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RU Achievements (2007 till 2010)
        and the new MOHE grants
                        Asma Ismail PhD, FASc
              Deputy Vice-Chancellor, Research and Innovation and
              Professor, Institute for Research in Molecular Medicine
                                  (INFORMM) – HiCoE,
                     Universiti Sains Malaysia, 11800 Penang
                                       Malaysia




                       Brains • Business • Humanity
                       www.research.usm.my
Teamwork delivers
Contents
Part 1
• Introduction to MOHE Strategic Direction for RMK10
• Higher Education Transformation Model
• Impact of RU for the country
• Impact of being RU to USM
• Moving forward to World Class RU with emphasis on
  sustainability
Part 2
• MOHE Grants –LRGS, ERGS, FRGS, PRGS
MOHE STRATEGIC DIRECTION




                     THE 10th MP : HIGHER
                      EDUCATION SECTOR’S
                           STRATEGIC
                           DIRECTION

                     “TO BE A DEVELOPED
                        NATION BY 2020”
THE 10th MP : HIGHER EDUCATION SECTOR’S STRATEGIC DIRECTION

                                                                       Negara Maju
                                                                      A DEVELOPED NATION
                                                                       2020 BY 2020

                                                                           10th MP (2011-2015)
                                            Transforming Innovation, Knowledge Generation, High Ethical Values                                                     •Infrastructure
                                                                                                                                                                   •Facilities
• Polytechnics       Highly                            International Hub      Critical Mass                                                      Conducive
                                    Employability /                                                 Competent           Highly Skilled                             •FRGS
•Community          Competent                                  of            Of Researchers                                                      Teaching &
                                   Entrepreneurship                                                Human Capital        Human Capital                              •Liberalisation
Colleges            Graduates                          Higher Education                                                                           Learning
                                                                                                                                                                     Private HEIs
•Smart
                                                                               OUTCOME                                                                             •Strategic
 Partnership
                                                                                                                                                                     Collaboration
•LLL Hub
                                                                                                                                                                   •Top business
•International Hub
                                                                                                                                                                     school
•Graduate
                   KRA 1              KRA 2               KRA 3                   KRA 4                 KRA 5             KRA 6                  KRA 7             •Retraining
  technopreneur
                                                        Intensifying                                                    Boosting
                                                                                                                                                                   •Reskilling
•Promotion         Access &           Graduates                               Enhancing            Enculturation                             Reinforcing
                                                      Internationalisa-                                                 Technical Edu.                             •Teaching
•MRA                Quality          Marketability                            R&D&C                of                                        Delivery
                                                            tion                                                        & Vocational                                 hospital
                                                                              Activities           LLL                                       Systems
                                                                                                                        Training

                                7 Strategic Thrusts: The National Higher Education Strategic Plan (2007-2020)

                Autonomy                                                                     Inter-      Graduate                                     E-learning
                           Leadership      Academia        T&L              R&D                                         APEX Uni.        MyBrain15
                                                                                        nationalisation Employability
Entrepreneur-
     ship                                                                                                                                                             C.C.
                                                                                                                                                         Top
                  LLL                                       Private                          Holistic                   Academia-
                             Audit            PTPTN                          Delivery                       Poly.                          COE         Business
                                                             HEIs                            Student                     Industry
                                                                                                                                                        School


                                                                   22 CRITICAL AGENDAS

                                                       “Education as a transformational tool in moulding and determining a nation’s future”
                                                                                                           YAB Dato’ Seri Mohd Najib bin Tun Abdul Razak
                                                                                                                               Prime Minister of Malaysia
HIGHER EDUCATION TRANSFORMATION MODEL
                                                   2016              2025?
                                                                 World Class
                                                   APEX           Research
• Research University (APEX)                                     University
• Comprehensive University
• Focus University
• APEX university
                                  2011


                                  APEX




                                                   Continual
                                                   improvement
                     Malaysia
                     Research                      every 3 year
 Comprehensive
University / Focus
                     University
                                                   Audit
   University
                                     TIME
2006                                        2013          2016
                         2010                                             5
World Class/Research University
                    (WCRU)

                             • Three complementary sets of factors:
                                – High concentration of talent
                                  (faculty and students),
                                – Abundant resources (rich learning
                                  environment and advanced
                                  research conduct)
                                – Favorable governance (strategic
Teamwork delivers
                                  vision, innovation, flexibility)



Source: Jamil Salmi, World Bank Report (2009)
Other Indicators of WCRU

                                     • High employability and salary
                                     • Publication in top journals
                                     • Highly innovative with
                                       patents/licensing agreements
                                     • Highly qualified staff
                                     • Talented students

Teamwork delivers




Source: Jamil Salmi, World Bank Report (2009)
Characteristics of a World Class University:
                Alignment of Key Factors
                                       Concentration of talents




                                           Students, teaching
                                            staff, researchers,
                                           internationalization


                                           Graduates     Research output

                           Public budget,          WCU         Supportive
        Abundant             resources,                         regulatory   Favorable
        resources           endowment                          framework,    governance
                             revenues,            Technology    autonomy,
                            tuition fees,          Transfer     academic
                          research grants                        freedom

Source: Jamil Salmi, World Bank Report (2009)
Criteria for the Assessment of RU
           Performance Using MyRA©
No   CRITERIA                                         WEIGHTAGE
1    Quantity and quality of researchers                 25
2    Quantity and quality of research                    30
3    Quantity of post-graduate                           10
4    Quality of post-graduate                             5
5    Innovation                                          10
6    Professional services and gifts                      7
7    Networking and linkages                              8
8    Support facilities                                   5
                          Total         To move the      100
                                         RU agenda
.




    What has RU done for the country?
IMPACT OF RESEARCH UNIVERSITIES




Increased the number
   of postgraduates!
IMPACT OF RESEARCH UNIVERSITIES




Increased the number
of PhDs in the country
Increased publications in
 citation-indexed journals
http://www.scimagojr.com
Citation Rankings (1996 - 2008) – Asiatic Region
Source: www.scimagojr.com (data from SCOPUS) – Nov 2010
Citation Data (1996 - 2008)
Source: www.scimagojr.com (data from SCOPUS) – Nov 2010




                                                           Ability to
                                                           Catch up
                                                          With Thailand
Number of Publications in Web of Science (ISI) &
Scopus - Year 2009




      40.000
                                                                                                    35.045

      35.000                                                                               31.869


      30.000


      25.000


      20.000


      15.000             12.521
                11.390
                                                              10.281
                                           7.958
      10.000                      7.295               6.735


       5.000                                                                       1.684
                                                                           1.257


          0
               Singapore          Thailand           Malaysia             Indonesia         Taiwan

                                          Web of Science (ISI)         Scopus
.




    What has RU done for USM and
     strategies for improvement
What has RU done for USM?

Section B : Quantity and Quality of Researchers
Section C : Quantity and Quality of Research                                2010 (as November)
Section D : Quantity of Postgraduates
Section E : Quality of Postgraduates                              2009
Section F : Innovation
Section G: Professional Services and Gifts
Section H : Networking and Linkages                2008
Section I : Support facilities



                            2007




      <2005
                                                                                 RM62.5 j
                                                                RM90.8 j
                                                                      To move to world class
                                                  RM62.5 j
                                                                             we need to
                                                                        improve all aspects
                         RM50.0 j                                        with new strategies

                                                  MyRa: Pre-RU (77.9) – RU (102.4)
RU Impact of USM Postgrad (2007 -2010)
RU Impact of USM PhD enrolled vs
     Graduated (2007-2010)




                                                           5.7% graduating
                                                           in 3 years



  Incentivised supervisors only when graduated student
  on time and with decreased sliding scale up to 5 years

  Return 1 sem fees to students who graduate on time
USM Publications in Web of Science (ISI) & Scopus
Year 2007 – 2010 (as Dec, 15)



                    Raised publications
                                                                          2806
     3000            In Scopus and ISI
                                                          2448

     2500


                                    1827
     2000

                                                                 1415
     1500                                         1239
                    1163
                             977

     1000
            585

      500



        0
             2007            2008                  2009            2010

                           Web of Science (ISI)      Scopus
Impact of USM Publications in Malaysia for Year 2007 – 2010 (as Dec, 15)
Source: Web of Science (ISI)




       8.000                                                               Impact in
                                                                            Web ISI
       7.000                                      6.735

                                                                   6.156
       6.000                      5.814



       5.000


       4.000      3.690


       3.000


       2.000                                                       1415
                                                   1239           (23%)
                                   977            (18%)
                  585             (17%)
       1.000     (16%)


          0
                  2007            2008            2009             2010


                                    Malaysia     USM
Impact of USM Publications in Malaysia for Year 2007 – 2010 (as
Dec, 15) Source: Scopus




      12.000
                                                                   Impact in
                                            10.281        10.161
                                                                    Scopus
      10.000




       8.000
                              7.216



       6.000

                4.784


       4.000
                                                          2,806
                                            2,448         (28%)
                              1,829         (24%)

                1,163         (25%)
       2.000
                (24%)



          0
                2007          2008          2009          2010


                               Malaysia    USM
Number of Papers (in 5-year intervals)
Source: Essential Science Indicators (ISI Thomson Reuters), as of November 1,
2010




    4500

    4000

    3500
                                                                                                         We have
    3000                                                                                                 caught up
                                                                                                          with UM
    2500

    2000

    1500

    1000

     500

       0
           2000 - 2004   2001 - 2005   2002 - 2006   2003 - 2007   2004 - 2008   2005 - 2009   2006 - 2010

                             Chula Univ        UM        USM         UPM         UKM
Citation (in 5-year intervals)
Source: Essential Science Indicators (ISI Thomson Reuters), as
of November 1, 2010



   16000


   14000


   12000


   10000
                                                                                                      We have
    8000
                                                                                                      caught up
                                                                                                       with UM
    6000


    4000


    2000


      0
           2000 - 2004   2001 - 2005   2002 - 2006   2003 - 2007   2004 - 2008   2005 - 2009   2006 - 2010

                            Chula Univ         UM        USM        UPM          UKM
Publications (2000 – 2010)
  Source: Essential Science Indicators (ISI Thomson Reuters), as of November 1, 2010



                                                                                                    Citations
                                                                                           6,53     per paper
40.000

                 4,31              4,24                 3,98
35.000                                                                 3,49
30.000


25.000


20.000


15.000


10.000


 5.000


    0
              UM                USM                 UKM                UPM             Chula Univ

                                          # of Papers    Times Cited
Number of Papers for RU (2007 – 2010)
Source: Web of Science (ISI Web of Knowledge)




      1800


      1600


      1400


      1200


      1000


       800


       600


       400


       200


         0
                  UM            USM               UKM               UPM   UTM

                                2007   2008     2009    2010 (Dec, 15)
USM Scival Spotlight Map
             (2007 – 2009)




                                     2009
                                   8 DC, 35 EC



                       2008
                     6 DC, 36 EC




  2007
5 DC, 25 EC
USM Scival Spotlight
Competen
  cies
                                 Top Disciplines                        DC = 5                      Circle Map, 2007
  DC 1     Macromoleculars & Polymer, Composites, Wood                  EC =25
  DC 2     Safety Management, Carbon, Macromoleculars &
           Polymers, Filtration Membrane
  EC 3     Data Mining, Neural Networks
  EC 4     Computer-aided Process Planning, Statistics, Reliability
           Engineering
  DC 5     Phytochemistry, Cristallography, Ecological Modelling
  EC 6     Filtration Membrane                                                EC 3        EC 20 EC 16
  EC 7     Business Ethics, Engineering Education
                                                                         EC 7                  EC 22
  DC 8     Inorganic Chemistry, Cristallography
                                                                      EC 4    EC 15                     EC 11
  DC 9     Tropical Medicine                                                                            EC 10
                                                                                                       DC 8 1
 EC 10     Macromolecules & Polymers                                                                  DC 5 DC
                                                                                                         EC 13
 EC 11     Organic Chemistry, Inorganic Chemistry                                                           EC 12
 EC 12     Crystallography
                                                                                      EC 26
 EC 13     Crystallography
 EC 14     Bacteriology, Microbiology Biotechnology                                                      DC 2
 EC 15     Reliability Engineering, Statistics, Colloid                                                         EC 6
 EC 16     Food Chemistry
 EC 17     Catalysis, Inorganic Chemistry
 EC 18     Heat Transfer, Numerical Methods Engineering
                                                                                                DC 9 EC 24
 EC 19     Sensors & Actuators, Electrochemical Development
 EC 20     Semiconducting Materials                                                           EC 14
                                                                             EC 28
 EC 21     Inorganic Chemistry
 EC 22     Chemistry, Superconductor Science
 EC 23     Chemical Engineering, Energy Fuel
 EC 24     Insects
 EC 25     Chemistry, Energy Fuel
 EC 26     EthnoPharmacology, Rheumatology
 EC 27     Carbohydrate Research, Food Chemistry
 EC 28     Cardiovascular
 EC 29     Pharmaceutical Research
 EC 30     Alloys, Material Science
Visualization Matrix
Matrix from the Boston Consulting Group


                        Question mark                 Star
                                   YYY                   XXX
                 high
 Market Growth




                           High growth area       High growth area
                           Low market share       High market share




                            Dog                    Cash cow
                                                (BLUE OCEAN)
                             Low growth area
                 low




                             Low market share         Low growth
                                                      High market share




                             low                      high

                               Relative Market Share

                                                                          31
EC 4 Computer-aided Process Planning,                                       DC 1 Macromoleculars & Polymer, Composites, Wood
     Statistics, Reliability Engineering
                                                     Question mark          DC 2 Safety Management, Carbon, Macromoleculars &
EC 6 Filtration Membrane
                                                                     Star        Polymers, Filtration Membrane
EC 7 Business Ethics, Engineering Education
                                                                            DC 5 Phytochemistry, Cristallography, Ecological
EC 11 Organic Chemistry, Inorganic Chemistry                                     Modelling
EC 12 Crystallography                                                       EC 23 Chemical Engineering, Energy Fuel
EC 16 Food Chemistry                                                        EC 25 Chemistry, Energy Fuel
EC 18 Heat Transfer, Numerical Methods
      Engineering
EC 22 Chemistry, Superconductor Science                                              USM Scival Spotlight
EC 24 Insects
EC 26 EthnoPharmacology, Rheumatology                                                       Matrix, 2007
EC 27 Carbohydrate Research, Food Chemistry
EC 30 Alloys, Material Science




EC 3 Data Mining, Neural Networks
DC 8 Inorganic Chemistry, Cristallography                                                 DC 9 Tropical Medicine

EC 10 Macromolecules & Polymers
EC 13 Crystallography
EC 14 Bacteriology, Microbiology Biotechnology
EC 15 Reliability Engineering, Statistics, Colloid
EC 17 Catalysis, Inorganic Chemistry
EC 19 Sensors & Actuators, Electrochemical                              Blue ocean
      Development
EC 20 Semiconducting Materials
EC 21 Inorganic Chemistry
EC 28 Cardiovascular
EC 29 Pharmaceutical Research
                                                     Dog
DC = 6                                      USM Scival Spotlight
                                                              EC =36
Competen
   cies
                            Top Disciplines                                                                  Circle Map, 2008
  DC 1   Macromolecules & Polymers, Composites, Carbon                           DC 6    EC 42
  DC 2   Phytochemistry, Enzyme Microbiological                                  EC 30
         Techniques, Safety Management, Filtration                      EC 24
         Membrane, Solar & Wind Power                                  EC 37                                      EC 13
                                                                                                                   EC 8
                                                                                                                 ECECEC 22
                                                                                                                    40
  DC 3   Safety Management, Chemical Engineering,
                                                                                                       EC 5         DC12
                                                                                                               EC 18 DC 1 EC 23
                                                                                                                        7
         Inorganic Chemistry, Dyes & Pigments                     EC 10                                           EC 27 25
                                                                                                                     ECEC 41
                                                                                                                EC 23EC 19
  EC 4   EthnoPharmcology, Intensive Care                                                                          DC 11
  EC 5   Macromolecules & Polymers, Reliability Engineering                                                           EC 38
  DC 6   Data Mining, Neural Networks                                                                             EC 35 26 16
                                                                                                                      EC EC
                                                                                                 EC 4       EC 39     EC 21 33
  DC 7   Crystallography, Inorganic Chemistry                                                                             EC
  EC 8   Macromolecules & Polymers
                                                                 EC 36                                                EC EC 9
                                                                                                                          31
                                                                                                                     DC 3
  EC 9   Filtration Membrane                                      EC 28                           DC 2               EC 20
  EC 10 Computer-Aided Process Planning, Statistics
                                                                   EC 32
  DC 11 Macromolecules & Polymers, Composites                                                             EC 15 EC 17
  EC 12 Macromolecules & Polymers                                        EC 34
  EC 13 Crystallography, Inorganic Chemistry                                                                  EC 14
  EC 14 Aquaculture
  EC 15 Enzyme Microbiological Techniques, Food
         Chemistry
  EC 16 Heat Transfer
  EC 17 Bacteriology, Electrochemistry
  EC 18 Phytochemistry, Ecological Modeling                   Competen
                                                                                             Top Disciplines
  EC 19 Crystallography, Organic Chemistry                      cies
  EC 20 Electrochemistry                                       EC 32      Emergency Medicine
  EC 21 Catalysis, Carbon, Chemical Engineering                EC 33      Ceramics, Filtration Membrane
  EC 22 Macromolecules & Polymers
                                                               EC 34      Molecular Medicine, Birth Defects
  EC 23 Crystallography, Pharmaceutical Design
  EC 24 Solid State Electronics                                EC 35      Organic Chemistry, Environmental Contamination
  EC 25 Flavors & Fragrance, Phytochemistry                    EC 36      Forensic Science
  EC 26 Heat Transfer                                          EC 37      Engineering Education, Operations Management
  EC 27 Catalysis, Pharmaceutical Research
                                                               EC 38      Filtration Membrane, Carbon
  EC 28 Pharmaco Economics, Optometry
  EC 29 Crystallography, Inorganic Chemistry                   EC 39      Carbohydrate Research, Food Engineering
  EC 30 Antennae; Mobile Radio, Applied Optics                 EC 40      Macromolecules & Polymers
  EC 31 Fluid Phase Equilibrium, Chromatography;               EC 41      Crystallography
         Electrophoresis
                                                               EC 42      Circuit Systems, Power Transmission
EC 4    EthnoPharmcology, Intensive Care                                                                     DC 3    Safety Management, Chemical Engineering,
                                                                                                                     Inorganic Chemistry, Dyes & Pigments
DC 11   Macromolecules & Polymers, Composites
EC 15   Enzyme Microbiological Techniques, Food                                      EC 41                   DC 7    Crystallography, Inorganic Chemistry
        Chemistry
                                                                                                             EC 22 Macromolecules & Polymers
EC 16   Heat Transfer                                        Question mark
EC 17   Bacteriology, Electrochemistry                                                                       EC 23 Crystallography, Pharmaceutical Design

EC 21   Catalysis, Carbon, Chemical Engineering                                                              EC 29 Crystallography, Inorganic Chemistry
EC 24   Solid State Electronics                                                    EC 23

EC 26   Heat Transfer
                                                                                                      EC 29
EC 30   Antennae; Mobile Radio, Applied Optics
EC 37   Engineering Education, Operations                                       EC 17
        Management                                                                           DC 7
                                                                                                                           DC 3             Star
EC 38   Filtration Membrane, Carbon                                    EC 30
EC 39   Carbohydrate Research, Food Engineering                            EC 21
EC 41   Crystallography                                                         EC 26
                                                               EC 15

                                                                        EC 38
                                                                                  DC 11
                                                                                            EC 39                    USM Scival Spotlight
EC 5    Macromolecules & Polymers, Reliability Engineering
                                                             EC 16
                                                                  EC 37
                                                                          EC 24
                                                                                      EC 4
                                                                                              EC 22
                                                                                                                            Matrix, 2008
EC 8    Macromolecules & Polymers                                     EC 32
                                                                           EC 14 EC 25
EC 9    Filtration Membrane                                      EC 27 EC 35       EC 42 EC 33
EC 10   Computer-Aided Process Planning, Statistics                           EC 8                  DC 1
                                                                                    EC 36                                 DC 2
                                                                   EC 10
EC 12   Macromolecules & Polymers                                               EC 40 DC 6
                                                                     EC 5 EC 9
EC 14   Aquaculture
                                                                     EC 34    EC 18                 EC 13
EC 18   Phytochemistry, Ecological Modeling
                                                                         EC 12
                                                                                    EC 20                                              Blue ocean
EC 20   Electrochemistry
EC 25   Flavors & Fragrance, Phytochemistry
                                                                                                             DC 1    Macromolecules & Polymers, Composites,
EC 27   Catalysis, Pharmaceutical Research                                                                           Carbon
EC 28   Pharmaco Economics, Optometry                                   EC 31
                                                                                                             DC 2    Phytochemistry, Enzyme Microbiological
EC 31   Fluid Phase Equilibrium, Chromatography;                                                                     Techniques, Safety Management, Filtration
        Electrophoresis                                                                              EC 19
                                                                                                                     Membrane, Solar & Wind Power
EC 32
EC 34
        Emergency Medicine
        Molecular Medicine, Birth Defects
                                                                             Dog                             DC 6    Data Mining, Neural Networks
                                                                 EC 28
EC 35   Organic Chemistry, Environmental Contamination                                                       EC 13   Crystallography, Inorganic Chemistry
EC 36   Forensic Science                                                                                     EC 19   Crystallography, Organic Chemistry
EC 40   Macromolecules & Polymers                                                                            EC 33   Ceramics, Filtration Membrane
EC 42   Circuit Systems, Power Transmission
Competen
   cies
                            Top Disciplines                                                                 USM Scival Spotlight
  DC 1   Safety Management, Enzyme Microbiological

  DC 2
         Techniques, Filtration Membrane
         Macromolecules & Polymers, Composites,
                                                     DC = 8
                                                                                EC 39
                                                                                        EC 21
                                                                                                 EC 19
                                                                                                               Circle Map, 2009
         Semiconducting Material                     EC = 35                                             EC 31
                                                                                                                  EC 28
   DC 3 Catalysis, Energy Fuel, Carbon                             EC 43                                           EC 29
                                                                                                                    DC 5
                                                                   EC 40                                         DC 6 7 EC 13
                                                                                                                     DC
  DC 4   Food Chemistry, Ecological Modeling                      EC 12                                              EC 23
  DC 5   Phytochemistry, EthnoPharmcology, Organic              EC 34                            EC 30                  7 EC 18
                                                                                                                    DC EC 37 EC 24
                                                               EC 10                        EC 17
         Chemistry                                                                                                DC 2 EC 32EC 22
  DC 6   Organic Chemistry, Thermal Analysis,
                                                                                                                 EC 38 11 26
                                                                                                                          EC
                                                                                                                     EC DC 3
         Pharmaceutical Design, Semiconducting Materials                                            EC 27
  DC 7   Macromolecules & Polymers                                                                           DC 4       EC 20
  DC 8   Fluid Phase Equilibrium, Food Chemistry,                                 EC 35
         Macromolecules & Polymers                                                                               EC 15 DC EC 33
                                                                                                                            8
                                                             EC 14                                                        EC 36
  EC 9   Aquaculture
                                                                EC 25                                                DC 1
  EC 10 Reliability Engineering, Computer-Aided Process
         Planning                                                                                                     EC 42
  EC 11 Crystallography, Enzyme Microbiological                                                                  EC 41
         Techniques, Inorganic Chemistry                                EC 16                                    EC 9
  EC 12 Human Resource Management, Financial
         Accounting
  EC 13 Macromolecules & Polymers
  EC 14 Occupational Health
  EC 15 Microbiology Biotechnology, Macromolecules &       Competen
                                                                                                Top Disciplines
         Polymers, Enzyme Microbiological Techniques          cies
  EC 16 Pharmacy, Drug Safety, Pharmaco Economics            EC 29    EthnoPharmcology
  EC 17 Computer Modeling and Animation, Heat Transfer,      EC 30    Data Mining, Chemical Engineering, Automatic Control
         Numerical Methods in Engineering                    EC 31    Nonlinear Analysis, Topology
  EC 18 Phytochemistry, Crystallography                      EC 32    Crystallography
  EC 19 Semiconducting Materials, Surface Coating            EC 33    Filtration Membrane
         Technology                                          EC 34    Reliability Engineering
  EC 20 Heat Transfer                                        EC 35    Data Mining, Gynecology Oncology
  EC 21 Antennae; Mobile Radio, Broadband Communication      EC 36    Water Waste
  EC 22 Thermal Analysis, Catalysis                          EC 37    Crystallography, Organic Chemistry
  EC 23 Liquid Crystals                                      EC 38    Applied Genetics, Food Chemistry
  EC 24 Crystallography                                      EC 39    Data Mining, Physics; Current Developments
  EC 25 Retinal Surgery, Vascular Surgery                    EC 40    Finance, Operations Research
  EC 26 Chromatography; Electrophoresis                      EC 41    Electrochemistry, Enzyme Microbiological Techniques
  EC 27 Computer-Aided Process Planning, Materials           EC 42    Remote Sensing
         Processing
                                                             EC 43    Engineering Education, Human Resource Management
  EC 28 EthnoPharmcology, Phytochemistry
DC 8 Fluid Phase Equilibrium, Food Chemistry,                                                                            DC 1    Safety Management, Enzyme
     Macromolecules & Polymers                                                                                                   Microbiological Techniques, Filtration
                                                                                                                                 Membrane
EC 12 Human Resource Management, Financial                                                                               DC 2    Macromolecules & Polymers,
      Accounting                                                                                                                 Composites, Semiconducting Material
EC 14 Occupational Health                 Question mark                                           Star                   DC 3    Catalysis, Energy Fuel, Carbon
EC 18 Phytochemistry, Crystallography                                                                                    DC 4    Food Chemistry, Ecological Modeling
                                                                         EC 32       DC 3                                DC 6    Organic Chemistry, Thermal Analysis,
EC 21 Antennae; Mobile Radio, Broadband
      Communication                                                                                                              Pharmaceutical Design,
                                                                   EC 31                                                         Semiconducting Materials
EC 27 Computer-Aided Process Planning,                                                         EC 11
      Materials Processing                                                 EC 24                                         EC 11   Crystallography, Enzyme
                                                                                       DC 4                                      Microbiological Techniques, Inorganic
EC 31   Nonlinear Analysis, Topology
                                                                EC 38                                                            Chemistry
EC 32   Crystallography
                                                                                                                         EC 22   Thermal Analysis, Catalysis
EC 33   Filtration Membrane                                                                               DC 1
                                                                       EC 41                                             EC 24   Crystallography
EC 34   Reliability Engineering                        EC 40
                                                                                                                         EC 28   EthnoPharmcology, Phytochemistry
EC 36   Water Waste                                                            EC 36
                                                                                              EC 42                      EC 29   EthnoPharmcology
EC 37   Crystallography, Organic Chemistry                         EC 37
                                                                                                       EC 28             EC 42   Remote Sensing
EC 38   Applied Genetics, Food Chemistry                                      DC 6
                                                                                     EC 43                               EC 43   Engineering Education, Human
EC 40   Finance, Operations Research                            EC 12
                                                                         EC 29                                                   Resource Management
EC 41   Electrochemistry, Enzyme Microbiological                DC 8
                                                                                               DC 2              EC 22
        Techniques                                          EC 34 EC 33 EC 27
                                                                        EC 21
                                                         EC 14
                                                                EC 18
                                                   EC 20                                       EC 16
                                                                       DC 5
                                                              EC 15
DC 5    Phytochemistry, EthnoPharmcology,                EC 9                                                            EC 10 Reliability Engineering, Computer-
        Organic Chemistry                                                                                                      Aided Process Planning
DC 7    Macromolecules & Polymers                                      DC 7
                                                               EC 30
EC 9    Aquaculture                                                                                                      EC 13 Macromolecules & Polymers
                                                                                EC 10
EC 15   Microbiology Biotechnology, Macromolecules &             EC 17                                                   EC 16 Pharmacy, Drug Safety, Pharmaco
        Polymers, Enzyme Microbiological Techniques                        EC 19                  EC 23                        Economics
EC 17   Computer Modeling and Animation, Heat                                            EC 13
        Transfer, Numerical Methods in Engineering                        EC 35                                          EC 23 Liquid Crystals
                                                               EC 39
EC 19                          EC 25
        Semiconducting Materials, Surface Coating                                                                        EC 26 Chromatography; Electrophoresis
        Technology
EC 20   Heat Transfer
EC 25   Retinal Surgery, Vascular Surgery                                                        Cash cow/
EC 30   Data Mining, Chemical Engineering, Automatic      Dog
        Control                                                                                  Blue ocean
EC 35   Data Mining, Gynecology Oncology
                                                                                 EC 26
                                                                                                                     USM Scival Spotlight
EC 39   Data Mining, Physics; Current Developments
                                                                                                                            Matrix, 2009
USM Distinctive Competencies (2007 – 2009)
            Year 2007                              Year 2008                                   Year 2009
DC 1 Macromoleculars & Polymer,    DC 1 Macromolecules & Polymers,             1 DC Safety Management, Enzyme
     Composites, Wood                   Composites, Carbon                          Microbiological Techniques, Filtration
                                                                                    Membrane

DC 2 Safety Management, Carbon,    DC 2 Phytochemistry, Enzyme                 2 DC Macromolecules & Polymers,
     Macromoleculars & Polymers,        Microbiological Techniques, Safety          Composites, Semiconducting
     Filtration Membrane                Management, Filtration Membrane,            Material
                                        Solar & Wind Power
DC 5 Phytochemistry,               DC 3 Safety Management, Chemical            3 DC Catalysis, Energy Fuel, Carbon
     Cristallography, Ecological        Engineering, Inorganic Chemistry, Dyes
     Modelling                          & Pigments

DC 8 Inorganic Chemistry,          DC 6 Data Mining, Neural Networks           4 DC Food Chemistry, Ecological Modeling
     Cristallography
DC 9 Tropical Medicine             DC 7 Crystallography, Inorganic Chemistry   5 DC Phytochemistry, EthnoPharmcology,
                                                                                    Organic Chemistry

                                   DC 11 Macromolecules & Polymers,            6 DC Organic Chemistry, Thermal
                                         Composites                                 Analysis, Pharmaceutical Design,
                                                                                    Semiconducting Materials

                                                                               7 DC Macromolecules & Polymers

                                                                               8 DC Fluid Phase Equilibrium, Food
                                                                                    Chemistry, Macromolecules &
                                                                                    Polymers
Tabulate the Combined strengths of 4 RUs in 2007

                    Top Disciplines                UM      USM     UKM     UPM

Crystallography, Inorganic Chemistry, Organic      DC #1   DC #3
Chemistry, Phytochemistry                          DC #3   DC #4

Carbon, Colloid                                    DC #2

Applied Optics, Photonics                          DC #4

Mammals, Molecular Ecology, Plant Ecology                          DC #2
Macromolecules & Polymers, Materials Processing,           DC #1
                                                                   DC #1   DC #1
Composites, Filtration Membrane                            DC #2
Applied Economics                                                          DC #2

Food Engineering, Food Chemistry                                           DC #3

Tropical Medicine                                          DC #5
Phytochemistry, Pharmacology Science, Clinical
                                                                           DC #4
Chemistry
Marine Pollution, Marine Biology, Environmental
                                                                           DC #5
Polution
Horticulture, Weed Management, Agricultural
                                                                           DC #6
Engineering
Combined strengths between USM and UM in 2008
USM                                                UM
Macromolecules & Polymer, Composites               Solar & Wind Power

Crystallography, Inorganic Chemistry               Crystallography

Safety Management, Filtration Membrane,Colloid     Electrochemistry

Food Chemistry, Carbohydrate Research              Applied Optics

Safety Management, Carbon                          Ethnopharmacology

Chemical Engineering, Catalysis                    Animal Science

Crystallograpgy, Inorganic Chemistry

Macromolecules & Polymer                           In 2008, Crystallography
                                                   remains strong in both
Cytogenetics & Genome Mapping,
Phytochemistry                                     USM and UM
Semiconducting Materials

Water Treatment
Reliability Engineering, Computer-Aided Process,
Statistics
Essential Science Indicators
Essential Science Indicators
Updated as of November 1, 2010 to cover a 10-year + 8-month period, January 1,
2000-August 31, 2010.



                 Institution                                 Field
                  USM                Chemistry, Material Science,
                                     Engineering
                  UM                 Chemistry, Clinical Medicine,
                                     Engineering
                  UKM                Clinical Medicine

                  UPM                Agricultural Sciences



* To be included as a top institution, the total number of citations to the published works (articles,
reviews, research notes, and proceedings papers indexed by ISI) of researchers crediting particular
institutional affiliations must be in the top one percent when compared to the 10 year output of all
institutions publishing in that same discipline over the last 10 years. All institutions listed with a work
are credited equally.
.




    Way forward: Improving RU marks
USM RU Overall Performance 2007 - 2010 by Section

40
                         a36.8
                       35.3
                             36.2
                                                                                             Need improvement
35                                                                                       on concentration of talents
                     31 30
                                                                                      and sufficient numbers of creative
30                                                                                          and innovative talents
                                                                                           with pioneer mindset to
          25
25                                                                                          promote innovations

20
     17.418
              18.9
           18.4                         a                                                                                             2007



                                                                                          a
                                                                                                                                      2008
                                             14.8
                                          14.3
15

                                                                                        a
                                       13.3
                                    13.1                                                                                              2009
                                                                                                                                      2010

10
                                         10

                                                          a5 5.1
                                                                   5.7
                                                                    6.7
                                                                          10
                                                                               8.5
                                                                                6.8
                                                                                       7
                                                                                       7   77 7
                                                                                                     6.8 8 8.6

                                                                                                     6.6
                                                                                                         8.6
                                                                                                                       a
                                                                                                                     3.5 5
                                                                                                                                      Full Marks



                                                                                                                                  5
                                                            4.4
                                                          4.2
5                                                   3.9                                                          3.5        3.5


0
      Section B :     Section C :  Section D :   Section E :        Section F :        Section G :    Section H :      Section I :
     Quantity And
      Quality Of
                     Quantity And
                      Quality Of
                                   Quantity Of    Quality Of
                                  Postgraduates Postgraduates
                                                                    Innovation        Prof essional Networking And
                                                                                      Services And     Linkages
                                                                                                                       Supports
                                                                                                                       Facilities          Data as
     Researchers       Research                                                           Gif ts
                                                                                                                                        in November,
                                                                                                                                            2010
Goal: To move towards World Class RU with emphasis on
sustainability
1.1 Nurture trans-disciplinary research initiatives (RUI, RUT, RUC) that address
and provide solutions to problems: reduce inequity and enhance quality of life


Strategies      Action          KPI        Milestone     Expected      Financial
                 Plan                      (5 years)     Outcome      implication
                                                                         (RM)




                                                             See Excell sheet




Responsible PTJs:
Promotion, branding and positioning:
8 Goals                                         4 Initiatives
                                                 5 Strategies
                                                 9 Action Plan

36 Initiatives




                                                     Quantity and
                                                       Quality of
                                                     Researchers
     56
 Strategies

                 10 Initiatives
                                                                                     4 Initiatives
 79 Action       14 Strategies
   Plans           14 Action
                                  Networking
                                  And linkages
                                                     RU                Quantity of
                                                                    Postgraduates
                                                                                     5 Strategies
                                                                                      13 Action
                     Plan
                                                                                         Plan

    KPIs



                                                      Innovation
 Milestones
for 2 years


Responsible                                        4 Initiatives
   PTJs                                           5 Strategies
                                                  6 Action Plan
1. QUANTITY AND QUALITY OF RESEARCHERS



                                                            MRU 2012                    Data
 No         Criteria                      MRU                                 WCRU    Year 2007-
                                                                                        2009


 1.   Critical Mass            65% of academic staff      75% of academic     85%      55.89%
                               involved as Principal      staff involved as
                               Investigators (PI)            Principal
                                                         Investigators (PI)



            100
             80                                           PI in S&T = RM 20,000
                                                          PI in Arts and social sciences = RM 5,000
        %    60
             40
             20
              0
                       2007-     MRU      MRU     WCRU
                       2009               2012
                                 Performance
1. QUANTITY AND QUALITY OF RESEARCHERS


                                                                                                        Data
No          Criteria           MRU                    MRU 2012                   WCRU
                                                                                                   Year 2007-2009

3.     Research        Policy Related            With balanced           With 60% distribution       >20: 22.42%
       Experience      (MRU 2005: With           distribution of staff   of staff with >20 years
                       balanced distribution     with >20 years          experience, 20% with       10-20: 26.02%
                       of staff with >20 years   experience, 10-20       10-20 years and 20%
                       experience, 10-20         years and <10 years     with <10 years              <10: 51.56%
                       years and <10 years       experience              experience
                       experience)
                        We need to head hunt middle tier
                        And we need to retain the talents
                        especially at top and middle-tier
       60                                                                                          >20 yr
                                                                                                   10-20 yr
     % 40                                                                                          <10 yr

       20


        0
                  2007-2009            MRU               MRU 2012               WCRU
                                             Performance
2. QUANTITY AND QUALITY OF RESEARCH

                                                                                                                     Data
  No      Criteria                  MRU                        MRU 2012                        WCRU                Year 2007-
                                                                                                                     2009

  1.   Publications   2 Papers in                        2.5 Papers in national/      5 Papers in national/           0.91
                      national/international refereed    international refereed       international refereed
                      and cited journal per staff/yr     and cited journal per        and cited journal per
                                                         staff/yr                     staff/yr

                      or                                 or                           or                             936.03
                      Cumulative Impact Factor for       Cumulative Impact            Cumulative Impact
                      the institution of not less than   Factor for the institution   Factor for the institution
                      500                                of not less than 1500        of not less than 5000

                      or                                 or                           or                            5638.67
                      Having a Cumulative Citation       Having a Cumulative          Having a Cumulative
                      Index of 5,000/yr                  Citation Index of            Citation Index of
                                                         15,000/yr                    10,000/yr

                      Number of publications in non-                                                                1.2/staff
                      citation-indexed Journal

                      Number of chapters in books                                                                  0.16/staff
                      Other Publications that have
                                                                                                                        -
                      created an impact to
                      government/society/policy

Postdocs formed the work horse of R&D and we will hire with stated KPIs.
Incentivised attaining of national and international grants via allocation of postdocs
maintained by RU central
Need to initiate Researcher ID and Scopus ID to enhance ease of search
2. QUANTITY AND QUALITY OF RESEARCH


                                                                                                         Data
No         Criteria                MRU                   MRU 2012                  WCRU             Year 2007-2009



 2.   Research Grants for   At RM50K/staff/yr       At RM80K/staff/yr of    At RM1 million/         RM78.6K/staff/yr
      S&T academic staff    of which at least       which at least 20% is   staff/yr of which at
                            20% is from             from international      least 40% is from
                            international sources   sources and 20%         international sources
                            and 20% from            from private sector     and 40% from private
                            private sector                                  sector




To move existing clusters and teams at USM to apply for LRGS, or Niche areas
Need to incentivize for international grants and private sector with Post Docs to
enhance deliverables

Intake of PhD students from Industries, MOHE will provide incentive of
RM50,000/student enrolled. Grants/scholarships from Industry to help pay for
the graduate students can be declared as Private sector grants
3. QUANTITY OF POSTGRADUATES

                                                                                                     Data
No         Criteria               MRU               MRU 2012                    WCRU
                                                                                                Year 2007-2009

1.   Ratio of PhDs          1 : 18 academic    1 : 5 academic staff of   1 : 3 academic staff    1 : 9.92 staff
     graduated to           staff of which     which 60% will be         of which 80% will be
     academic staff         60% will be from   from S&T                  from S&T
                            S&T


2.   Ratio of               3 PG : 1 staff     4 PG : 1 staff            5 PG : 1 staff         5.64 PG : 1 staff
     postgraduates to
     academic staff
     (enrollment)


3.   Ratio of               1 PG : 4 UG        3 PG : 5 UG               4 PG : 6 UG             1 PG : 4.5 UG
     postgraduates                                                       (1 : 1.5)
     (based on research
     and mixed mode) to
     undergraduates




                      Incentivised supervisors only when graduated student
                      on time and with decreased sliding scale up to 5 years

                      Return 1 semester fees to students who graduate on time
3. QUANTITY OF POSTGRADUATES


                                                                               Data
No         Criteria            MRU        MRU 2012            WRU
                                                                          Year 2007-2009


4.   Percentage of             10%             15%            15%            23.94%
     international
     postgraduates




                          30
                                                                    Need to bring in
                                                                    only sponsored
                          20                                        international
                      %                                             postgraduates to
                                                                    contribute to KPI
                          10



                          0
                                 2009   MRU      MRU 2012   WCRU
                                              Performance
5. INNOVATIONS


                                                                                  Data
No                Criteria                    MRU       MRU 2012   WCRU
                                                                             Year 2007-2009


1.   Number of patents                    Paten : 9      200/YR    100/yr   Paten : 7
     attained/number of products          Com.                              Com. Product : 4
     commercialized/number of             Product : 6                       Tech. Know How :
     technology know-how                  Tech. Know                        5.33
     licencing/number of                  How : 6                           IPR : 23
     IPR/copyrights (including original   IPR : 10                          Other : 31.67
     writings)                            Other : 50




             Patent counted for newly granted only. Basically the procedure
              takes long time to granted (3 -5 years) and under MyiPO
              jurisdiction.
             Need big allocation to maintain current patents granted but they
              are not counted. What for the university has to maintain this?
             IPR limited to 10 only. How to help arts people to publish their
              research output? Suggest to remove and create uncapped
              section F or put IPR into section C (under publication)
6. PROFESSIONAL SERVICES AND GIFTS



                                                                                                  Data
No            Criteria                MRU                MRU 2012             WCRU
                                                                                             Year 2007-2009


1.     Income generated from    Not less than RM20   Not less than RM50    Not less than       RM40.94
       training                      million/yr           million/yr      RM600 million/yr     million/yr
       courses/services/
       consultancy/post-
       graduate student fees/
       endowment/gifts




     Will strategise to form subsidiary companies
     per PTJ /activity under USAINS and formation of SBU under Bendahari to advise
7. NETWORKING AND LINKAGES


                                                                                  Data          Data
 No            Criteria             MRU         MRU 2012           WCRU
                                                                             Year 2007-2009   Year 2012

 1.   Inter-institution             70%              60%           50%            8%            26%
      (national) participation

 2.   Inter-institution             30%              40%           50%            92%           74%
      (international)
      participation


                          100

                              80

                              60
                          %
                              40

                              20

                              0
                                   2008        2009          MRU          WCRU
                                                     Performance

                                          National     International
8. SUPPORT FACILITIES


                                                  MRU                                                Data 2007-
No                 Criteria                                        MRU 2012           WCRU
                                               (2010 KPI)                                              2009

1.   Equipment fully operational and        3 labs                              On site auditing   1 labs
     calibrated or physical facilities      (accreditation)                                        (accreditation)
     that meet safety and quality
     standards (accreditation to            On site auditing   85% compliance   95% compliance     1% compliance
     GLP/ISO17025) or library                                  attained         attained           attained
     facilities (min 1 million titles) of   75% compliance
     supporting facilities including        attained                                               Now we have 3
     networking and shared facilities
     or service centers or
     recreational centers or access
     to high end research facilities




 We have no problems here since USM believes in Quality activities and accreditation
 Will have 12 accredited labs either at ISO 15189 or 17025
RU Goals                                               WCRU




                                                    Researchers
                                                      Quality of
                                                    Quantity and
                                                                                          Innovation
                                                                                             Led-
                                                                                           Economy
                                   Networking and
                                   linkages
                                                      RU                 Quantity of
                                                                      Postgraduates
                USM R&I                                                 Quantity of
                                                                     Postgraduates     Bottom
              ECOSYSTEM
                                                                                       Billion




                                                        Innovation
              Innovation




Development              Commercialisations
              Outcomes



              Research                 BRAINR BUSINESS R HUMANITY
PART 2
MOHE Grants
  RMK 10
RM 741 million

  http://jpt.mohe.gov.my



 Bahagian Perancangan Kecemerlangan IPT
1)   Matlamat RMK-10
2)   Skop Program Oleh EPU
3)   Pecahan Peruntukan Dana
4)   Peranan IPT
5)   Dana Penyelidikan
6)   ERGS
7)   LRGS
8)   PRGS
MATLAMAT RMK-10
                                                          FRGS
                                                        (300 juta)                        1,500
                                                                                          PhD &
    5,866                                                                                 Master
  Bil.Projek                       INSENTIF
                                                                          ERGS
                        123                                              (93 juta)
                                    (41 juta)
                         IP                              RMK-10
                                                                                               500
                                                        (741 juta)
923                                                                                             IP
PhD
        PEMBUDAYAAN
          (2006-2008)                        PRGS                  LRGS
                                            (41 juta)            (166 juta)               6,400
                                                                                     PEMBENTANGAN
            RMK-9                                                                     & PENERBITAN
             FRGS
           (315 juta)      KUALITI
                         (2009-2010)             RM337 juta
KECEMERLANGAN                                   Perbelanjaan
   (2011-2012)

                                            7,177
                                       PEMBENTANGAN
                                        & PENERBITAN
SKOP PROGRAM YANG TELAH
                          DIPERSETUJUI OLEH EPU
                                                      Kos Projek (RM)          Jumlah
Bil             Nama & Skop Projek
                                                 Tahun 2011    Tahun 2012        (RM)

1     Fundamental Research Grant Scheme (FRGS)
                                                 81,000,000    219,000,000   300,000,000
      Exploratory Research Grant Scheme (ERGS)

2     Long-term Research Grant Scheme (LRGS)     81,000,000    219,000,000   300,000,000

       Prototype Research Grant Scheme (PRGS)

3               Insentif Penyelidikan            11,000,000    30,000,000    41,000,000


4                 Projek Khas KPT                27,000,000    73,000,000    100,000,000


                    Jumlah                       200,000,000   541,000,000   741,000,000
PECAHAN PERUNTUKAN DANA
                PENYELIDIKAN

 DANA     FRGS      ERGS       LRGS      PRGS      INSENTIF
          (RM)      (RM)       (RM)      (RM)        (RM)
 TAHUN
 2011     81juta    25 juta   45 juta    11 juta    11 juta

 2012    219 juta   68 juta   121 juta   30 juta    30 juta

JUMLAH   300 juta   93 juta   166 juta   41 juta    41 juta
PERANAN INSTITUSI APEX
                                 PENGAJIAN TINGGI

Peranan IPT Terhadap
    Platform Nic
Penyelidikan Berimpak
        Tinggi




  Platform Nic Berimpak Tinggi
                                 RU                   APEX
  •Pemanasan Global
                                      FRGS, ERGS, LRGS,
  •Penyakit Berjangkit                      PRGS
  •Perubatan Tropika
  •Keselamatan Tenaga & Air
  •Kecukupan Makanan                    IPT &
  •Pembuatan Termaju dan
    Tambah Nilai                      INSTITUSI
  • ICT
                                        LAIN
THE EVOLUTION OF FRGS GRANT



1. 1ST Phase (2007 – 2008):
         Enhancing Research Culture

2. 2nd Phase (2009 – 2010):
          Inculcating Research Quality

3. 3rd Phase (2011 - 2012):
          Promoting Research Excellence
Jenis Dana Penyelidikan
   (Types of Grants)
       •Skim Geran Penyelidikan Asas (FRGS)
       •Penyelidikan yang menghasilkan teori, konsep dan idea baru
FRGS   •Menjawab persoalan “WHY?” dan “HOW?”.


       •Skim Geran Penyelidikan Eksploratori/Eksperimen (ERGS)
       •Hasil penemuan boleh dikembangkan kepada projek bersifat
ERGS   gunaan)
       •Menjawab persoalan “WHAT?” dan “WHERE?”.

       •Skim Geran Penyelidikan Jangka Panjang (LRGS)
       •Penyelidikan fundamental yang memerlukan          tempoh
LRGS   pelaksanaan melebihi 3-5 tahun


       •Skim Geran Penyelidikan Pembangunan Prototaip (PRGS)
       •Penghasilan produk penyelidikan, tetapi belum sampai ke
PRGS   peringkat pengkomersilan
Karakter Penentuan Kategori Penyelidikan



Why? &                                        What?
How?            FRGS              ERGS          &
                                              Where?

 Long-                                      Prototype-
 Term           LRGS              PRGS      Development
 (What,
 where,
 Why, How
 and
 Outcome)
Fundamental Research
Grant Scheme (FRGS)
FRGS
DEFINISI
  Penyelidikan Fundamental merupakan penyelidikan
  asas yang boleh menghasilkan teori, konsep dan idea
  baru demi perkembangan ilmu.

TUJUAN
Penyelidikan ini bertujuan untuk menggalakkan penjanaan
  teori, konsep dan idea baru yang dapat menjadi
  pemangkin kepada penemuan baru dan penciptaan
  yang inovatif yang boleh mengembangkan sempadan
  ilmu.
FRGS
KRITERIA PENILAIAN
• Penyelidikan yang dipohon mestilah merupakan
  penyelidikan yang dapat menghasilkan suatu
  idea/teori/konsep/kaedah/model/proses baru; dan
   – Penyelidikan yang dapat menambahbaik sesuatu polisi,
     metodologi dan model penyelesaian yang sedia ada; atau
   – Penyelidikan yang merangkumi isu-isu kemanusiaan dan
     kemasyarakatan bagi tujuan peningkatan nilai kehidupan dalam
     negara dan sejagat; atau
   – Penyelidikan yang berpotensi untuk menyumbang kepada
     agenda strategik negara
Menjawab persoalan tentang “apa” dan “di
 mana”

Menjana idea baru

Mencari dan menyingkap rahsia

Membantu ke arah penjanaan disiplin baru serta
 mengenalpasti masalah yang berkaitan
Menggalakkan inquisitive minds meneroka
 idea dan konsep baru

Sebagai pemangkin kepada penemuan
 baru dan penciptaan yang inovatif
 Sains Tulen dan Gunaan (Pure and Applied Sciences)
 Teknologi dan Kejuruteraan (Technology and Engineering)
 Sains Kesihatan dan Klinikal (Clinical and Health Sciences)
 Sains Sosial (Social Sciences)
 Sastera dan Sastera Ikhtisas (Arts and Applied Arts)
 Sains Tabii dan Warisan Negara (Natural Sciences and
  National Heritage)
 Pertahanan dan Keselamatan (Defence and Security)
 Terbuka kepada kakitangan akademik IPTA dan IPTS dengan
 syarat-syarat berikut:-
  Warganegara Malaysia; dan
  Kakitangan akademik tetap (Profesor, Profesor Madya, Pensyarah
   Kanan, Pensyarah); atau

  Kakitangan bertaraf kontrak, dimestikan mempunyai penyelidik
   bersama bertaraf tetap.

  Bagi bukan warganegara, dimestikan mempunyai penyelidik bersama
   warganegara Malaysia dan bertaraf tetap.
Permohonan dari Universiti Cawangan perlu mematuhi syarat-
 syarat berikut:-
  Ketua Penyelidik boleh bukan warganegara Malaysia
     dengan syarat penyelidik bersama mestilah warganegara
     Malaysia.
  Geran penyelidikan mestilah digunakan dalam negara.
  Ketua Penyelidik tidak dibenarkan memegang lebih dari dua
     geran penyelidikan yang lain, setelah mengetuai di Geran
     Penyelidikan LRGS, FRGS atau PRGS.
   Pemohon hanya dibenarkan menjadi Ketua Penyelidik bagi
    satu projek ERGS dan hanya satu permohonan projek
    sahaja akan diperakukan pada setiap fasa.

   Permohonan baru bagi mereka yang telah diluluskan Geran
    Penyelidikan Eksploratori pada fasa yang terdahulu akan
    diberi pertimbangan dengan mengemukakan bukti tahap
    selesai projek pada kadar 75 peratus.

   Jumlah peruntukan yang dipohon hendaklah tidak melebihi
    siling yang telah ditetapkan iaitu RM100,000.00 setahun
    dengan tempoh maksimum 3 tahun.
 Setiap Projek Penyelidikan yang dipohon diharap dapat melahirkan
  Modal Insan dalam penyelidikan seperti mana yang termaktub dalam
  RMK-10. Sehubungan dengan itu, bagi:-
   Bagi projek dua (2) tahun; disyaratkan dapat melatih sekurang
    kurangnya seorang (1) pelajar Sarjana atau PhD.

 Pensyarah yang bercuti belajar tidak dibenarkan menjadi Ketua
  Penyelidik. Namun, beliau boleh menjadi ahli dalam kumpulan
  penyelidikan.

 Ketua Penyelidik yang berpindah universiti hendaklah melepaskan
  kedudukan sebagai ketua. Namun, beliau boleh kekal sebagai ahli
  dalam kumpulan penyelidikan berkenaan.
Menggunakan Borang ERGS - A1(R)

Semua     permohonan hendaklah dinilai dan diperakukan
 oleh Pengarah RMC/TNC (P&I) universiti masing-masing.
 Laporan penilaian hendaklah dikemukakan kepada pihak
 Urus Setia ERGS, KPT bersama-sama borang permohonan
 tersebut. Hanya permohonan yang disokong oleh pihak RMC
 sahaja yang perlu dihantar ke KPT.

Bagi projek penyelidikan yang dibiayai oleh geran ERGS
 bersama sumber lain, penyelidik mestilah mengisytiharkan
 semua pembiayaan yang diperolehi bagi projek tersebut.
   Kajian awal ke atas idea baru dan masih belum diuji
    (Preliminary work on untested and novel ideas )

   Meneroka idea penyelidikan baru yang berpotensi ke
    arah penjanaan transformasi
    (Ventures into emerging and potentially transformative research
    ideas)
   Aplikasi kepakaran baru atau pendekatan baru kepada
    tajuk penyelidikan yang mapan
     (Application of new expertise or new approaches to
    ”established” research topic. )
 Kajian yang berkaitan dengan penyediaan kemudahan
  atau peralatan masalah yang mendesak dan amat
  diperlukan seperti bencana alam, antropogenik atau
  kejadian yang tidak diduga
  (Having severe urgency with regards to availability of, or
  access to data, facilities or specialised equipment,
  including quick-response research on natural or
  anthropogenic disasters and similar unanticipated events.
  )

 Kajian yang boleh mencetuskan penemuan segera dan
    inovatif
(Efforts of similar character likely to catalyse rapid and
    innovative advances.)
 Penerbitan
  Semua penyelidik mesti menerbitkan sekurang-kurangnya
  dua (2) penerbitan dalam jurnal berwasit. Penghargaan
  kepada geran ERGS mestilah dinyatakan dengan jelas dalam
  setiap penerbitan.

Hak Harta Intelek
   o Bagi projek yang dibiayai oleh geran ERGS, penyelidik digalakkan
     untuk memohon pendaftaran Harta Intelek di dalam negeri dahulu
     sebelum ke peringkat antarabangsa. Harta Intelek hasil geran ERGS
     menjadi hak milik bersama Kerajaan Malaysia dan IPT.

   o Pengurusan Harta Intelek adalah menjadi tanggungjawab   IPT.
Hasil Pengkomersilan
 o Hasil pengkomersilan dari projek penyelidikan yang dibiayai oleh
   geran ERGS dan sumber lain hendaklah dikongsi bersama mengikut
   pecahan pembiayaan geran dan sumbangan dalam bentuk lain bagi
   projek tersebut.

 o Untuk IPTA, hasil pengkomersilan perlulah diagihkan mengikut Polisi
   Pengkomersilan sedia ada.

 o Untuk IPTS, perincian hak milik pengkomersilan hendaklah
   dipersetujui dalam klausa kontrak.
Prototype Development
Research Grant Scheme
        (PRGS)




         BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
DEFINISI

  Merapatkan jurang di antara penemuan makmal/
  penyelidikan sehingga sebelum pra-pengkomersilan. Ini
  termasuk pembuktian konsep (Proof of concept), penilaian
  (evaluation), skala naik (up-scaling), ujian pra-klinikal (pre-
  clinical testing) dan ujian lapangan (field testing).
    Journey towards commercialization

           PRGS



 Curiosity &    Proof of                    Commercial           Market
Market Driven   Concept    Development
                                              Launch
  Research
                                         BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
TUJUAN

Membantu merapatkan jurang antara penemuan penyelidikan dan
pengkomersilan bagi tujuan penciptaan teknologi/penemuan baru
selaras dengan keperluan K-ekonomi dan pelaksanaan Model Ekonomi
Baru



BIDANG PENYELIDIKAN
Terbuka untuk semua bidang penyelidikan yang telah mempunyai hasil
penemuan yang memerlukan Pembangunan Prototaip




                                       BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
SYARAT-SYARAT PERMOHONAN

 Terbuka kepada kakitangan akademik IPTA dan IPTS dengan syarat-
 syarat berikut:-

        Warganegara Malaysia.

        Kakitangan akademik tetap (Profesor,
        Profesor Madya, Pensyarah Kanan, Pensyarah).

        Bagi kakitangan bertaraf kontrak, termasuk
        bukan warganegara, dimestikan mempunyai
        penyelidik bersama warganegara Malaysia yang bertaraf tetap.




                                          BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
SYARAT-SYARAT PERMOHONAN (Samb.)
 Permohonan dari Universiti Cawangan perlu mematuhi
 syarat-syarat berikut:-

   Penyelidik utama mestilah warganegara Malaysia.
   Geran penyelidikan mestilah digunakan dalam negara

 Skim PRGS hanya dibuka kepada penyelidik yang mempunyai projek
 dibawah Skim Geran Penyelidikan Fundamental (FRGS) samada yang telah
 tamat atau sedang dijalankan.

 Pemohon hanya dibenarkan menjadi Ketua Penyelidik bagi satu projek
 dan hanya satu permohonan projek sahaja akan diperakukan pada
 setiap fasa.

 Permohonan baru bagi mereka yang telah diluluskan Skim PRGS pada
 fasa yang terdahulu akan diberi pertimbangan dengan mengemukakan
 bukti projek PRGS terdahulu telah selesai sepenuhnya.
                                            BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
SYARAT-SYARAT PERMOHONAN (Samb.)

 Jumlah peruntukan yang dipohon hendaklah tidak melebihi siling
 RM500,000.00 setiap projek.

 Setiap projek penyelidikan yang dipohon diharap dapat melahirkan
 Modal Insan dalam penyelidikan seperti mana yang termaktub dalam
 RMK-10.

 Pensyarah yang bercuti belajar tidak dibenarkan menjadi Ketua
 Penyelidik. Walau bagaimanapun, beliau boleh menjadi ahli dalam
 kumpulan penyelidikan.

 Ketua Penyelidik yang berpindah universiti hendaklah melepaskan
 kedudukannya sebagai ketua. Walau bagaimanapun, beliau boleh kekal
 sebagai ahli dalam kumpulan penyelidikan berkenaan.


                                          BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
PERATURAN PERMOHONAN

 Permohonan untuk Skim PRGS perlu menggunakan Borang PRGS –
 A1(R) (Borang Permohonan Skim Geran Penyelidikan Pembangunan
 Prototaip) yang terkini dari Jabatan Pengajian Tinggi, Kementerian
 Pengajian Tinggi.

 Permohonan untuk Skim PRGS dibuka kepada projek penyelidikan yang
 menepati bidang (perenggan 1.4) dan syarat (perenggan 1.5) di atas.

 Semua permohonan hendaklah dinilai oleh universiti dan disokong oleh
 pihak yang bertangungjawab di universiti masing-masing untuk
 pertimbangan KPT. Laporan penilaian hendaklah dikemukakan kepada
 pihak Urus Setia PRGS, KPT bersama-sama borang permohonan
 tersebut.



                                          BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
PERATURAN PERMOHONAN (Samb.)
 Pihak penyelidik diminta menyatakan geran atau sumber kewangan dari
 peringkat awal projek penyelidikan sehingga ke tahap memerlukan
 pembangunan prototaip.

 Bagi pembangunan prototaip yang melebihi siling PRGS, penyelidik mestilah
 mengisytiharkan semua pembiayaan yang diperolehi dari pihak lain bagi projek
 tersebut.

 Pihak penyelidik perlu menyatakan perancangan geran yang telah/akan
 diperolehi sehingga ke tahap pra-komersilan.

 Semua permohonan Skim PRGS perlu dilakukan secara pembentangan kepada
 Jawatankuasa penilaian.

 Bagi setiap projek yang diluluskan, sekiranya perlu atas nasihat panel penilai,
 seorang mentor akan dilantik untuk memberi bimbingan ke arah kebolehjayaan
 komersil produk (commercial viability of product).

                                                BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
KRITERIA PENILAIAN
 Geran yang dipohon mestilah melibatkan penghasilan salah satu
 perkara berikut;

 Pembuktian konsep (Proof of concept)
 Penilaian (evaluation)
 Skala naik (up scaling)
 Ujian Pra Klinikal (pre-clinical testing)
 Ujian lapangan (field testing); dan

 Prototaip yang memberi impak kemanusiaan dan kemasyarakatan bagi
 tujuan peningkatan nilai kehidupan dalam negara dan sejagat; atau

 Prototaip yang berpotensi untuk menjana industri berasaskan
 ilmu/pengetahuan baru; atau

 Prototaip yang berpotensi yang menyumbang kepada agenda strategik negara.

                                               BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
PERATURAN KEWANGAN

 Skim PRGS tidak boleh digunakan bagi perkara berikut:

   i. Menghasilkan pelan perniagaan (Business plan)
   ii. Kajian pasaran (Market survey)
   iii.Permohonan dan Pendaftaran Harta Intelek (IP filing and
       registration)
   iv. Pameran dan Promosi produk (Product exhibition and promotion)
   v. Pembentangan persidangan (Conference presentation)




                                          BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
HASIL PENYELIDIKAN (Samb.)

 HASIL PENGKOMERSILAN

   Hasil pengkomersilan dari pembangunan prototaip yang dibiayai oleh
   Skim PRGS dan sumber lain hendaklah dikongsi bersama mengikut
   pecahan pembiayaan geran dan sumbangan dalam bentuk lain bagi
   projek tersebut.

   Untuk IPTA, hasil pengkomersilan perlulah diagihkan mengikut Polisi
   Pengkomersilan sedia ada.

   Untuk IPTS, perincian hak milik pengkomersilan hendaklah
   dipersetujui dalam klausa kontrak.



                                          BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
SKIM GERAN PENYELIDIKAN JANGKA PANJANG
     LONG-TERM RESEARCH GRANT SCHEME (LRGS)
Memerlukan komitmen yang mendalam,
 skop yang lebih ekstensif dan tempoh
 masa yang panjang

Menghasilkan teori dan idea baru
• Memantapkan kecemerlangan          dalam
  penjanaan teori, idea baru dan penciptaan
  yang inovatif

• Perlu ada 3 institusi selama 3-5 tahun
 Meliputi bidang-bidang nic yang berimpak tinggi yang telah dikenalpasti. LRGS
  terbahagi kepada mod atas ke bawah dan mod bawah ke atas.

    Bidang penyelidikan nic atas ke bawah adalah:-
i.   Pemanasan global (Global warming – UKM)
ii.  Penyakit berjangkit (Infectious Disease – UM)
iii. Perubatan tropika (Tropical Medicine- USM)
iv.  Keselamatan Tenaga & Air (Energy and Water security – USM)
v.   Kecukupan makanan (Food Security – UPM)
vi.  Pembuatan termaju dan tambah nilai (Advanced and Value added
     Manufacturing – UTM)
vii. Teknologi Informasi dan Komunikasi (ICT) – UKM

 Bidang penyelidikan bawah ke atas boleh terdiri daripada 7 bidang penyelidikan
  nic di atas atau nic-nic lain yang boleh diajukan.
Terbuka kepada kakitangan akademik IPTA dan IPTS dengan syarat-syarat berikut:

melibatkan 2 mod iaitu atas ke bawah dan bawah ke atas. Hanya UP boleh
menerajui penyelidikan atas ke bawah manakala bawah ke atas terbuka kepada
semua IPT.

Projek mestilah melibatkan pelbagai institusi dengan minimum 3 institusi.

Projek mestilah bersifat multi disiplin, melibatkan korpus ilmu sains & teknologi
dan sains sosial & kemanusiaan.

Jumlah peruntukan yang dipohon hendaklah tidak melebihi siling yang telah
ditetapkan. Siling yang ditetapkan adalah RM3 juta setahun.
   Setiap UP hanya dibenarkan menerajui tidak melebihi 2
    program nic atas ke bawah.

   Hanya warganegara Malaysia boleh menerajui program
    LRGS. Setiap individu hanya dibenarkan mengetuai satu
    program LRGS.

   Terbuka kepada kakitangan akademik tetap (Profesor dan
    Profesor Madya).

   Bagi kakitangan bertaraf kontrak, dimestikan mempunyai
    penyelidik bersama warganegara bertaraf tetap.
MOHE grants
MOHE grants
MOHE grants
MOHE grants
MOHE grants
MOHE grants
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MOHE grants

  • 1. RU Achievements (2007 till 2010) and the new MOHE grants Asma Ismail PhD, FASc Deputy Vice-Chancellor, Research and Innovation and Professor, Institute for Research in Molecular Medicine (INFORMM) – HiCoE, Universiti Sains Malaysia, 11800 Penang Malaysia Brains • Business • Humanity www.research.usm.my Teamwork delivers
  • 2. Contents Part 1 • Introduction to MOHE Strategic Direction for RMK10 • Higher Education Transformation Model • Impact of RU for the country • Impact of being RU to USM • Moving forward to World Class RU with emphasis on sustainability Part 2 • MOHE Grants –LRGS, ERGS, FRGS, PRGS
  • 3. MOHE STRATEGIC DIRECTION THE 10th MP : HIGHER EDUCATION SECTOR’S STRATEGIC DIRECTION “TO BE A DEVELOPED NATION BY 2020”
  • 4. THE 10th MP : HIGHER EDUCATION SECTOR’S STRATEGIC DIRECTION Negara Maju A DEVELOPED NATION 2020 BY 2020 10th MP (2011-2015) Transforming Innovation, Knowledge Generation, High Ethical Values •Infrastructure •Facilities • Polytechnics Highly International Hub Critical Mass Conducive Employability / Competent Highly Skilled •FRGS •Community Competent of Of Researchers Teaching & Entrepreneurship Human Capital Human Capital •Liberalisation Colleges Graduates Higher Education Learning Private HEIs •Smart OUTCOME •Strategic Partnership Collaboration •LLL Hub •Top business •International Hub school •Graduate KRA 1 KRA 2 KRA 3 KRA 4 KRA 5 KRA 6 KRA 7 •Retraining technopreneur Intensifying Boosting •Reskilling •Promotion Access & Graduates Enhancing Enculturation Reinforcing Internationalisa- Technical Edu. •Teaching •MRA Quality Marketability R&D&C of Delivery tion & Vocational hospital Activities LLL Systems Training 7 Strategic Thrusts: The National Higher Education Strategic Plan (2007-2020) Autonomy Inter- Graduate E-learning Leadership Academia T&L R&D APEX Uni. MyBrain15 nationalisation Employability Entrepreneur- ship C.C. Top LLL Private Holistic Academia- Audit PTPTN Delivery Poly. COE Business HEIs Student Industry School 22 CRITICAL AGENDAS “Education as a transformational tool in moulding and determining a nation’s future” YAB Dato’ Seri Mohd Najib bin Tun Abdul Razak Prime Minister of Malaysia
  • 5. HIGHER EDUCATION TRANSFORMATION MODEL 2016 2025? World Class APEX Research • Research University (APEX) University • Comprehensive University • Focus University • APEX university 2011 APEX Continual improvement Malaysia Research every 3 year Comprehensive University / Focus University Audit University TIME 2006 2013 2016 2010 5
  • 6. World Class/Research University (WCRU) • Three complementary sets of factors: – High concentration of talent (faculty and students), – Abundant resources (rich learning environment and advanced research conduct) – Favorable governance (strategic Teamwork delivers vision, innovation, flexibility) Source: Jamil Salmi, World Bank Report (2009)
  • 7. Other Indicators of WCRU • High employability and salary • Publication in top journals • Highly innovative with patents/licensing agreements • Highly qualified staff • Talented students Teamwork delivers Source: Jamil Salmi, World Bank Report (2009)
  • 8. Characteristics of a World Class University: Alignment of Key Factors Concentration of talents Students, teaching staff, researchers, internationalization Graduates Research output Public budget, WCU Supportive Abundant resources, regulatory Favorable resources endowment framework, governance revenues, Technology autonomy, tuition fees, Transfer academic research grants freedom Source: Jamil Salmi, World Bank Report (2009)
  • 9. Criteria for the Assessment of RU Performance Using MyRA© No CRITERIA WEIGHTAGE 1 Quantity and quality of researchers 25 2 Quantity and quality of research 30 3 Quantity of post-graduate 10 4 Quality of post-graduate 5 5 Innovation 10 6 Professional services and gifts 7 7 Networking and linkages 8 8 Support facilities 5 Total To move the 100 RU agenda
  • 10. . What has RU done for the country?
  • 11. IMPACT OF RESEARCH UNIVERSITIES Increased the number of postgraduates!
  • 12. IMPACT OF RESEARCH UNIVERSITIES Increased the number of PhDs in the country
  • 13. Increased publications in citation-indexed journals
  • 15. Citation Rankings (1996 - 2008) – Asiatic Region Source: www.scimagojr.com (data from SCOPUS) – Nov 2010
  • 16. Citation Data (1996 - 2008) Source: www.scimagojr.com (data from SCOPUS) – Nov 2010 Ability to Catch up With Thailand
  • 17. Number of Publications in Web of Science (ISI) & Scopus - Year 2009 40.000 35.045 35.000 31.869 30.000 25.000 20.000 15.000 12.521 11.390 10.281 7.958 10.000 7.295 6.735 5.000 1.684 1.257 0 Singapore Thailand Malaysia Indonesia Taiwan Web of Science (ISI) Scopus
  • 18. . What has RU done for USM and strategies for improvement
  • 19. What has RU done for USM? Section B : Quantity and Quality of Researchers Section C : Quantity and Quality of Research 2010 (as November) Section D : Quantity of Postgraduates Section E : Quality of Postgraduates 2009 Section F : Innovation Section G: Professional Services and Gifts Section H : Networking and Linkages 2008 Section I : Support facilities 2007 <2005 RM62.5 j RM90.8 j To move to world class RM62.5 j we need to improve all aspects RM50.0 j with new strategies MyRa: Pre-RU (77.9) – RU (102.4)
  • 20. RU Impact of USM Postgrad (2007 -2010)
  • 21. RU Impact of USM PhD enrolled vs Graduated (2007-2010) 5.7% graduating in 3 years Incentivised supervisors only when graduated student on time and with decreased sliding scale up to 5 years Return 1 sem fees to students who graduate on time
  • 22. USM Publications in Web of Science (ISI) & Scopus Year 2007 – 2010 (as Dec, 15) Raised publications 2806 3000 In Scopus and ISI 2448 2500 1827 2000 1415 1500 1239 1163 977 1000 585 500 0 2007 2008 2009 2010 Web of Science (ISI) Scopus
  • 23. Impact of USM Publications in Malaysia for Year 2007 – 2010 (as Dec, 15) Source: Web of Science (ISI) 8.000 Impact in Web ISI 7.000 6.735 6.156 6.000 5.814 5.000 4.000 3.690 3.000 2.000 1415 1239 (23%) 977 (18%) 585 (17%) 1.000 (16%) 0 2007 2008 2009 2010 Malaysia USM
  • 24. Impact of USM Publications in Malaysia for Year 2007 – 2010 (as Dec, 15) Source: Scopus 12.000 Impact in 10.281 10.161 Scopus 10.000 8.000 7.216 6.000 4.784 4.000 2,806 2,448 (28%) 1,829 (24%) 1,163 (25%) 2.000 (24%) 0 2007 2008 2009 2010 Malaysia USM
  • 25. Number of Papers (in 5-year intervals) Source: Essential Science Indicators (ISI Thomson Reuters), as of November 1, 2010 4500 4000 3500 We have 3000 caught up with UM 2500 2000 1500 1000 500 0 2000 - 2004 2001 - 2005 2002 - 2006 2003 - 2007 2004 - 2008 2005 - 2009 2006 - 2010 Chula Univ UM USM UPM UKM
  • 26. Citation (in 5-year intervals) Source: Essential Science Indicators (ISI Thomson Reuters), as of November 1, 2010 16000 14000 12000 10000 We have 8000 caught up with UM 6000 4000 2000 0 2000 - 2004 2001 - 2005 2002 - 2006 2003 - 2007 2004 - 2008 2005 - 2009 2006 - 2010 Chula Univ UM USM UPM UKM
  • 27. Publications (2000 – 2010) Source: Essential Science Indicators (ISI Thomson Reuters), as of November 1, 2010 Citations 6,53 per paper 40.000 4,31 4,24 3,98 35.000 3,49 30.000 25.000 20.000 15.000 10.000 5.000 0 UM USM UKM UPM Chula Univ # of Papers Times Cited
  • 28. Number of Papers for RU (2007 – 2010) Source: Web of Science (ISI Web of Knowledge) 1800 1600 1400 1200 1000 800 600 400 200 0 UM USM UKM UPM UTM 2007 2008 2009 2010 (Dec, 15)
  • 29. USM Scival Spotlight Map (2007 – 2009) 2009 8 DC, 35 EC 2008 6 DC, 36 EC 2007 5 DC, 25 EC
  • 30. USM Scival Spotlight Competen cies Top Disciplines DC = 5 Circle Map, 2007 DC 1 Macromoleculars & Polymer, Composites, Wood EC =25 DC 2 Safety Management, Carbon, Macromoleculars & Polymers, Filtration Membrane EC 3 Data Mining, Neural Networks EC 4 Computer-aided Process Planning, Statistics, Reliability Engineering DC 5 Phytochemistry, Cristallography, Ecological Modelling EC 6 Filtration Membrane EC 3 EC 20 EC 16 EC 7 Business Ethics, Engineering Education EC 7 EC 22 DC 8 Inorganic Chemistry, Cristallography EC 4 EC 15 EC 11 DC 9 Tropical Medicine EC 10 DC 8 1 EC 10 Macromolecules & Polymers DC 5 DC EC 13 EC 11 Organic Chemistry, Inorganic Chemistry EC 12 EC 12 Crystallography EC 26 EC 13 Crystallography EC 14 Bacteriology, Microbiology Biotechnology DC 2 EC 15 Reliability Engineering, Statistics, Colloid EC 6 EC 16 Food Chemistry EC 17 Catalysis, Inorganic Chemistry EC 18 Heat Transfer, Numerical Methods Engineering DC 9 EC 24 EC 19 Sensors & Actuators, Electrochemical Development EC 20 Semiconducting Materials EC 14 EC 28 EC 21 Inorganic Chemistry EC 22 Chemistry, Superconductor Science EC 23 Chemical Engineering, Energy Fuel EC 24 Insects EC 25 Chemistry, Energy Fuel EC 26 EthnoPharmacology, Rheumatology EC 27 Carbohydrate Research, Food Chemistry EC 28 Cardiovascular EC 29 Pharmaceutical Research EC 30 Alloys, Material Science
  • 31. Visualization Matrix Matrix from the Boston Consulting Group Question mark Star YYY XXX high Market Growth High growth area High growth area Low market share High market share Dog Cash cow (BLUE OCEAN) Low growth area low Low market share Low growth High market share low high Relative Market Share 31
  • 32. EC 4 Computer-aided Process Planning, DC 1 Macromoleculars & Polymer, Composites, Wood Statistics, Reliability Engineering Question mark DC 2 Safety Management, Carbon, Macromoleculars & EC 6 Filtration Membrane Star Polymers, Filtration Membrane EC 7 Business Ethics, Engineering Education DC 5 Phytochemistry, Cristallography, Ecological EC 11 Organic Chemistry, Inorganic Chemistry Modelling EC 12 Crystallography EC 23 Chemical Engineering, Energy Fuel EC 16 Food Chemistry EC 25 Chemistry, Energy Fuel EC 18 Heat Transfer, Numerical Methods Engineering EC 22 Chemistry, Superconductor Science USM Scival Spotlight EC 24 Insects EC 26 EthnoPharmacology, Rheumatology Matrix, 2007 EC 27 Carbohydrate Research, Food Chemistry EC 30 Alloys, Material Science EC 3 Data Mining, Neural Networks DC 8 Inorganic Chemistry, Cristallography DC 9 Tropical Medicine EC 10 Macromolecules & Polymers EC 13 Crystallography EC 14 Bacteriology, Microbiology Biotechnology EC 15 Reliability Engineering, Statistics, Colloid EC 17 Catalysis, Inorganic Chemistry EC 19 Sensors & Actuators, Electrochemical Blue ocean Development EC 20 Semiconducting Materials EC 21 Inorganic Chemistry EC 28 Cardiovascular EC 29 Pharmaceutical Research Dog
  • 33. DC = 6 USM Scival Spotlight EC =36 Competen cies Top Disciplines Circle Map, 2008 DC 1 Macromolecules & Polymers, Composites, Carbon DC 6 EC 42 DC 2 Phytochemistry, Enzyme Microbiological EC 30 Techniques, Safety Management, Filtration EC 24 Membrane, Solar & Wind Power EC 37 EC 13 EC 8 ECECEC 22 40 DC 3 Safety Management, Chemical Engineering, EC 5 DC12 EC 18 DC 1 EC 23 7 Inorganic Chemistry, Dyes & Pigments EC 10 EC 27 25 ECEC 41 EC 23EC 19 EC 4 EthnoPharmcology, Intensive Care DC 11 EC 5 Macromolecules & Polymers, Reliability Engineering EC 38 DC 6 Data Mining, Neural Networks EC 35 26 16 EC EC EC 4 EC 39 EC 21 33 DC 7 Crystallography, Inorganic Chemistry EC EC 8 Macromolecules & Polymers EC 36 EC EC 9 31 DC 3 EC 9 Filtration Membrane EC 28 DC 2 EC 20 EC 10 Computer-Aided Process Planning, Statistics EC 32 DC 11 Macromolecules & Polymers, Composites EC 15 EC 17 EC 12 Macromolecules & Polymers EC 34 EC 13 Crystallography, Inorganic Chemistry EC 14 EC 14 Aquaculture EC 15 Enzyme Microbiological Techniques, Food Chemistry EC 16 Heat Transfer EC 17 Bacteriology, Electrochemistry EC 18 Phytochemistry, Ecological Modeling Competen Top Disciplines EC 19 Crystallography, Organic Chemistry cies EC 20 Electrochemistry EC 32 Emergency Medicine EC 21 Catalysis, Carbon, Chemical Engineering EC 33 Ceramics, Filtration Membrane EC 22 Macromolecules & Polymers EC 34 Molecular Medicine, Birth Defects EC 23 Crystallography, Pharmaceutical Design EC 24 Solid State Electronics EC 35 Organic Chemistry, Environmental Contamination EC 25 Flavors & Fragrance, Phytochemistry EC 36 Forensic Science EC 26 Heat Transfer EC 37 Engineering Education, Operations Management EC 27 Catalysis, Pharmaceutical Research EC 38 Filtration Membrane, Carbon EC 28 Pharmaco Economics, Optometry EC 29 Crystallography, Inorganic Chemistry EC 39 Carbohydrate Research, Food Engineering EC 30 Antennae; Mobile Radio, Applied Optics EC 40 Macromolecules & Polymers EC 31 Fluid Phase Equilibrium, Chromatography; EC 41 Crystallography Electrophoresis EC 42 Circuit Systems, Power Transmission
  • 34. EC 4 EthnoPharmcology, Intensive Care DC 3 Safety Management, Chemical Engineering, Inorganic Chemistry, Dyes & Pigments DC 11 Macromolecules & Polymers, Composites EC 15 Enzyme Microbiological Techniques, Food EC 41 DC 7 Crystallography, Inorganic Chemistry Chemistry EC 22 Macromolecules & Polymers EC 16 Heat Transfer Question mark EC 17 Bacteriology, Electrochemistry EC 23 Crystallography, Pharmaceutical Design EC 21 Catalysis, Carbon, Chemical Engineering EC 29 Crystallography, Inorganic Chemistry EC 24 Solid State Electronics EC 23 EC 26 Heat Transfer EC 29 EC 30 Antennae; Mobile Radio, Applied Optics EC 37 Engineering Education, Operations EC 17 Management DC 7 DC 3 Star EC 38 Filtration Membrane, Carbon EC 30 EC 39 Carbohydrate Research, Food Engineering EC 21 EC 41 Crystallography EC 26 EC 15 EC 38 DC 11 EC 39 USM Scival Spotlight EC 5 Macromolecules & Polymers, Reliability Engineering EC 16 EC 37 EC 24 EC 4 EC 22 Matrix, 2008 EC 8 Macromolecules & Polymers EC 32 EC 14 EC 25 EC 9 Filtration Membrane EC 27 EC 35 EC 42 EC 33 EC 10 Computer-Aided Process Planning, Statistics EC 8 DC 1 EC 36 DC 2 EC 10 EC 12 Macromolecules & Polymers EC 40 DC 6 EC 5 EC 9 EC 14 Aquaculture EC 34 EC 18 EC 13 EC 18 Phytochemistry, Ecological Modeling EC 12 EC 20 Blue ocean EC 20 Electrochemistry EC 25 Flavors & Fragrance, Phytochemistry DC 1 Macromolecules & Polymers, Composites, EC 27 Catalysis, Pharmaceutical Research Carbon EC 28 Pharmaco Economics, Optometry EC 31 DC 2 Phytochemistry, Enzyme Microbiological EC 31 Fluid Phase Equilibrium, Chromatography; Techniques, Safety Management, Filtration Electrophoresis EC 19 Membrane, Solar & Wind Power EC 32 EC 34 Emergency Medicine Molecular Medicine, Birth Defects Dog DC 6 Data Mining, Neural Networks EC 28 EC 35 Organic Chemistry, Environmental Contamination EC 13 Crystallography, Inorganic Chemistry EC 36 Forensic Science EC 19 Crystallography, Organic Chemistry EC 40 Macromolecules & Polymers EC 33 Ceramics, Filtration Membrane EC 42 Circuit Systems, Power Transmission
  • 35. Competen cies Top Disciplines USM Scival Spotlight DC 1 Safety Management, Enzyme Microbiological DC 2 Techniques, Filtration Membrane Macromolecules & Polymers, Composites, DC = 8 EC 39 EC 21 EC 19 Circle Map, 2009 Semiconducting Material EC = 35 EC 31 EC 28 DC 3 Catalysis, Energy Fuel, Carbon EC 43 EC 29 DC 5 EC 40 DC 6 7 EC 13 DC DC 4 Food Chemistry, Ecological Modeling EC 12 EC 23 DC 5 Phytochemistry, EthnoPharmcology, Organic EC 34 EC 30 7 EC 18 DC EC 37 EC 24 EC 10 EC 17 Chemistry DC 2 EC 32EC 22 DC 6 Organic Chemistry, Thermal Analysis, EC 38 11 26 EC EC DC 3 Pharmaceutical Design, Semiconducting Materials EC 27 DC 7 Macromolecules & Polymers DC 4 EC 20 DC 8 Fluid Phase Equilibrium, Food Chemistry, EC 35 Macromolecules & Polymers EC 15 DC EC 33 8 EC 14 EC 36 EC 9 Aquaculture EC 25 DC 1 EC 10 Reliability Engineering, Computer-Aided Process Planning EC 42 EC 11 Crystallography, Enzyme Microbiological EC 41 Techniques, Inorganic Chemistry EC 16 EC 9 EC 12 Human Resource Management, Financial Accounting EC 13 Macromolecules & Polymers EC 14 Occupational Health EC 15 Microbiology Biotechnology, Macromolecules & Competen Top Disciplines Polymers, Enzyme Microbiological Techniques cies EC 16 Pharmacy, Drug Safety, Pharmaco Economics EC 29 EthnoPharmcology EC 17 Computer Modeling and Animation, Heat Transfer, EC 30 Data Mining, Chemical Engineering, Automatic Control Numerical Methods in Engineering EC 31 Nonlinear Analysis, Topology EC 18 Phytochemistry, Crystallography EC 32 Crystallography EC 19 Semiconducting Materials, Surface Coating EC 33 Filtration Membrane Technology EC 34 Reliability Engineering EC 20 Heat Transfer EC 35 Data Mining, Gynecology Oncology EC 21 Antennae; Mobile Radio, Broadband Communication EC 36 Water Waste EC 22 Thermal Analysis, Catalysis EC 37 Crystallography, Organic Chemistry EC 23 Liquid Crystals EC 38 Applied Genetics, Food Chemistry EC 24 Crystallography EC 39 Data Mining, Physics; Current Developments EC 25 Retinal Surgery, Vascular Surgery EC 40 Finance, Operations Research EC 26 Chromatography; Electrophoresis EC 41 Electrochemistry, Enzyme Microbiological Techniques EC 27 Computer-Aided Process Planning, Materials EC 42 Remote Sensing Processing EC 43 Engineering Education, Human Resource Management EC 28 EthnoPharmcology, Phytochemistry
  • 36. DC 8 Fluid Phase Equilibrium, Food Chemistry, DC 1 Safety Management, Enzyme Macromolecules & Polymers Microbiological Techniques, Filtration Membrane EC 12 Human Resource Management, Financial DC 2 Macromolecules & Polymers, Accounting Composites, Semiconducting Material EC 14 Occupational Health Question mark Star DC 3 Catalysis, Energy Fuel, Carbon EC 18 Phytochemistry, Crystallography DC 4 Food Chemistry, Ecological Modeling EC 32 DC 3 DC 6 Organic Chemistry, Thermal Analysis, EC 21 Antennae; Mobile Radio, Broadband Communication Pharmaceutical Design, EC 31 Semiconducting Materials EC 27 Computer-Aided Process Planning, EC 11 Materials Processing EC 24 EC 11 Crystallography, Enzyme DC 4 Microbiological Techniques, Inorganic EC 31 Nonlinear Analysis, Topology EC 38 Chemistry EC 32 Crystallography EC 22 Thermal Analysis, Catalysis EC 33 Filtration Membrane DC 1 EC 41 EC 24 Crystallography EC 34 Reliability Engineering EC 40 EC 28 EthnoPharmcology, Phytochemistry EC 36 Water Waste EC 36 EC 42 EC 29 EthnoPharmcology EC 37 Crystallography, Organic Chemistry EC 37 EC 28 EC 42 Remote Sensing EC 38 Applied Genetics, Food Chemistry DC 6 EC 43 EC 43 Engineering Education, Human EC 40 Finance, Operations Research EC 12 EC 29 Resource Management EC 41 Electrochemistry, Enzyme Microbiological DC 8 DC 2 EC 22 Techniques EC 34 EC 33 EC 27 EC 21 EC 14 EC 18 EC 20 EC 16 DC 5 EC 15 DC 5 Phytochemistry, EthnoPharmcology, EC 9 EC 10 Reliability Engineering, Computer- Organic Chemistry Aided Process Planning DC 7 Macromolecules & Polymers DC 7 EC 30 EC 9 Aquaculture EC 13 Macromolecules & Polymers EC 10 EC 15 Microbiology Biotechnology, Macromolecules & EC 17 EC 16 Pharmacy, Drug Safety, Pharmaco Polymers, Enzyme Microbiological Techniques EC 19 EC 23 Economics EC 17 Computer Modeling and Animation, Heat EC 13 Transfer, Numerical Methods in Engineering EC 35 EC 23 Liquid Crystals EC 39 EC 19 EC 25 Semiconducting Materials, Surface Coating EC 26 Chromatography; Electrophoresis Technology EC 20 Heat Transfer EC 25 Retinal Surgery, Vascular Surgery Cash cow/ EC 30 Data Mining, Chemical Engineering, Automatic Dog Control Blue ocean EC 35 Data Mining, Gynecology Oncology EC 26 USM Scival Spotlight EC 39 Data Mining, Physics; Current Developments Matrix, 2009
  • 37. USM Distinctive Competencies (2007 – 2009) Year 2007 Year 2008 Year 2009 DC 1 Macromoleculars & Polymer, DC 1 Macromolecules & Polymers, 1 DC Safety Management, Enzyme Composites, Wood Composites, Carbon Microbiological Techniques, Filtration Membrane DC 2 Safety Management, Carbon, DC 2 Phytochemistry, Enzyme 2 DC Macromolecules & Polymers, Macromoleculars & Polymers, Microbiological Techniques, Safety Composites, Semiconducting Filtration Membrane Management, Filtration Membrane, Material Solar & Wind Power DC 5 Phytochemistry, DC 3 Safety Management, Chemical 3 DC Catalysis, Energy Fuel, Carbon Cristallography, Ecological Engineering, Inorganic Chemistry, Dyes Modelling & Pigments DC 8 Inorganic Chemistry, DC 6 Data Mining, Neural Networks 4 DC Food Chemistry, Ecological Modeling Cristallography DC 9 Tropical Medicine DC 7 Crystallography, Inorganic Chemistry 5 DC Phytochemistry, EthnoPharmcology, Organic Chemistry DC 11 Macromolecules & Polymers, 6 DC Organic Chemistry, Thermal Composites Analysis, Pharmaceutical Design, Semiconducting Materials 7 DC Macromolecules & Polymers 8 DC Fluid Phase Equilibrium, Food Chemistry, Macromolecules & Polymers
  • 38. Tabulate the Combined strengths of 4 RUs in 2007 Top Disciplines UM USM UKM UPM Crystallography, Inorganic Chemistry, Organic DC #1 DC #3 Chemistry, Phytochemistry DC #3 DC #4 Carbon, Colloid DC #2 Applied Optics, Photonics DC #4 Mammals, Molecular Ecology, Plant Ecology DC #2 Macromolecules & Polymers, Materials Processing, DC #1 DC #1 DC #1 Composites, Filtration Membrane DC #2 Applied Economics DC #2 Food Engineering, Food Chemistry DC #3 Tropical Medicine DC #5 Phytochemistry, Pharmacology Science, Clinical DC #4 Chemistry Marine Pollution, Marine Biology, Environmental DC #5 Polution Horticulture, Weed Management, Agricultural DC #6 Engineering
  • 39. Combined strengths between USM and UM in 2008 USM UM Macromolecules & Polymer, Composites Solar & Wind Power Crystallography, Inorganic Chemistry Crystallography Safety Management, Filtration Membrane,Colloid Electrochemistry Food Chemistry, Carbohydrate Research Applied Optics Safety Management, Carbon Ethnopharmacology Chemical Engineering, Catalysis Animal Science Crystallograpgy, Inorganic Chemistry Macromolecules & Polymer In 2008, Crystallography remains strong in both Cytogenetics & Genome Mapping, Phytochemistry USM and UM Semiconducting Materials Water Treatment Reliability Engineering, Computer-Aided Process, Statistics
  • 41. Essential Science Indicators Updated as of November 1, 2010 to cover a 10-year + 8-month period, January 1, 2000-August 31, 2010. Institution Field USM Chemistry, Material Science, Engineering UM Chemistry, Clinical Medicine, Engineering UKM Clinical Medicine UPM Agricultural Sciences * To be included as a top institution, the total number of citations to the published works (articles, reviews, research notes, and proceedings papers indexed by ISI) of researchers crediting particular institutional affiliations must be in the top one percent when compared to the 10 year output of all institutions publishing in that same discipline over the last 10 years. All institutions listed with a work are credited equally.
  • 42. . Way forward: Improving RU marks
  • 43. USM RU Overall Performance 2007 - 2010 by Section 40 a36.8 35.3 36.2 Need improvement 35 on concentration of talents 31 30 and sufficient numbers of creative 30 and innovative talents with pioneer mindset to 25 25 promote innovations 20 17.418 18.9 18.4 a 2007 a 2008 14.8 14.3 15 a 13.3 13.1 2009 2010 10 10 a5 5.1 5.7 6.7 10 8.5 6.8 7 7 77 7 6.8 8 8.6 6.6 8.6 a 3.5 5 Full Marks 5 4.4 4.2 5 3.9 3.5 3.5 0 Section B : Section C : Section D : Section E : Section F : Section G : Section H : Section I : Quantity And Quality Of Quantity And Quality Of Quantity Of Quality Of Postgraduates Postgraduates Innovation Prof essional Networking And Services And Linkages Supports Facilities Data as Researchers Research Gif ts in November, 2010
  • 44. Goal: To move towards World Class RU with emphasis on sustainability 1.1 Nurture trans-disciplinary research initiatives (RUI, RUT, RUC) that address and provide solutions to problems: reduce inequity and enhance quality of life Strategies Action KPI Milestone Expected Financial Plan (5 years) Outcome implication (RM) See Excell sheet Responsible PTJs: Promotion, branding and positioning:
  • 45. 8 Goals 4 Initiatives 5 Strategies 9 Action Plan 36 Initiatives Quantity and Quality of Researchers 56 Strategies 10 Initiatives 4 Initiatives 79 Action 14 Strategies Plans 14 Action Networking And linkages RU Quantity of Postgraduates 5 Strategies 13 Action Plan Plan KPIs Innovation Milestones for 2 years Responsible 4 Initiatives PTJs 5 Strategies 6 Action Plan
  • 46. 1. QUANTITY AND QUALITY OF RESEARCHERS MRU 2012 Data No Criteria MRU WCRU Year 2007- 2009 1. Critical Mass 65% of academic staff 75% of academic 85% 55.89% involved as Principal staff involved as Investigators (PI) Principal Investigators (PI) 100 80 PI in S&T = RM 20,000 PI in Arts and social sciences = RM 5,000 % 60 40 20 0 2007- MRU MRU WCRU 2009 2012 Performance
  • 47. 1. QUANTITY AND QUALITY OF RESEARCHERS Data No Criteria MRU MRU 2012 WCRU Year 2007-2009 3. Research Policy Related With balanced With 60% distribution >20: 22.42% Experience (MRU 2005: With distribution of staff of staff with >20 years balanced distribution with >20 years experience, 20% with 10-20: 26.02% of staff with >20 years experience, 10-20 10-20 years and 20% experience, 10-20 years and <10 years with <10 years <10: 51.56% years and <10 years experience experience experience) We need to head hunt middle tier And we need to retain the talents especially at top and middle-tier 60 >20 yr 10-20 yr % 40 <10 yr 20 0 2007-2009 MRU MRU 2012 WCRU Performance
  • 48. 2. QUANTITY AND QUALITY OF RESEARCH Data No Criteria MRU MRU 2012 WCRU Year 2007- 2009 1. Publications 2 Papers in 2.5 Papers in national/ 5 Papers in national/ 0.91 national/international refereed international refereed international refereed and cited journal per staff/yr and cited journal per and cited journal per staff/yr staff/yr or or or 936.03 Cumulative Impact Factor for Cumulative Impact Cumulative Impact the institution of not less than Factor for the institution Factor for the institution 500 of not less than 1500 of not less than 5000 or or or 5638.67 Having a Cumulative Citation Having a Cumulative Having a Cumulative Index of 5,000/yr Citation Index of Citation Index of 15,000/yr 10,000/yr Number of publications in non- 1.2/staff citation-indexed Journal Number of chapters in books 0.16/staff Other Publications that have - created an impact to government/society/policy Postdocs formed the work horse of R&D and we will hire with stated KPIs. Incentivised attaining of national and international grants via allocation of postdocs maintained by RU central Need to initiate Researcher ID and Scopus ID to enhance ease of search
  • 49. 2. QUANTITY AND QUALITY OF RESEARCH Data No Criteria MRU MRU 2012 WCRU Year 2007-2009 2. Research Grants for At RM50K/staff/yr At RM80K/staff/yr of At RM1 million/ RM78.6K/staff/yr S&T academic staff of which at least which at least 20% is staff/yr of which at 20% is from from international least 40% is from international sources sources and 20% international sources and 20% from from private sector and 40% from private private sector sector To move existing clusters and teams at USM to apply for LRGS, or Niche areas Need to incentivize for international grants and private sector with Post Docs to enhance deliverables Intake of PhD students from Industries, MOHE will provide incentive of RM50,000/student enrolled. Grants/scholarships from Industry to help pay for the graduate students can be declared as Private sector grants
  • 50. 3. QUANTITY OF POSTGRADUATES Data No Criteria MRU MRU 2012 WCRU Year 2007-2009 1. Ratio of PhDs 1 : 18 academic 1 : 5 academic staff of 1 : 3 academic staff 1 : 9.92 staff graduated to staff of which which 60% will be of which 80% will be academic staff 60% will be from from S&T from S&T S&T 2. Ratio of 3 PG : 1 staff 4 PG : 1 staff 5 PG : 1 staff 5.64 PG : 1 staff postgraduates to academic staff (enrollment) 3. Ratio of 1 PG : 4 UG 3 PG : 5 UG 4 PG : 6 UG 1 PG : 4.5 UG postgraduates (1 : 1.5) (based on research and mixed mode) to undergraduates Incentivised supervisors only when graduated student on time and with decreased sliding scale up to 5 years Return 1 semester fees to students who graduate on time
  • 51. 3. QUANTITY OF POSTGRADUATES Data No Criteria MRU MRU 2012 WRU Year 2007-2009 4. Percentage of 10% 15% 15% 23.94% international postgraduates 30 Need to bring in only sponsored 20 international % postgraduates to contribute to KPI 10 0 2009 MRU MRU 2012 WCRU Performance
  • 52. 5. INNOVATIONS Data No Criteria MRU MRU 2012 WCRU Year 2007-2009 1. Number of patents Paten : 9 200/YR 100/yr Paten : 7 attained/number of products Com. Com. Product : 4 commercialized/number of Product : 6 Tech. Know How : technology know-how Tech. Know 5.33 licencing/number of How : 6 IPR : 23 IPR/copyrights (including original IPR : 10 Other : 31.67 writings) Other : 50  Patent counted for newly granted only. Basically the procedure takes long time to granted (3 -5 years) and under MyiPO jurisdiction.  Need big allocation to maintain current patents granted but they are not counted. What for the university has to maintain this?  IPR limited to 10 only. How to help arts people to publish their research output? Suggest to remove and create uncapped section F or put IPR into section C (under publication)
  • 53. 6. PROFESSIONAL SERVICES AND GIFTS Data No Criteria MRU MRU 2012 WCRU Year 2007-2009 1. Income generated from Not less than RM20 Not less than RM50 Not less than RM40.94 training million/yr million/yr RM600 million/yr million/yr courses/services/ consultancy/post- graduate student fees/ endowment/gifts Will strategise to form subsidiary companies per PTJ /activity under USAINS and formation of SBU under Bendahari to advise
  • 54. 7. NETWORKING AND LINKAGES Data Data No Criteria MRU MRU 2012 WCRU Year 2007-2009 Year 2012 1. Inter-institution 70% 60% 50% 8% 26% (national) participation 2. Inter-institution 30% 40% 50% 92% 74% (international) participation 100 80 60 % 40 20 0 2008 2009 MRU WCRU Performance National International
  • 55. 8. SUPPORT FACILITIES MRU Data 2007- No Criteria MRU 2012 WCRU (2010 KPI) 2009 1. Equipment fully operational and 3 labs On site auditing 1 labs calibrated or physical facilities (accreditation) (accreditation) that meet safety and quality standards (accreditation to On site auditing 85% compliance 95% compliance 1% compliance GLP/ISO17025) or library attained attained attained facilities (min 1 million titles) of 75% compliance supporting facilities including attained Now we have 3 networking and shared facilities or service centers or recreational centers or access to high end research facilities We have no problems here since USM believes in Quality activities and accreditation Will have 12 accredited labs either at ISO 15189 or 17025
  • 56. RU Goals WCRU Researchers Quality of Quantity and Innovation Led- Economy Networking and linkages RU Quantity of Postgraduates USM R&I Quantity of Postgraduates Bottom ECOSYSTEM Billion Innovation Innovation Development Commercialisations Outcomes Research BRAINR BUSINESS R HUMANITY
  • 57. PART 2 MOHE Grants RMK 10 RM 741 million http://jpt.mohe.gov.my Bahagian Perancangan Kecemerlangan IPT
  • 58. 1) Matlamat RMK-10 2) Skop Program Oleh EPU 3) Pecahan Peruntukan Dana 4) Peranan IPT 5) Dana Penyelidikan 6) ERGS 7) LRGS 8) PRGS
  • 59. MATLAMAT RMK-10 FRGS (300 juta) 1,500 PhD & 5,866 Master Bil.Projek INSENTIF ERGS 123 (93 juta) (41 juta) IP RMK-10 500 (741 juta) 923 IP PhD PEMBUDAYAAN (2006-2008) PRGS LRGS (41 juta) (166 juta) 6,400 PEMBENTANGAN RMK-9 & PENERBITAN FRGS (315 juta) KUALITI (2009-2010) RM337 juta KECEMERLANGAN Perbelanjaan (2011-2012) 7,177 PEMBENTANGAN & PENERBITAN
  • 60. SKOP PROGRAM YANG TELAH DIPERSETUJUI OLEH EPU Kos Projek (RM) Jumlah Bil Nama & Skop Projek Tahun 2011 Tahun 2012 (RM) 1 Fundamental Research Grant Scheme (FRGS) 81,000,000 219,000,000 300,000,000 Exploratory Research Grant Scheme (ERGS) 2 Long-term Research Grant Scheme (LRGS) 81,000,000 219,000,000 300,000,000 Prototype Research Grant Scheme (PRGS) 3 Insentif Penyelidikan 11,000,000 30,000,000 41,000,000 4 Projek Khas KPT 27,000,000 73,000,000 100,000,000 Jumlah 200,000,000 541,000,000 741,000,000
  • 61. PECAHAN PERUNTUKAN DANA PENYELIDIKAN DANA FRGS ERGS LRGS PRGS INSENTIF (RM) (RM) (RM) (RM) (RM) TAHUN 2011 81juta 25 juta 45 juta 11 juta 11 juta 2012 219 juta 68 juta 121 juta 30 juta 30 juta JUMLAH 300 juta 93 juta 166 juta 41 juta 41 juta
  • 62. PERANAN INSTITUSI APEX PENGAJIAN TINGGI Peranan IPT Terhadap Platform Nic Penyelidikan Berimpak Tinggi Platform Nic Berimpak Tinggi RU APEX •Pemanasan Global FRGS, ERGS, LRGS, •Penyakit Berjangkit PRGS •Perubatan Tropika •Keselamatan Tenaga & Air •Kecukupan Makanan IPT & •Pembuatan Termaju dan Tambah Nilai INSTITUSI • ICT LAIN
  • 63. THE EVOLUTION OF FRGS GRANT 1. 1ST Phase (2007 – 2008): Enhancing Research Culture 2. 2nd Phase (2009 – 2010): Inculcating Research Quality 3. 3rd Phase (2011 - 2012): Promoting Research Excellence
  • 64. Jenis Dana Penyelidikan (Types of Grants) •Skim Geran Penyelidikan Asas (FRGS) •Penyelidikan yang menghasilkan teori, konsep dan idea baru FRGS •Menjawab persoalan “WHY?” dan “HOW?”. •Skim Geran Penyelidikan Eksploratori/Eksperimen (ERGS) •Hasil penemuan boleh dikembangkan kepada projek bersifat ERGS gunaan) •Menjawab persoalan “WHAT?” dan “WHERE?”. •Skim Geran Penyelidikan Jangka Panjang (LRGS) •Penyelidikan fundamental yang memerlukan tempoh LRGS pelaksanaan melebihi 3-5 tahun •Skim Geran Penyelidikan Pembangunan Prototaip (PRGS) •Penghasilan produk penyelidikan, tetapi belum sampai ke PRGS peringkat pengkomersilan
  • 65. Karakter Penentuan Kategori Penyelidikan Why? & What? How? FRGS ERGS & Where? Long- Prototype- Term LRGS PRGS Development (What, where, Why, How and Outcome)
  • 67. FRGS DEFINISI Penyelidikan Fundamental merupakan penyelidikan asas yang boleh menghasilkan teori, konsep dan idea baru demi perkembangan ilmu. TUJUAN Penyelidikan ini bertujuan untuk menggalakkan penjanaan teori, konsep dan idea baru yang dapat menjadi pemangkin kepada penemuan baru dan penciptaan yang inovatif yang boleh mengembangkan sempadan ilmu.
  • 68. FRGS KRITERIA PENILAIAN • Penyelidikan yang dipohon mestilah merupakan penyelidikan yang dapat menghasilkan suatu idea/teori/konsep/kaedah/model/proses baru; dan – Penyelidikan yang dapat menambahbaik sesuatu polisi, metodologi dan model penyelesaian yang sedia ada; atau – Penyelidikan yang merangkumi isu-isu kemanusiaan dan kemasyarakatan bagi tujuan peningkatan nilai kehidupan dalam negara dan sejagat; atau – Penyelidikan yang berpotensi untuk menyumbang kepada agenda strategik negara
  • 69.
  • 70. Menjawab persoalan tentang “apa” dan “di mana” Menjana idea baru Mencari dan menyingkap rahsia Membantu ke arah penjanaan disiplin baru serta mengenalpasti masalah yang berkaitan
  • 71. Menggalakkan inquisitive minds meneroka idea dan konsep baru Sebagai pemangkin kepada penemuan baru dan penciptaan yang inovatif
  • 72.  Sains Tulen dan Gunaan (Pure and Applied Sciences)  Teknologi dan Kejuruteraan (Technology and Engineering)  Sains Kesihatan dan Klinikal (Clinical and Health Sciences)  Sains Sosial (Social Sciences)  Sastera dan Sastera Ikhtisas (Arts and Applied Arts)  Sains Tabii dan Warisan Negara (Natural Sciences and National Heritage)  Pertahanan dan Keselamatan (Defence and Security)
  • 73.  Terbuka kepada kakitangan akademik IPTA dan IPTS dengan syarat-syarat berikut:-  Warganegara Malaysia; dan  Kakitangan akademik tetap (Profesor, Profesor Madya, Pensyarah Kanan, Pensyarah); atau  Kakitangan bertaraf kontrak, dimestikan mempunyai penyelidik bersama bertaraf tetap.  Bagi bukan warganegara, dimestikan mempunyai penyelidik bersama warganegara Malaysia dan bertaraf tetap.
  • 74. Permohonan dari Universiti Cawangan perlu mematuhi syarat- syarat berikut:-  Ketua Penyelidik boleh bukan warganegara Malaysia dengan syarat penyelidik bersama mestilah warganegara Malaysia.  Geran penyelidikan mestilah digunakan dalam negara.  Ketua Penyelidik tidak dibenarkan memegang lebih dari dua geran penyelidikan yang lain, setelah mengetuai di Geran Penyelidikan LRGS, FRGS atau PRGS.
  • 75. Pemohon hanya dibenarkan menjadi Ketua Penyelidik bagi satu projek ERGS dan hanya satu permohonan projek sahaja akan diperakukan pada setiap fasa.  Permohonan baru bagi mereka yang telah diluluskan Geran Penyelidikan Eksploratori pada fasa yang terdahulu akan diberi pertimbangan dengan mengemukakan bukti tahap selesai projek pada kadar 75 peratus.  Jumlah peruntukan yang dipohon hendaklah tidak melebihi siling yang telah ditetapkan iaitu RM100,000.00 setahun dengan tempoh maksimum 3 tahun.
  • 76.  Setiap Projek Penyelidikan yang dipohon diharap dapat melahirkan Modal Insan dalam penyelidikan seperti mana yang termaktub dalam RMK-10. Sehubungan dengan itu, bagi:- Bagi projek dua (2) tahun; disyaratkan dapat melatih sekurang kurangnya seorang (1) pelajar Sarjana atau PhD.  Pensyarah yang bercuti belajar tidak dibenarkan menjadi Ketua Penyelidik. Namun, beliau boleh menjadi ahli dalam kumpulan penyelidikan.  Ketua Penyelidik yang berpindah universiti hendaklah melepaskan kedudukan sebagai ketua. Namun, beliau boleh kekal sebagai ahli dalam kumpulan penyelidikan berkenaan.
  • 77. Menggunakan Borang ERGS - A1(R) Semua permohonan hendaklah dinilai dan diperakukan oleh Pengarah RMC/TNC (P&I) universiti masing-masing. Laporan penilaian hendaklah dikemukakan kepada pihak Urus Setia ERGS, KPT bersama-sama borang permohonan tersebut. Hanya permohonan yang disokong oleh pihak RMC sahaja yang perlu dihantar ke KPT. Bagi projek penyelidikan yang dibiayai oleh geran ERGS bersama sumber lain, penyelidik mestilah mengisytiharkan semua pembiayaan yang diperolehi bagi projek tersebut.
  • 78. Kajian awal ke atas idea baru dan masih belum diuji (Preliminary work on untested and novel ideas )  Meneroka idea penyelidikan baru yang berpotensi ke arah penjanaan transformasi (Ventures into emerging and potentially transformative research ideas)  Aplikasi kepakaran baru atau pendekatan baru kepada tajuk penyelidikan yang mapan (Application of new expertise or new approaches to ”established” research topic. )
  • 79.  Kajian yang berkaitan dengan penyediaan kemudahan atau peralatan masalah yang mendesak dan amat diperlukan seperti bencana alam, antropogenik atau kejadian yang tidak diduga (Having severe urgency with regards to availability of, or access to data, facilities or specialised equipment, including quick-response research on natural or anthropogenic disasters and similar unanticipated events. )  Kajian yang boleh mencetuskan penemuan segera dan inovatif (Efforts of similar character likely to catalyse rapid and innovative advances.)
  • 80.  Penerbitan Semua penyelidik mesti menerbitkan sekurang-kurangnya dua (2) penerbitan dalam jurnal berwasit. Penghargaan kepada geran ERGS mestilah dinyatakan dengan jelas dalam setiap penerbitan. Hak Harta Intelek o Bagi projek yang dibiayai oleh geran ERGS, penyelidik digalakkan untuk memohon pendaftaran Harta Intelek di dalam negeri dahulu sebelum ke peringkat antarabangsa. Harta Intelek hasil geran ERGS menjadi hak milik bersama Kerajaan Malaysia dan IPT. o Pengurusan Harta Intelek adalah menjadi tanggungjawab IPT.
  • 81. Hasil Pengkomersilan o Hasil pengkomersilan dari projek penyelidikan yang dibiayai oleh geran ERGS dan sumber lain hendaklah dikongsi bersama mengikut pecahan pembiayaan geran dan sumbangan dalam bentuk lain bagi projek tersebut. o Untuk IPTA, hasil pengkomersilan perlulah diagihkan mengikut Polisi Pengkomersilan sedia ada. o Untuk IPTS, perincian hak milik pengkomersilan hendaklah dipersetujui dalam klausa kontrak.
  • 82. Prototype Development Research Grant Scheme (PRGS) BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 83. DEFINISI Merapatkan jurang di antara penemuan makmal/ penyelidikan sehingga sebelum pra-pengkomersilan. Ini termasuk pembuktian konsep (Proof of concept), penilaian (evaluation), skala naik (up-scaling), ujian pra-klinikal (pre- clinical testing) dan ujian lapangan (field testing). Journey towards commercialization PRGS Curiosity & Proof of Commercial Market Market Driven Concept Development Launch Research BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 84. TUJUAN Membantu merapatkan jurang antara penemuan penyelidikan dan pengkomersilan bagi tujuan penciptaan teknologi/penemuan baru selaras dengan keperluan K-ekonomi dan pelaksanaan Model Ekonomi Baru BIDANG PENYELIDIKAN Terbuka untuk semua bidang penyelidikan yang telah mempunyai hasil penemuan yang memerlukan Pembangunan Prototaip BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 85. SYARAT-SYARAT PERMOHONAN Terbuka kepada kakitangan akademik IPTA dan IPTS dengan syarat- syarat berikut:- Warganegara Malaysia. Kakitangan akademik tetap (Profesor, Profesor Madya, Pensyarah Kanan, Pensyarah). Bagi kakitangan bertaraf kontrak, termasuk bukan warganegara, dimestikan mempunyai penyelidik bersama warganegara Malaysia yang bertaraf tetap. BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 86. SYARAT-SYARAT PERMOHONAN (Samb.) Permohonan dari Universiti Cawangan perlu mematuhi syarat-syarat berikut:- Penyelidik utama mestilah warganegara Malaysia. Geran penyelidikan mestilah digunakan dalam negara Skim PRGS hanya dibuka kepada penyelidik yang mempunyai projek dibawah Skim Geran Penyelidikan Fundamental (FRGS) samada yang telah tamat atau sedang dijalankan. Pemohon hanya dibenarkan menjadi Ketua Penyelidik bagi satu projek dan hanya satu permohonan projek sahaja akan diperakukan pada setiap fasa. Permohonan baru bagi mereka yang telah diluluskan Skim PRGS pada fasa yang terdahulu akan diberi pertimbangan dengan mengemukakan bukti projek PRGS terdahulu telah selesai sepenuhnya. BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 87. SYARAT-SYARAT PERMOHONAN (Samb.) Jumlah peruntukan yang dipohon hendaklah tidak melebihi siling RM500,000.00 setiap projek. Setiap projek penyelidikan yang dipohon diharap dapat melahirkan Modal Insan dalam penyelidikan seperti mana yang termaktub dalam RMK-10. Pensyarah yang bercuti belajar tidak dibenarkan menjadi Ketua Penyelidik. Walau bagaimanapun, beliau boleh menjadi ahli dalam kumpulan penyelidikan. Ketua Penyelidik yang berpindah universiti hendaklah melepaskan kedudukannya sebagai ketua. Walau bagaimanapun, beliau boleh kekal sebagai ahli dalam kumpulan penyelidikan berkenaan. BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 88. PERATURAN PERMOHONAN Permohonan untuk Skim PRGS perlu menggunakan Borang PRGS – A1(R) (Borang Permohonan Skim Geran Penyelidikan Pembangunan Prototaip) yang terkini dari Jabatan Pengajian Tinggi, Kementerian Pengajian Tinggi. Permohonan untuk Skim PRGS dibuka kepada projek penyelidikan yang menepati bidang (perenggan 1.4) dan syarat (perenggan 1.5) di atas. Semua permohonan hendaklah dinilai oleh universiti dan disokong oleh pihak yang bertangungjawab di universiti masing-masing untuk pertimbangan KPT. Laporan penilaian hendaklah dikemukakan kepada pihak Urus Setia PRGS, KPT bersama-sama borang permohonan tersebut. BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 89. PERATURAN PERMOHONAN (Samb.) Pihak penyelidik diminta menyatakan geran atau sumber kewangan dari peringkat awal projek penyelidikan sehingga ke tahap memerlukan pembangunan prototaip. Bagi pembangunan prototaip yang melebihi siling PRGS, penyelidik mestilah mengisytiharkan semua pembiayaan yang diperolehi dari pihak lain bagi projek tersebut. Pihak penyelidik perlu menyatakan perancangan geran yang telah/akan diperolehi sehingga ke tahap pra-komersilan. Semua permohonan Skim PRGS perlu dilakukan secara pembentangan kepada Jawatankuasa penilaian. Bagi setiap projek yang diluluskan, sekiranya perlu atas nasihat panel penilai, seorang mentor akan dilantik untuk memberi bimbingan ke arah kebolehjayaan komersil produk (commercial viability of product). BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 90. KRITERIA PENILAIAN Geran yang dipohon mestilah melibatkan penghasilan salah satu perkara berikut; Pembuktian konsep (Proof of concept) Penilaian (evaluation) Skala naik (up scaling) Ujian Pra Klinikal (pre-clinical testing) Ujian lapangan (field testing); dan Prototaip yang memberi impak kemanusiaan dan kemasyarakatan bagi tujuan peningkatan nilai kehidupan dalam negara dan sejagat; atau Prototaip yang berpotensi untuk menjana industri berasaskan ilmu/pengetahuan baru; atau Prototaip yang berpotensi yang menyumbang kepada agenda strategik negara. BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 91. PERATURAN KEWANGAN Skim PRGS tidak boleh digunakan bagi perkara berikut: i. Menghasilkan pelan perniagaan (Business plan) ii. Kajian pasaran (Market survey) iii.Permohonan dan Pendaftaran Harta Intelek (IP filing and registration) iv. Pameran dan Promosi produk (Product exhibition and promotion) v. Pembentangan persidangan (Conference presentation) BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 92. HASIL PENYELIDIKAN (Samb.) HASIL PENGKOMERSILAN Hasil pengkomersilan dari pembangunan prototaip yang dibiayai oleh Skim PRGS dan sumber lain hendaklah dikongsi bersama mengikut pecahan pembiayaan geran dan sumbangan dalam bentuk lain bagi projek tersebut. Untuk IPTA, hasil pengkomersilan perlulah diagihkan mengikut Polisi Pengkomersilan sedia ada. Untuk IPTS, perincian hak milik pengkomersilan hendaklah dipersetujui dalam klausa kontrak. BAHAGIAN PERANCANGAN KECEMERLANGAN IPT
  • 93. SKIM GERAN PENYELIDIKAN JANGKA PANJANG LONG-TERM RESEARCH GRANT SCHEME (LRGS)
  • 94. Memerlukan komitmen yang mendalam, skop yang lebih ekstensif dan tempoh masa yang panjang Menghasilkan teori dan idea baru
  • 95. • Memantapkan kecemerlangan dalam penjanaan teori, idea baru dan penciptaan yang inovatif • Perlu ada 3 institusi selama 3-5 tahun
  • 96.  Meliputi bidang-bidang nic yang berimpak tinggi yang telah dikenalpasti. LRGS terbahagi kepada mod atas ke bawah dan mod bawah ke atas.  Bidang penyelidikan nic atas ke bawah adalah:- i. Pemanasan global (Global warming – UKM) ii. Penyakit berjangkit (Infectious Disease – UM) iii. Perubatan tropika (Tropical Medicine- USM) iv. Keselamatan Tenaga & Air (Energy and Water security – USM) v. Kecukupan makanan (Food Security – UPM) vi. Pembuatan termaju dan tambah nilai (Advanced and Value added Manufacturing – UTM) vii. Teknologi Informasi dan Komunikasi (ICT) – UKM  Bidang penyelidikan bawah ke atas boleh terdiri daripada 7 bidang penyelidikan nic di atas atau nic-nic lain yang boleh diajukan.
  • 97. Terbuka kepada kakitangan akademik IPTA dan IPTS dengan syarat-syarat berikut: melibatkan 2 mod iaitu atas ke bawah dan bawah ke atas. Hanya UP boleh menerajui penyelidikan atas ke bawah manakala bawah ke atas terbuka kepada semua IPT. Projek mestilah melibatkan pelbagai institusi dengan minimum 3 institusi. Projek mestilah bersifat multi disiplin, melibatkan korpus ilmu sains & teknologi dan sains sosial & kemanusiaan. Jumlah peruntukan yang dipohon hendaklah tidak melebihi siling yang telah ditetapkan. Siling yang ditetapkan adalah RM3 juta setahun.
  • 98. Setiap UP hanya dibenarkan menerajui tidak melebihi 2 program nic atas ke bawah.  Hanya warganegara Malaysia boleh menerajui program LRGS. Setiap individu hanya dibenarkan mengetuai satu program LRGS.  Terbuka kepada kakitangan akademik tetap (Profesor dan Profesor Madya).  Bagi kakitangan bertaraf kontrak, dimestikan mempunyai penyelidik bersama warganegara bertaraf tetap.