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Communication
Planning for
Organizational
Change
Rosemarie Rung APR
August 14, 2013
Topics
• Elements of change
• The paradox of the situation
• Preparing to communicate
• Strategies for success
• Special considerations
Rosemarie Rung APR, August 14, 2013
Change is…
• A disruption of expectations 
• Frequently accompanied by an
emotional reaction (anger, fear, sadness)
and/or physical reaction
• Irrevocable; no turning back (as
opposed to a crisis)
© 2012 Higher Rung Communications
Change	
  
• Immediate	
  
• Event	
  
• External	
  
• Gains	
  
• Starts	
  with	
  the	
  outcome	
  
The	
  Process	
  of	
  Change	
  
• Takes	
  Time	
  
• Psychological	
  
• Internal	
  
• Losses/le@ng	
  go	
  
• Starts	
  with	
  the	
  end	
  	
  
Change	
  versus	
  the	
  Change	
  Process	
  
Communica)ng	
  well	
  through	
  the	
  change	
  process	
  is	
  	
  
essen)al	
  for	
  ul)mate	
  success.	
  
Audience Reaction to Change
  Resistance is natural, and often inevitable
  Resistance can be visible or hidden
  Reactions can be positive or negative, this
is predisposed by the individual
  Reaction lasts throughout the change
process
  Resistance absorbs energy which should be
directed to something more productive
  The faster the change process moves
forward, the more successful the change
will be
The Paradox of the Situation
•  Employees will have suspicions
•  Change in business performance
•  Visits by outsiders
•  Unusual behavior of business leaders
•  Requests for business/operational information
•  Deferred projects and/or discretionary spending
•  Customer/market rumors
•  Employees will not be prepared for the news
•  Reactions can vary from shock, anger, sadness
Rosemarie Rung APR, August 14, 2013
Effective communications must meet both the
informational and emotional needs of the employee.
The Paradox of the Communications
•  Empathetic but..
•  Minimal slides but…
•  Employees first to know but…
•  Notification meeting is short
but…
•  concise, communicating key points,
leaving no doubt that decision is
irrevocable
•  details about “what does this mean for
me?”
•  employees find out only after all
approvals/agreements are in place
•  on-going communications can last for
months
Rosemarie Rung APR, August 14, 2013
70% of change initiatives fail due
to “not enough” or “not the right
kind” of communications.
Thompson, Communication Process Re-engineering
The goal of communications isn’t
necessarily to have people happy
about the decision, but to have
them understand how the
decision was made and what’s
next for them.
Rosemarie Rung APR, August 14, 2013
Preparing to Communicate
Rosemarie Rung APR, August 14, 2013
•  Ensure that the Communications focal
point is a member of the overall
project team
•  Articulate vision and key messages
•  Develop communications plan, ensuring
that confidentiality rules and guidelines
are in place
•  Provide leadership with training, on-
going coaching and counsel
•  Monitor responses and assess progress,
report to leadership
Model of Overall Plan
Rosemarie Rung APR, August 14, 2013
Human	
  
Resources	
  
Legal	
  
CommunicaCons	
  
Project Plan
HR/Communications Considerations
Rosemarie Rung APR, August 14, 2013
Human	
  
Resources	
  
CommunicaCons	
  
•  Size of affected groups/roll-
out of notification
•  Benefits information
•  Local resources
•  Union contract
considerations (with legal)
•  Employee review boards
(with legal)
Legal/Communications Considerations
Rosemarie Rung APR, August 14, 2013
Legal	
   CommunicaCons	
  
•  Material disclosure
•  WARN Act (federal and
state)
•  Works Councils
•  Union contract
considerations (with HR)
•  Employee review boards
(with HR)
Message
•  Simple and compelling vision is the context for all
messages
•  Messages must be repeated and reinforced to overcome
emotional obstacles within change curve
•  Messages should address short-term, tangible, measurable
goals
•  Think “roadmap” – use visuals, schedules, directions, vision
of the destination
Messenger
•  Messengers MUST be leaders!
•  Two required attributes
•  Ownership of the decision
•  Trustworthy and credible
•  If one person doesn’t possess both
attributes, 2 people will do
•  Leaders must support and defend the
decision as non-negotiable, irrevocable
•  Leaders must commit to on-going
communications that may last for
months
Media
•  Face-to-face is the most effective medium, especially in
the early stage of process
•  Supplement verbal communication with written to
overcome cognitive static
•  Think of communications as a progress report
•  Institute two-way communications vehicles, both
informal and formal
•  Brown bag lunches
•  Question box
•  Team meetings
•  Walk abouts
Confidentiality = Respect
Rosemarie Rung APR, August 14, 2013
•  Supports compliance with laws & regulations
•  Protects material value of the company and business
partners
•  Respects employees and their families
•  Maintains your control of communications plan
How to Work Confidentially
•  Adopt a random name for project and use it
exclusively among team
•  “White cover” all documents
•  Don’t discuss project in public places
•  Set up separate e-mail groups, protected file
shares, phone lists, etc. for team
•  Don’t raise curiosity by flaunting project name
•  Keep all documents secured when not in use
•  Train, reinforce and enforce confidentiality
practices
Rosemarie Rung APR, August 14, 2013
Timing
•  Schedule notifications to the minute – goal
is to cascade to stakeholder groups in the
shortest amount of time
•  Affected employees should know first
(along with the market, if announcement is
material), but provide a just-in-time heads
up to union leaders
•  Call key stakeholders while media
announcement is sent (local officials, key
opinion leaders –those with a generally
favorable opinion of company)
•  General employee/company announcement
•  Key customers/business partners
Rosemarie Rung APR, August 14, 2013
Employee Notification Meeting
•  Face-to-face establishes respect
between leader & employees–
important in the days to come
•  Eliminates the risk of employees
hearing it from others
•  Messengers have to be someone
with accountability for the decision
(e.g., site leader, business leader )
•  Have plan to contact those unable
to attend
Rosemarie Rung APR, August 14, 2013
Documents for Employee Meeting
•  Slides for visual reinforcement - keep it
short (<10 slides)
•  One slide to summarize situation then
go right into stating the decision
concisely in plain language
•  Remainder of the presentation is, “What
does this mean for you?”
•  Leave time for Q&A – stick to prepared
Q&A to guide answers
•  Provide hand-outs: synopsis of
announcement, FAQ, List of resources
(e.g., EAP, HR, etc.)
Rosemarie Rung APR, August 14, 2013
Employee Follow-Up
• Promote 2-way dialogue as soon as possible –implement
facts-back process after meeting to collect confidential
questions and disseminate accurate answers
• Have EAP resources on-site after the meeting
• If downsizing, have career counselors also available to be
introduced along with a schedule of when they will meet
with employees
• Having an HR leader on site with experience in these
situations is a plus
• LISTEN and address concerns
Rosemarie Rung APR, August 14, 2013
Playing the Numbers
The Rule of Thirds...
• People who Agree
• People who are Undecided
• People who will ALWAYS Disagree
Work with people who
agree, swing those
undecided
= 2/3 POSITIVE
MOMENTUM
Rosemarie Rung APR, August 14, 2013
What Good Communications Looks Like
  Visible, enthusiastic, united leaders who actively communicate
  Picture of what the future looks like
  Open access/honest information
  Two-way dialogue (vs. newsletters)
  Responsive feedback systems
End of Presentation
Rosemarie Rung APR, August 14, 2013

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Org change

  • 2. Topics • Elements of change • The paradox of the situation • Preparing to communicate • Strategies for success • Special considerations Rosemarie Rung APR, August 14, 2013
  • 3. Change is… • A disruption of expectations • Frequently accompanied by an emotional reaction (anger, fear, sadness) and/or physical reaction • Irrevocable; no turning back (as opposed to a crisis) © 2012 Higher Rung Communications
  • 4. Change   • Immediate   • Event   • External   • Gains   • Starts  with  the  outcome   The  Process  of  Change   • Takes  Time   • Psychological   • Internal   • Losses/le@ng  go   • Starts  with  the  end     Change  versus  the  Change  Process   Communica)ng  well  through  the  change  process  is     essen)al  for  ul)mate  success.  
  • 5. Audience Reaction to Change   Resistance is natural, and often inevitable   Resistance can be visible or hidden   Reactions can be positive or negative, this is predisposed by the individual   Reaction lasts throughout the change process   Resistance absorbs energy which should be directed to something more productive   The faster the change process moves forward, the more successful the change will be
  • 6. The Paradox of the Situation •  Employees will have suspicions •  Change in business performance •  Visits by outsiders •  Unusual behavior of business leaders •  Requests for business/operational information •  Deferred projects and/or discretionary spending •  Customer/market rumors •  Employees will not be prepared for the news •  Reactions can vary from shock, anger, sadness Rosemarie Rung APR, August 14, 2013 Effective communications must meet both the informational and emotional needs of the employee.
  • 7. The Paradox of the Communications •  Empathetic but.. •  Minimal slides but… •  Employees first to know but… •  Notification meeting is short but… •  concise, communicating key points, leaving no doubt that decision is irrevocable •  details about “what does this mean for me?” •  employees find out only after all approvals/agreements are in place •  on-going communications can last for months Rosemarie Rung APR, August 14, 2013
  • 8. 70% of change initiatives fail due to “not enough” or “not the right kind” of communications. Thompson, Communication Process Re-engineering
  • 9. The goal of communications isn’t necessarily to have people happy about the decision, but to have them understand how the decision was made and what’s next for them. Rosemarie Rung APR, August 14, 2013
  • 10. Preparing to Communicate Rosemarie Rung APR, August 14, 2013 •  Ensure that the Communications focal point is a member of the overall project team •  Articulate vision and key messages •  Develop communications plan, ensuring that confidentiality rules and guidelines are in place •  Provide leadership with training, on- going coaching and counsel •  Monitor responses and assess progress, report to leadership
  • 11. Model of Overall Plan Rosemarie Rung APR, August 14, 2013 Human   Resources   Legal   CommunicaCons   Project Plan
  • 12. HR/Communications Considerations Rosemarie Rung APR, August 14, 2013 Human   Resources   CommunicaCons   •  Size of affected groups/roll- out of notification •  Benefits information •  Local resources •  Union contract considerations (with legal) •  Employee review boards (with legal)
  • 13. Legal/Communications Considerations Rosemarie Rung APR, August 14, 2013 Legal   CommunicaCons   •  Material disclosure •  WARN Act (federal and state) •  Works Councils •  Union contract considerations (with HR) •  Employee review boards (with HR)
  • 14. Message •  Simple and compelling vision is the context for all messages •  Messages must be repeated and reinforced to overcome emotional obstacles within change curve •  Messages should address short-term, tangible, measurable goals •  Think “roadmap” – use visuals, schedules, directions, vision of the destination
  • 15. Messenger •  Messengers MUST be leaders! •  Two required attributes •  Ownership of the decision •  Trustworthy and credible •  If one person doesn’t possess both attributes, 2 people will do •  Leaders must support and defend the decision as non-negotiable, irrevocable •  Leaders must commit to on-going communications that may last for months
  • 16. Media •  Face-to-face is the most effective medium, especially in the early stage of process •  Supplement verbal communication with written to overcome cognitive static •  Think of communications as a progress report •  Institute two-way communications vehicles, both informal and formal •  Brown bag lunches •  Question box •  Team meetings •  Walk abouts
  • 17. Confidentiality = Respect Rosemarie Rung APR, August 14, 2013 •  Supports compliance with laws & regulations •  Protects material value of the company and business partners •  Respects employees and their families •  Maintains your control of communications plan
  • 18. How to Work Confidentially •  Adopt a random name for project and use it exclusively among team •  “White cover” all documents •  Don’t discuss project in public places •  Set up separate e-mail groups, protected file shares, phone lists, etc. for team •  Don’t raise curiosity by flaunting project name •  Keep all documents secured when not in use •  Train, reinforce and enforce confidentiality practices Rosemarie Rung APR, August 14, 2013
  • 19. Timing •  Schedule notifications to the minute – goal is to cascade to stakeholder groups in the shortest amount of time •  Affected employees should know first (along with the market, if announcement is material), but provide a just-in-time heads up to union leaders •  Call key stakeholders while media announcement is sent (local officials, key opinion leaders –those with a generally favorable opinion of company) •  General employee/company announcement •  Key customers/business partners Rosemarie Rung APR, August 14, 2013
  • 20. Employee Notification Meeting •  Face-to-face establishes respect between leader & employees– important in the days to come •  Eliminates the risk of employees hearing it from others •  Messengers have to be someone with accountability for the decision (e.g., site leader, business leader ) •  Have plan to contact those unable to attend Rosemarie Rung APR, August 14, 2013
  • 21. Documents for Employee Meeting •  Slides for visual reinforcement - keep it short (<10 slides) •  One slide to summarize situation then go right into stating the decision concisely in plain language •  Remainder of the presentation is, “What does this mean for you?” •  Leave time for Q&A – stick to prepared Q&A to guide answers •  Provide hand-outs: synopsis of announcement, FAQ, List of resources (e.g., EAP, HR, etc.) Rosemarie Rung APR, August 14, 2013
  • 22. Employee Follow-Up • Promote 2-way dialogue as soon as possible –implement facts-back process after meeting to collect confidential questions and disseminate accurate answers • Have EAP resources on-site after the meeting • If downsizing, have career counselors also available to be introduced along with a schedule of when they will meet with employees • Having an HR leader on site with experience in these situations is a plus • LISTEN and address concerns Rosemarie Rung APR, August 14, 2013
  • 23. Playing the Numbers The Rule of Thirds... • People who Agree • People who are Undecided • People who will ALWAYS Disagree Work with people who agree, swing those undecided = 2/3 POSITIVE MOMENTUM
  • 24. Rosemarie Rung APR, August 14, 2013 What Good Communications Looks Like   Visible, enthusiastic, united leaders who actively communicate   Picture of what the future looks like   Open access/honest information   Two-way dialogue (vs. newsletters)   Responsive feedback systems
  • 25. End of Presentation Rosemarie Rung APR, August 14, 2013