity-related Questions Suited for PCORnet: Practice Variation What explains variation in bariatric surgery type and frequency?  Is regionalization or high volume associated with better benefit/risk? How much variation exists in uptake of new weight-loss drugs?  What are the determinants of this variation at the health plan, delivery system, provider, and patient levels?
  • 40. Obesity-related Questions Suited for PCORnet: Natural Experiments To what extent does introduction of state policies on school nutrition or child BMI screening, which vary widely across states, influence maternal and child obesity rates?  How much does extent of implementation drive the results?
  • 41. Obesity-related Questions Suited for PCORnet: Dissemination Dissemination  How well do delivery system interventions that are proven to prevent childhood obesity (or change obesity- related behaviors) in local cluster RCTs perform in broader settings?
  • 42. Obesity-related Questions Suited for PCORnet: Simulation of Best Practices Simulation of best practices  How well do systems science models of implementation of multiple-component obesity prevention interventions perform in widely varying settings?
  • 43. Obesity-related Questions Suited for PCORnet: Clinical Trials Cluster randomized controlled trial  EMR-based identification, monitoring, evaluation, referral and knowledge transfer • E.g., to moderate excessive gestational weight gain • E.g, to treat obesity in school age children • [EpicCare has created tools for each of these examples] Individual randomized controlled trial  Comparative effectiveness trial of the 2 newly approved drugs for obesity treatment in adults: lorcaserin vs. phentermine/topiramate • Weight loss, improvements in metabolic parameters • Adverse events, toxicity
  • 44. Building the Network Foundation: Part 1 Engelberg Center for Health Care Reform The Brookings Institution • Washington, DC January 21-22, 2014
  • 45. Governance & Collaboration Task Force Co-Leads  Erin Holve – AcademyHealth  Richard Platt – Harvard Pilgrim Health Care Institute Deliverables  Policies and procedures for PCORnet  Collaboration guidelines and supporting materials for external partners. 45
  • 46. Network Policies and Procedures Are Needed! Success requires  Clearly articulated goals and purpose  Transparent processes  A high level of organization  Forward thinking approach  ….to build a culture of trust 46
  • 47. G&C Task Force Will Focus on PCORnet Policies PCORnet Policies • Policies guiding interactions among Networks in PCORnet • Policies guiding Networks’ interactions with PCORI Resources And Assistance to • Help partners develop local policies • Guide PCORnet policies for external/future partners 47
  • 48. Requires Collaboration and Input from Related Task Forces PCORnet Policies Governance and Collaboration Data Privacy Ethics and Regulatory Data Standards and Security Health Systems Interaction Patient and Consumer Engagement 48
  • 49. Key PCORnet Governance Topics Decision-Making and Leadership Data Access and Use Rights and Expectations of Network Partners Privacy, Security, and Confidentiality Patient and Consumer Engagement Intellectual Property Methodology Standards Conflicts of Interest Human Subjects Policies Translation and Dissemination
  • 50. Coming Soon! PCORnet Policies - Version 1.0 Outlines shared goals, processes, and requirements for participating in PCORnet, including  Potential areas of policy guidance and planned policy development. A living document that will:  Evolve over time to involve new partners, data, and uses.  Acknowledge natural variation within CDRNs and PPRNs
  • 51. Timeline of G&C Task Force Activities Identify and prioritize policies and procedures required for PCORnet start-up phase (January 2014) Establish Task Force and co-chairs Review and vetting of policies (February 2014) Identify areas for additional policy development (Next 18 months) 51
  • 52. HEALTH SYSTEMS INTERACTIONS and SUSTAINABILITY: Issues and Challenges Eric Larson, MD, MPH Katherine Newton, PhD Group Health Research Institute
  • 53. Consider the following question Should researchers need additional participant consent (reconsent) to submit existing data to the federal database of Genotypes and Phenotypes (dbGaP)? 53 Ludman E. Glad you asked: participants’ opinions of re-consent for dbGAP data submission. J Empir Res Hum Res Ethics 2019 5:9-16
  • 54. Participant Answers What proportion said yes at re-consent? 1,340 / 1,159 (86%) How important was it that they were asked? Very (69%) or somewhat (21%) Were notification only / opt-out acceptable? NO 67% / 40 % unacceptable 54 Ludman E. Glad you asked: participants’ opinions of re-consent for dbGAP data submission. J Empir Res Hum Res Ethics 2019 5:9-16 This image cannot currently be displayed.
  • 55. Consider the Following Study: Cluster Randomized Trial Unit of Randomization: Clinic Intervention: New approach to counseling about physical activity Control: Usual care Data collected from the EHR 55
  • 56. The Belmont Report - 1979 Ethical Principles and Guidelines for the Protection of Human Subjects of Research 1.Respect for Persons 2.Beneficence 3.Justice Informed Consent: Respect for persons requires that subjects . . . be given the opportunity to choose what shall or shall not happen to them. 56
  • 57. Who should provide consent? Physicians? Intervention patients? Control patients? 57
  • 58. Take Away Messages Being patient centered sometimes give us answers we don’t like, or that make our work harder Resolving differences in how our systems view these and other issues is critical to PCORnet’s success, and our success depends on our willingness to do so 58 Ludman E. Glad you asked: participants’ opinions of re-consent for dbGAP data submission. J Empir Res Hum Res Ethics 2019 5:9-16
  • 59. Lessons Learned from NIH Collaboratory The ultimate goal is providing benefits for patients and clinicians through answering practical, relevant research questions Trust is essential and is not automatic Think sustainability from the beginning 59
  • 61. Goal of HSI Task Force Clarify issues individual partners face in ensuring they can maintain and sustain the systems and policies needed to participate in the network Establish a common vision of health systems involvement and sustainability. Explore concerns about patient trust, provider burden and impacts on workflow Facilitate alignment and standardization of practices across CDRNs to optimize activities 61
  • 62. Collaboration Pragmatic trials and network observational studies offer healthcare researchers and HCS the chance to be a part of a new era. However, require: Research and HCS teams that listen closely to each other A common commitment to a sustainable interventions tested in clinical settings (trials) An ability to compromise to achieve both research and clinical priorities (trials and data studies) 62
  • 63. NIH Collaboratory PCT Engagement White paper Close relationship between researchers and HCS leaders, administrators, clinical and IT staff. Time commitment from all parties because communication and negotiation occur before, during, and after the study period. Researchers must remember that traditional RCT-type data are not possible in the everyday environment of PCTs, but results will almost certainly be more easily translated than traditional RCT findings. HCS must remember that participation will pay off in actionable results and tools to improve clinical care and provide professional opportunities for HCS leadership, and clinicians. 63 Relationship tips for researchers and HCS in PCTs
  • 64. NIH Collaboratory PCT Engagement White paper Researchers must get buy-in and input from all levels of the organization. Even if a HCS is willing, researchers must have an objective way to determine if the system has the structure and capacity to participate. A good collaboration usually starts with a pilot project— and ends with a sustainable, evidence-based healthcare intervention and a long-term scientific relationship. The ultimate goal is providing benefits for patients and clinicians through answering practical, relevant research questions. 64 Relationship tips for researchers and HCS in PCTs
  • 65. Attitude check The goal is improving healthcare - HCS leaders and clinical staff are the experts in that area. Research questions should focus on what the HCS wants to learn Generalizable knowledge is likely to be a worthwhile byproduct of the research Research must demonstrate value for the HCS, such as improved patient outcomes, experience or satisfaction; increased efficiency; or reduced burden for clinical staff
  • 66. Span boundaries Effective communication must address that activities, culture, language and priorities differ for researchers and healthcare systems Researchers with clinical experience can help to convey practice changes to doctors. In turn, HCS leaders with academic experience understand the culture, language, and priorities of researchers “For PCTs to be designed and implemented well while addressing questions that matter to clinicians and care systems, it is very important to have boundary-spanners— people who straddle the gap between care and research,” Leif Solberg, MD of HealthPartners
  • 67. Monitor the environment for change Opportunities for natural experiments arise when clinical practice is affected by changes to healthcare policy or insurance benefits, introduction of new diagnostics or therapies, or changes in clinical workflow. These changes give researchers a chance to observe how a specific healthcare change that occurs in the ordinary clinical environment affects patient outcomes. Researchers with an active connection to HCS are in a position to hear about natural experiment opportunities in time to plan for a PCT.
  • 68. Think sustainability from the start Carry out pilot tests will determine  technical issues, feasibility  commitment to the partnership. Research activities should provide the HCS with useful tools, information, and an evidence-based, effective intervention.  If the intervention was not effective, offer a rigorous analysis of why and suggests what might be done to increase effectiveness. Tailor reports and follow-up information to the interests of each group.
  • 69. Building the Network Foundation: Part 2 Engelberg Center for Health Care Reform The Brookings Institution • Washington, DC January 21-22, 2014
  • 70. Ethics and Regulatory Task Force Co-Chairs: Rob Califf and Jeremy Sugarman Coordinator: Joe Ali Project Manager: Tammy Reece
  • 71. The Ethics and Regulatory Minefield Consent and notification Determining “minimal risk” Use of FDA approved products Research design  Cluster randomization  Pre-randomization IRB oversight Data monitoring Privacy and transparency Ethics and engagement Ethics of broadly collaborative research
  • 72. Lessons from the NIH HCS Research Collaboratory Early discussions with multiple stakeholders can clarify issues and identify a path forward Investigators should articulate carefully why a proposed endeavor should be considered as “minimal risk” in appropriate settings https://www.nihcollaboratory.org/Pages/sachrp.aspx
  • 73. Current Plans Serve as consultants, upon request, to PCORnet for emerging ethical and regulatory issues and to catalogue these issues Conduct desk & document reviews to inform issue briefs describing ethical and regulatory challenges as well as strategies for managing IRB and oversight processes
  • 74. Towards Efficiency There are broad moral claims to garner knowledge to improve clinical care and to enhance research efficiency Doing so will be associated with some predictable (and unpredictable) practical, regulatory and ethical challenges With collaboration and communication, PCORnet is well-positioned to navigate these challenges and develop appropriate means of overcoming them
  • 75. Privacy Task Force Chair: Deven McGraw Project Manager: Alice Leiter
  • 76. Task Force Goals Work collectively to develop a set of privacy policies to govern data sharing by the National Patient-Centered Clinical Research Network (PCORnet). Identify privacy issues raising particular challenges for PCORnet Partners; issue white papers highlighting promising or best practices for addressing them
  • 77. Specific Aims Develop privacy policies for PCORnet. Surface particularly challenging privacy issues for PCORnet Partners and collect promising or best practices for addressing them.  Potential issues to be addressed: Data identifiability and de-identification methodologies Models for data sharing Approaches to transparency and consent
  • 78. Compliance with Laws The Common Rule (governs federally funded research on human subjects) HIPAA (governs “covered entities” and their business associates) State laws may apply FDA in some cases
  • 79. Fair Information Practices Openness and transparency Purpose specification and minimization Collection limitation Use limitation Individual participation and control Data integrity and quality Security safeguards and controls Accountability and Oversight Remedies
  • 80. Data Minimization The Common Rule applies only to data that are identifiable to the researcher. Data that meets HIPAA’s de-identification standards are not subject to HIPAA’s research rules.  Data in a “limited data set” are subject to less stringent regulation (consent not required, but data use agreement required) Data disclosed/shared by PCORnet Partners will be de-identified; however, access to the information to run research questions will likely involve identifiable health information
  • 81. The Common Rule Research requires review of Institutional Review Board  Can be “expedited” if research falls into an approved category (for ex., research involving data already collected for clinical purposes & prospective collection of biospecimens through noninvasive means).
  • 82. The Common Rule (cont.) Consent required, although can be waived if:  The research involves no more than minimal risk;  The waiver will not adversely affect the rights & welfare of subjects;  The research could not be practicably conducted w/out the waiver; and  When appropriate, subjects are provided with additional info after participation.
  • 83. HIPAA Before fully identifiable information can be used for research purposes, the patient’s authorization must be obtained (previous rule required authorizations to be specific – but Omnibus rule allows for authorizations for future research, as long as that future research is “sufficiently described”)  Can be waived by a Privacy Board or IRB if risk to privacy is considered to be low  Some exceptions (review of data onsite in preparation for research, research on decedent’s info, and use of limited data set) Scope of new rule uncertain
  • 84. Common Challenges for Multi-Site Research Networks Genuine confusion about both content and application of the rules Different tolerances for risk lead to different interpretations of the rules Concerns about sharing an institutional asset How to better leverage patients to build trust in research and research networks
  • 85. Questions for Discussion Do you have policies and procedures in place to assure that each participant in your network is in compliance with all applicable federal and state laws? If your network involves more than one organizational or institutional participant, do you have network-wide policies and procedures that enable the network to be used for the efficient conduct of research? Are you prepared as an organization/institution or network to work with the Coordinating Center and other participants in PCORINet to develop and implement the necessary PCORINet policies? If not, what would it take to help you get there?
  • 86. Data Standards, Security, Networking, and Infrastructure (DSSNI) Task Force Co-Chairs: Jeff Brown, Lesley Curtis, and Ed Hammond Project Managers: Jenny Ibarra and Brie Purcell Technical Leads: Shelley Rusincovitch and Jessica Sturtevant PopMedNet Coordinator: Jessica Malenfant
  • 87. PCORnet Distributed Research Network Aims Create a research-ready PCORnet Distributed Research Network (DRN)  11 Clinical Data Research Networks  18 Patient-Powered Research Networks  Other interested participants Leverage evolving resources and capabilities of HHS existing multipurpose clinically embedded networks, electronic data, and clinical research initiatives 87
  • 88. Data Standards, Security & Network Infrastructure Task Force Key responsibilities Create a distributed research network capable of supporting rapid, efficient, and reproducible multi-network research Ensure that CDRNs/PPRNs maintain physical and operational control over their data Use distributed analysis methods that minimize the need to share patient level data 88
  • 89. Create a distributed research network 89 Operations center  Network development and implementation  Knowledge management  Analytic tools Secure network to send queries and receive responses Flexible query approaches and interfaces Distribution of executable code to conserve scarce programming resources and assure uniformity of analysis  Code should run without change
  • 90. CDRN and PPRNs maintain physical and operational control over their data Distributed approach allows partners to maintain control of their data and all uses Partners have option to review requests before execution and review results before release No need to change local workflow related to release of information All activities secure and audited 90
  • 91. Use distributed analysis methods that minimize the need to share patient level data Only the minimum information necessary should be requested and shared PCORnet DRN operations center oversees minimum necessary policy implementation Many analyses can be completed without sharing any protected information  Risk sets  Propensity scores  Highly aggregated and summarized person-level information 91
  • 92. PCORnet Distributed Analysis 92 CDRN 1 Review & run query Review & run results Enroll Demographics Utilization Etc. 3 4 PPRN 1 Review & run query Review & run results Enroll Demographics Utilization Etc. 3 4 1- User creates and submits query (a computer program) 2- Data partners retrieve query 3- Data partners review and run query against their local data 4- Data partners review results 5- Data partners return results via secure network 6 Results are aggregated 5 PCORnet Secure Network Portal 1 PCORnet Operations Center 6 2
  • 93. Building blocks of the PCORnet DRN CDRNs and PPRNs Guiding principles  Network  Data model Common Data Model Operations Center  Secure portal  Querying capability  Development of new networking and collaboration tools and functionality 93